REVISED SEPTEMBER 9, 2002
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 00-51133
JAVIER APARICIO, Individually and on
behalf of all persons similarly
situated; JUDITH RANGEL, Individually
and on behalf of others similarly situated;
ELISEO REALZOLA, Individually and on behalf
of others similarly situated,
Plaintiffs-Appellants,
versus
WILEY BLAKEWAY, In his official capacity;
KENNETH G. PASQUARELL, Director, in his
official capacity as District Director of
the Immigration and Naturalization Service
for the San Antonio Division; IMMIGRATION
AND NATURALIZATION SERVICE,
Defendants-Appellees.
Appeal from the United States District Court
for the Western District of Texas
August 15, 2002
Before GARWOOD, DEMOSS and DENNIS, Circuit Judges.
GARWOOD, Circuit Judge:
Plaintiff-appellants Javier Aparicio, Judith Rangel and Eliseo
Realzola filed this suit against the Immigration and Naturalization
Service (INS), and against Wiley Blakeway, the head of the San
Antonio INS Citizenship Branch, Kenneth Pasquarell, the Director of
the San Antonio INS District, and Attorney General Janet Reno, all
in their official capacities only. Plaintiffs alleged that the San
Antonio INS office relied on information in their respective
applications for Special Agricultural Worker status while reviewing
their applications for naturalization, despite the confidentiality
provision set forth in 8 U.S.C. § 1160(b)(6)(A)(i). Plaintiffs
sought declarative and injunctive relief on behalf of a putative
class that would have been affected by this policy. Because none
of the class representatives had been denied citizenship after
exhausting the statutorily mandated review process, their suit was
dismissed by the district court for lack of subject-matter
jurisdiction. For the same reason, we affirm the dismissal.
Background
A. The Applicable Laws
In 1986, Congress recognized that a “shadow population” of
millions of illegal immigrants had been living in this country for
a number of years. H.R. REP. 99-682(I), at 49 (1986), reprinted in
1986 U.S.C.C.A.N. 5649, 5653; McNary v. Haitian Refugee Center,
Inc., 111 S.Ct. 888, 891 (1991). Yet, despite their contributions
to employers and their communities, these immigrants were
victimized because their undocumented status rendered them afraid
to seek help from the governmental authorities. H.R. REP. 99-
682(I), at 49 (1986), reprinted in 1986 U.S.C.C.A.N. 5649, 5653.
2
Because Congress found it undesirable that the INS would spend its
resources intensifying interior enforcement or attempting to deport
these aliens en masse, they amended the Immigration and
Naturalization Act to legalize the immigration status of certain
categories of these aliens. This would permit those aliens to
openly contribute to American society and allow the INS to focus
its efforts on border enforcement. Id. The legislation also made
the burden on undocumented aliens more onerous by criminalizing the
hiring of undocumented workers and denying them many federal
welfare benefits. McNary, 111 S.Ct. at 891. One subsection of
this legislation addressed the fact that producers of perishable
agricultural commodities had come to heavily rely upon an
undocumented labor force. In order to keep these laborers
available for work at these farms but give them the independence to
move from job to job at their discretion, Congress created the
“Special Agricultural Worker” or “SAW” program. H.R. REP. 99-
682(I), at 83-85 (1986), reprinted in 1986 U.S.C.C.A.N. 5649, 5687-
89. Under the SAW program, a worker could apply for “temporary
resident” immigration status during a specified eighteen-month
period if he could prove both that he has resided in the United
States and that he performed “seasonal agricultural services” in
the United States for at least ninety days during the period from
May 1, 1985 to May 1, 1986. See 8 U.S.C. § 1160(a)(1). After a
fixed period of either one or two years, depending on the number of
3
applicants, those temporary resident workers would automatically
receive permanent resident status. Id. at § 1160(a)(2).
