United States Court of Appeals
Fifth Circuit
F I L E D
UNITED STATES COURT OF APPEALS
September 8, 2006
FIFTH CIRCUIT
Charles R. Fulbruge III
____________ Clerk
No. 05-50716
____________
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
JOHN MICHAEL SHERWOOD,
Defendant-Appellant.
Appeal from the United States District Court
For the Western District of Texas
USDC No. 4:04-CR-191-1
Before GARZA, DeMOSS, and STEWART, Circuit Judges.
PER CURIAM:*
John Sherwood appeals his conviction and sentence for possessing with intent to distribute
500 kilograms or more of marijuana, in violation of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2.
I
Border Patrol agents stopped and searched the truck John Sherwood (“John”) and his brother,
*
Pursuant to 5TH CIR. R. 47.5, the Court has determined that this opinion should not be
published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4.
David Sherwood (“David”), were driving. A narcotics dog alerted to several pallets of cans of
jalapeño peppers in the back of the truck. Inside those cans, the agents discovered bundles of
marijuana underneath a layer of jalapeños. The total weight of the bundles was 747.11 kilograms.
Inside the cab of the truck, the agents found a newspaper article from Ojinaga, Mexico,
describing the destruction of several marijuana fields by Mexican state police, a business card for a
hotel in Ojinaga, and an invoice for ten pallets of grocery products.
David and John were subsequently indicted. John elected to represent himself at trial, and the
court appointed standby counsel to assist him. In addition to the evidence previously described, the
Government introduced recordings of incriminating telephone calls that John made to Kristin
Lajeunesse while in jail, in which he stated “they were tipped” and that his brother may “snap any
minute and tell, help break the whole thing” and instructed Lajeunesse to pay his attorney “[w]hen
the Drug Dealers pay me the rest of the money.” A jury ultimately found him guilty.
Following the jury’s verdict, the district court appointed counsel to represent John at
sentencing and on appeal.
II
A
John argues that the district court erred in permitting him to represent himself without making
a greater effort to determine whether he had mastered the Federal Rules of Evidence. There is,
however, no requirement that a defendant have knowledge of the Federal Rules of Evidence for his
waiver of the right to counsel to be valid. See Faretta v. California, 422 U.S. 806, 836 (1975)
(defendant’s “technical legal knowledge . . . [is] not relevant to an assessment of his knowing exercise
of the right to defend himself”). “[A] defendant who elects to represent himself cannot thereafter
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complain that the quality of his own defense amounted to a denial of ‘effective assistance of counsel.’
” Id. at 834 n.46.1
Nor was it error to deny John’s request, made mid-trial, to have standby counsel conduct the
balance of the trial. The decision to permit the accused “to examine some but not all the witnesses
must be left to the sound discretion of the district court.” United States v. Norris, 780 F.2d 1207,
1211 (5th Cir. 1986); see also McKaskle v. Wiggins, 465 U.S. 168, 183 (1984) (“Faretta does not
require a trial judge to permit ‘hybrid’ representation . . . .”). We discern no abuse of discretion.
B
John argues that the district court erred in permitting Border Agent Gonzales to translate for
the jury the Spanish-language newspaper article seized during the arrest and in failing to instruct the
jurors to refrain from attempting to translate the article themselves. Because John did not object to
the admission of this testimony or request a jury instruction, we review for plain error. United States
v. Akpan, 407 F.3d 360, 373 (5th Cir. 2005). Under this standard, we may reverse only where: 1)
there is error; 2) that is plain; 3) that affects the defendant’s substantial rights; and 4) that “seriously
affects the fairness, integrity, or public reputation of judicial proceedings.” United States v. Valdez,
453 F.3d 252, 267 (5th Cir. 2006). To establish that an error affects “substantial rights,” a defendant
must ordinarily establish that the error was prejudicial. United States v. Olano, 507 U.S. 725, 734
(1993). John has failed to present any argument that Officer Gonzales mistranslated the article or that
any error effected his substantial rights. He has therefore not established plain error.
1
We also note that John took classes for two years at the University of Pennsylvania,
operated a “liquidation business,” worked in a prison law library, and had previously represented
himself in a felony criminal case.
