REPORTED
IN THE COURT OF SPECIAL APPEALS
OF MARYLAND
No. 49
September Term, 2013
AZIZOLLAH ABRISHAMIAN
v.
WASHINGTON MEDICAL GROUP, P.C.
Woodward,
Nazarian,
Kenney, James A., III
(Retired, Specially Assigned),
JJ.
Opinion by Nazarian, J.
Filed: March 4, 2014
The saga before us in this case began in 2005 with an auto accident, but since has
snowballed into litigation about litigation. Azizolah Abrishamian appeals a jury’s verdict in
the Circuit Court for Montgomery County finding that he breached his contract with appellee
Washington Medical Group, P.C. (“WMG”) to pay bills for medical treatment WMG
provided to him after the accident. Mr. Abrishamian opposed WMG’s claims by arguing that
his treating physician at WMG, Pedro Macedo, M.D., refused to honor an agreement to
testify as an expert on his behalf in the post-accident personal injury lawsuit. Mr.
Abrishamian interpreted this refusal as relieving him of his obligation to pay WMG’s bills,
but WMG disagreed and sued to recover the unpaid balance. Mr. Abrishamian
counterclaimed for fraud and breach of contract, and after some fairly complicated (but not
really complex) pre-trial wrangling, a jury returned a verdict in favor of WMG. Mr.
Abrishamian challenges a number of the circuit court’s procedural and evidentiary decisions,
and we affirm.
I. BACKGROUND
Mr. Abrishamian suffered a head injury in his auto accident, and his physician referred
him to WMG for treatment. At his first visit to WMG, Mr. Abrishamian signed an
Authorization and Assignment Agreement (the “A&A”), in which he agreed to pay WMG’s
medical bills out of the proceeds of any settlement or judgment he might recover from the
lawsuit. Mr. Abrishamian recovered $30,000 in that suit, but never paid any of those
proceeds to WMG. Instead, according to WMG, Mr. Abrishamian “filed an interpleader
action in the Circuit Court to dispute the amounts owed to his medical providers.” (The
record does not contain any of the pleadings or other documents from that litigation.)
On January 11, 2010, WMG filed suit in the District Court for Montgomery County
to enforce the A&A, seeking to recover unpaid medical bills totaling $11,510.00, plus
interest and attorneys’ fees. On November 21, 2011, after discovering that it had received
payments shortly after the accident from Mr. Abrishamian’s Personal Insurance Protection
policy (“PIP”) that it mistakenly had failed to apply to Mr. Abrishamian’s account, WMG
refiled its complaint and reduced the amount in dispute to $4,810.00. For his part, Mr.
Abrishamian contends that WMG harbored an ulterior fraudulent motive for filing its initial
complaint, and characterizes the trial court’s (pretty routine) decision to allow WMG to refile
the complaint in dramatic terms:
[WMG] knowingly and deliberately made the false
representation that I owed [WMG] $11,510.00, which I did not.
Not only had [WMG] sued me for this crafted amount they had
also sued Mr. Edward J. Brown, a fellow bar member, whose
only misfortune was that he was my attorney in a different case.
After transferring the above-mentioned case to the Circuit Court
. . . [WMG] quickly changed course, confessed to the Circuit
Court Judge . . . that the $11,510.00 was indeed a false amount
and pled for their complaint to be dismissed, which it was. [The
trial court] penalized [WMG] by directing [it] to pay all court
costs.
After WMG refiled the case in district court, it attempted repeatedly, without success,
to serve Mr. Abrishamian and his counsel, Edward Brown. On May 16, 2011, the court
entered an order allowing alternative service, and on June 13, 2011, denied Mr. Brown’s
2
motion to reconsider that order. The court entered an Affidavit Judgment against Mr.
Abrishamian on August 4, 2011, and mailed a Notice of Judgment on August 18, 2011. He
claims not to have received either (although he does not argue that the court mailed any
documents to the incorrect address). Nevertheless, on September 2, 2011, in a classic failure
to communicate,1 Mr. Abrishamian filed pro se a Motion to Vacate the Affidavit Judgment
on the same day that Mr. Brown’s office filed a Motion to Vacate the Affidavit Judgment on
his behalf (the latter also included a “request for sanctions”). Both Mr. Abrishamian’s
Motion and counsel’s Motion accused WMG of fraud; Mr. Abrishamian’s Motion professed
indignation at the notion that anyone might think that Mr. Brown’s office represented him.2
1
See Frank R. Pierson, Cool Hand Luke 97 (1966) (The Captain: “What we got here
is a failure to communicate. Some men you can’t reach, that is they just don’t listen when you
talk reasonable so you get what we had here last week, which is the way he wants it, well he
gets it, and I don’t like it any better than you men.”). The quotation was altered somewhat
in the movie, where the Captain was played by Strother Martin (Warner Bros./Seven Arts
1967).
2
The pleading signed by Mr. Brown’s associate claimed that WMG misrepresented
that Mr. Brown and/or Mr. Abrishamian evaded service, argued that WMG’s assertion “must
be viewed as knowingly false,” alleged that the Motion contained “incomplete and
misleading representations” that, combined with WMG’s “history of fraud,” compelled the
imposition of sanctions, and concluded that WMG had committed “acts of breach and fraud.”
In his pro se motion, Mr. Abrishamian asserted that it was “crystal clear” that Mr. Brown was
not representing him, and referred to WMG and its counsel’s collective “deliberate and
knowledgeable dissemination of falsehood” to that effect, in spite of the fact that Mr. Brown
filed the same motion on his behalf that very day. His motion also claims WMG and its
counsel “propagat[ed] falsehoods” about his evasion of service, and engaged in a “deliberate
campaign to dissemination [sic] false information” about this evasion, citing also their
collective attempts “to again craftily exact money from me which I do not owe.”
