Zenor v. El Paso Healthcare

Revised May 28, 1999 IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No. 98-50063 TOM ZENOR, Plaintiff-Appellant, versus EL PASO HEALTHCARE SYSTEM, LIMITED, doing business as Columbia Medical Center-East; COLUMBIA MEDICAL CENTER-EAST, Defendants-Appellees. Appeal from the United States District Court for the Western District of Texas May 24, 1999 Before GARWOOD, BARKSDALE, and STEWART, Circuit Judges. GARWOOD, Circuit Judge: Plaintiff-appellant Tom Zenor (Zenor) appeals the district court’s grant of judgment as a matter of law in favor of his former employer, Vista Hills Medical Center, now defendant-appellee El Paso Healthcare Ltd., d/b/a/ Columbia Medical Center-East (Columbia). We affirm. Facts and Proceedings Below In 1991, Columbia hired Zenor to work as a pharmacist in the pharmacy at its Columbia Medical Center-East hospital. When Zenor began his employment, he received an employment manual expressing the at-will nature of his employment and disclaiming any contractual obligations between the employer and employee. Zenor also received a copy of Vista Hill’s then-existing drug and alcohol policy. In 1993, Zenor received a copy of Columbia’s Drug- Free/Alcohol-Free Workplace Policy (the Policy), which was in effect at all times relevant to this case. In 1993, Zenor became addicted to cocaine. Between 1993 and 1995, Zenor injected himself with cocaine as many as four to five times a week. He also smoked marijuana on three or four occasions and more frequently used tranquilizers to offset the cocaine’s effects. Despite his drug use, Zenor remained a generally adequate employee and usually received favorable employment evaluations. However, his evaluation for the year ended July 8, 1994, discussed with Zenor in October 1994, was not favorable, his performance was rated “below average,” and he was placed in a probationary status for two months with the admonishment that discharge was possible if insufficient improvement were noted. Zenor successfully completed the probationary status. The record does not show any subsequent annual evaluation. Zenor testified he never used drugs at work, nor came to work under the influence of drugs. Columbia was unaware of Zenor’s addiction until August 15, 1995. Zenor had been working the night shift at the pharmacy. When Zenor left work on August 15, 1995, at approximately 8:30 a.m., he 2 injected himself with cocaine. As Zenor prepared to return to work that night, he became dizzy and had difficulty walking. Suspecting that he was still impaired from the morning’s cocaine injection, Zenor called the pharmacy director, Joe Quintana (Quintana), and stated that he could not report to work because he was under the influence of cocaine. During the conversation, Quintana asked whether Zenor would take advantage of Columbia’s Employee Assistance Program, “ACCESS.” Zenor replied that he would. Quintana then stated that he was on vacation, and instructed Zenor to contact Quintana’s supervisor, Paschall Ike (Ike). Zenor spoke to Ike, who was also on vacation and told Zenor to call his (Zenor’s) own doctor. Zenor then called his personal physician, who arranged for Zenor to receive emergency treatment that evening. Zenor stayed overnight at R.E. Thomason General Hospital. The next morning, Zenor was transferred to the El Paso Alcohol and Drug Abuse Service Detox Center, where he remained hospitalized for nine days. On August 23, while still at the Detox Center, Zenor became concerned about losing his job. Zenor and one of his Detox Center counselors, Pete McMillian (McMillian), contacted Yolanda Mendoza (Mendoza), Columbia’s Human Resources Director. This was the first time Zenor had contacted Columbia since his conversation with Ike eight days earlier. Nobody at Columbia knew where Zenor had been since the night of August 15. Zenor told Mendoza that he wished to enter a rehabilitation 3 program and asked her whether his job would be secure until he returned. Although the evidence is disputed, there is evidence that Mendoza assured Zenor that his job would be secure until he completed the program. Mendoza then told McMillan that Zenor was eligible for a twelve-week leave of absence under the Family Medical Leave Act (FMLA), 29 U.S.C. § 2601 et. seq. Later that afternoon, McMillian retrieved from Mendoza the paperwork necessary for Zenor to take FMLA leave. Zenor completed the paperwork. The next day, August 24, Zenor checked into an independent residential rehabilitation facility, Landmark Adult Intensive