Filed 2/24/16
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
In re the Marriage of RAUL and INGRID H040827
OBRECHT. (Santa Cruz County
Super. Ct. No. FL035136)
RAUL OBRECHT,
Appellant,
v.
INGRID OBRECHT,
Respondent.
In this dissolution of marriage proceeding, appellant Raul Obrecht appeals from a
default judgment requiring him to pay spousal support and attorney fees to his former
wife, respondent Ingrid Obrecht.1 The appeal primarily revolves around the question
whether Raul’s appearance at a hearing on a motion to enforce prior orders constituted a
general appearance, such that the court acted properly in denying his later motion to
quash service for lack of personal jurisdiction. A second issue involves the effect of
untimely notice of an earlier hearing, and whether Raul forfeited his objections to that
notice by failing to raise them at the earliest possible time. A further question is whether
the trial court erred by finding that Ingrid had satisfactorily established that she was a
1
For purposes of readability, and intending no disrespect, we will refer to the
parties by their first names.
California resident so as to confer subject matter jurisdiction on the court. Finally, we
consider whether the court erred by entering a default judgment against Raul while his
petition to set aside the denial of his motion to quash was pending before this court.
We have concluded that (1) in the absence of a reporter’s transcript, Raul’s
appearance must be presumed to have constituted a general submission to the court’s
jurisdiction over his person; (2) he forfeited his objection to the untimely hearing notice
by waiting several months to bring up the issue; (3) the absence of a reporter’s transcript
also prevents Raul from overcoming the presumption of correctness with respect to the
court’s finding of residency; and (4) Raul’s petition for relief in this court was effective
to hold open his time to plead, such that the trial court erred by directing the entry of
default while the petition was pending. We therefore reverse with instructions to set
aside the default and default judgment and to permit Raul to file a responsive pleading.
BACKGROUND
Raul and Ingrid were married in 1978 in Santa Cruz County. The couple had two
children, born in 1982 and 1985. In 1993, the family moved to Chile, where Ingrid had
apparently been born, although she had become a naturalized American citizen in 1971.
Ingrid and Raul separated on April 1, 1995. In August 1996, Ingrid filed a petition
in Santa Cruz County for dissolution of marriage. Although the court issued a judgment
of dissolution, Ingrid successfully moved several months later to vacate the judgment.2
However, the couple lived mostly apart after their original separation in 1995. Since
2010, Raul has resided in Depew, New York and has maintained little contact with
California or Ingrid.
2
Except as relied upon for the recitals in this paragraph, appellant’s request for
judicial notice of documents from the 1996 proceedings is denied for want of relevance to
any issue in this appeal.
2
On November 7, 2012, Ingrid filed a second petition in Santa Cruz for dissolution
of marriage. Accompanying the petition was a request for an order awarding attorney
fees, costs, and spousal support, with a hearing set for December 7. On November 8,
Ingrid’s attorney mailed the summons, petition, and supporting papers to Raul at a New
York address. Raul signed an acknowledgment of receipt on December 4. Additionally,
according to a certificate of substitute service, an Erie County Deputy Sheriff posted
copies of the summons and petition on Raul’s door and mailed additional copies to him.
Raul did not appear at the December 7 hearing. At Ingrid’s request, the court
continued the matter to January 8, 2013. Ingrid later declared that she had sought the
continuance at Raul’s request. However, Raul again failed to appear at the January 8
hearing. At its conclusion, the trial court ordered him to pay $1,573 per month in spousal
support commencing November 7, 2012, plus $5,000 in attorney fees. On January 30,
the court issued an order garnishing Raul’s wages in the amount of $1,573 per month.
On April 2, 2013, Ingrid filed a request for an order determining Raul’s arrearages
on payments already ordered. The request was set to be heard on April 29. In support of
the request Ingrid asserted that she had received payment of $1,693.20, leaving
$7,4670.20 in delinquent support, plus interest of $198.22, for a total arrearage of
$7,628.44. Copies of the moving papers were express-mailed to Raul on April 2.
Raul personally appeared on his own behalf at the April 29 hearing, which was not
reported. After the hearing the court (1) ruled that the “previous order for spousal
support is valid,” (2) awarded Ingrid “arrears to date” of $7628.44, and (3) directed Raul
to “pay $100 monthly toward arrears.” According to the order, the court, further
“advised” Raul that he “must file a response if he wishes to contest this matter, and
should seek legal advice.”