A prominent feature of the SAW statute was its confidentiality
guarantee. The government was forbidden to “use the information
furnished by the applicant pursuant to an application filed under
this section for any purpose other than to make a determination on
the application. . . .” Id. at § 1160(b)(6)(A)(i). The government
could, however, rely on any other information in its file as well
as any information it could obtain from another source. Id. at §
1160(b)(6)(C)(i). Congress did not directly explain the purpose of
this provision, but in regard to similar language elsewhere in the
legislation Congress commented that “[t]he confidentiality of the
records is meant to assure applicants that the legalization process
is serious, and not a ruse to invite undocumented aliens to come
forward only to be snared by the INS.” H.R. REP. 99-682(I), at 73
(1986), reprinted in 1986 U.S.C.C.A.N. 5649, 5677. This
confidentiality provision has been strictly construed. In In re
Masri, Int. Dec. 3419 (BIA 1999), the Board of Immigration Appeals
held that the confidential information could not be used in a later
proceeding to rescind permanent resident status, even though the
recission was based on alleged fraud in the SAW application
process. See also 8 C.F.R. § 210.2(e)(3) (implementing the statute
strictly).
After five years of continuous residence following lawful
4
admission to permanent residence, an alien becomes eligible to
apply for naturalization. 8 U.S.C. § 1427(a). A naturalization
applicant must demonstrate, inter alia, good moral character; the
ability to read, write and speak English; and a basic knowledge of
United States history and government. See 8 U.S.C. § 1423(a), §
1427(a)(3). The applicant also has the burden of proving he was
“lawfully admitted to the United States for permanent residence.”
8 U.S.C. § 1429. Once the application has been filed, an INS
officer interviews the applicant and makes a determination to
either approve or deny the application. 8 U.S.C. § 1446. If the
application is denied, the applicant can request a hearing before
an immigration officer. 8 U.S.C. § 1447(a). This second hearing
must be before an officer of a higher grade level than the first.
8 C.F.R. § 336.2(b). If the INS again denies the application, or
if 120 days elapse from the date of the first determination without
the reconsideration taking place, the applicant may seek review of
the denial in the United States District Court. 8 U.S.C. §
1421(c). Applicants may only appeal to the district court,
however, if they either sought administrative review and the
application was again denied, or if they sought administrative
review and the review was delayed for more than 120 days. Id. at
§ 1421(d). Rather than conducting an administrative review, the
district court reviews the case de novo and makes its own findings
of fact and conclusions of law. Id.
5
B. The Present Appeal
1. The Class Representatives
The three appellant class representatives share a similar
story. They are each Mexican nationals who applied for and
received temporary resident status under the SAW program in 1988,
and accordingly then received permanent resident status
automatically in 1990. They each applied for naturalization in
1998 or 1999, and for that purpose were interviewed in 1999 and
2000 in the San Antonio office of the INS. During their
interviews, each claims he or she was quizzed extensively about the
agricultural work that had qualified him or her for SAW status and
each claims the INS interviewer had reviewed the confidential
information from his or her SAW application. For each of them, the
interview was followed by a letter from the INS commanding him or
her to produce evidence corroborating the legitimacy of his or her
agricultural work.
From that point, their experiences diverged somewhat. Javier
Aparicio responded to the follow-up letter by filing this class
action lawsuit against the INS challenging their practice of
reviewing the SAW information. The INS reiterated its demand for
the corroborating evidence, and Aparicio's reply informed the INS
that he was unable to acquire the information and alleged the
request violated the SAW confidentiality provisions. On June 26,
2000, the INS informed Aparicio that it had independently
6
investigated the lawfulness of his permanent resident status and
approved his application for naturalization. This approval came
before the district court considered the motion to dismiss at issue
in this case.
Judith Rangel responded to the letter by providing some, but
not all, of the requested corroboration. The INS denied her
application on October 8, 1999, and she never sought any sort of
review of that denial. On June 5, 2000, Aparicio amended his
lawsuit to include Rangel as a class representative.
Eliseo Realzola received the letter and then submitted the
proof he was able to obtain along with explanations why he could
not obtain the rest. On October 19, 1999, the INS informed
Realzola that his evidence was insufficient and ordered him to
provide corroboration. He did not do so, and on June 5, 2000 he
joined Aparicio's suit as a class representative. The INS finally
approved Realzola's application for naturalization on February 21,
2001, four months after the present appeal was filed.
