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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 18-10379
Non-Argument Calendar
________________________
D.C. Docket Nos. 2:16-cv-00558-JES-CM,
2:94-cr-00038-JES-1
JOE HARRY PEGG,
Petitioner-Appellant,
versus
UNITED STATES OF AMERICA,
Respondent-Appellee.
________________________
Appeal from the United States District Court
for the Middle District of Florida
________________________
(November 7, 2018)
Before WILLIAM PRYOR, GRANT and HULL, Circuit Judges.
PER CURIAM:
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Joe Harry Pegg, a federal prisoner, appeals the district court’s dismissal of
his pro se 28 U.S.C. § 2255 motion to vacate, set aside, or correct his sentence. On
appeal, Pegg argues that the district court erred in concluding that his § 2255
motion was an impermissible successive motion without authorization from this
Court. After review, we affirm the district court’s dismissal.
I. BACKGROUND FACTS
A. 1996 Conviction and Sentence
Pursuant to a plea agreement in 1994, Pegg pled guilty to conspiracy to
import marijuana, in violation of 21 U.S.C. §§ 963, 960(b)(1)(G). At his 1996
sentencing, the district court denied Pegg’s motion to withdraw his guilty plea and
imposed a 360-month sentence. Pegg did not file a direct appeal.
B. 1997 First § 2255
In 1997, Pegg filed his first, counseled § 2255 motion. Pegg’s § 2255
motion raised two claims: (1) that his trial attorney rendered ineffective assistance
of counsel based on a conflict of interest arising out of privileged communications
his attorney had with one of Pegg’s co-conspirators; and (2) that the district court
abused its discretion in denying Pegg’s motion to withdraw his guilty plea.
During a four-day evidentiary hearing, the district court heard testimony
from Pegg’s attorneys. One attorney testified about why he believed an appeal of
the denial of Pegg’s motion to withdraw his guilty plea would have been
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unsuccessful. See United States v. Pegg, 49 F. Supp. 2d 1322, 1329-30 (M.D. Fla.
1999). Afterward, the district court denied Pegg’s § 2255 motion. Id. at 1334.
The district court concluded that (1) the attorney’s conflict had not adversely
affected his representation of Pegg, and (2) Pegg had procedurally defaulted his
challenge to the denial of his motion to withdraw his guilty plea by not raising it in
a direct appeal. Id. at 1331-33. This Court affirmed. Pegg v. United States, 253
F.3d 1274 (11th Cir. 2001).
C. 2005 Application to File a Successive § 2255
In 2005, Pegg filed an application in this Court that requested authorization
to file a second or successive § 2255 motion in the district court. Under the
Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), before a
federal prisoner may file a second or successive § 2255 motion, he first must
obtain an order from this Court authorizing the district court to consider the
motion. 28 U.S.C. §§ 2244(b)(3)(A), (C), 2255(h). Without this Court’s
authorization, the district court lacks jurisdiction to consider a second or successive
§ 2255 motion to vacate. United States v. Holt, 417 F.3d 1172, 1175 (11th Cir.
2005). Furthermore, this Court can grant authorization for only two types of
claims: (1) claims based on “newly discovered evidence that, if proven and viewed
in light of the evidence as a whole, would be sufficient to establish by clear and
convincing evidence that no reasonable factfinder would have found the movant
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guilty of the offense,” or (2) claims based on “a new rule of constitutional law,
made retroactive to cases on collateral review by the Supreme Court, that [were]
previously unavailable.” 28 U.S.C. §§ 2244(b)(3)(A), (C), 2255(h).
Pegg’s 2005 application stated that he wished to raise a claim that his
sentence exceeded the statutory maximum penalty in violation of United States v.
Booker, 543 U.S. 220, 125 S. Ct. 738 (2005). In 2006, this Court denied Pegg’s
application because Booker had not been made retroactive to cases on collateral
review.
D. 2016 Second § 2255 Motion Filed in the District Court
In July 2016, Pegg pro se filed his second in time § 2255 motion directly in
the district court. Pegg did not obtain this Court’s authorization before filing this
second in time § 2255 motion.
Pegg’s second § 2255 motion in 2016 now argued that his trial counsel back
in 1996 was ineffective for having failed to file a timely notice of appeal of his
conviction and sentence. In the district court, Pegg argued that his second § 2255
motion was not “second or successive” because it sought only to reinstate his direct
appeal rights and did not challenge the legality of his sentence.
In November 2017, the district court dismissed Pegg’s second § 2255
motion as impermissibly successive. The district court noted that Pegg already had
filed one § 2255 motion back in 1997, which was denied on the merits, and had not
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obtained permission from this Court to file another § 2255 motion, as required by
§ 2255(h). The district court concluded that absent an order from this Court
authorizing Pegg’s 2016 successive motion, the district court lacked jurisdiction to
review the § 2255 motion. Pegg timely appealed. 1
II. DISCUSSION
A. Out-of-Time Appeals
Where a federal defendant’s counsel failed to timely appeal his criminal
conviction, a district court may grant the defendant an out-of-time appeal as a
remedy, pursuant to a first § 2255 motion, by vacating the original judgment and
reimposing the same sentence. United States v. Phillips, 225 F.3d 1198, 1200-01
(11th Cir. 2000). This allows the defendant to timely appeal the newly reimposed
sentence. Id. Further, a § 2255 movant who is granted an out-of-time appeal may
file a second § 2255 motion. McIver v. United States, 307 F.3d 1327, 1330 (11th
Cir. 2002). The second § 2255 motion in these circumstances is not “second or
successive” because it challenges “the new judgment” that was entered to permit
the out-of-time appeal, not the judgment at issue in the first § 2255 motion. Id.
