MAINE SUPREME JUDICIAL COURT Reporter of Decisions
Decision: 2020 ME 59
Docket: Kno-19-328
Submitted
On Briefs: February 26, 2020
Decided: May 12, 2020
Panel: MEAD, GORMAN, JABAR, HUMPHREY, HORTON, and CONNORS, JJ.
STEVE ANCTIL JR.1
v.
GLADYS CASSESE
PER CURIAM
[¶1] Steve Anctil Jr. appeals from a judgment entered by the District
Court (Rockland, Mathews, J.) dismissing his complaint for protection from
harassment against Gladys Cassese. We affirm.
I. BACKGROUND
[¶2] Anctil alleged the following facts in his complaint. On
January 14, 2019, while he was an inmate at the Maine State Prison, Anctil
appeared in court in connection with a matter separate from this one. The court
gave him “paperwork” that contained, among other things, the name and
1 Cognizant of the federal Violence Against Women Act, we note that this matter does not involve
a judicial determination that domestic violence or stalking occurred, and we therefore name the
plaintiff in our decision. See 18 U.S.C.S. §§ 2261, 2261A, 2265(d)(3), 2266 (LEXIS through Pub. L. No.
116-140).
2
contact information of an attorney appointed to represent him. When he
returned to the prison, a correctional officer confiscated the paperwork, telling
Anctil that he did not think Anctil should have it but that he would ask the unit
manager. Cassese was the unit manager, and she ordered the officer not to
return the paperwork. Anctil requested the paperwork two weeks later.
Cassese denied his request, claiming that allowing him to possess the
paperwork would present a security risk. Cassese declined to reconsider
despite Anctil’s comment that all of the information contained in the paperwork
was available to the public, and “[a]nybody c[ould] get it by calling the [c]ourt
and requesting it.” In his request for a protection from harassment order
against Cassese, Anctil alleged that his claim involved “an allegation of domestic
or dating violence, sexual assault or stalking.”
[¶3] The court set a hearing on Anctil’s complaint for May 17, 2019, and
then continued the hearing until July 24, 2019. Cassese then filed a motion to
dismiss Anctil’s complaint, arguing that his allegations were insufficient to state
a claim of harassment as that term is defined by statute. See 5 M.R.S. § 4651(2)
(2020); M.R. Civ. P. 12(b)(6). In his written response, Anctil acknowledged that
on January 28, 2019, Cassese had provided him with his attorney’s contact
information after Anctil filed a grievance against her.
3
[¶4] Before the upcoming hearing date, by order dated July 18, 2019, the
court granted Cassese’s motion to dismiss, concluding that “[t]he complaint
fail[ed] to state a basis upon which relief c[ould] be granted.”2 Anctil timely
appeals. See 14 M.R.S. § 1901 (2020); M.R. App. P. 2B(c)(1).
II. DISCUSSION
[¶5] Anctil argues that the court was required to hold a hearing before
adjudicating his complaint and, in the alternative, that the court erred when it
dismissed his complaint pursuant to Rule 12(b)(6).
A. Adjudication Without a Hearing
[¶6] Anctil first argues that the protection from harassment statutes
prohibited the court from adjudicating his complaint without first holding a
hearing. “The interpretation of a statute, including whether or not the statute
requires a hearing, is an issue of law that we review de novo.” Copp v. Liberty,
2008 ME 97, ¶ 6, 952 A.2d 976 (quotation marks omitted). “We look first to the
The court also stated that it was granting Cassese’s motion on the additional ground that it
2
lacked subject matter jurisdiction. Cassese had argued, in her motion to dismiss, that the court could
not adjudicate Anctil’s complaint because it “involve[d] an allegation of harassment by a prisoner
against a prison employee while that employee [was] acting in her official capacity at the Maine State
Prison.” She acknowledged, however, that the District Court “is generally vested with jurisdiction
and authority over protection from harassment complaints.” See 5 M.R.S. § 4652 (2020). To the
extent that the court’s determination was based on principles of sovereign immunity, we need not
address it, given our ruling, see infra ¶¶ 10-18, that Anctil’s complaint failed to state a claim upon
which relief could be granted. Cf. Mulero-Carrillo v. Román-Hernández, 790 F.3d 99, 105 (1st Cir.
