IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
-----------------
94-60811
-----------------
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
NOEMI DUARTE FREEMAN,
Defendant-Appellant.
------------------------
Appeal from the United States District Court for the
Southern District of Texas
------------------------
February 29, 1996
Before POLITZ, Chief Judge, HILL* and DeMOSS, Circuit Judges.
------------
* Circuit Judge for the Eleventh Circuit, sitting by designation.
HILL, Senior Circuit Judge:
Noemi Freeman was convicted of violating 18 U.S.C. § 371 by conspiring
to illegally import Amazon parrots from Mexico to the United States of America;
18 U.S.C. § 545 by receiving the parrots; and 16 U.S.C. § 1538(c)(1) by possessing
the parrots. We are asked to review the sufficiency of the evidence supporting
Freeman's convictions, and to review the district court's denial of her motion for
a new trial based upon newly discovered evidence. For the following reasons, we
affirm her convictions and sentence.
I. Background
Noemi Freeman owns and operates a large aviary in Burleson, Texas. On
many occasions, between 1990 and 1993, she purchased baby yellow-naped
Amazon parrots from Jesus Maldonado and his common-law wife Irene Vasquez
who run an aviary in Sandia, Texas. For many years, Maldonado and Vasquez
used the aviary to conceal the fact that they were smuggling Amazon parrots from
Mexico and Central America into the United States.1
Maldonado's main source for the birds was Salvador Salazar,2 who resided
in Mexico. Maldonado's cousin, Teodoro Garcia, drove for Maldonado on
"hundreds" of his deliveries of smuggled birds. Shortly before February 7, 1992,
Maldonado and Salazar smuggled some one hundred Amazon parrots into the
United States.
1
The parrots involved in this case are protected by treaty and may be
imported only with a permit from the country of origin. Additionally, they must
be quarantined to protect against importation of the deadly and highly contagious
Exotic Newcastle Disease.
2
Salazar also uses his mother's maiden name, Cazares, as is the Latin
custom.
2
On February 7, 1992, Maldonado and Garcia were stopped in Austin for
a traffic violation. The police found and seized seventy baby yellow-naped parrots
in the vehicle. Some time later, Maldonado and Garcia were arrested and
charged in the Western District of Texas with smuggling birds. After Maldonado
refused to employ a lawyer for Garcia, Garcia pled guilty to a misdemeanor and
began to cooperate with the government. Garcia testified against Maldonado at
his trial, and Maldonado was convicted.
Additional investigation by the Customs Service, including a search of
Freeman's residence on August 26, 1993, along with information provided by
Garcia, revealed a multi-year conspiracy between Maldonado and a dozen other
individuals, including Freeman and her common-law husband, Anderson, to
smuggle and distribute hundreds of Amazon parrots from Mexico and Central
America. On April 14, 1994, the grand jury for the Southern District of Texas
indicted M aldonado, his wife Vasquez, Freeman and Anderson,3 and ten other
persons on conspiracy charges and related substantive offenses. That is the case
before us.
The indictment alleges that Freeman participated in the conspiracy to
illegally import Amazon parrots over a period of time (Count 1), and that she
received and possessed illegally imported Amazon parrots (Counts 8 and 9).
3
On the third day of trial, Anderson's counsel suffered a heart attack.
Anderson moved for a mistrial which was granted. Freeman continued on alone.
3
Maldonado, Vasquez, and five other defendants pled guilty to some or all
of the charges against them. At Freeman's trial, the following evidence was
admitted.
Garcia testified that he and Maldonado delivered Amazon parrots to
Freeman on numerous occasions. He related a conversation he heard on one
delivery when Maldonado told Freeman that the birds were tired because "they
had come a long way." When they were stopped on February 7, 1992, Maldonado
told the police that he and Garcia were going to Dallas/Ft. Worth. Freeman
resides in Burleson, a Dallas suburb. Garcia testified that the parrots seized on
February 7, 1992, were intended for delivery to Freeman.
Garcia testified that when he and Maldonado were released by the police
later that day, Maldonado went directly across the street to a pay phone and
called his wife. According to Garcia, Maldonado told Vasquez to get another
shipment ready to fill the Freeman order for baby Amazon parrots. Maldonado
also spoke from the pay phone with Salazar and requested that Salazar send more
parrots. Although Maldonado denied he made the calls, Salazar's testimony
corroborated Garcia's.