Residential Services Center (Landmark). Landmark was not owned or operated by Columbia and was not part of its ACCESS program. After consulting with Columbia’s lawyers, Mendoza and Quintana decided to terminate Zenor’s employment. On September 20, 1995, Mendoza, Quintana, and ACCESS director Joe Provencio had a meeting with Zenor, his Landmark counselor, and Landmark’s Director of Adult Treatment Services Dorrance Guy (Guy). Zenor was told that he would remain an employee of Columbia until his medical leave expired, and then he would be terminated. Zenor protested that Columbia could not fire him because the Policy stated that employees who completed rehabilitation would be returned to work. Zenor also argued that he had been told if he “self-reported” his addiction he would not be fired. Mendoza explained that Columbia was concerned because pharmaceutical 4 cocaine would be readily available to Zenor in the pharmacy, and therefore Columbia would not allow Zenor to return to work. Zenor offered to transfer to a day shift where he could be monitored, or to a satellite pharmacy where pharmaceutical cocaine would not be available. Columbia rejected these suggestions. The next day Guy wrote a letter to Provencio calling Columbia’s action unfair, and contrary to Guy’s interpretation of the Policy. Columbia did not respond to the letter. Zenor completed the residential portion of his treatment program and was released from Landmark on October 9, 1995. On October 18, Zenor met with Mendoza and again asked to keep his job. Mendoza told Zenor that his termination stood. Zenor then requested that Mendoza write an official letter regarding his termination, in order to assist Zenor in continuing his medical benefits. Zenor later sued Columbia, alleging that he was fired in violation of the Americans with Disabilities Act (ADA) and the Texas Commission on Human Rights Act (TCHRA). Zenor also alleged claims of fraud, breach of contract, promissory estoppel, and intentional infliction of emotional distress. Following discovery, Columbia moved for summary judgment. The district court granted summary judgment for Columbia on Zenor’s intentional infliction of emotional distress claim, but denied summary judgment on the other claims. The case proceeded to trial on the remaining claims. At the conclusion of Zenor’s case-in- 5 chief, Columbia moved for judgment as a matter of law. The district court granted Columbia judgment as a matter of law on Zenor’s disability discrimination, fraud, and breach of contract claims. Only Zenor’s promissory estoppel claim was submitted to the jury. The jury found for Zenor on the promissory estoppel claim, and awarded him substantial damages, including damages for past lost earnings, future lost earnings, and mental anguish. Columbia renewed its motion for judgment as a matter of law. The district court granted Columbia’s renewed motion, holding that there was insufficient evidence to support two elements of the promissory estoppel claim: the existence of any promise altering the at-will relationship or foreseeable and reasonable reliance by Zenor. Zenor appeals and in this Court challenges only the dismissal of his ADA, breach of contract, and promissory estoppel claims.1 Discussion I. The ADA The ADA, 42 U.S.C. § 12101 et. seq., prohibits an employer from discriminating against a “qualified individual with a 1 Zenor does not raise his TCHRA claim on appeal. The TCHRA claim is analogous to the ADA claim, and generally would be treated similarly. See Talk v. Delta Air Lines, Inc., 165 F.3d 1021 (5th Cir. 1999). We are pointed to nothing under the Texas law which would in this appeal authorize a different disposition of the TCHRA claim than of the ADA claim. Hence we do not separately address the TCHRA claim. 6 disability” on the basis of that disability. 42 U.S.C. § 12112(a). To establish a prima facie discrimination claim under the ADA, a plaintiff must prove: (1) that he has a disability; (2) that he was qualified for the job; (3) that he was subject to an adverse employment decision on account of his disability. Robertson v. Neuromedical Center, 161 F.3d 292, 294 (5th Cir. 1998) (per curiam). See also Burch v. Coca-Cola Co., 119 F.3d 305, 320 (5th Cir. 1997); Robinson v. Global Marine Drilling Co., 101 F.3d 35, 36 (5th Cir. 1996). At the close of Zenor’s case-in-chief, the district court found insufficient evidence to support the ADA claim and granted Columbia’s motion for judgment as a matter of law. On appeal, the parties raise three separate