2. The Lawsuit
Aparicio filed his class action lawsuit on April 14, 2000, on
behalf of himself and the class of persons who received permanent
resident status through the SAW program and who had applied for or
would apply for naturalization through the San Antonio INS office.
He sued the Immigration and Naturalization Service itself, as well
as (in their official capacities) Wiley Blakeway, the head of the
7
San Antonio INS Citizenship Branch, Kenneth Pasquarell, the
Director of the San Antonio INS District, and Attorney General
Janet Reno. Aparicio alleged the INS's use of the confidential SAW
application information in the naturalization process violated 8
U.S.C. § 1160(b)(6)(A)(i) and the constitutional right to due
process, and sought a declaratory judgment, an injunction against
the further use of the confidential information, and an injunction
to reopen all cases affected by this practice that had been denied
or withdrawn for lack of prosecution. Aparicio then filed for a
preliminary injunction against the continued use of the
confidential information and moved to certify the class. Aparicio
aggressively began discovery, but the INS moved for a protective
order on the grounds that discovery was premature. The district
court granted the protective order on June 2, 2000. On June 5,
2000, Aparicio amended his complaint to include Rangel and Realzola
as class representatives.
The district court granted a motion to dismiss the suit on
August 31, 2000, holding the plaintiffs' claims were unripe because
they had not exhausted the statutory appeal procedures before
taking their case to the district court. The present appeal
followed.
Discussion
This court must consider whether the district court correctly
dismissed Aparicio's suit. We review this decision de novo. See
8
Home Builders Ass'n v. City of Madison, Miss., 143 F.3d 1006, 1010
(5th Cir. 1998). It is worthwhile to begin by noting that Aparicio
raises neither a privacy concern nor a challenge to the original
process of applying for SAW status. Aparicio also conceded at oral
argument that the INS can investigate whether SAW status was
properly granted, so long as the INS does not use the information
made confidential by 8 U.S.C. § 1160(b)(6)(A)(i). Similarly, the
INS does not attempt to revoke the SAW (or lawful permanent
residence) status of the appellants, and appellants do not contend
that it does; rather, the INS seeks only to use the confidential
application information when and for purposes of determining
whether the naturalization applicant was “lawfully admitted to the
United States for permanent residence” as required for
naturalization by 8 U.S.C. § 1429. The plaintiffs' suit, thus
properly understood, challenges only the INS's alleged practice of
referring to the confidential SAW information solely during and for
purposes of the naturalization process. May the district court
take jurisdiction over this claim given that all three class
representatives failed to follow the administrative review process
mandated by 8 U.S.C. § 1421? We hold today that the district court
correctly declined jurisdiction.
A. McNary v. Haitian Refugee Center, Inc.
The legal issues in this case stand under the shadow of two
Supreme Court cases, the first of which is McNary v. Haitian
9
Refugee Center, Inc., 111 S.Ct. 888 (1991). Appellants rely on
McNary to support their claim that challenges to INS practices and
statutory interpretation lie outside mandatory review provisions.
In McNary, seventeen unsuccessful SAW applicants and two
refugee services challenged the procedure by which the INS reviewed
SAW applications. McNary, 111 S.Ct. at 893. The suit challenged
INS practices including, inter alia, refusing to show adverse
evidence to the applicant, refusing to allow the applicant to rebut
adverse evidence, refusing to allow applicants to present witnesses
on their own behalf, refusing to provide competent interpreters,
and refusing to make a transcript of the hearing. Id. at 894.
After the district court entered an injunction against it, the INS
appealed, ultimately raising before the Supreme Court the sole
contention that the district court lacked jurisdiction over the
case due to the exclusive review provisions in 8 U.S.C.
