FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
December 6, 2010
TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
No. 10-3115
(D.C. Nos. 5:09-CV-04136-JAR and
v.
5:06-CR-40132-JAR-1)
(D. Kansas)
DEREK WILLIAMS,
Defendant - Appellant.
ORDER DENYING CERTIFICATE
OF APPEALABILITY
Before MURPHY, GORSUCH, and HOLMES, Circuit Judges.
Derek Williams, a federal prisoner, seeks to appeal the district court’s
denial of his 28 U.S.C. § 2255 motion to vacate, set aside, or correct his sentence.
The matter is before this court on Williams’s request for a certificate of
appealability (“COA”). 28 U.S.C. § 2253(c)(1)(B) (providing no appeal may be
taken from a “final order in a proceeding under section 2255” unless the movant
first obtains a COA). Because Williams has not “made a substantial showing of
the denial of a constitutional right,” this court denies his request for a COA and
dismisses this appeal. Id. § 2253(c)(2).
Williams was charged in a multi-count indictment with crimes relating to
the distribution of crack cocaine. Williams entered into a written plea agreement
with the Government wherein he agreed to plead guilty to the charge of
conspiracy to possess with the intent to distribute five kilograms or more of
cocaine, in violation of 21 U.S.C. § 846. The Government agreed to dismiss the
remaining charges and not file any additional charges against Williams arising out
of the facts forming the basis for the indictment. The written plea agreement also
contained a waiver of Williams’s right to directly appeal or collaterally attack his
conviction and sentence.
Notwithstanding the waiver, Williams filed the instant § 2255 motion
raising five claims of ineffective assistance of counsel, including a claim he
received ineffective assistance of counsel in connection with the negotiation of
the plea agreement. The Government sought to enforce the waiver and filed a
motion to dismiss Williams’s § 2255 motion. The district court concluded (1)
four of Williams’s claims fell within the scope of the appeal waiver and (2)
Williams knowingly and voluntarily entered into the plea agreement and waiver.
See United States v. Hahn, 359 F.3d 1315, 1325-27 (10th Cir. 2004). The court
further concluded that enforcing the waiver would not result in a miscarriage of
justice, rejecting Williams’s fifth claim—that the waiver was rendered invalid by
the ineffective assistance of counsel in connection with its negotiation. See id. at
1327; United States v. Cockerham, 237 F.3d 1179, 1183 (10th Cir. 2001).
Accordingly, the district court enforced the waiver and denied Williams’s § 2255
motion.
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In his appellate brief, Williams challenges the denial of his § 2255 motion.
This court cannot reach the merits of Williams’s appeal unless we first grant him
a COA. Miller-El v. Cockrell, 537 U.S. 322, 336 (2003). To be entitled to a
COA, Williams must make “a substantial showing of the denial of a constitutional
right.” 28 U.S.C. § 2253(c)(2). To make the requisite showing, he must
demonstrate “that reasonable jurists could debate whether (or, for that matter,
agree that) the petition should have been resolved in a different manner or that the
issues presented were adequate to deserve encouragement to proceed further.”
Miller-El, 537 U.S. at 336 (quotations omitted). In evaluating whether Williams
has satisfied his burden, this court undertakes “a preliminary, though not
definitive, consideration of the [legal] framework” applicable to each of his
claims. Id. at 338. Although Williams need not demonstrate his appeal will
succeed to be entitled to a COA, he must “prove something more than the absence
of frivolity or the existence of mere good faith.” Id.
Having undertaken a review of Williams’s application for a COA and
appellate filings, the district court’s order, and the entire record on appeal
pursuant to the framework set out by the Supreme Court in Miller-El, this court
concludes he is not entitled to a COA. The district court’s resolution of
Williams’s § 2255 motion is not reasonably subject to debate and the issues he
seeks to raise on appeal are not adequate to deserve further proceedings.
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Accordingly, this court denies Williams’s request for a COA and dismisses this
appeal.
ENTERED FOR THE COURT
Michael R. Murphy
Circuit Judge
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