Three months later, on July 22, 2013, Raul moved to quash service of process for
lack of personal and in rem jurisdiction and to set aside the orders of January 8, 2013 and
3
April 29, as well as the resulting garnishment. In the supporting declaration, Raul
asserted that Ingrid had not lived in California for six months prior to the filing of her
petition; that she “has lived and continues to live in Chile since . . . 2000 or 2001”; and
that she “came to the State of California solely to file the dissolution and then went back
to Chile where she continues to reside.” He asserted that jurisdiction could be laid in
New York based on his residency, and that he would “file a petition to dissolve our
marriage there.” He filed such a petition on August 15, 2013.
On September 9, 2013, Ingrid filed written opposition to the motion to quash. She
introduced evidence showing her presence in Santa Cruz County for at least part of the
six months prior to her filing of the petition. According to the court’s minute order, she
also testified on the subject of residency at the September 27 hearing—which, again, was
not reported. The court found that Ingrid satisfied the residency requirements and also
that Raul had submitted to the court’s jurisdiction when he “appeared and argued against
the Request for Order” at the April 29 hearing. Accordingly, the court denied the motion
to quash. It directed the parties to “serve and file their preliminary declarations of
disclosure.” It specifically directed Raul to “file a response or his default will be taken.”
On December 16, the court conducted a status conference at which it was advised
that Raul had, a month earlier, filed a petition in this court seeking to set aside the denial
of his motion to quash. Noting that no stay had been issued, the trial court again directed
the parties to “file and serve their income & expense declarations and preliminary
disclosures,” and further directed Ingrid to “file and serve her request to enter default.”
On that same day, counsel for Raul wrote to the court contending that the petition for
extraordinary relief had extended his time to file a responsive pleading pursuant to
“CCP 418(c),” presumably meaning Code of Civil Procedure section 418.10,
subdivision (c).
4
On December 7, 2013, counsel for Ingrid filed a request to enter default. The
clerk entered Raul’s default that same day.
On January 9, 2014, the court signed a judgment for dissolution, which was filed
on January 23, 2014. The judgment (1) ordered Raul to pay spousal support in the
amount of $1,573 per month beginning November 7, 2012; (2) entered an earnings
assignment order; (3) ordered Ingrid to prepare a qualified domestic relations order
dividing Raul’s pension; (4) ordered Raul to pay $11,516 plus interest in delinquent
spousal support; and (5) confirmed the award of attorney fees made by the court on
January 8, 2013.
Raul filed a timely notice of appeal on March 21, 2014.
DISCUSSION
I. Personal Jurisdiction
A. General Appearance
Raul maintains that there was no basis for the trial court’s exercise of personal
jurisdiction over him because he lacks the requisite contacts with California to be haled
into court here. Ingrid maintains that Raul submitted to the court’s jurisdiction by
making a general appearance on April 29, 2013, when he appeared and argued “against
the issuance of the January 8, 2013 orders and the imposition of a payment on the
arrearages.” The trial court adopted this view, ruling that “because [Raul] appeared and
argued against the Request for Order brought by [Ingrid] on April 29, 2013, . . . the court
has personal jurisdiction over him.”
“A general appearance occurs when the defendant takes part in the action or in
some manner recognizes the authority of the court to proceed.” (Dial 800 v. Fesbinder
(2004) 118 Cal.App.4th 32. 52.) Such participation operates as consent to the court’s
exercise of jurisdiction in the proceeding. “Unlike jurisdiction of the subject matter . . .
jurisdiction of the person may be conferred by consent of the person, manifested in
5
various ways” including a “general appearance.” (2 Witkin, Cal. Proc. (5th ed. 2008)
Jurisdiction, § 186, p. 794; see also In Re Marriage of Fitzgerald & King (1995) 39
Cal.App.4th, 1419, 1426 (Fitzgerald).) By generally appearing, a defendant relinquishes
all objections based on lack of personal jurisdiction or defective process or service of
process. (Code Civ. Proc. §§ 410.50(a), 418.10(e)(3); In re Vanessa Q. (2010) 187
Cal.App. 4th 128, 135.) A general appearance has these effects even if the defendant is
unaware that a jurisdictional objection is available. (Fireman’s Fund Ins. Co. v. Sparks
Const., Inc. (2004) 114 Cal.App. 4th 1135, 1145.) Such an appearance is “equivalent to
personal service within this state of the summons and a copy of the petition upon [the
defendant].” (Cal. Rules of Court, rule 5.68(c).)