questions with respect to the ADA claim: (1) whether Zenor was disqualified from the ADA’s protection because he was a “current user” of illegal drugs at the relevant time, (2)whether Zenor was an otherwise qualified individual, and (3)whether Zenor established that he suffered from a disability. This Court reviews a judgment as a matter of law de novo. See Burch, 119 F.3d at 313. Judgment as a matter of law is proper only where "there is no legally sufficient evidentiary basis for a reasonable jury to find for that party on that issue.” Fed. R. Civ. P. 50(a)(1). This Court reviews the record in the light most favorable to the party opposing the motion. Burch, 119 F.3d at 7 313. The district court correctly granted judgment in favor of Columbia. First, Zenor is excluded from the definition of “qualified individual” under the ADA because he was a current user of illegal drugs. Similarly, due to Zenor’s cocaine use, he was not otherwise qualified for the job of a pharmacist. Alternatively, regardless of whether Zenor was a current user of illegal drugs, Zenor failed to prove that he was disabled within the meaning of the statute. The first issue is whether Zenor was “currently engaging in the illegal use of drugs” at the time the adverse employment action was taken. 42 U.S.C. § 12114 specifically exempts current illegal drug users from the definition of qualified individuals. See 42 U.S.C. § 12114(a) (“For purposes of this title, the term ‘qualified individual with a disability’ shall not include any employee or applicant who is currently engaging in the illegal use of drugs, when the covered entity acts on the basis of such use.”). In other words, federal law does not proscribe an employer’s firing someone who currently uses illegal drugs, regardless of whether or not that drug use could otherwise be considered a disability. The issue in this case, therefore, is whether Zenor was a “current” drug user within the meaning of the statute. As a threshold matter, this Court must determine the proper time at which to evaluate whether Zenor was “currently engaging in 8 the illegal use of drugs.” Zenor urges this Court to look to the date his employment status officially ended: November 24, 1995. The Second Circuit adopted this approach in Teahan v. Metro-North Commuter R.R. Co., 951 F.2d 511 (2d Cir. 1991). Teahan was an alcoholic who had missed an extensive amount of work due to his alcoholism. On December 28, 1987, Metro-North wrote a letter informing Teahan that his employment was terminated. That same day, before receiving the termination letter, Teahan voluntarily entered a rehabilitation program. Id. While Teahan was in the rehabilitation program, Metro-North initiated procedures to fire Teahan pursuant to its collective bargaining agreement with the International Brotherhood of Electrical Workers (IBEW). However, the disciplinary procedures were not complete on January 28, 1988, when Teahan completed the rehabilitation program. Pursuant to its agreement with IBEW, therefore, Metro-North permitted Teahan to return to work temporarily. Metro-North finally terminated Teahan on April 11, 1989. Id. Teahan sued Metro-North, alleging that his dismissal violated the Rehabilitation Act.2 Teahan alleged that his absenteeism was 2 The Rehabilitation Act is considered generally as a predecessor to the ADA, and cases under the Rehabilitation Act are relevant to the ADA. See, e.g., Johnson v. Gambrinus Company/Spoetzl Brewery, 116 F.3d 1052, 1060 n.4 (5th Cir. 1997) (citing 36 Fed. Reg. 35544, 35545 (1991)). But see Washington v. HCA Health Services of Texas, Inc., 152 F.3d 464, 470 n.9 (5th Cir. 1998) (“A case decided under the Rehabilitation Act is not controlling over the legislative history and administrative guidelines of the ADA. . . .”). 9 caused solely by his alcoholism; since the Second Circuit considered alcoholism a handicap under the Rehabilitation Act, Teahan alleged that Metro-North fired him solely by reason of his handicap. Like the current ADA, the Rehabilitation Act did not protect “an alcoholic whose current use of alcohol prevents such individual from performing the duties of the job in question.” See Teahan, 951 F.2d at 51 n.1 (discussing 1990 Amendments to the Rehabilitation Act of 1973, 29 U.S.C. § 794, § 706(8)). The case therefore turned on whether Teahan was a current abuser of alcohol at the relevant time. Metro-North asked the court to consider Teahan’s status as a current alcohol abuser on December 28, 1987, at which time Metro- North began procedures