B.W.L. Sam v. State

Defendant, B.W.L. Sam, was convicted of first degree murder, and the death penalty was fixed by the verdict. Motions for new trial and in arrest of judgment were presented by the defendant and denied by the court. Thereafter, and on the thirty-first day of December, 1926, judgment and sentence were pronounced upon the verdict. Defendant duly perfected his appeal, and thereafter, but within six months from the date the judgment was rendered, defendant filed a motion to vacate the judgment and to vacate the order denying defendant's motion for new trial, based on the ground of fraud and perjury in procuring the verdict. These motions to vacate were denied by the trial court on the ground of want of jurisdiction, and defendant has appealed from the order denying them.

It is the theory of defendant that under paragraph 600, Revised Statutes of Arizona of 1913, Civil Code, the trial court may at any time within six months from making and entering a judgment vacate, set aside, or modify it, regardless of the fact that an appeal to this court has been perfected. Respondent contends, on the other hand, that after such appeal has been completed the trial court loses all jurisdiction over the case except to do what may be necessary in furtherance of the appeal.

Paragraph 600, supra, reads as follows: *Page 423

"600. The court may, any time within six months after the making or entry of any judgment, order or other proceeding, relieve a party from any such judgment, order, or other proceeding taken against him through his mistake, inadvertence, surprise or excusable neglect; or may, for good cause shown, modify or set aside its judgments, orders or proceedings."

Under the common law trial courts had the inherent power to vacate, modify or set aside judgments during the term in which they were rendered, but had no such power after the term had expired, except under certain circumstances when the judgment was obtained by fraud. When our system of courts was changed, upon the adoption of our Constitution, terms of court no longer existed. In order to meet that condition and preserve the right of the trial court to set aside and modify its judgments, legislation was necessary, and it is obvious that paragraph 600,supra, was adopted for this purpose. By its language the time in which a court may act is fixed at six months instead of, as under the common law, the term at which the judgment was rendered. The statute therefore in substance merely affirms the common-law doctrine and fixes the period of six months in lieu of the no longer existing term of court. Hayward v. Knapp,22 Minn. 5; Russell v. Gunn, 40 Minn. 463, 42 N.W. 391.

Ordinarily speaking, this power is invoked only in civil cases. We have, however, in Condos v. Superior Court, 29 Ariz. 186,239 P. 1032, stated, referring to paragraph 600, supra:

"It is true that most of the cases in which this question has arisen have been civil ones, but, except where the constitutional provision in regard to former jeopardy would forbid, we see no reason in logic or justice why the same rule should not apply in a criminal proceeding." *Page 424

In State v. McKelvey, 30 Ariz. 265, 246 P. 550, we inferentially, though not directly, limited the doctrine laid down in the Condos case, supra, by stating that at common law, where a defendant has entered upon the execution of a valid sentence, the court has no jurisdiction, even during the term at which the sentence was rendered, to set it aside and render a new sentence. Since, as we have stated, paragraph 600, supra, was undoubtedly intended as a mere affirmance of the common-law rule except as to the time during which the power could be exercised, we think the language in the Condos case, supra, limiting the application of paragraph 600 only by the constitutional provision regarding double jeopardy, was too broad. What we should have stated was that paragraph 600 applied to criminal as well as civil cases in so far as the power was exercised under the common law.

The question, then, for our consideration in this case, is whether or not the perfecting of the appeal divested the trial court of jurisdiction to vacate its judgment. There is a wealth of authorities upon the question, but they are greatly at variance in their reasoning and conclusions. This court in the case of Sullivan v. Woods, 5 Ariz. 196, 50 P. 113, in passing on the action of the lower court in setting aside a judgment for defendant and granting a judgment for the plaintiffs, after a notice of appeal and bond had been filed, said:

"The court, however, retained power over the judgment during the term, and the order which it did make was made during the term; and in the term it has the right to amend, set aside, or annul all orders and decrees made in the case. This is an inherent power in the court, and cannot be abridged or lost by the act of either party in taking steps necessary to perfect an appeal. There is nothing to appeal from until the judgment anddecrees of the *Page 425 court are irrevocable by the court which pronounced them. The judgment of the court below in this case was not irrevocable by that court until the close of the term in which the judgment was entered." (Italics ours.)