A California defendant can preserve objections to personal jurisdiction only by
making a special appearance, i.e., an appearance for the sole purpose of objecting to the
court’s jurisdiction. (See Greener v. Workers’ Comp. Appeals Bd. (1993) 6 Cal.4th 1028,
1036-1037.) A special appearance does not confer jurisdiction on the court for any
purpose other than determining the question of jurisdiction over the person. (Titus v
Superior Court (1972) 23 Cal.App.3d 792, 801.)
Raul asserts that he made a special appearance at the April 29 hearing because he
participated only “to object to the trial court’s exercise of jurisdiction over himself and
his earnings” and that “he did not seek any affirmative relief from the court.” But
nothing in the record sustains this assertion. The minute order from the April 29 hearing
does not allude to any jurisdictional objection. It delineates the issues before the court as
“spousal support and arrearages and the January 8, 2013 hearing orders.” The order
recites that the court (1) ruled that the “previous order for spousal support is valid”;
(2) “awarded [Ingrid] arrears to date . . . of $7628.44; and (3) “directed Raul to pay $100
monthly toward arrears, effective May 15, 2013.” The order makes no reference to any
claim of a limited or special appearance. So far as the record shows, Raul raised no
6
jurisdictional issue until he filed his motion to quash service of process three months
later.
Raul’s assertions to the contrary run afoul of one of the most fundamental
principles of appellate procedure: “[T]o be successful on appeal, an appellant must be
able to affirmatively demonstrate error on the record before the court. ‘ “ ‘A judgment or
order of the lower court is presumed correct. All intendments and presumptions are
indulged to support it on matters as to which the record is silent, and error must be
affirmatively shown.’ ” ’ ” (In re Marriage of Falcone (2008) 164 Cal.App.4th 814,
822.) It appears that none of the hearings in the trial court were reported.3 Nor do we see
any indication that Raul sought to secure an agreed or settled record regarding those
proceedings. (See Cal. Rules of Court, rules 8.130(h), 8.137.) “We must therefore
presume that what occurred at that hearing supports the judgment.” (Hearn v. Howard
3
We are deeply troubled by the trial court’s policy of conducting all family law
matters without a reporter unless a reporter is engaged by one or both parties at their own
expense. This policy is actually codified in a local rule stating, “The family court does
not provide a court reporter in family law matters, except when possible a reporter will be
provided for DCSS and restraining order matters. If you would like to have a court
reporter present you will need to hire and pay all costs associated with the reporter.”
(Super. Ct. Santa Cruz County, Local Rules, rule 3.7.01.) As illustrated by this case, the
absence of a verbatim record can preclude effective appellate review, cloaking the trial
court’s actions in an impregnable presumption of correctness regardless of what may
have actually transpired. Such a regime can raise grave issues of due process as well as
equal protection in light of its disparate impact on litigants with limited financial means.
The practice becomes all the more troubling when viewed in combination with the
statewide prohibition against privately recording court proceedings “for any purpose
other than as personal notes.” (Cal. Rules of Court, rule 1.150(d).) Perhaps the time has
come at last for California to enter the twentieth (sic) century and permit parties to record
proceedings electronically in lieu of the far less reliable method of human stenography
and transcription. Until that day, however, we believe the right to effective appellate
review cannot be permitted to depend entirely on the means of the parties. We refrain
from addressing the issue further here only because the parties have neither raised a claim
of error nor made a record of prejudice with respect to the court’s failure to furnish a
reporter.
7
(2009) 177 Cal.App.4th 1193, 1201; Estrada v. Ramirez (1999) 71 Cal.App.4th 618, 620,
fn. 1 [“It is the burden of appellant to provide an accurate record on appeal to
demonstrate error. Failure to do so precludes an adequate review and results in
affirmance of the trial court’s determination”].) We must therefore presume that Raul did
not limit his objections at the April 29 hearing to matters of jurisdiction, that he opposed
Ingrid’s prayers for relief on the merits, and that he thus submitted to the court’s
jurisdiction by making a general appearance.4
B. “Retroactive” Effect
Raul argues that even if he made a general appearance at the April 29 hearing,
“such an appearance would not retroactively bestow jurisdiction for the prior orders
issued by the trial court.” First he cites Code of Civil Procedure section 410.50, which
provides that while a general appearance is “equivalent to personal service of summons”
(id., subd. (a)), it only applies “throughout subsequent proceedings in the action” (id.,
subd. (b)).
