TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-99-00159-CR
v.
The State of Texas, Appellee
NO. 97-5233-2, HONORABLE ROBERT F. B. MORSE, JUDGE PRESIDING
The record on this issue is sparse. In the trial court, Johnson filed a document entitled "Notice and Demand for Counsel of Choice." This document was accompanied by a brief in support identical to her appellate brief. The clerk's record does not contain an order rejecting her demand for counsel of choice, but it does contain her signed acknowledgment that the court admonished her regarding her right to representation by an attorney and the risks of self-representation; in the document, she stated that she voluntarily and knowingly waived her right to an attorney. There is no reporter's record of any of the proceedings.
We review the record for reversible error. In a criminal case revealing constitutional error subject to harmless error review, we must reverse a judgment of conviction or punishment unless we determine beyond a reasonable doubt that the error did not contribute to the conviction or punishment. Tex. R. App. P. 44.2(a). We must first find error, however.
Johnson contends that many of her constitutional rights were violated. She primarily asserts deprivation of her right to counsel of choice. Along with that deprivation she asserts loss of her rights to contract, to petition for redress of grievances, to freedom of speech, to equal protection, and possibly to free exercise of religion.
Johnson contends that denying her non-attorney legal counselors violated her constitutional right to assistance of counsel. The Sixth Amendment provides that "[i]n all criminal prosecutions, the accused shall enjoy the right . . . to have the assistance of counsel for his defense." U.S. Const. amend. VI. This clause does not expressly limit the definition of counsel to licensed attorneys. The Sixth Circuit partly agreed with her argument, noting that the original meaning of counsel likely included more than attorneys at law. See United States v. Whitesel, 543 F.2d 1176, 1179 (6th Cir. 1977). That court held, however, that allowing the defendant's layman friend to sit at the table with the defendant satisfied the right to assistance of counsel. See id. at 1180. Many courts have determined that the right to assistance of counsel does not include a right to defense by a layman. See United States v. Turnbull, 888 F.2d 636, 638 (9th Cir. 1989) (citing decisions from several federal courts). In Turnbull, the court held that the State's compelling interest in a fair and orderly trial outweighed even the defendant's religious conviction against consorting with attorneys. Id. at 640; see also United States v. Wright, 568 F.2d 142, 143 (9th Cir. 1978) (plainly stating defendants have no constitutional right to be represented by layman).
Johnson has not preserved her complaints for consideration on appeal. She has not shown in the record where the trial court ruled on her request either expressly or implicitly, nor has she shown that the trial court refused to rule and that she objected to that refusal; she therefore has not presented this error in a way that allows us to consider it fairly. See Tex. R. App. P. 33(a)(2). Nor has she directly attacked the statutes forbidding the unauthorized practice of law. See Tex. Govt. Code Ann. §§ 81.101, 81.102 (West 1998). Even if we assume that the trial court denied her motion and construe her brief as an attack on the constitutionality of the statutes, Johnson has not shown violation of her constitutional rights.
Johnson has not shown that the legislature's restriction of counsel to licensed attorneys violates the constitution. The constitutional rights she asserts are not absolute. Palmer v. Unauthorized Practice Committee of State Bar, 438 S.W.2d 374, 376-77 (Tex. Civ. App.--Houston [14th Dist.] 1969, no writ). That court wrote
Constitutional rights of speech, publication and obligation of contract are not absolute, and in a given case where the public interest is involved, courts are entitled to strike a balance between fundamental constitutional freedoms and the state's interest in the welfare of its citizens. The [statute prohibiting unauthorized practice of law] was enacted in the interest of public welfare and safety for the purpose of prohibiting the practice of law by unqualified and unlicensed persons under the State's police power. Constitutional guarantees of freedom of expression and of contract must yield to permit the rendition of such decree as is necessary for the reasonable protection of the public.
Id. The court held that the writing of a will was complicated enough and affected such important rights that the State had an interest in requiring that the drafter have certain minimum training. Id. If the writing of a will implicates rights important enough to warrant the State's protection, surely the defense against a criminal charge does as well. Johnson has not shown that the court's enforcement of the legislature's decision that counsel must be licensed to mount a legal defense to a criminal charge unreasonably restricts her right to counsel or to contract. (1)
Nor has Johnson shown that her freedom of speech or right to petition the government was unreasonably restricted. She has not shown that the bar of lay representation prevented her from conveying any ideas to the court. We also note that she was not the petitioner in this case, but the defendant; the grievance presented was that she offended against the peace and dignity of the State by stealing between $500 and $1500 of merchandise from a Wal-Mart.