2015) (bypassing sovereign immunity issues to review and affirm a Rule 12(b)(6) dismissal).
4
plain language of the statute to determine its meaning if we can do so while
avoiding absurd, illogical, or inconsistent results.” State v. Conroy, 2020 ME 22,
¶ 19, --- A.3d ---. “In interpreting a statute, we must consider the entire
statutory scheme in order to achieve a harmonious result.” Town of
N. Yarmouth v. Moulton, 1998 ME 96, ¶ 5, 710 A.2d 252.
[¶7] The relevant statutes contain several provisions that touch on the
role of a hearing in a protection from harassment proceeding. First, 5 M.R.S.
§ 4654(1) (2020) provides that “[a] hearing must be held at which the plaintiff
shall prove the allegation of harassment by a preponderance of the evidence.”
Another of the protection from harassment statutes provides, however, that the
court “may grant” a protection from harassment order “after a hearing and
upon finding that the defendant has committed the harassment alleged.”
5 M.R.S. § 4655(1) (2020) (emphasis added). Finally, “[u]nless otherwise
indicated in [the] chapter [governing protection from harassment], all
proceedings shall be in accordance with the Maine Rules of Civil Procedure.”
5 M.R.S. § 4658(1) (2020).
[¶8] Although subsection 4654(1) contains the phrase “[a] hearing must
be held,” viewing that statute alongside the provisions of sections 4655(1) and
4658(1) quoted above, we cannot conclude that a court is prohibited in all
5
circumstances from dismissing a protection from harassment complaint
without first holding a hearing. Because we can discern no reason for the
Legislature to require the court to hold a hearing on a complaint that fails, on
its face, to state a claim, we agree with Cassese that it would be illogical to
interpret the statute to require a hearing in those circumstances. See
M.R. Civ. P. 1; Merrifield v. Hadlock, 2009 ME 1, ¶ 6, 961 A.2d 1107 (“[T]he
overall purpose of the Rules of Civil Procedure . . . is to ensure the speedy and
inexpensive resolution of a case.”).
[¶9] This conclusion is consistent with our decision in Nadeau v.
Frydrych, in which the trial court dismissed a protection from harassment
complaint on Rule 12(b)(6) grounds “after a non-testimonial hearing.”
2014 ME 154, ¶¶ 1, 4, 108 A.3d 1254. We vacated the judgment based on our
conclusion that “the allegations in the complaint [were] sufficient to overcome
a 12(b)(6) motion to dismiss”—not because the court had failed to hold an
evidentiary hearing. Id. ¶ 9; see Staples v. Michaud, 2003 ME 133, ¶ 1 n.1,
836 A.2d 1288 (rejecting a similar argument where the applicable statute,
5 M.R.S.A. § 4654(1) (2002), provided that “[w]ithin 21 days of the filing of a
petition, a hearing shall be held at which the plaintiff shall prove the allegation
of harassment by a preponderance of the evidence”). Here, we conclude
6
expressly that section 4654(1) does not always preclude the court from
adjudicating a protection from harassment complaint without first holding a
hearing.
B. Rule 12(b)(6) Dismissal
[¶10] We now turn to address whether the trial court erred when it
dismissed Anctil’s complaint based on its conclusion that Anctil had failed to
state a claim upon which relief could be granted. See M.R. Civ. P. 12(b)(6). We
review the legal sufficiency of the complaint de novo, viewing the allegations in
the complaint “in the light most favorable to the plaintiff to determine whether
[the complaint] sets forth elements of a cause of action or alleges facts that
would entitle the plaintiff to relief pursuant to some legal theory.” Ramsey v.
Baxter Title Co., 2012 ME 113, ¶ 6, 54 A.3d 710 (quotation marks omitted).
“A dismissal is proper only when it appears beyond doubt that a plaintiff is
entitled to no relief under any set of facts that he might prove in support of his
claim.” Bog Lake Co. v. Town of Northfield, 2008 ME 37, ¶ 6, 942 A.2d 700
(quotation marks omitted).