to fire Teahan, although it was legally unable to do so until April 11, 1989. See Teahan, 951 F.2d at 517. The Second Circuit disagreed, and decided instead to focus on the date on which Teahan was actually fired. The court reasoned that the word “current” within the statute prohibited an employer from firing an employee based on past substance abuse problems that the employee had overcome. That court feared that Metro-North’s theory would create a loophole which would expose recovering substance abusers to retroactive punishment. Therefore, the court looked to the April 11, 1989, actual termination date to determine whether the drug use was current. Id.; accord, Dauen v. Board of Fire and Police Commissioners of the City of Sterling, Ill., 656 N.E.2d 427 10 (Ill. App. Ct. 1995) (following Teahan); D’Amico v. City of New York, 132 F.3d 145 (2d Cir. 1998). This Court has already, at least implicitly, rejected the Second Circuit’s approach.3 See McDaniel v. Mississippi Baptist Medical Center, 877 F.Supp. 321 (S.D. Miss. 1995) (interpreting current user provision under the ADA), aff’d 74 F.3d 1238 (5th Cir. 1995) (table)4. McDaniel was a recovered substance abuser who worked as an adolescent marketing representative for a substance abuse recovery program. On or around September 2, 1992, McDaniel voluntarily entered a rehabilitation program after suffering a relapse. On September 1, the day before McDaniel entered the program, McDaniel’s employer notified him that he would not return to his current position but might be transferred within the company. The employer subsequently fired McDaniel on September 20, 1992. See id. at 324-26. McDaniel argued that he was not a current drug user on September 20, the date he was fired, and therefore he was protected 3 We note that our disagreement with the Teahan case is only with the narrow aspect of identifying the relevant date by which to determine whether an employee is a current user of illegal drugs. 4 On the appeal of the plaintiff McDaniel, this Court, in an unpublished opinion issued December 8, 1995, affirmed “essentially on the authorities cited and analysis made by the district court” in its opinion. McDaniel v. Mississippi Baptist Medical Center, No. 95-60038 (5th Cir. Dec. 8, 1995). As this Court’s opinion, though unpublished, was issued before January 1, 1996, it is precedential and binding on this panel. 5th Cir. R. 47.5.3. 11 by the ADA.5 The court disagreed, finding that the relevant adverse employment action was conveyed to McDaniel on September 1, before he entered the rehabilitation program. See id. At that time, McDaniel was a current user of illegal drugs. Id.6 See also Grimes v. U.S. Postal Serv., 872 F. Supp. 668, 675 (W.D. Mo. 1994) (rejecting actual termination date as relevant point of inquiry where plaintiff had been arrested for drug possession in January but termination was not finalized until April). Similarly, the relevant adverse employment action in this case occurred on September 20, 1995, when Quintana and Mendoza informed Zenor that he would be terminated upon the expiration of his medical leave. We do not share the Second Circuit’s fear that considering the notification date, rather than the actual termination date, creates a loophole by which employers can punish recovered addicts. There is nothing to suggest that Columbia was in any way punishing Zenor. Instead, Columbia was carrying out its rational and legally sound decision not to employ illegal cocaine users in its hospital pharmacy. Looking to the notification of termination date provides a fair remedy both to the employer and employee. Otherwise, in this case, Columbia would effectively be penalized for allowing Zenor to 5 McDaniel in fact argued that he fell within the statute’s safe harbor, discussed infra. 6 We observe that neither the district court’s nor this Court’s opinion in McDaniel cites Teahan. 