3
The court vacated the Affidavit Judgment on November 14, 2011, and on December
12, 2011, Mr. Abrishamian filed a Counterclaim, also in district court. The Counterclaim
alleged that WMG, through Dr. Macedo, had received payments from him to testify in the
underlying personal injury litigation, but refused to do so. According to the Counterclaim,
Dr. Macedo’s refusal to testify rendered Mr. Abrishamian “unable to present $10,510.00 in
medical bills and proof of injury” at trial (impliedly because the refusal came too late for Mr.
Abrishamian to find or subpoena another witness to authenticate the bills). Mr. Abrishamian
also alleged that Dr. Macedo had offered to tamper with a diagnostic study to make it show
results more likely to yield a verdict in his favor at trial. Perhaps more importantly for our
purposes, the Counterclaim also included a demand for a jury trial, which caused the case to
be transferred to the Circuit Court for Montgomery County.
On January 25, 2012, Mr. Abrishamian filed a Motion for Order of Default (the
“Default Motion”) in the circuit court on the ground that WMG had not filed an Answer to
the Counterclaim. On January 30, 2012, the court denied what it called “Plaintiff’s Motion
for Default” (emphasis added), reasoning that Mr. Abrishamian had already filed an Answer
(in the “Order Denying Default”). The circuit court apparently mistook the Motion for
Default as filed by WMG, and, we suspect, denied the motion based on Mr. Abrishamian’s
answer to the original Complaint. We discuss this order in greater detail below.3
3
The circuit court’s confusion was understandable—at this point, the parties were
filing motions and proposed orders quickly and furiously. The Counterclaim itself seems to
(continued...)
4
On January 31, 2012, WMG filed an Opposition to the Motion for Default (the
“Opposition to Default Motion”) (it presumably had not seen the court’s order denying the
Default Motion), along with an Answer to the Counterclaim. A brief respite of filings
followed (and no request from Mr. Abrishamian for a clarification of the Order Denying
Default). Then, on February 28, 2012, WMG moved to disqualify Mr. Brown pursuant to
Maryland Rule 2-504 and Maryland Lawyer’s Rule of Professional Conduct Rule 3.7 (the
“Motion to Disqualify”). WMG argued that the core dispute in the case—whether Dr.
Macedo agreed to serve as an expert witness—centered around a conversation between Dr.
Macedo and Mr. Brown about whether Dr. Macedo had agreed unequivocally to testify. The
court granted the Motion to Disqualify in an Order, dated March 29, 2012 (the
“Disqualification Order”), that stated “that Edward J. Brown, Esquire, is DISQUALIFIED
as counsel/attorney of record for [Mr. Abrishamian] in the above-captioned case.” Mr. Brown
viewed the Order as less than a total bar, however; a month later, on April 30, 2012, WMG
moved to strike a notice of deposition (the “Motion to Strike Macedo Deposition”), that Mr.
Brown had signed as counsel for Mr. Abrishamian and that purported to note Dr. Macedo’s
deposition.
3
(...continued)
have caused confusion—within that document, Mr. Abrishamian refers to himself as the
“Plaintiff,” the “Counter Plaintiff,” and the “Defendant” (and also refers to WMG as the
“Defendant,” to add to the confusion).
5
After receiving the Motion to Strike Macedo Deposition, and at the request of WMG's
counsel, the circuit court judge (not the one who ultimately presided at trial) called the parties
in and held a hearing. The judge did not see the ambiguity that Mr. Brown had seen in his
Disqualification Order:
THE COURT: What about my order is not clear?
MR. BROWN: Your honor—
THE COURT: You don’t have to agree with it, but—
MR. BROWN: Right.
THE COURT: —it says you’re out of the case.
MR. BROWN: Well, I don’t think it does say that, your
honor, and I heard—
THE COURT: Great.
MR. BROWN: Okay.
THE COURT: You’re out of the case.
MR. BROWN: Well—
THE COURT: Do not do anything else as a lawyer in the
case. My order said you are disqualified—
MR. BROWN: Okay.
THE COURT: —from acting as counsel in the case. You
act as counsel at your peril. I don’t want to pick up the phone.
MR. BROWN: May I just—
THE COURT: Please.
6
MR. BROWN: Can—
THE COURT: No, you’re out. You don’t like it, take an
appeal–
MR. BROWN: I—
THE COURT: When it’s appealable.
MR. BROWN: Okay, but can I just make a quick record,
your honor, because—
THE COURT: No. I’m going to actually deny you that. I
signed the order. It says what it says. It is not vague. It is not
ambiguous. Close the record. You can—the record will reflect,
I’m denying the right to argue ad nauseam and going over the
same thing. If you act as a lawyer in the case again, I will seek
guidance from the administrative judge. I don’t want to do that.
Thank you. You’re done.
MR. BROWN: May I cite one case?
THE COURT: No.
The docket entry characterizes the court’s ruling as a “partial” grant of the Motion to
Strike Macedo Deposition, and the record contains no other reference to the remaining
requests in that motion. On May 7, 2012, Mr. Abrishamian moved to reconsider what he
referred to as the “May 3, 2012 Order” (the “Motion for Reconsideration”). But that “order,”
which issued from the bench, simply clarified the scope of the Disqualification Order that
the court issued on March 29, 2012. Mr. Abrishamian argued in the Motion for
Reconsideration that the scope of the Court’s ruling improperly barred Mr. Brown from
serving as counsel in the entire case in the circuit court, when he believed it should only have
7
barred him from serving as counsel at trial. The court denied the Motion for Reconsideration
on June 5, 2012.
Over the next several months, the parties filed various motions to quash, motions for
postponement, and motions for attorneys’ fees. And perhaps not surprisingly, efforts at
alternative dispute resolution met with no success.