[¶11] As described above, a court may grant a protection from
harassment order only “upon finding that the defendant has committed the
harassment alleged.” 5 M.R.S. § 4655(1). Harassment is defined by statute in
7
two different ways. See 5 M.R.S. § 4651(2). Because the first involves “[t]hree
or more acts of intimidation, confrontation, physical force or the threat of
physical force,” see 5 M.R.S. § 4651(2)(A) (emphasis added), it plainly does not
apply here, so we do not discuss it further. The second definition of harassment
is:
A single act or course of conduct constituting a violation of section
4681; Title 17, section 2931; or Title 17-A, section 201, 202, 203,
204, 207, 208, 209, 210, 210-A, 211, 253, 254, 255-A, 256, 258,
259-A, 259-B, 260, 261, 282, 283, 301, 302, 303, 506, 506-A, 511,
511-A, 556, 802, 805, 806, 852 or 853.
5 M.R.S. § 4651(2)(C). Harassment “does not include any act protected by law.”
5 M.R.S. § 4651(2).
[¶12] Anctil argues that the allegations in his complaint were sufficient
to allege harassment pursuant to this second definition because they allege a
violation of either 17 M.R.S. § 2931 (2020) or 5 M.R.S. § 4681 (2020).3
Section 2931 provides:
A person may not, by force or threat of force, intentionally injure,
intimidate or interfere with, or intentionally attempt to injure,
intimidate or interfere with or intentionally oppress or threaten
any other person in the free exercise or enjoyment of any right or
privilege, secured to that person by the Constitution of Maine or
laws of the State or by the United States Constitution or laws of the
United States.
He also argues that he alleged violations of the stalking and criminal mischief statutes in his
3
complaint. See 17-A M.R.S. §§ 210-A(1)(A)(4), 806(1)(A) (2020). We are not persuaded by those
arguments.
8
“[I]ntentionally,” as used in this section, means that it was the person’s
“conscious object to cause” the result of his or her conduct. 17-A M.R.S.
§ 35(1)(A) (2020); see 17 M.R.S. § 2931. Section 4681, part of the Maine Civil
Rights Act, provides, similarly:
Whenever any person, whether or not acting under color of law,
intentionally interferes or attempts to intentionally interfere by
physical force or violence against a person, damage or destruction
of property or trespass on property or by the threat of physical
force or violence against a person, damage or destruction of
property or trespass on property with the exercise or enjoyment
by any other person of rights secured by the United States
Constitution or the laws of the United States or of rights secured by
the Constitution of Maine or laws of the State or violates section
4684-B, the Attorney General may bring a civil action for injunctive
or other appropriate equitable relief in order to protect the
peaceable exercise or enjoyment of the rights secured.
[¶13] Anctil did not specify in his complaint which constitutional rights
he claimed were at issue. In his brief on appeal, he argues that Cassese’s
conduct interfered with his rights to due process and to be free from
unreasonable searches and seizures. He also implied, in his opposition to
Cassese’s motion to dismiss, that Cassese’s conduct implicated his Sixth
Amendment right to counsel.
[¶14] We first conclude that Anctil’s search and seizure argument is
unpersuasive because he had no reasonable expectation of privacy in the
9
paperwork at issue in the prison setting.4 See U.S. Const. amend. IV; Me. Const.
art. I, § 5; Hudson v. Palmer, 468 U.S. 517, 526-28 (1984) (explaining that “the
right of privacy in traditional Fourth Amendment terms is fundamentally
incompatible with the close and continual surveillance of inmates and their
cells required to ensure institutional security and internal order”); State v.
O’Rourke, 2001 ME 163, ¶ 20, 792 A.2d 262 (concluding that a prisoner had no
reasonable expectation of privacy in the contents of his prison locker).
[¶15] We also disagree with Anctil’s argument that the allegations in his
complaint were sufficient to allege a due process violation. See U.S. Const.
amend. V. “[A]n unauthorized intentional deprivation of property by a state
employee does not constitute a violation of the procedural requirements of the
Due Process Clause of the Fourteenth Amendment if a meaningful
postdeprivation remedy for the loss is available.” Hudson, 468 U.S. at 533. Here,
Anctil acknowledges that a meaningful post-deprivation remedy—the prison
grievance process—was available, and that he took advantage of it, resulting in
4 “[W]hile persons imprisoned for crime enjoy many protections of the Constitution, it is also clear
that imprisonment carries with it the circumscription or loss of many significant rights.” Hudson v.