4
California Rules of Court, rule 5.62(a), enumerates actions that will constitute a
general appearance in a dissolution proceeding. Were we writing on a blank slate we
might consider the hypothesis—not argued by Raul—that this list is exclusive, at least as
applied to unrepresented litigants. However, the rule echoes Code of Civil Procedure
section 1014, which likewise enumerates acts constituting a general appearance in civil
actions generally. For several decades, at least, courts have held the list in that statute not
to be exclusive. (See, e.g., Hamilton v. Asbestos Corp., Ltd. ( 2000) 22 Cal.4th 1127,
1147; Air Machine Com SRL v. Superior Court (2010) 186 Cal.App.4th 414, 420; Dial
800 v. Fesbinder, supra, 118 Cal.App.4th at p. 52; Creed v. Schultz (1983) 148
Cal.App.3d 733, 739-740; but see Voorman v. Li Po Tai (1896) 113 Cal. 302, 305
[defendant appears by means specified in statute, and “can appear in no other way”].)
Arguably a different rule should prevail in a context such as the present one, where many
litigants appear in propria persona and grave and irrevocable consequences can otherwise
flow, as they did here, from merely addressing the court without appreciating the legal
significance of that conduct. But the point has not been raised, and we will not reach out
to decide it on our own motion.
8
The cited statute, however, is only concerned with the effect of a general
appearance as a substitute for proper service of process. Ingrid does not rely on Raul’s
general appearance to cure defects in service of process, because Raul did not predicate
his motion to quash on any such defects.5 Instead he challenged the existence of
substantive jurisdiction over his person. The rule concerning jurisdiction over the person
is codified in California’s long-arm statute, Code of Civil Procedure section 410.10,
under which California courts “may exercise jurisdiction on any basis not inconsistent
with the Constitution of this state or the United States.” One recognized basis of
jurisdiction is the existence of “ ‘minimum contacts’ ” between the defendant and the
forum state “such that the exercise of jurisdiction would not offend “ ‘ “traditional
notions of fair play and substantial justice.” ’ ” (Fitzgerald, supra, Cal.App.4th 1419,
1425-1426, quoting International Shoe Co. v. Washington (1945) 326 U.S. 310, 316.)
Raul contends that he lacks sufficient contacts with California to satisfy this test. But as
he acknowledges, jurisdiction over the person may also be predicated on consent, which
can be effected by a general appearance. (E.g, In re Marriage of Jacobson (1984) 161
Cal.App.3d 465, 470 [husband “made a general appearance and thereby consented to the
jurisdiction of the court”]; cf. Fitzgerald, supra, at pp. 1425, 1427-1431.) It was for this
purpose that Ingrid cited his appearance on April 29. Code of Civil Procedure
section 410.50, subdivision (b), has no bearing on the question.
5
The record shows service by (1) mail, as acknowledged by Raul in writing (see
Code Civ. Proc., § 415.30); and (2) substitute service, i.e., posting and mailing, by a New
York sheriff’s deputy. In his reply brief Raul asserts, apparently for the first time, that
the substitute service as described by the deputy “is not a recognized method of service of
process under California law—either on residents or non-residents. (See Code Civ. Proc.
§ 415.40)” But he makes no attempt to escape the general rule that points first made in a
reply brief will not be addressed. (See In re Marriage of Stanton (2010) 190 Cal.App.4th
547, 561.) In any event he offers no challenge to the earlier service by mail and
acknowledgment. (See Code Civ. Proc., § 415.30.)
9
The distinction just drawn between a substantive basis for personal jurisdiction
and a defect in service of process is central to In re Marriage of Smith (1982) 135
Cal.App.3d 543 (Smith), which Raul cites for the proposition that the trial court here gave
impermissibly “retroactive” effect to his April 29 appearance. The husband there filed a
motion to quash after the wife secured a default judgment with a fraudulent proof of
service. The wife contended that the husband had forfeited his objections to service by
making a general appearance, i.e., by asking for a continuance and engaging in
discovery.6 The court rejected this contention on several overlapping grounds, but stated
its holding narrowly: “[A] defendant who was defectively served with summons did not
make that service retroactively valid by entering a general appearance after judgment was
entered.” (Id. at p. 545; italics added.) That holding is inapposite here for at least two
reasons: the claim here is not defective service, but want of a constitutional basis of
jurisdiction; and Raul’s general appearance was not made after judgment. but much
earlier in the action, at a time when Raul could have moved to quash, but instead
appeared on the merits.