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C
John argues that the district court erred in admitting into evidence a tape recording of a
conversation between himself and Lajeunesse in which he stated that David was about to “snap” and
“break.” He fails to identify any evidentiary rule or other source of law that would prohibit the
admission of this evidence, and the basis for his argument is unclear. Accordingly, the argument is
waived. See FED. R. APP. P. 28(a)(9)(A) (appellant’s brief must contain citation to relevant legal
authorities); United States v. Edwards, 303 F.3d 606, 647 (5th Cir. 2002) (inadequately briefed
arguments are waived).
D
John raises two arguments with respect to the disclosure of an audio recording of a telephone
call David made to Lajeunesse while in jail. First, he argues that the district court abused its
discretion when it denied his pretrial motion for copies of the recordings. The district court denied
this motion because it failed to comply with its “Standing Discovery and Scheduling Order,” which
required the parties to make discovery requests upon each other before filing motions. John had not
demonstrated that he had served such a request on the Government. The district court’s order did
not prevent John from making a request on the Government and filing an appropriate motion if that
request were denied.
“We review a district court’s discovery rulings for an abuse of discretion.” United States v.
Butler, 429 F.3d 140, 148 (5th Cir. 2005). Because John’s motion failed to comply with the district
court’s discovery order and the Rules of Criminal Procedure, there was no abuse of discretion. See
FED. R. CRIM. P. 16 (note to 1975 Enactment) (“[T]he rule provides that the parties themselves will
accomplish discovery))no motion need be filed and no court order is necessary. The court will
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intervene only to resolve a dispute as to whether something is discoverable or to issue a protective
order.”); United States v. Sullivan, 578 F.2d 121, 124 (5th Cir. 1978) (denial of discovery motion
not an abuse of discretion when defendant failed to first serve request on Government and court’s
standing order required disclosure upon request); 2 WRIGHT, FEDERAL PRACTICE AND PROCEDURE
§ 257, at 179 (3d ed. 2000) (“There is no need for a motion until the party has unsuccessfully
requested discovery.”).
Second, John argues that the district court erred in denying his motion for a new trial on the
ground that the undisclosed recording contained exculpatory evidence. A transcript of the tape
reveals that Lajeunesse urged David to testify truthfully before the Grand Jury in exchange for a grant
of immunity.2
Where the basis for a motion for a new trial is an alleged violation of Brady v. Maryland, 373
U.S. 83 (1963), we review the district court’s ruling de novo. United States v. Martin, 431 F.3d 846,
850 (5th Cir. 2005). To establish a Brady violation, a defendant must show that the prosecution
suppressed favorable evidence that was material to either guilt or punishment. Id. The prosecutor
stated before the district court that he had informed John’s standby counsel, Novert Morales, that
recordings of telephone conversations made while John was in jail were available. John did not
dispute that these recordings were made available. The recordings therefore were not suppressed.
See United States v. Mulderig, 120 F.3d 534, 541 (5th Cir. 1997) (no requirement that the
prosecution point to specific exculpatory material contained within a larger body of disclosed
2
John states in his brief that the allegedly suppressed conversation was between himself and
Lajuenesse. The transcript reveals, however, that the conversation was between David, and
Lajuenesse. The Government appears to concede, however, that Lajuenesse was relaying instructions
from John.
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evidence).
E
John contends that the Government improperly argued during closing statements that he was
a supplier of marijuana to drug dealers. Because he failed to object, our review is for plain error. See
United States v. Fuller, 453 F.3d 274, 277 (5th Cir. 2006). Even where an objection has been made,
the defendant’s burden in seeking reversal based on improper argument to the jury is “substantial.”
United States v. Mares, 402 F.3d 511, 515 (5th Cir. 2005). He must establish that the prosecutor’s
remark cast “serious doubt” on the jury’s verdict. Id. John fails to identify any prejudice he suffered
as a result of the Government’s argument and has therefore not met his burden of establishing plain
error.