§ 1160(e)(1). Id. at 894-95. The Supreme Court rejected the INS's
contention, finding that the provision only applied to “a
determination respecting an [SAW] application” and a generalized
challenge to INS practice was not contemplated by this statutory
language. Id. at 896. The Court also held the statutory words
“such denial” indicated a singular decision, not a pattern or
practice. Id. The Court found additional support by reasoning
that the administrative review process would not generate the type
of record necessary for reviewing the plaintiffs' claims, and thus
10
Congress did not contemplate that procedural and constitutional
claims would come within that provision. Id. Additionally, the
Court reasoned that the “abuse of discretion” standard of review
mandated by the statute would be improper for the claims raised by
the plaintiffs, further indicating that Congress never intended for
the exclusive review provision to apply to such challenges. Id. at
897.
Though it had been the cornerstone of the INS’s case, the
McNary Court distinguished Heckler v. Ringer, 104 S.Ct. 2013 (1984)
on several grounds. In Heckler, the plaintiffs had sought review
of a Medicare policy denying them a particular form of surgery, but
the Court held the federal courts lacked jurisdiction because the
plaintiffs had not followed the administrative review procedures.
Heckler, 104 S.Ct. at 2021-23. The McNary Court held the Heckler
plaintiffs had essentially sought review of the denial of their
benefits and a substantive declaration of their rights, which was
a direct appeal within the contemplation of the Medicare review
statute, while the McNary plaintiffs went outside the SAW statute
by generally challenging INS practices and merely asking that their
case files be reconsidered in light of the newly prescribed
procedures. McNary, 111 S.Ct. at 897-98. The Court also reasoned
that the Heckler plaintiffs had been able to receive a meaningful
review while the McNary plaintiffs would not: no adequate record
was assembled during the INS administrative review process,
11
especially not for the type of challenges being raised by the
plaintiffs. Id. at 898. Moreover, direct judicial review would
have been available only in a deportation proceeding and thus was
“tantamount to a complete denial of judicial review for most
undocumented aliens.” Id. The Court therefore distinguished
Heckler and affirmed the decision to accept jurisdiction over the
case. Id. at 899.
B. Reno v. Catholic Social Services
The Court revisited McNary in Reno v. Catholic Social
Services, Inc., 113 S.Ct. 2485 (1993) [hereinafter “CSS”], the
second case affecting our decision today. In CSS, the Court again
addressed the effects of the 1986 reform of the Immigration and
Naturalization Act. The CSS Court addressed two separate
challenges to the INS interpretation of the statutory provisions
permitting certain undocumented aliens to receive temporary
resident status. The first concerned the requirement that the
alien show “continuous physical presence” since a certain date; the
INS had determined that the statutory exception for “brief, casual
and innocent” absences would only be permitted if the alien had
received advance permission from the INS. Id. at 2490. The second
challenge addressed the requirement that the alien show “continuous
unlawful residence” in the United States during that period, with
a statutory exception for certain brief periods. The INS
regulations said that an alien who left the country and then
12
reentered by showing “facially valid” documentation had broken the
chain of “unlawfulness” and therefore could not meet this standard.
Id. at 2491. In both cases, the INS modified the rule not long
after it was initially promulgated. In neither case did the INS
appeal the initial determination that the regulations were invalid,
but in both cases the INS challenged a later order of the district
court seeking to extend the application period because of the
error. Id. at 2493. The INS argued that the district court lacked
jurisdiction due to the restricted judicial review mandated by the
Act. Id.
The Court accepted both appeals and decided to vacate and
remand. Id. The Court recognized that the limited judicial review
provision, 8 U.S.C. § 1255a(f)(1), was “virtually identical” to the
provision it had interpreted in McNary two years earlier.
Accordingly, the Court again held that the statutory language “a
determination respecting an application for adjustment of status”
and “such denial” did not describe a challenge to a practice or
procedure. Id. at 2494-95. The INS claimed that an action
challenging the INS's interpretation of a statute was different
than the procedural challenge in McNary, but the Court rejected the
argument and held the the plaintiffs' arguments were not restricted
by the limited review provision. Id. at 2495.
The Court then noted that another jurisdictional hurdle lay in
the path of the plaintiffs: the ripeness requirement traditionally
13
applied in suits seeking injunctive and declarative relief. Id. at
2495. The Court noted that sometimes the very promulgation of a
regulation creates an “immediate dilemma” that causes parties to
feel the impact in a concrete way. Such claims are already ripe.