The court in Smith addressed the viability of a body of caselaw applying a
“[w]aiver [r]ule” under which “ ‘[a] general appearance made after entry of judgment has
the effect of curing any defect arising from the lack of jurisdiction due to the failure to
serve or notify a person of the proceedings . . . .’ ” (Smith, supra, 135 Cal.App.3d at
p. 547, italics added, quoting Farmers, etc. Nat. Bk. v. Superior Court (1945) 25 Cal.2d
842, 846-847.) This “judge-made rule,” observed the court, had been stated in five
6
See now Family Code section 2012, subdivision (a), which provides that while a
motion to quash is pending, “the respondent may appear in opposition to an order made
during the pendency of the proceeding and the appearance shall not be deemed a general
appearance by the respondent.” The present controversy might have been obviated had
Raul availed himself of this provision, which he might have done had he only consulted
counsel before walking into court—as the papers served on him urged him to do.
10
California cases, but was necessary to the decision in only one of them. (Id. at p. 547.)
In that case the defendant had challenged a default judgment on the ground that the
affidavit of service lacked a required recital. (Security etc. Co. v. Boston etc. Co. (1899)
126 Cal. 418.) But because the defendant had also challenged the sufficiency of the
complaint, it was held to have made a general appearance which, the court declared, was
“ ‘a submission to the jurisdiction of the court as completely as if he had been regularly
served with process . . . .’ ” (Id. at p. 422.)
The court in Smith criticized Security as resting on two lines of cases, one sound
and one not. The sound cases held that “a general appearance by an unserved or
improperly served defendant is equivalent to personal service so that the court has
personal jurisdiction throughout subsequent proceedings in the action.” (Smith, supra,
135 Cal.App.3d at p. 548, first italics added.) This rule was intended “to preclude a
defendant from litigating an action to a conclusion and later, if dissatisfied, urging lack
of personal jurisdiction over him.” (Ibid, italics added.) This rationale. the court added,
“is obviously inapplicable to a case where judgment has already been entered.” (Ibid.)
The second body of cases, with which the court took issue, relied on the concept
of “waiver” to conclude “that a defendant’s general appearance, either before or after
judgment, retroactively makes valid a defective service of process.” (Smith, supra, 135
Cal.App.3d at p. 548, italics added.) This rule, the court held, was unsound at its
inception—at least as applied to post-judgment appearances. Further, it had been
preempted by the enactment in 1969 of the Jurisdiction and Service of Process Act, Code
of Civil Procedure sections 410.10-418.10. (Id. at p. 550.) The court took particular note
of Code of Civil Procedure section 410.50, which specifies, as already noted, that
jurisdiction by virtue of a general appearance only attaches for “ ‘subsequent proceedings
in the action.’ ” (Id. at p. 551.) The long-arm statute (Code Civ. Proc., § 410.10) did not
11
support a different result, precisely because it is concerned only with the substantive basis
for jurisdiction—not service of process. (Id. at p. 552.)
As this exigesis makes clear, the Smith court was solely concerned with defects in
service of process and the limited (prospective-only) tendency of a general appearance to
cure such defects. This analysis has no bearing here. Nor is Raul’s argument to the
contrary easily reduced to syllogistic form. He asserts that since the court below “lacked
personal jurisdiction over [him] when it issued the orders on January 8, 2013,” and since
the subsequent orders rested on those January 8 orders, all of the court’s orders were
invalid and must be set aside. But we cannot accept the premise that the court “lacked
personal jurisdiction” over Raul on January 8 or at any other relevant time. If he means
that the court lacked a substantive basis on which to exercise jurisdiction over him, in that
he lacked sufficient contacts with California, his argument fails because that issue was
never tendered for determination until Raul had rendered it moot by making a general
appearance and thereby submitting to the court’s jurisdiction. If he were correct that he
might have been able to establish an absence of jurisdiction when the prior order was
made, the method by which to raise that issue would have been a motion to set aside that
order. Having failed to bring such a motion—instead challenging the court’s jurisdiction
over the entire action—he has not laid the groundwork for this court to entertain his
retroactivity argument.
II. Defective Notice of Request for Order
Raul correctly asserts that he did not receive the statutorily prescribed notice of the
continued order to show cause hearing on January 8, 2013. Code of Civil Procedure
section 1005, subdivision (b), provides that moving papers must be served at least
16 court days before the hearing, plus an additional 10 calendar days for an out-of-state
resident like Raul. Here, at the originally scheduled hearing on December 7, 2012, Ingrid
12
asked the court to continue the hearing date to January 8, 2013.7 Sixteen court days
before that date was December 13; 10 calendar days before that was December 3. Notice
of the January 8 hearing was mailed to Raul on December 10—a week late.