Palmer, 468 U.S. 517, 524 (1984).
10
the return fourteen days later of the information that was withdrawn from
him.5
[¶16] Nor were the allegations in Anctil’s complaint sufficient to make
out a claim that the confiscation of the paperwork at issue constituted a
violation of Anctil’s Sixth Amendment right to counsel. See U.S. Const. amend.
VI. In general, a criminal defendant seeking to demonstrate that he was denied
the right to the effective assistance of counsel must show that his legal
representation was deficient and that the deficiency resulted in prejudice to his
defense. See Strickland v. Washington, 466 U.S. 668, 687 (1984). Addressing a
claim that the government affirmatively interfered with a defendant’s access to
counsel in a criminal case, the Supreme Court has stated that the “[g]overnment
violates the right to effective assistance when it interferes in certain ways with
the ability of counsel to make independent decisions about how to conduct the
defense.” Perry v. Leeke, 488 U.S. 272, 280 (1989) (quotation marks omitted).
In circumstances that amount to a denial of the effective assistance of counsel
at a “critical stage” of a trial, the prejudice required by Strickland is presumed,
5To the extent that Anctil argues that the confiscation of his paperwork amounted to a violation
of his right to meaningful access to the courts, see LeGrand v. York Cty. Judge of Prob., 2017 ME 167,
¶ 34 & n.11, 168 A.3d 783 (citing Me. Const. art. I, §§ 6-A, 15), that argument is also unpersuasive
because he did not allege that Cassese’s conduct resulted in any actual injury to him. See Lewis v.
Casey, 518 U.S. 343, 349-51 (1996) (explaining that an inmate alleging a violation of his or her
constitutional right of access to the courts “must show actual injury”).
11
and the defendant therefore need not show actual injury. See United States v.
Cronic, 466 U.S. 648, 659-60 (1984).
[¶17] Here, Anctil did not allege that Cassese’s action resulted in a denial
of access to his court-appointed counsel during a critical stage of a criminal
prosecution against him.6 See U.S. Const. amend. VI; Me. Const. art. 1, § 6; Van
v. Jones, 475 F.3d 292, 312-15 (6th Cir. 2007) (cataloging the Supreme Court’s
tests for determining whether a given proceeding constitutes a critical stage);
State v. Hill, 2014 ME 16, ¶ 5 n.1, 86 A.3d 628 (noting that “[t]he right to counsel
afforded by the Maine Constitution is coextensive with that of the
Sixth Amendment”). He also alleged no actual injury or prejudice resulting
from the confiscation of his court paperwork, or even that the confiscation
actually prevented him from contacting his attorney.7 Cf. Strickland, 466 U.S.
at 687. Under these circumstances, the allegations in Anctil’s complaint failed
to state a claim that Cassese intentionally interfered with his Sixth Amendment
right to counsel.
6 Indeed, although we can make inferences from filings in the record outside of Anctil’s complaint
for protection from harassment, Anctil did not allege that the “court paperwork” confiscated from
him was related to a criminal case at all.
7As we have noted, see supra ¶ 2, Anctil alleged that he told Cassese that the information in the
paperwork was available to anyone who “call[ed] the [c]ourt and request[ed] it.”
12
[¶18] Finally, blanketing each of these constitutional claims is the
additional requirement that Anctil prove that Cassese acted intentionally and
“by force or threat of force,” 17 M.R.S. § 2931, or by actual or threatened
“physical force or violence . . . , damage or destruction of property[,] or trespass
on property,” 5 M.R.S. § 4681(1). Even viewing the allegations in the complaint
in the light most favorable to Anctil, see Ramsey, 2012 ME 113, ¶ 6, 54 A.3d 710,
we cannot conclude that they are sufficient to state a claim on these elements.
See M.R. Civ. P. 12(b)(6); Chapman v. Robinson, 2012 ME 141, ¶ 12, 58 A.3d
1123.
The entry is:
Judgment affirmed.
Steve Anctil Jr., appellant pro se
Aaron M. Frey, Attorney General, and Alisa Ross, Asst. Atty. Gen., Office of the
Attorney General, Augusta, for appellee Gladys Cassese
Rockland District Court docket number PA-2019-45
FOR CLERK REFERENCE ONLY