F
John argues that the district court erred in denying his motions for a judgment of acquittal
and for a new trial based on the sufficiency of the evidence that the marijuana weighed more than 500
kilograms. Because he moved for a judgment of acquittal at the close of the Government’s case but
did not renew his motion at the close of all evidence, we review the denial of that motion only to
determine whether his conviction resulted in a manifest miscarriage of justice. United States v.
Avants, 367 F.3d 433, 449 (5th Cir. 2004). Such a miscarriage occurs when the record is “devoid
of evidence of guilt or the evidence [is] so tenuous that a conviction is shocking.” Id. We review
for an abuse of discretion the denial of a motion for a new trial based on insufficiency of the evidence.
United States v. Arnold, 416 F.3d 349, 360 (5th Cir. 2005). Although the district court enjoys broad
discretion in ruling on a motion for a new trial, it “may not reweigh the evidence.” Id. (quoting
United States v. Robertson, 110 F.3d 1113, 1118 (5th Cir. 1997)). The motion may be granted only
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when the evidence “preponderate[s] heavily against the verdict, such that it would be a miscarriage
of justice to let the verdict stand.” Id. (quoting Robertson, 110 F.3d at 1118).
John’s challenges to the sufficiencyof the evidence fails under either standard. Agent Vanessa
Conoly testified that the marijuana removed from the truck weighed 748.68 kilograms. John argues
that this measurement erroneously included an “unproved amount of plastic type
packaging/wrapping” and marijuana stems and stalks. 21 U.S.C. § 802(16) provides that, for
purposes of the Controlled Substances Act, the term “marijuana” does not include “the mature stalks”
of the plant. However, Officer Raul Gonzales testified that, at most, the packaging accounted for
only 3% the weight of the marijuana bundles. Moreover, John stipulated that the substance seized
was marijuana, and he failed to establish that the marijuana contained any mature stalks or other
excludable material.
John also argues that the district court abused its discretion when it denied his motion for a
new trial because a border patrol agent noted on a copy of David’s criminal history that there were
522 cans in the truck. At trial, however, Agent Conoly testified that there were 539 cans in the truck.
John contends that this discrepancy may have affected the weight of marijuana attributable to him if
that figure was arrived at by multiplying the average weight of the marijuana contained in each can
by the total number of cans. John cites no evidence, however, suggesting that Conoly arrived at the
weight of the marijuana using such a sampling method. To the contrary, Conoly testified that she
counted and weighed the marijuana bundles “one by one.”
John also confusingly argues that the there was insufficient evidence for the jury to conclude
that his discount wholesale business was associated with his marijuana smuggling operation.
However, no issue submitted to the jury required it to make any finding with respect to the nature
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of John’s business.
G
John argues that the district court erred in not granting his motion for a new trial based on
his belief that some of the jurors were “hesitant” in finding him guilty. He cites no legal authority in
support of this claim. It is therefore waived. See FED. R. APP. P. 28(a)(9)(A).3
H
John argues that the district court abused its discretion when it denied his motion for a
continuance of his sentencing hearing. Following the trial, the district court appointed counsel to
assist John at sentencing. John requested a continuance so that his new counsel would have more
time to review the trial record. We review a denial of a motion for a continuance prior to sentencing
for an abuse of discretion. United States v. Peden, 891 F.2d 514, 519 (5th Cir. 1989). To prevail,
John must demonstrate that he was prejudiced by the district court’s decision. Id. John fails to
identify any further argument he would have presented to the district court had he had additional time
to review the trial record.4
III
For the foregoing reasons, we AFFIRM the judgment and sentence.
3
To the extent that John argues that the jurors failed to follow the district court’s instruction
regarding the “beyond a reasonable doubt” standard, his showing is insufficient to rebut the
presumption that jurors follow the court’s instruction. See Zafiro v. United States, 506 U.S. 534,
540-41 (1993).
4
To the extent that John argues that his counsel’s performance was deficient due to
inadequate time to prepare for the hearing, thereby depriving him of effective assistance of counsel,
he has similarly failed to demonstrate prejudice. See Strickland v. Washington, 466 U.S. 668, 687
(1984) (defendant must demonstrate prejudice to prevail on ineffective assistance of counsel claim).
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