1
The district court’s order also denied a motion for declaratory judgment that Pegg filed
on his criminal docket. On appeal, Pegg does not challenge the denial of that motion and thus
has abandoned it. See Timson v. Sampson, 518 F.3d 870, 874 (11th Cir. 2008).
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The problem for Pegg is that he did not raise his request for an out-of-time
appeal in his first § 2255 motion in 1997. Rather, he raised it in 2016, in a
numerically second and successive § 2255 motion.
B. Pegg’s 2016 Motion is “Second or Successive”
As noted earlier, to file a second or successive § 2255 motion, a federal
prisoner must obtain authorization from this Court to do so. Pegg admits he did
not seek or obtain such authorization. Rather, he claims his numerically second in
time § 2255 motion should not be considered “successive.”
The phrase “second or successive” is not self-defining in the AEDPA
statute. Stewart v. United States, 646 F.3d 856, 859 (11th Cir. 2011). This Court
has interpreted that phrase as barring numerically second or successive § 2255
motions where the basis for the claim existed when the first § 2255 motion was
filed or the movant could have raised the claim in an earlier filed motion, but
without a legitimate excuse, failed to do so. Id.; Boyd v. United States, 754 F.3d
1298, 1301 (11th Cir. 2014). However, we have recognized “a small subset of
unavailable claims that must not be categorized as successive,” including those in
which the basis for the prisoner’s claim did not exist until after the prisoner’s first
§ 2255 motion was fully adjudicated. Id. at 863-65 (involving the subsequent
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vacatur of the prisoner’s career offender predicate convictions after his first § 2255
proceedings had concluded).2
Here, the district court did not err in dismissing Pegg’s second, unauthorized
§ 2255 motion for lack of jurisdiction. Pegg already had filed one § 2255 motion
in 1997, after his trial attorneys failed to file a direct appeal in 1996. In fact, one of
Pegg’s claims in his first § 2255 motion was that his attorneys had failed to file an
appeal challenging the denial of his motion to withdraw his guilty plea. See Pegg,
49 F. Supp. 2d at 1330. Thus, Pegg apparently knew no appeal had been filed.
Yet, in that first § 2255 motion, Pegg did not request an out-of-time appeal.3
In other words, the basis for Pegg’s ineffective assistance claim in his 2016
§ 2255 motion existed in 1997 and could have been raised in his first § 2255
motion. In addition, Pegg’s 2016 § 2255 motion, although it requested an out-of-
time appeal, challenged the same judgment he already had challenged in his first
§ 2255 motion. Under our precedent, Pegg’s 2016 § 2255 motion was in fact
second and successive. See Stewart, 646 F.3d at 863; McIver, 307 F.3d at 1330.
Thus, before Pegg could file a second § 2255 motion, he needed to seek an order
2
This Court reviews de novo a district court’s conclusion that a § 2255 motion is “second
or successive” under the AEDPA. Stewart v. United States, 646 F.3d 856, 858 (11th Cir. 2011).
3
Because Pegg’s second § 2255 motion was filed many years after his conviction and
sentence became final, the government alternatively argued that it was untimely under 28 U.S.C.
§ 2255(f). Pegg responded that he was entitled to equitable tolling due to his attorneys’
professional misconduct. Given that the district court did not address the time-bar issue, we do
not address it either.
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from this Court giving him authorization to do so. See 28 U.S.C.
§§ 2244(b)(3)(A), 2255(h). Because Pegg did not obtain such authorization before
filing his § 2255 motion in 2016, the district court lacked jurisdiction and was
required to dismiss it. See Holt, 417 F.3d at 1175.
We recognize that Pegg cites the Second Circuit’s Carranza v. United States,
794 F.3d 237, 238 (2d Cir. 2015). However, Pegg’s case is fundamentally
different from Carranza. The basis for the claim in Carranza—the attorney’s
failure to file an appeal brief—occurred after the defendant had already filed his
first § 2255 motion. See 794 F.3d at 239. Unlike the proposed § 2255 motion in
Carranza, Pegg’s second § 2255 motion raised a ground—his attorneys’
ineffectiveness for failing to file a notice of appeal in 1996—that already existed at
the time Pegg filed his first § 2255 motion in 1997. Pegg’s second § 2255 motion,
therefore, was “second or successive.” 4
In sum, the district court correctly concluded that Pegg’s 2016 § 2255
motion was “second or successive” within the meaning of the AEDPA. Because
Pegg did not get permission from this Court to file his second § 2255 motion, the
district court did not have jurisdiction to consider it. See Holt, 417 F.3d at 1175.
Accordingly, the district court properly dismissed Pegg’s second § 2255 motion for
lack of jurisdiction.
4
In any event, Carranza is not binding on this Court. See United States v. McGarity, 669
F.3d 1218, 1266 n.66 (11th Cir. 2012).
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AFFIRMED.
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