Prior to trial, WMG moved in limine to exclude any testimony by Mr. Abrishamian
regarding his allegation in the Counterclaim that Dr. Macedo offered to “enhance” a brain
imaging study. The court granted the motion “without prejudice,” leaving open the possibility
that Mr. Abrishamian could seek to introduce the testimony if the issue came up again once
trial was underway. The court reasoned that even if it were true, the claim alleged a “prior
bad act” that Maryland Rule 5-404 would exclude. The court also found that the substance
of the conversation was not relevant:
It strikes me that it is a prior bad act, wrongful conduct that did
not actually induce your client to act. And it strikes me—again,
it’s been in a vacuum, because we’re not in the midst of the trial.
This is partly why I’m saying you can raise it at an appropriate
time outside the jury, with notice to us at the bench. That strikes
me that the prejudicial impact of that would be significant and
heavily outweigh any probative value, since I don’t find that it
has probative value.
(Emphasis added.)
Mr. Abrishamian filed several other pre-trial motions as well, including a motion
asking the court to take judicial notice, under Maryland Rule 5-201, of a number of “facts”
that we list here, as he phrased them:
8
1) Dr. Wells’ bills were admitted in the tort trial after Dr.
Wells appeared, and laid the required foundation via his
testimony;
2) Dr. Ammerman’s bills were admitted in the tort trial after
Dr. Ammerman appeared via video, and laid the required
foundation via his testimony.
3) Dr. Dombrowski’s bills were admitted in the tort trial
after Dr. Dombroswki laid the required foundation via his
testimony;
4) Defendants WMG and [Dr.] Macedo [actually
Plaintiff/Counter-Defendants] maintained their first lawsuit
against [Mr. Abrishamian] for more than four months after
receipt of actual notice that the allege [sic] amount sought was
false. See Exhibit A. [Exhibit A is the 15-page Answers to
Interrogatories that WMG filed in discovery.]
5) That, at the time of the institution of the first lawsuit, had
the amount which [WMG and Dr. Macedo] ultimately admitted
was at issue been the amount sought, the case would have been
a small claims action, could not have been moved to the Circuit
Court for Montgomery County, and no discovery could have
occurred.
6) The Law Office of Edward J. Brown did not institute the
tort lawsuit, as sworn in Defendant’s Affidavit.
7) In WMG’s s [sic] Answer to Interrogatory No. 3 in
District Court, its representative, A. Bocian, admits that it was
only possible that she, WMG’s secretary, spoke to Defendant
Brown (“I spoke to Brown’s office and possibly Brown
himself.”). See Plaintiff’s Answer to Interrogatory No.3, Ex.A.
Bocian in her Motion for Summary Judgment Affidavit (Circuit
Court 1), testifies under penalties of perjury that she spoke to
Defendant Brown—not a “only possible” [sic] anymore, but
now an unconditional, unequivocal, unqualified assertion that
she herself spoke to attorney Brown.
9
8) a) Defendant [actually Plaintiff] WMG, in Answer to
Interrogatories, swore under penalties of perjury that it was only
AFTER Brown signed the A&A that the 11/10/2009
conversation with Dr. Macedo could, and did, go forward. See
WMG’s Answer to Interrogatory No.3, Ex.A.
b) It is undisputed that the date of the call was November
10, 2009.
c) Ms. Bocian in WMG’s Affidavit in support of its
Motion for Summary Judgment swore that Brown signed the
A&A on November 11, 2009. See Exhibit B.
9) In the same Affidavit, Ms. Bocian swore that Brown was
the person under whose “advisement (sic) that Abrishamian
decided to pursue legal action against the third party tortfeasor”.
See Affidavit of Plaintiff’s representative Bocian at paragraph
7, Ex. B. The Court docket discloses that the actions was
institituted [sic] by completely unrelated counsel on May 29,
2008 (long before Brown’s involvement over a year later—the
Md. Judiciary Website identifies the date of Brown’s appearance
as June 26, 2009).
10) The applicable confidentiality provisions of Federal law
(HIPPA) [sic].
In denying the motion, the court noted that Mr. Abrishamian had not offered the
documents from other cases themselves, but had asked the court to endorse his descriptions,
and the court “declin[ed] to take judicial notice of something that’s no longer in the court
record.” At the same time, WMG told the court that it would seek attorneys’ fees and pre-
judgment interest from the court if it prevailed, not from the jury.
The case was tried to a jury on February 11-12, 2013. The jury returned a verdict in
favor of WMG for $2,900.00. On April 18, 2013, the court granted WMG’s petition for
attorneys’ fees in the amount of $965.70, and interest in the amount of $2,262.00.
10
Mr. Abrishamian filed a timely notice of appeal.
II. DISCUSSION
Mr. Abrishamian’s list of appellate issues includes nearly every pre-trial decision the
circuit court made.4 At the threshold, he argues that the Clerk of the Circuit Court erred in
4
He presented to us the following questions:
A. Did the circuit court err in failing to enter an order of default
against [WMG], due to WMG’s Failure to file a timely answer,
which would have avoided the need for [Mr. Abrishamian’s]
counsel of choice to have been exposed to a motion to
disqualify?
B. Did the circuit court err in ruling that [Mr. Abrishamian’s]
counsel of choice could not serve as counsel in non-trial matters,
including hearings and discovery, and in preventing [Mr.
Abrishamian] from performing discovery due to this erroneous?
[sic]
C. Did the circuit court err in disqualifying [Mr. Abrishamian’s]
counsel of choice without a hearing, and thus never evaluating
the applicable factors, including waiver and the substantial
hardship that recusal, particularly at the late stage the challenge
was raised, would inflict upon [Mr. Abrishamian]?