However, Raul did not raise this objection when he first appeared on April 29. He
objected only on July 23, 2013 when he moved to quash service. In the meantime, he had
made a general appearance without raising any objection to the manner or time of notice
of any of the preceding hearings. To preserve a claim to defective notice of a motion or
other hearing, the objection must be raised at the earliest opportunity and accompanied by
some indication of prejudice. (See Carlton v. Ouint (2000) 77 Cal.App.4th. 690, 697-
698; Reedy v. Bussell (2007) 148 Cal.App.4th 1272, 1289.) Here, Raul could have
moved at the April 29 hearing to set aside the January 8 order on the ground that he had
received inadequate notice of it and had been unable to prepare an adequate response.
Instead, so far as the record shows, he appeared at the April 29 hearing only to object to
that order on the merits. By doing so, he lost the opportunity to challenge it for defective
notice.
III. In Rem Jurisdiction
In addition to personal and subject matter jurisdiction, a court presiding over a
marital dissolution action must possess “ ‘in rem’ jurisdiction over the marital ‘res’ to
terminate marital status.” (Muckle v. Superior Court (2002) 102 Cal.App.4th 218, 225.)
This requirement is expressed in Family Code section 2320, subdivision (a), which
7
Ingrid repeatedly asserts that the hearing was continued “[a]t Raul’s request.”
The relevance of these assertions is obscure. A request for a continuance to file a
responsive pleading is not itself a general appearance. (Code Civ. Proc., § 418.10,
subd. (d).) Conceivably, consent by Raul to continue the hearing to a specific date inside
the statutory time for notice might support an argument that he had waived the statutory
requirement. But Ingrid’s averments on this subject are too vague to establish any such
agreement. They are equally consistent with the view that Raul asked for a continuance
without any understanding or agreement as to when the continued matter might be heard.
13
provides as relevant here that “a judgment of dissolution of marriage may not be entered
unless one of the parties to the marriage has been a resident of this state for six months
and of the county in which the proceeding is filed for three months next preceding the
filing of the petition.”
In his opening brief Raul contended, as he did in support of his motion to quash,
that Ingrid had failed to establish residency as contemplated by the statute. For these
purposes, residency means domicile (In re Marriage of Thornton (1982) 135 Cal.App.3d
500, 507), which requires both physical presence and an intent to remain “indefinitely”
(In re Marriage of Tucker (1991) 226 Cal.App.3d 1249, 1258-1259; see In re Marriage
of Dick (1993) 15 Cal.App.4th 144, 152-153). “Whether the residency requirement has
been met is a question of fact and the burden of establishing residence is on the party
asserting it.” (In re Marriage of Dick, supra, at p. 153.)
Raul’s declaration in support of the motion to quash included averments that while
attending court for the April 29 hearing, he had “discovered that Petitioner is not, as she
represented to me and to the Court . . . , living in the State of California.” Instead, he
asserted, “She has lived and continues to live in Chile since the year 2000 or 2001. . . .
[¶] . . . [¶] She came to the State of California solely to file the dissolution and then went
back to Chile where she continues to reside. I know this because we have two children
together; they both live in Chile and have told me that Ingrid continues to live there.
Additionally, when she appeared in Court April 29, 2013, she appeared by phone.”
Although these averments were patently objectionable on grounds of hearsay and
lack of foundation, we see no evidence that Ingrid objected to them. We must also
acknowledge that her own written showing on this issue is far from persuasive. She did
not directly aver that she had lived in California for six months, or in Santa Cruz County
for three months, preceding her December 7, 2012, petition. Nor did she allude to her
future intentions. She asserted that the Social Security Administration had “determined
14
that [she was] a resident of Santa Cruz County and ha[d] been paying [her] benefits,” but
the only other evidence of this was a notice of an increase in benefits mailed to her at a
Watsonville address slightly over a year before she filed her petition. Other averments
were similarly equivocal, inferential, or both. She presented a number of transaction slips
to show purchases in and around Watsonville, but the earliest of these is dated October
14, 2012—24 days before the petition was filed—and the earliest one in Santa Cruz
County is dated 12 days after that.