Id. In other cases, the impact of the regulation cannot be said to
“be felt immediately by those subject to it in conducting their
day-to-day affairs.” Id. at 2496, quoting Toilet Goods Assn., Inc.
v. Gardner, 87 S.Ct. 1520, 1524 (1967). In such cases, the claim
would not be ripe if there were “no irremediably adverse
consequences.” CSS, 113 S.Ct. at 2496. The Court then addressed
the INS regulations at issue and noted they were limitations on
access to a benefit, not a newly imposed restriction, and thus did
not seem to have an immediate impact. Id. Moreover, the Court
observed that the Act delegated to the INS the task of determining
whether applicants met several requirements in addition to the ones
at issue, which also suggested that the impact of the regulations
was deferred rather than immediate. Because the INS must apply
these several regulations on a case-by-case basis, the Court held,
a plaintiff's claims would only ripen “once he took the affirmative
steps that he could take before the INS blocked his path by
applying the regulation to him.” Id.
The Court then recognized that a case would only become ripe
when “the INS formally denied the alien's application on the ground
that the regulation rendered him ineligible for legalization.” Id.
14
at 2497. Such an alien, however, would find his newly ripe case
barred by the exclusive review provisions because it would now be
“a determination respecting an application.” Id. The Court
considered this interaction to be an intentional “dovetailing” of
the two provisions, representing Congress's intent to insure that
INS regulations would only be challenged through the limited
channels permitted by the Act. Id. The McNary plaintiffs were
allowed to circumvent this scheme because they had no “practical
judicial review.” In contrast, the CSS plaintiffs would be able to
raise their arguments on appeal, even though that appeal would only
come during the review of a deportation order. The CSS plaintiffs
therefore had to content themselves with the “dovetailed”
provisions. Id.
The Court then determined that the parties whose claims were
accepted for processing by the INS were constrained by the
mandatory review provisions, although parties whose applications
lower level INS personnel informally refused to even accept for
filing due to an INS “front-desking” policy may have been outside
the mandatory review provisions. Id. at 2497-2500. The CSS Court
noted in the latter connection:
“[Front-desking] would effectively exclude an applicant
from access even to the limited administrative and
judicial review procedures established by the Reform Act.
He would have no formal denial to appeal to the Associate
Commissioner for Examinations, nor would he have an
opportunity to build an administrative record on which
judicial review might be based. Hence, to construe §
1255a(f)(1) to bar district court jurisdiction over his
15
challenge, we would have to impute to Congress an intent
to preclude judicial review of the legality of INS action
entirely under those circumstances. As we stated
recently in McNary, however, there is a ‘well-settled
presumption favoring interpretations of statutes that
allow judicial review of administrative action,” 498
U.S., at 496, 111 S.Ct., at 898; and we will accordingly
find an intent to preclude such review only if presented
with ‘”clear and convincing evidence,”’[citations
omitted].
There is no such clear and convincing evidence in
the statute before us. Although the phrase ‘a
determination respecting an application for adjustment of
status’ could conceivably encompass a Legalization
Assistant’s refusal to accept the application for filing
at the front desk of a Legalization Office, nothing in
the statute suggests, let alone demonstrates, that
Congress was using ‘determination’ in such an extended
and informal sense. Indeed, at least one related
statutory provision suggests just the opposite. Section
1255a(f)(3)(B) limits administrative appellate review to
‘the administrative record established at the time of the
detemrination on the application’; because there
obviously can be no administrative record in the case of
a front-desked application, the term ‘determination’ is
best read to exclude front-desking. Thus, just as we
avoided an interpretation of 8 U.S.C. § 1160(e) in McNary
that would have amounted to ‘the practical equivalent of
a total denial of judicial review of generic
constitutional and statutory claims,’ McNary, supra, 498
U.S., at 497, 111 S.Ct., at 899, so here we avoid an
interpretation of § 1255a(f)(1) that would bar front-
desked applicants from ever obtaining judicial review of
the regulations that rendered them ineligible for
legalization.” Id. at 2499 (footnote omitted; emphasis
added).