D. Did the circuit court err in applying a prior bad acts rationale in
a civil case, and incorrectly excluded [sic] evidence that [Dr.
Macedo] tampered with an imaging study taken of [Mr.
Abrishamian]?
E. Did the circuit court err in granting attorney’s fees, as [WMG’s]
failure to petition for contract-based fees before judgment was
entered terminated the claim?
F. Did the circuit court err in assessing interest, as [WMG’s]
(continued...)
11
failing to enter a default and that that error alone entitles him to victory. From there, he
challenges the circuit court’s decision to disqualify his counsel (who, with our permission,
briefed and argued the appeal), a variety of evidentiary rulings, and the court’s decisions
regarding interest and attorneys’ fees. After sifting through the rhetoric and overstated
allegations of fraud, we find no errors.
A. The Circuit Court Did Not “Err in Failing To Enter An
Order Of Default Against WMG.”
Maryland Rule 2-613 provides that “[i]f the time for pleading has expired and as
provided by these rules, the court, on written request of the plaintiff, shall enter an order of
default.” Md. Rule 2-613(b). The Rule then requires the Clerk to issue a notice of default
to the defendant, who may file a motion within thirty days asking the court to vacate the
order. Md. Rule 2-613(c). The motion to vacate must “state the reasons for the failure to
plead and the legal and factual basis for the defense to the claim.” Md. Rule 2-613(d).
Importantly, and in light of the overarching preference that judgments reflect the merits of
a dispute rather than procedural “gotcha” victories, the court must vacate the default if it
4
(...continued)
failure to petition for contract-based interest before judgment
was entered terminated the claim, and given that the jury’s
award may have already included the interest?
G. Did the trial court err in not taking judicial notice of key facts
from the first lawsuit, which prejudiced [Mr. Abrishamian] as
this was the only way these facts could be presented[?]
12
“finds that there is a substantial and sufficient basis for an actual controversy as to the merits
of the action and that it is equitable to excuse the failure to plead.” Md. Rule 2-613(e).
Mr. Abrishamian contends that the circuit court was required to enter an order of
default against WMG on his Counterclaim (there is no issue of default regarding WMG’s
claims against him, so nothing in this section relates at all to the jury verdict or ensuing
judgment) thirty days after he filed the Default Motion. He is right on that discrete point.
From there, though, he contends that judgment in his favor would have followed inexorably
from an order of default. That leap in logic encounters insurmountable hurdles.
Had the Clerk entered an order of default, the next step would not have been a
judgment on the Counterclaim, but notice to WMG and a thirty-day opportunity to file a
motion to vacate the entry of default. And it seems to follow, based on the actual progression
of events, that WMG would have filed such a motion, made the arguments it raised
(successfully) in the Opposition to Default Motion, and that Mr. Abrishamian would have
opposed such a motion with the arguments it made in the Default Motion. Put another way,
it is clear that WMG would not have conceded the merits of the Counterclaim (because it
fought them), and the circuit court in fact considered and decided the same issues and
arguments an order of default would have placed before it, even if somewhat later in the life
of the case. Faced with the same questions, albeit on an inverted posture, we are comfortable
that the circuit court would have vacated an order of default under Rule 2-613(c), just as it
13
declined to impose a default later, and that the Clerk’s ministerial error did not prejudice Mr.
Abrishamian.
Although Mr. Abrishamian argues that we must review the Order Denying Default de
novo, we are persuaded that the more appropriate standard is the one we apply when default
has been entered and the circuit court is asked to vacate it. Under those circumstances, the
court has broad discretion, which “‘must be exercised liberally, lest technicality triumph over
justice.’” Holly Hall Publ’ns, Inc. v. Cnty. Banking & Trust Co., 147 Md. App. 251, 262
(2002) (quoting Royal Ins. Co. of America v. Miles & Stockbridge, P.C., 133 F. Supp.2d 747,
768 (D. Md. 2001)). We reviewed the standard in detail in Holly Hall, where the trial court
refused to vacate an entry of default. Although the trial court in that case entered default
against a defendant in an original claim and not a counterclaim, the circumstances otherwise
were similar—the complaint related to previously filed actions, counsel for the parties had
a tense working relationship, and the parties already were litigating a separate but related
action. Id. at 254. Counsel had an answer prepared, but, as he explained in a motion to strike
the order of default, he held the answer while the parties discussed the possibility of
settlement, then mistakenly failed to file it when the parties broke off those discussions. Id.
at 255-56. The court declined to grant the defendant’s motion to strike the entry of default,
a decision the defendant appealed.
We discussed both facets of Rule 2-613(e) in Holly Hall. First, we addressed the
requirement that a party show a “substantial and sufficient basis for a controversy as to the
14
merits,” and explained that “[a] conclusory statement that merely tracks the language of the
rule is insufficient.” Holly Hall, 147 Md. App. at 260. Second, we examined in depth the
Rule’s requirement that the court consider whether “it is equitable to excuse the failure to
plead,” noting at the outset the “broad general discretion” of the trial court and the purpose
of the rule in Maryland, which is “not punitive in nature.” Id. at 261-62. We emphasized
that the goal of the rule is “to ensure that justice is done[, which] requires consideration of
all relevant circumstances in any given case.” Id. at 265. We noted further that
“[t]echnicality, while important, should not be elevated to an exalted status.” Id. at 266. And
we ultimately held that the trial court abused its discretion when it denied the motion to
vacate, because the defendant had demonstrated the “basis for an actual controversy,” id. at
260, and counsel’s failure to file the answer came not from any ill-will or contumacious
behavior, but from inadvertence. Id. at 267. We added too that the motion to vacate came
right after entry of the Order, so “there was no continuing pattern of neglect,” nor any
suggestion of harm to the appellee. Id.