If this were the only evidence before the court below we might indeed question its
sufficiency to sustain a finding of residency. But the minutes of the September 27
hearing at which Raul’s motion to quash was heard recite that Ingrid was “sworn and
examined” and “questioned regarding residency.” No attempt has been made to
competently establish what her testimony was. After the hearing, the court found that she
had satisfied her burden of establishing the requisite residency. We are bound by that
finding under the principles we have already discussed concerning the absence of a
record of the oral proceedings on April 29.
We also note that after Ingrid presented the minutes of the September 27 hearing
as an appendix to her brief, Raul did not further defend his challenge to the court’s
finding of residency. His reply brief contains no reference at all to that finding, in effect
abandoning the point. (See In re Z.S. (2015) 235 Cal.App.4th 754, 768; Overstock.Com,
Inc. v. Goldman Sachs & Co. (2014) 231 Cal.App.4th 513, 530, fn. 11; Schwartz v. Fay
(1941) 48 Cal.App.2d 446, 448.)
Reversal cannot be predicated on the claimed lack of residency.
IV. Entry of Default
The trial court entered Raul’s default judgment while his writ petition was pending
before this court. Raul contends that this violated Code of Civil Procedure section 418.10
(§ 418.10)—specifically subdivision (c) thereof (§ 418(c)), which held open his time to
15
plead while his writ petition was pending, and subdivision (d) (§ 418.10(d)), which
prohibited entry of a default during that time.8 This contention is sound.
Raul filed his motion to quash on July 22, 2013, with a hearing date of
September 27. The court signed an order denying the motion, apparently, on
October 28, 2013; that order was filed on November 6, and notice thereof given to Raul
on November 7.9 On November 18, 2013, Raul filed and served a notice that he was
“filing a petition in the Court of Appeal . . . for a writ of mandate to compel the above-
named court to vacate its order denying [the motion] . . . to quash service of
summons . . . .” The notice stated that the petition “will be filed on November 18, 2013.”
On December 16, the court conducted a status conference at which, according to its
8
Code of Civil Procedure section 418 provides in relevant part: “(c) If the motion
[to quash] is denied by the trial court, the defendant, within 10 days after service upon
him or her of a written notice of entry of an order of the court denying his or her motion,
or within any further time not exceeding 20 days that the trial court may for good cause
allow, and before pleading, may petition an appropriate reviewing court for a writ of
mandate to require the trial court to enter its order quashing the service of summons or
staying or dismissing the action. The defendant shall file or enter his or her responsive
pleading in the trial court within the time prescribed by subdivision (b) unless, on or
before the last day of the defendant's time to plead, he or she serves upon the adverse
party and files with the trial court a notice that he or she has petitioned for a writ of
mandate. The service and filing of the notice shall extend the defendant's time to plead
until 10 days after service upon him or her of a written notice of the final judgment in the
mandate proceeding. The time to plead may for good cause shown be extended by the
trial court for an additional period not exceeding 20 days.
“(d) No default may be entered against the defendant before expiration of his or
her time to plead, and no motion under this section, or under Section 473 or 473.5 when
joined with a motion under this section, or application to the court or stipulation of the
parties for an extension of the time to plead, shall be deemed a general appearance by the
defendant.” (Code Civ. Proc., § 418.10, subds. (c), (d).)
9
Ingrid has presented a minute order, presumably generated at or immediately
after the September 23 hearing, reflecting denial of the motion to quash. But there is no
indication that written notice of that document was ever given to Raul.
16
minute order, it directed the parties to “file and serve their Income & expense
declarations and preliminary disclosures,” and directed Ingrid to “file and serve her
request to enter default.” Again the proceedings were unreported, but the record contains
a letter from Raul’s counsel, apparently hand delivered to the judge on the date of the
hearing, bringing to his attention the above provisions holding open his time to plead.
Eleven days later, Ingrid requested, and the clerk entered, Raul’s default. On
January 23, 2014, the court entered the default judgment now under review.
On June 23, 2014, this court denied Raul’s petition for writ of mandate and
associated relief.
Raul asserts that the trial court violated section 418.10(d) by taking his default
while his petition for mandate was pending in this court. Ingrid’s somewhat oblique
response is that the motion to quash was itself untimely, and therefore could not hold
open Raul’s time to respond. It is true that the motion was not filed within the time
granted to Raul as a matter of right within which to bring such a motion. Section 418.10,
subdivision (a) (§ 418.10(a)), entitles a defendant to move to quash “on or before the last
day of [the movant’s] time to plead or within any further time that the court may for good
cause allow.” California Rules of Court, rule 5.63 entitles a respondent to bring such a
motion “[w]ithin the time permitted to file a response.” Family Code section 2020
provides that in a dissolution action, “[a] responsive pleading, if any, shall be filed and a
copy served on the petitioner within 30 days of the date of the service on the respondent
of a copy of the petition and summons.”