Accordingly, the CSS Court vacated and remanded the case so
that the District Courts could determine which claims had been
subjected to “front-desking” and thus were ripe. Id. at 2500. All
other claims were barred by the statutory judicial review
provisions.
16
C. The Present Case
1. The Claims Are All Unripe
We hold that to the extent appellants’ claims are unripe they
are barred by CSS. To the extent the claims are ripe, they are
barred by 8 U.S.C. § 1421(c), which provides:
“A person whose application for naturalization under this
subchapter is denied, after a hearing before an
immigration officer under section 1447(a) of this Title,
may seek review of such denial before the United States
district court for the district in which such person
resides in accordance with chapter 7 of Title 5. Such
review shall be de novo, and the court shall make its own
findings of fact and conclusions of law and shall, at the
request of the petitioner, conduct a hearing de novo on
the application.”1
It must be recognized then that the naturalization statute
does not contain many of the features upon which the McNary opinion
relied and upon which CSS relied in regard to those whose
applications were “front-desked.” Judicial review of
naturalization denials is always available and is de novo, and is
not limited to any administrative record but rather may be on facts
established in and found by the district court de novo.
As with the regulations in CSS, the INS interpretation
challenged in this case did not have an immediate effect on the
day-to-day affairs of those who received permanent resident status
through the SAW provisions. Instead, the INS interpretation
“limit[s] access to a benefit [here naturalization] . . . not
1
See also § 1421(d), providing: “A person may only be naturalized as a citizen of the United
States in the manner and under the conditions prescribed in this subchapter and not otherwise.”
17
automatically bestowed on eligible aliens.” CSS, 113 S.Ct. at
2496. The INS has the duty of determining whether each applicant
for naturalization has “met all of the Act's conditions, not merely
those interpreted by the [challenged practices] in question.” Id.
As a result, we come to the same conclusion as the Court in CSS: “a
class member's claim would ripen only once he took the affirmative
steps that he could take before the INS blocked his path by
applying the regulation to him.” Id.
Here, if a claim was approved, then the applicant has no
grounds for complaint because his path has not been “blocked” and
he has suffered no “irredeemably adverse consequence.” The federal
courts not acting under section 1421(c) must reject all denied
claims as well. Because there are many possible reasons for a
denial of naturalization,2 not merely matters which would arise
under the interpretations of section 1160(b)(6)(A)(i) at issue in
this case, we cannot know whether a denied claim was denied for any
of the reasons challenged here. See CSS, 113 S.Ct. at 2496-97
n.20. Pending claims would suffer from the same uncertainty, and
uncertainty renders the case unripe for consideration by the
federal courts.
2
See e.g. § 1423(a) (applicant must demonstrate “ability to read, write, and speak words in
ordinary usage in the English language” and “a knowledge and understanding of the history, and of
the principles and form of government, of the United States”); § 1427(a) (throughout the immediately
preceding five years the applicant “has been and still is a person of good moral character, attached
to the principles of the Constitution of the United States, and well disposed to the good order and
happiness of the United States”).
18
Rangel’s naturalization application has been administratively
denied, and consideration of her claim in this suit would be
reviewing the denial of her application for naturalization in
violation of section 1421(c). See CSS, 113 S.Ct. at 2497.
Similarly, the appellants seem to hope this Court will look at the
record and find that Aparicio, whose naturalization application has
been approved, would have had it approved sooner but for the
allegedly impermissible policy. We cannot do so; once we begin to
look at the specifics of Aparicio's case we will be allowing him to
seek review of his application in the district court without it
having been “denied.” Section 1421(c) prohibits this result. The
same is true of Realzola.
The appellants and the entire class they seek to represent are
thus caught between the ripeness doctrine and the exclusive review
provision of section 1421(c). We conclude that this was an
intentional formulation by Congress designed to serve a purpose.