In this case, we recognize that the Opposition to Default Motion didn’t address
whether WMG had a meritorious defense. But technically it didn’t have to, because it wasn’t
styled as a Rule 2-613 motion in the first place—WMG wasn’t aware that the court had
issued the Order Denying Default, so it opposed the Default Motion generally rather than
addressing the specific requirements under Rule 2-613(c). But as we look back at the circuit
15
court record, the answer to the question of whether WMG had a meritorious defense is
obvious—WMG prevailed at trial when the court granted its motion to dismiss.5
As to the second prong of the Holly Hall analysis, WMG’s explanation for failing to
answer tracks the argument that succeeded in Holly Hall. WMG’s original attorney had left
his law firm in August 2011, when Mr. Abrishamian filed the Counterclaim, and through
inadvertence (or at worst, benign neglect), the answer to the Counterclaim slipped through
the cracks. But WMG opposed the Default Motion within six days of filing (even though it
had already been denied), within two months after Mr. Abrishamian filed the Counterclaim,
and filed its Answer the same day.
Finally, we disagree that Mr. Abrishamian suffered any harm from the court’s denial
of the Default Motion. We see no connection between the Clerk’s error in not entering an
order of default on the counterclaim and the disqualification of his counsel, which arose (as
we discuss in greater detail below) because counsel testified as part of Mr. Abrishamian’s
defenses to WMG’s claims (and thus beyond the scope of the potential default). Rather than
pressing for an order of default well before trial, Mr. Abrishamian proceeded with discovery
and the remainder of the litigation, effectively acting as if the court had denied the Default
5
Although Mr. Abrishamian attacks the lack of defenses WMG raised at that time and
claims we can’t rely on the fact that WMG ultimately prevailed on the Counterclaim, we
decline to ignore reality. And in any event, Mr. Abrishamian conducted himself throughout
the pre-trial phase of the case as if default had been denied—he moved forward with
discovery and trial and only raised the issue again on the morning of trial, when the court
properly denied his motion for default based on WMG’s filing of an answer and the fact that
“the parties are aware that [WMG] is not admitting fraud.”
16
Motion. We decline to reward Mr. Abrishamian’s decision to wait until the morning of trial
to demand a default, a litigation tactic that would subvert the recognized goal of
“‘conform[ing] to principles of justice and right’” that we espoused in Holly Hall. 147 Md.
App. at 265 (quoting Black’s Law Dictionary 558 (7th ed. 1999)).
B. The Circuit Court Properly Disqualified Counsel.
Mr. Abrishamian next challenges the trial court’s decision to disqualify Mr. Brown
as his counsel. He argues first that the court erred in failing to convene a hearing on the
question, and contends that if it had, the court surely would have agreed with his position that
Mr. Brown should continue as his counsel. Second, he claims that the scope of
disqualification was too broad and that the court should have permitted Mr. Brown to
continue representing him in non-trial matters. WMG counters that the circuit court properly
disqualified Mr. Brown because his role as fact witness mandated his absence from the trial
table—and from all other aspects of the case, including discovery—under Maryland Rules
of Professional Conduct, Rule 3.7(a). Under these circumstances, we agree with WMG.
The governing ethical rule precludes lawyers from serving both as counsel and a
witness in a case, save for three narrow circumstances:
(a) A lawyer shall not act as advocate at a trial in which the
lawyer is likely to be a necessary witness unless:
(1) the testimony relates to an uncontested issue;
(2) the testimony relates to the nature and value of
legal services rendered in the case; or
17
(3) disqualification of the lawyer would work
substantial hardship on the client.
Md. Rule 16-812, Rules of Prof. Conduct, Rule 3.7(a).
Mr. Brown argues that State v. Goldsberry, 419 Md. 100 (2011), required the circuit
court to hold “an evidentiary hearing . . . if the Court was even contemplating granting the
Motion [to Disqualify].” We disagree. First, Goldsberry is a criminal case that turns on a
Sixth Amendment deprivation that obviously is not at issue here. See id. at 132 (the trial
court’s “failure to develop a factual record . . . denied Goldsberry his Sixth Amendment right
to counsel of his choice.”). Mr. Abrishamian enjoys no such constitutional right to counsel,
and he suffered no Constitutional prejudice when the circuit court disqualified his counsel
without a hearing.6
Second, we do not see how Mr. Brown could have avoided disqualification in any
event. His credibility has always been a core issue in this case: Mr. Abrishamian claimed out
of the gate that Dr. Macedo lied to Mr. Brown about whether he planned to testify in Mr.
6
WMG filed the Motion to Disqualify on February 28, 2012, and Mr. Abrishamian
opposed it on March 19, 2012. Even allowing for fifteen days to respond under Rule 2-311,
and allowing for three days mailing under Rule 1-203(c), it appears the Opposition was filed
one day late. We don’t rely on the untimeliness of Mr. Abrishamian’s filing as a basis for
our holding, however, because the trial court was correct on the merits. And although Mr.
Abrishamian refers to the Motion for Reconsideration of the “May 3 Order,” he actually
misunderstands that the March 29, 2012 Disqualification Order is what’s at issue here; the
court made abundantly clear from the bench on May 3 the scope of its initial March 29, 2012
Disqualification Order, but his Motion to Reconsider what he characterizes as a May 3 Order
did not entitle him to a hearing or any further explanation from the trial judge. Lowman v.
Consol. Rail Corp., 68 Md. App. 64, 77 (1986) (“Rule 2–311(f) does not require the court
to grant a request for a hearing on a motion to reconsider.”).