Nor has she shown that she was denied equal protection. Johnson's equal protection argument seems to depend on her assertion that convicted defendants are represented by "jailhouse counsel"--unlicensed inmates who render legal advice--while she was denied lay counsel. Preservation of error issues aside, we note that "jailhouse counsel" cannot represent others in this court, and we are unaware of any Texas court that allows such representation. Johnson has not shown that she was treated any differently than others who seek lay counsel.
We find no basis for Johnson's assertion that barring lay counsel restricts her right to the free exercise of religion. She has stated no religious precepts that were violated. Further, the Ninth Circuit held that the State's interests in ensuring a fair and orderly trial outweighed even a defendant's stated religious conviction against hiring an attorney. See Turnbull, 888 F.2d at 640.
We conclude that Johnson failed to preserve the asserted errors or present a record on which we can fairly evaluate her claim. We further conclude that, even if it were preserved and sufficiently presented, she has failed to present a record showing reversible error. We affirm the judgment of conviction.
J. Woodfin Jones, Justice
Before Justices Jones, Kidd and Patterson
Affirmed
Filed: November 30, 1999
Do Not Publish
1. We reject Johnson's assertion that, because judges are attorneys, we uphold the licensing requirement out of self-interest. We concede that district and appellate judges must be licensed attorneys. See Tex. Const. Art. 5, §§ 2, 4, 6, 7. Upholding the licensing requirement confers no benefit on us because we cannot appear in court representing others and can give legal advice only to family members (and even then cannot charge a fee). See Tex. Code Jud. Conduct, Canon 4(G). We also note that the licensing requirement for counsel was enacted by legislators, the majority of whom are not licensed attorneys. (Only 12 of 31 state senators and 51 of 150 state representatives list their current or former occupation as "attorney". Neither the governor nor the lieutenant governor is an attorney.) The legislature, which thus collectively lacks self-interest in retaining the "license monopoly" Johnson decries, has not repealed the restrictions.
lic interest is involved, courts are entitled to strike a balance between fundamental constitutional freedoms and the state's interest in the welfare of its citizens. The [statute prohibiting unauthorized practice of law] was enacted in the interest of public welfare and safety for the purpose of prohibiting the practice of law by unqualified and unlicensed persons under the State's police power. Constitutional guarantees of freedom of expression and of contract must yield to permit the rendition of such decree as is necessary for the reasonable protection of the public.
Id. The court held that the writing of a will was complicated enough and affected such important rights that the State had an interest in requiring that the drafter have certain minimum training. Id. If the writing of a will implicates rights important enough to warrant the State's protection, surely the defense against a criminal charge does as well. Johnson has not shown that the court's enforcement of the legislature's decision that counsel must be licensed to mount a legal defense to a criminal charge unreasonably restricts her right to counsel or to contract. (1)
Nor has Johnson shown that her freedom of speech or right to petition the government was unreasonably restricted. She has not shown that the bar of lay representation prevented her from conveying any ideas to the court. We also note that she was not the petitioner in this case, but the defendant; the grievance presented was that she offended against the peace and dignity of the State by stealing between $500 and $1500 of merchandise from a Wal-Mart.
Nor has she shown that she was denied equal protection. Johnson's equal protection argument seems to depend on her assertion that convicted defendants are represented by "jailhouse counsel"--unlicensed inmates who render legal advice--while she was denied lay counsel. Preservation of error issues aside, we note that "jailhouse counsel" cannot represent others in this court, and we are unaware of any Texas court that allows such representation. Johnson has not shown that she was treated any differently than others who seek lay counsel.
We find no basis for Johnson's assertion that barring lay counsel restricts her right to the free exercise of religion. She has stated no religious precepts that were violated. Further, the Ninth Circuit held that the State's interests in ensuring a fair and orderly trial outweighed even a defendant's stated religious conviction against hiring an attorney. See Turnbull, 888 F.2d at 640.
We conclude that Johnson failed to preserve the asserted errors or present a record on which we can fairly evaluate her claim. We further conclude that, even if it were preserved and sufficiently presented, she has failed to present a record showing reversible error. We affirm the judgment of conviction.
J. Woodfin Jones, Justice
Before Justices Jones, Kidd and Patters