12 take a medical leave of absence rather than terminating him right away. Such a ruling would encourage employers in Columbia’s position to hasten effectuation of employment decisions, which could have adverse effects for employees who would benefit from remaining in an employee status, such as by retaining employer- provided health and insurance benefits, during their recovery programs. Zenor suggests that he did not know with certainty whether he would be fired on September 20. However, this argument is untenable. Columbia representatives undisputably told Zenor he was being terminated September 20. Indeed, Zenor’s counsel argued such to the jury in his closing argument: “They came to the Landmark Center on September 20th of 1995, and they told him, Mr. Zenor, we know we’ve made some promises, but we’re going to fire you anyway.” Zenor admits in his testimony that at this September 20 meeting “they said they were planning to terminate me.” Zenor’s witness Guy, Landmark’s director present at the meeting on Zenor’s behalf, testified on direct examination that at the meeting Columbia’s “Mrs. Mendoza repeated the fact that he [Zenor] would not be taken back on staff there upon completion of the program” and that he protested but the meeting “broke up with Tom [Zenor] was still not going back to Columbia.” On cross-examination, Guy agreed “there was no doubt in your mind at the end of that meeting on September 20th, that Columbia intended to fire Mr. Zenor.” Furthermore, Guy’s letter dated September 21, written on Zenor’s behalf and 13 calling Columbia’s action unfair, also reflects that Zenor understood that he was being fired. Nonetheless, Zenor persists in disputing that he understood the meaning of those statements. Zenor testified that although he was told on September 20 that he would be fired, he retained “the impression” that he “might” get his job back because “she [Mendoza] didn’t say it was written in stone at that point that I might be, you know. She didn’t say, you definitely will not get your job back.” Such speculation or confusion on Zenor’s part was unreasonable and cannot be attributed to any action or inaction by Columbia. Finally, Zenor suggests that he was surprised and “emotionally destroyed” to receive his termination letter on November 24. This is likewise legally unavailing in light of the foregoing and the undisputed evidence that Mendoza wrote that letter at Zenor’s request, in order to help Zenor continue his health care benefits. Columbia decided to terminate Zenor on or before September 20, 1995, and that decision was adequately conveyed to Zenor on September 20, 1995. The relevant employment action for Zenor’s ADA case thus occurred on September 20, 1995. Therefore, the question is whether Zenor, who had used cocaine on August 15, 1995, was currently engaging in the illegal use of drugs when Columbia informed him on September 20, 1995, of its decision to terminate him. We conclude, as a matter of law, that he was. Under the ADA, “currently” means that the drug use was 14 sufficiently recent to justify the employer’s reasonable belief that the drug abuse remained an ongoing problem. See 143 Cong. Rec. H 103-01 (1997). Thus, the characterization of “currently engaging in the illegal use of drugs” is properly applied to persons who have used illegal drugs in the weeks and months preceding a negative employment action. Shafer v. Preston Memorial Hospital Corp., 107 F.3d 274, 278 (4th Cir. 1997); Collings v. Longview Fibre Co., 63 F.3d 828 (9th Cir. 1995); McDaniel. In McDaniel, the district court held that an individual who had used drugs six weeks prior to being notified of his termination was not protected by the ADA. Accord, Baustian v. Louisiana, 910 F.Supp. 274, 276-77 (E.D. La. 1996) (finding plaintiff who had used drugs seven weeks before termination to be a current drug user), reconsideration denied, 929 F.Supp. 980 (E.D. La. 1996). The Fourth and Ninth Circuits have similarly concluded that persons who had used illegal drugs in the weeks and months prior to being fired from their jobs were current drug users for purposes of the ADA. See Shafer v. Preston Memorial Hospital Corp., 107 F.3d 274, 278 (4th Cir. 1997); Collings, 63 F.3d at 833. “Therefore, the fact that the employees may have been drug-free on the day of their discharge is not dispositive.” Id. In Shafer, the Fourth Circuit interpreted the phrase “currently engaging in the illegal use of drugs” to encompass a woman who had used illegal drugs approximately three weeks before 15 she was fired from her job, and had in the interim enrolled in a rehabilitation program. The plaintiff in that case argued that the term current should mean, “at the precise time,” or “at the exact moment.” Id. at 277. The Fourth Circuit rejected that interpretation. The term “currently,” when modifying the phrase “engaging in the illegal use of drugs” should be construed in its broader sense, “mean[ing] a periodic or ongoing activity in which a person engages (even if doing something else at the precise moment) that has not yet permanently ended.” Shafer, 107 F.3d at 278. Indeed, “the ordinary or natural meaning of the phrase