18
Abrishamian’s personal injury trial. Mr. Brown testified at trial about conversations he had
not only with Mr. Abrishamian and Dr. Macedo, but also with Alex Bocian, who worked at
Dr. Macedo’s office. Mr. Brown’s substantive centrality to the issues in the case should have
compelled him to back out at the beginning, and the timing of the Motion to Disqualify
doesn’t really matter. See Klupt v. Krongard, 126 Md. App. 179, 207 (1999) (“When the
attorney in question is so clearly aware before the fact of the potential conflict between his
roles as advocate and witness, then the scrutiny usually applied to an opposing party’s motion
for disqualification is unnecessary, and the burden shifts to the attorney in question.”).
Moreover, Mr. Abrishamian had more than enough time before trial to secure other counsel,
and he did so.
Last, we disagree with Mr. Abrishamian’s assertion that Mr. Brown should have been
permitted to participate in all stages of the litigation other than the trial. He overreads a
passing footnote in Klupt, in which we affirmed the trial court’s disqualification of the
appellant’s counsel even as the appellant offered to waive the conflict that formed the basis
of the court’s decision. The appellant in Klupt raised the question of whether the attorney
who had been disqualified should have participated in that pending appeal. We explained
that “[t]he [trial] court’s order of disqualification is not explicit on the question of whether
[counsel] was disqualified from representing the appellants at trial or from any further
participation in this case.” Id. at 211 n.6 (emphasis added). That’s all we said: the footnote
did not suggest that any sort of piecemeal disqualification at the trial level would have been
19
appropriate, but simply compared involvement at the trial level with involvement at the
appellate level. Disqualification of counsel at the trial level can extend to any aspect of the
litigation the circuit court deems appropriate under the circumstances, and the circuit court
properly prohibited Mr. Brown’s involvement in discovery as well as at trial in this case.
C. The Circuit Court Properly Excluded Mr. Abrishamian’s
Testimony About The “Enhanced” EMG Study.
Mr. Abrishamian next argues that the trial court should have permitted him to testify
that Dr. Macedo offered to “enhance” a diagnostic imaging test, ostensibly to increase his
potential damages in the auto tort trial. WMG responds that the testimony would have
admitted inadmissible information about alleged prior bad acts, and the trial court also barred
it (properly) as unduly prejudicial. The trial court granted WMG’s Motion in Limine, but did
so without prejudice and on several different grounds:
It strikes me that it is a prior bad act, wrongful conduct that did
not actually induce your client to act. And it strikes me—again,
it’s been in a vacuum, because we’re not in the midst of the trial.
This is partly why I’m saying you can raise it at an appropriate
time outside the jury, with notice to us at the bench. That strikes
me that the prejudicial impact of that would be significant and
heavily outweigh any probative value, since I don’t find that it
has probative value. Now, in the context of the trial, maybe it
will have a different appearance. But right now, I think it’s just
a prior bad act. It’s generally not admissible and doesn’t fit
within [an] exception to that rule. So, I guess you could say the
motion’s granted without prejudice.
(Emphasis added.)
20
We review a trial court’s decision to admit or exclude evidence based on relevance
for an abuse of discretion. Fenner v. State, 381 Md. 1, 25 (2004). We disagree with WMG
in one regard: Dr. Macedo’s offer (assuming its truth for present purposes only, and making
no judgment as to its veracity) could not have been precluded as a prior bad act, because Rule
5-404(b) relates only to criminal proceedings. See Ruffin Hotel Corp. of Md. v. Gasper, 418
Md. 594, 625 (2011). But the trial court acted within its discretion in deeming the testimony
both irrelevant and prejudicial, and we affirm its decision on that ground.
Maryland Rule 5-401 defines relevant evidence as evidence “having any tendency to
make the existence of any fact that is of consequence to the determination of the action more
probable or less probable than it would be without the evidence.” Md. Rule 5-401. Rule 5-
403 permits exclusion of some relevant evidence nonetheless: “Although relevant, evidence
may be excluded if its probative value is substantially outweighed by the danger of unfair
prejudice, confusion of the issues, or misleading the jury, or by considerations of undue
delay, waste of time, or needless presentation of cumulative evidence.” Md. Rule 5-403.
First, we agree with the trial court’s assessment that this evidence was not relevant.
It had nothing to do with the contract claim or the disputes of fact between Mr. Abrishamian
and Dr. Macedo. Even though Mr. Abrishamian perceived a “pattern” of fraud on Dr.
Macedo’s part, absolutely no evidence supported that claim. Second, even if relevant,
evidence about this conversation would have caused prejudice that outweighed any probative
value. See Alban v. Fiels, 210 Md. App. 1, 23 (2013) (where plaintiff offered testimony in
21
hit-and-run trial that defendant drove off smirking after causing the accident, trial court
“could have reasonably concluded that the introduction of the disputed testimony would have
been unduly prejudicial”). We also note that Mr. Abrishamian cited no cases relating to the
relevance/probative value argument, which consumes all of two paragraphs in his brief. Van
Meter v. State, 30 Md. App. 406, 408 (1976) (“[I]issues can be waived for failure to comply
with the procedural requirements to preserve the right of appellate review.”)
Finally, although WMG didn’t raise this argument, we note that Mr. Abrishamian
waived his right to press this issue on appeal. When he first argued this point in the course
of WMG’s Motion in Limine, the court ruled in favor of WMG, without prejudice, and told
counsel for Mr. Abrishamian that he could raise the matter during trial “at an appropriate
time outside the jury.” But through the course of Mr. Abrishamian’s testimony, when counsel
had the chance to elicit testimony from him about the alleged conversation, counsel never did
so, leaving us with no decision of the circuit court to review.
D. The Circuit Court Properly Awarded Pre-Judgment Interest
And Attorneys’ Fees After Entry Of The Verdict.