Raul did not move to quash within the time thus allowed. Service on him was
complete on December 4, 2012, when he signed an acknowledgment of receipt of mailed
process. (Code Civ. Proc., § 415.30, subd. (c).) That gave him 30 days—to
January 3, 2013—in which to file a responsive pleading or a motion to quash. This was
apparently extended by informal agreement to January 8, when the trial court made its
17
first orders in this matter. According to Ingrid, Raul’s failure to move to quash within
this time deprived him of the benefit of sections 418.10(c) and (d). But this contention
overlooks additional language in section 418.10(a) entitling a defendant to move to quash
“within any further time that the court may for good cause allow.” Here the court
“allow[ed]” Raul to bring his motion on July 22, 2013. Ingrid at no time objected to the
motion, or sought to strike it, as untimely. The closest she came was to argue that Raul
had “waived [his] motion to quash” insofar as it was “based on the failure to meet the
residence requirement of Family Code Section 2320.” With respect to the claimed lack
of personal jurisdiction, her only opposition was on the merits, i.e., that Raul had
submitted to jurisdiction by making a general appearance. Moreover the court clearly
decided both aspects of the motion on the merits. On the issue of residence it received
testimony and ultimately found that Ingrid had “met the residency requirements to file for
dissolution.” With respect to personal jurisdiction, it found that Raul’s appearance and
argument on the merits on April 29 had given the court “jurisdiction over him.”
Had an objection been made to the timeliness of the motion, Raul might have been
able to meet it by demonstrating “good cause” to excuse him from the time limits under
section 418.10(a). In the absence of such an objection—or notice from the court that it
intended to rely on such a ground—he had no opportunity to meet it. Moreover, a
rejection of his position in such a posture might itself be immediately reviewed for abuse
of discretion. Instead Raul was justifiably led to believe that his motion to quash had
been entertained on the merits—as indeed it was—and that he was entitled to seek
appellate review pursuant to the same code provisions. By insisting that he file a
responsive pleading before such review was complete, the court was in effect demanding
that he now make the general appearance he insisted he had not yet made, thereby
forfeiting his jurisdictional objections while review of them was pending. (See State
Farm General Ins. Co. v. JT’s Frames, Inc. (2010) 181 Cal.App.4th 429, 441 (State
18
Farm) [defendant submitted to jurisdiction by defending on merits while writ petition
pending].) Section 418.10 protects the defendant’s right to seek immediate appellate
review in recognition of the California rule, contrary to that in federal and many state
courts, that an objection to personal jurisdiction must be finally determined—including
appellate review—before the defendant can litigate any defense on the merits. (See State
Farm, supra, at p. 442 [acknowledging that under federal procedure, “personal
jurisdiction may be litigated long after litigation of the merits has commenced, and the
defendant may appeal jurisdictional issues after the case is resolved”].) Thus, by
directing that Raul defend himself on the merits, the court was in effect ordering him to
choose between his jurisdictional objections and his right to mount a merits defense if
and when the jurisdictional objection was finally resolved. If the trial court meant to
impose such a forfeiture based on the untimeliness of Raul’s motion to quash, it was
incumbent upon the court to so notify him, and provide him an opportunity to persuade
the court otherwise. We conclude that, under these circumstances, the motion to quash
was timely because brought within time allowed by the trial court. It follows that his
petition for a writ of mandate did hold open his time to file a response to Ingrid’s petition,
and that the trial court erred by taking his default within that time.
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DISPOSITION
The judgment is reversed with directions to set aside the entry of default and allow
Raul an additional 30 days to file a response to Ingrid’s petition. In all other respects the
judgment is affirmed. Each party will bear his or her own costs.
______________________________________
RUSHING, P.J.
WE CONCUR:
____________________________________
PREMO, J.
____________________________________
MÁRQUEZ, J.
20
Trial Court: Santa Cruz County Superior Court
Superior Court No.: FL035136
Trial Judge: The Honorable
Ariadne J. Symons
Attorneys for Appellant Raul Obrecht: Grunsky, Ebey, Farrar & Howell
Liliana S. Diaz
Rosemary Rovick
Attorneys for Respondent Ingrid Obrecht: Law Offices of Jill Freybourg
Jill Andrea Freybourg
H040827
21