In CSS, the Court reasoned that “Congress may well have assumed
that, in the ordinary case, the courts would not hear a challenge
to regulations specifying limits to eligibility before those
regulations were actually applied to an individual, whose challenge
to the denial of an individual application would proceed within the
Reform Act's limited scheme.” CSS, 113 S.Ct. at 2497. We conclude
that Congress intended naturalization applicants to be thus
restricted, not out of any desire to vex them but rather to
19
guarantee that the only people who challenged the INS's
interpretation of the Act would be those whose applications had
been denied and who then worked within the administrative review
system before resorting to the federal courts, with such resort
being only pursuant to section 1421(c). The appellants do not meet
this definition, nor would anyone within their putative class.
Appellants attempt to argue ripeness by complaining that they
lose the privileges and rights of citizenship during the appeal
process, but the 120-day limit imposed by section 1421(c)
guarantees a relatively swift resolution. Indeed, by the accepted
norms of the federal bureaucracy and the delay endemic to the
system, 120 days, or even much longer, seem not so egregious as to
authorize departure from the evident Congressional scheme of
review. At any rate, it is less onerous than the CSS requirement
that the applicants seek review in an appeal from an order of
deportation. If the delay and uncertainty inherent in a
deportation action did not make the CSS cases ripe, the present
case must be considered unripe as well.
2. The Review Is Adequate
There remains one more point to analyze. The CSS Court noted
that the McNary plaintiffs had escaped this system because they
“could receive no practical judicial review within the scheme”
20
established by Congress. In contrast, the CSS plaintiffs3 were
stuck within the system because it could afford the plaintiffs an
adequate review, albeit one that only occurred during the appeal of
a deportation order. CSS, 113 S.Ct. at 2497. Thus, the
availability of review in CSS satisfied the need for review of
administrative processes emphasized in McNary and in Bowen v.
Michigan Academy of Family Physicians, 106 S.Ct. 2133 (1986). See
McNary, 111 S.Ct. at 899 (quoting Bowen). It has been suggested
that this exception for inadequate judicial review is all that
remains of McNary's end-run around mandatory review provisions.
See Ayuda, Inc. v. Reno, 7 F.3d 246, 249 (D.C. Cir. 1993).
Regardless, the appellants can find no relief in this
inadequate review exception. The review afforded them by section
1421(c) is fully de novo, with the district court considering
evidence brought before it and making its own findings of fact and
conclusions of law. See 8 U.S.C. § 1421(c). Congress has
therefore afforded the appellants a complete and wholly adequate
review, greatly in excess of the review found acceptable in CSS.
We also note that the applicants here are not fighting to gain or
keep their permanent resident status through the one-time-only SAW
program, but merely seek to be naturalized. Nothing prevents an
applicant denied naturalization from filing another application.
3
Other t han those who were “front-desked” and suffered the same lack of avenue for
meaningful administrative or judicial review as the McNary plaintiffs.
21
Finally, while the possible delays in the system may be
frustrating, a delay of some 120 days–or much longer-- does not
render the appeal so inadequate as to allow the plaintiffs to
escape Congress's intended review process.
The appellants have a sufficient review available to them, and
therefore they (and the class they purport to represent) can only
challenge the INS interpretation of 8 U.S.C. § 1429 and
§ 1160(b)(6)(A)(i) by waiting for an application to be denied, and
then by appealing that denial through the process set forth in
section 1421(c).4
Conclusion
The appellants raise a generalized challenge to the INS's
interpretation of two statutes, as embodied in the practice of the
San Antonio INS office. Their claims are not ripe because they
have either not felt the full impact of the interpretation by being
“blocked” from naturalization or have been denied or delayed for an
uncertain reason. If the claims were ripe, they would be barred by
section 1421; if not barred by section 1421, they would not be
ripe. It seems that Congress desired that this issue only be
raised by plaintiffs who were denied naturalization and who
followed the administrative and judicial appeal process. Finally,
4
By holding the case unripe as to the entire class, we need
not address the question of whether the class could be certified
despite the failings of the class representatives. See, e.g.,
United States Parole Com'n v. Geraghty, 100 S.Ct. 1202 (1980).
22
appellants may not take the McNary escape route from this dilemma
because section 1421 provides an adequate review for their
challenge. Accordingly, the district court was correct to dismiss
the case.
AFFIRMED.
23