Mr. Abrishamian appears to make the same argument with respect to both pre-
judgment interest and attorneys’ fees, i.e., that the court should not have permitted WMG to
submit them after the jury reached its verdict. The issues are separate, but the outcome is the
same for both: Mr. Abrishamian failed to preserve the issue for review.
22
Prior to trial, counsel for WMG told the court that he wanted to petition the court for
attorneys’ fees and pre-judgment interest after the jury returned a verdict. He explained his
rationale about the pre-judgment interest:
[COUNSEL FOR WMG]: There’s—the contract between Mr.
Abrishamian and [WMG] provides for interest on the unpaid
bill. We have a calculation. I’d rather just let you rule on that,
assuming that we prevail, afterwards, rather than give it to the
jury to try to figure out—
THE COURT: Isn’t pre-judgment interest a discretionary matter
with the court?
[COUNSEL FOR MR. ABRISHAMIAN]: Yes. I mean, I was—
THE COURT: Opposed to a jury?
[COUNSEL FOR MR. ABRISHAMIAN]: —it—I wasn’t
raising that, but I believe it’s 2 percent in the contract.
[COUNSEL FOR WMG]: Yeah. So I think I should present
that to you as well, after the trial—
THE COURT: All right. I—
[COUNSEL FOR WMG]: —assuming—
THE COURT: I would think so, too, unless you want to argue
that point.
[COUNSEL FOR MR. ABRISHAMIAN]: No.
(Emphasis added.)
In the course of the court’s review of proposed jury instructions and the verdict sheet,
both the court and counsel for WMG referred to the fact that attorneys’ fees would not be
23
addressed in the verdict sheet. (From the trial court: “Attorneys’ fees, damages is out.” Then,
from counsel for WMG: “[W]e’ve agreed already that we’re going to submit the attorneys’
fees to the court after trial anyway.”) Counsel for Mr. Abrishamian said nothing at the time,
and impliedly acceded in the court’s treatment as to fees as well. See Van Meter, 30 Md.
App. at 408 (“[I]issues can be waived for failure to comply with the procedural requirements
to preserve the right of appellate review.”); see also Md. Rule 8-131(a) (“Ordinarily, the
appellate court will not decide any . . . issue unless it plainly appears by the record to have
been raised in or decided by the trial court.”); Halloran v. Montgomery Cnty. Dep't of Pub.
Works, 185 Md. App. 171, 201 (2009) (noting that Rule 8-131(a) “arises from the principle
that ‘[w]hen a party has the option either to object or not to object, his failure to exercise the
option while it is still within the power of the trial court to correct the error is regarded as a
waiver of it estopping him from obtaining a review of the point or question on appeal’”
(quoting Basoff v. State, 208 Md. 643, 650 (1956)).
E. The Trial Court Properly Declined To Take Judicial Notice
Of The Information Mr. Abrishamian Submitted.
Mr. Abrishamian argues last that the circuit court should have taken judicial notice
of certain information under Rule 5-201, which provides that upon a party’s request, the
court must take judicial notice of “adjudicative facts.” WMG argues that the court properly
declined to take judicial notice because the “facts” Mr. Abrishamian referred to were not
contained in any court record and did not constitute “adjudicative facts.” We agree with
24
WMG—the trial court properly exercised its discretion not to take judicial notice of these
non-adjudicative and highly disputed “facts.”
Rule 5-201 describes the kinds of facts that properly are subject to judicial notice:
A judicially noticed fact must be one not subject to reasonable
dispute in that it is either (1) generally known within the
territorial jurisdiction of the trial court or (2) capable of accurate
and ready determination by resort to sources whose accuracy
cannot reasonably be questioned.
Md. Rule 5-201. We review the trial court’s decision under the “clearly erroneous” standard,
keeping in mind “[t]he principle that there is a legitimate range within which notice may be
taken or declined and that there is efficacy in taking it, when appropriate.” Smith v. Hearst
Corp., 48 Md. App. 135, 141 (1981).
Trial courts can take judicial notice of “matters of common knowledge or [those]
capable of certain verification.” Faya v. Almaraz, 329 Md. 435, 444 (1993); see also
Dashiell v. Meeks, 396 Md. 149, 174-76 (2006) (holding that appellate court may take
judicial notice of adjudicative facts at its discretion). We have distinguished “adjudicative
facts” from “legislative facts” by defining the former as facts “‘about the parties and their
activities, businesses and properties. They usually answer the questions of who did what,
where, when, how, why, with what motive or intent.’” Dashiell, 396 Md. at 175 n.6 (quoting
Montgomery County v. Woodward & Lothrop, Inc., 280 Md. 686 (1977)); Irby v. State, 66
Md. App. 580, 586 (1986) (“The doctrine of judicial notice substitutes for formal proof of
a fact ‘when formal proof is clearly unnecessary to enhance [the accuracy of] the fact finding
25
process.’” (quoting Hearst Corp., 48 Md. App. at 136)). Many different types of information
can fall under the umbrella of judicial notice, most commonly public records such as court
documents, see Marks v. Criminal Injuries Comp. Bd., 196 Md. App. 37, 78 (2010), or facts
that are widely known (often within the particular geographic area where a case is pending).
See, e.g., Dean v. State, 205 Md. 274, 280-81 (1954) (taking judicial notice that certain
streets were within a particular city’s borders, thus allowing a trial judge to determine that
crimes were committed within the jurisdiction); see also Hearst Corp., 48 Md. App. at 140-
41 (permitting trial court to take judicial notice of the fact that a local newspaper was owned
by a particular corporation). And the categories of adjudicative facts susceptible to judicial
notice run the gamut, from public records, see Marks, 196 Md. App. at 79 n.7 (judicially
noticing that the Administrative Office of the Courts makes Maryland Judiciary records
available on the Judiciary’s website), to medical, see Schultz v. State, 106 Md. App. 145, 173
(1995) (taking judicial notice of reliability of ophthalmological test, if properly
administered), to forensic, see Eley v. State, 288 Md. 548, 553-54 (1980) (“This Court has
taken judicial notice of the high degree of reliability accorded to [fingerprint]
identification.”), to geographic, see Iozzi v. State, 224 Md. 42, 44 (1960) (“[G]eographical
facts of a local nature may be judicially noticed by a trial court to establish venue. This is
particularly true as to the location of towns within a particular county where the court sits.”
(citations omitted)), to behavioral. See Pettit v. Erie Ins. Exch., 117 Md. App. 212, 228
(1997), aff’d, 349 Md. 777 (1998) (taking “judicial notice of the definition of pedophile
26
provided in Diagnostic Statistical Manual IV (DSM–IV), a publication of the American
Psychiatric Association” (citations omitted)).
What unites these various classes of information is not so much their nature as public
or widely-known, but more their nature as undisputed—as one commentator has described
it, falling into either the “everybody around here knows that” category, or the “look it up”
category. See Lynn McLain, Maryland Evidence, State & Federal § 201:4(b)-(c), at 221, 237
(3rd ed. 2013). Put another way, “[i]f there is no reason to waste time proving a fact, it can
be ‘judicially noted.’” Joseph Murphy, Maryland Evidence Handbook § 1000, at 489 (4th
ed. 2010). But the doctrine does not typically extend to facts relating specifically to the
parties involved. See, e.g., Walker v. D’Alesandro, 212 Md. 163, 169 (1957) (finding error
where trial court took judicial notice that defendant had taken certain actions in his official
capacity as mayor of the City of Baltimore).
Mr. Abrishamian’s requests for judicial notice (which we reproduced above in Part
I as he recounted them in his motion) all relate to facts still in dispute in this case:
C Mr. Abrishamian’s medical bills (Dr. Wells, Dr. Ammerman, and Dr.
Dombrowski);
C The nature of pleadings and discovery responses in this case, both in
the circuit court and in the district court below (for example, that WMG
maintained its original lawsuit for more than four months after it
realized that the $11,000 damages claim was “false,” and that if the
proper amount had been pled the case would have remained in district
court);
27
C The truth vel non of certain facts in the litigation (for example, that
WMG’s employee Alex Bocian would have to have been the person
there to speak with Mr. Brown about the litigation); and last,
C “The applicable confidentiality provisions of Federal law (HIPPA
[sic]).”
None of these categories describes information that a court could notice judicially.
The parties conceivably could have stipulated to the authenticity of the documents in the first
category (medical bills), although we don’t mean to suggest WMG necessarily had to. The
documents at issue, however, don’t contain medical facts susceptible to judicial notice—they
are the medical bills that form the basis of WMG’s claims in this case. Compare Kassama
v. Magat, 368 Md. 113, 119 n.5 (2002) (holding that the fact that the normal term of human
pregnancy is 38 weeks was properly the subject of judicial notice).
As to the second category, we agree with the trial court that it could not take judicial
notice of pleadings not in the record. See In re Nathaniel A., 160 Md. App. 581, 598 (2005)
(holding that trial court properly took judicial notice of pleadings in prior CINA
determination where the pleadings were entered into evidence at the later proceeding). But
see Cochran v. Griffith Energy Servs., Inc., 426 Md. 134, 145 n.4 (2012) (taking judicial
notice on appellate review of the contents of filings in a prior lawsuit, based on the fact that
both parties agreed at oral argument that they had relevance to the appeal, and the court
concluded that a “just result” would be reached by considering them). Moreover, Mr.
Abrishamian wasn’t simply asking the court to notice judicially the existence of the
pleadings—he wanted the court to assume the truth of the assertions within those pleadings.
28
Noticing pleadings does not mean accepting what they say as true, only that they exist as
public records. See Lerner v. Lerner Corp., 132 Md. App. 32, 41 (2000) (taking judicial
notice of an order and notice of judgment entered in the circuit court, but not, for example,
of a party’s offer to sell stock). The truth or falsity of the arguments remained for the court
to decide.
In the third category, Mr. Abrishamian asked the court to notice facts that not only
were in dispute, but that lay at the center of his claim. And for good measure, these disputed
facts (like those in the first two categories) related specifically to this litigation and would
not have been judicially noticed in the first instance. See Walker, 212 Md. at 169 (permitting
trial court to take judicial notice that the defendant was the Mayor of Baltimore City, but
finding error in its taking judicial notice that he was acting in his official capacity with
respect to the underlying claims).
Mr. Abrishamian’s last request, that the trial court judicially notice “HIPPA [sic]
regulations,”7 could conceivably fall under Md. Code (2006, 2013 Repl. Vol.), § 10-501 of
the Courts and Judicial Proceedings Article, which mandates that the courts “shall take
judicial notice of the . . . statutes of every state, territory, and other jurisdiction of the United
States.” But he never invoked this statute as a basis to introduce the applicable regulations
in the first place—he asked the court generically to take notice of “[t]he applicable
7
We assume he means to refer to the Health Insurance Portability and Accountability
Act, Pub. L. No. 104–191, 110 Stat.1936 (1996), which governs privacy of medical records.
29
confidentiality provisions of Federal law (HIPPA),” with no useful citation to a particular
provision or group of provisions. Moreover, he does not raise this provision again on appeal
or argue that the court erred by declining to take judicial notice of it, and thus has waived the
right to raise it on appeal.
JUDGMENT OF THE CIRCUIT COURT
FOR MONTGOMERY COUNTY
AFFIRMED. COSTS TO BE PAID BY
APPELLANT.
30