Garcia further testified that, on the drive back to Sandia, Maldonado asked
Garcia to drive the car on the re-delivery of the parrots to Freeman. Garcia
declined. Some time later, Maldonado told Garcia that he (Maldonado) had
completed the delivery to Freeman two or three days after February 7.
4
Telephone records reveal numerous phone calls between the Maldonado
and Freeman residences, including two hours of phone calls on February 7 and
8.4 On March 1, immediately after government agents conducted a search of
Maldonado's aviary, there were seven minutes of collect calls placed from the pay
phone nearest Maldonado's residence to the Freeman residence. On or about the
next day, Freeman received a fax from Vasquez containing the search warrant
executed upon the Maldonado residence and the probable cause affidavit for the
search. This affidavit outlined the evidence of smuggling which supported the
warrant, i.e., the February 7 seizure of baby parrots which Garcia testified were
intended for Freeman. Freeman testified she requested the fax of the warrant
because she was merely "curious" about the search.
On June 17, 1992, Freeman received another fax from Vasquez in which
Vasquez told Freeman:
I think he'll [Jesse] be okay if he can get his day in court. I don't
know what happened that scared you so. We don't blame you but we
want you to know we won't implicate you in anything. The only
reason we talked, you were teaching me about incubation. Maybe
someday when the whole thing blows over we can do some business,
but don't worry, Jesse will never say anything about anyone.
Both of these faxes were found in Freeman's residence during the August 26,
1993, search, more than a year after she received them.
Bank records reveal checks dated from 1990 to 1993, made out by Freeman
to Maldonado, or made out to "cash" with references to Maldonado for
4
Despite these calls, Freeman's testimony was that she did not learn of
Maldonado's arrest until February 9.
5
approximately $97,000. Additional checks, made out to cash by Freeman between
1990 and 1993, without an explicit reference to Maldonado, totalled about
$250,000.
Although the government searched Freeman's office for five to six hours
when they executed the search warrant at Freeman's residence without finding
any invoices for these checks, Freeman produced at trial what she claimed were
invoices covering many of the checks. She testified she had found them in her
desk drawer (which Customs agents had searched) and that they represented
transactions for which cash was needed. However, further examination revealed
that the "invoices" reflected transactions that had to have occurred before the
dates the checks were stamped by the bank as actually cashed. Thus, the cash
represented by those checks could not have been used for those supposedly
invoiced cash transactions.
According to expert testimony, the deliveries of smuggled birds were made
in an unprofessional manner, with the birds crowded together. Often the birds
were sick with Exotic Newcastle Disease found predominantly in birds from the
wild.5 The disease is not present in domestic birds. The smuggled baby parrots
were always delivered in the breeding and hatching season of birds in the wild.
They were delivered at odd times of the day.
5
Amazon parrots imported legally are quarantined to insure they are free of
the disease prior to sale. The government introduced into evidence a letter from
Freeman to Maldonado regarding his delivery of sick parrots.
6
Maldonado testified that Freeman continued to purchase baby parrots from
him after February 7 (although not the specific parrots at issue in Counts 8 and
9). Freeman testified she purchased only adult birds from him after that date.
The jury convicted Freeman of conspiring to illegally import Amazon
parrots into the United States (Count 1), and also of knowingly receiving and
possessing illegally imported Amazon parrots (Counts 8 and 9). The district judge
denied Freeman's motions for a judgment of acquittal ruling that there was
sufficient evidence to send the case to the jury, and that the jury convicted her.
He sentenced Freeman to twenty-seven months in prison.
We review the sufficiency of the evidence de novo. United States v. Thomas,
994 F.2d 173 (5th Cir. 1993). We review for an abuse of discretion the district
court's denial of the motion for a new trial. United States v. Simmons, 714 F.2d
29, 31 (5th Cir. 1983).
II. Analysis
A. The Sufficiency of the Evidence
Freeman admitted that she bought baby yellow-naped parrots from
Maldonado on several occasions over the years. Maldonado admitted that the
parrots were smuggled. The checks confirm a long-standing business relationship
between them.
Freeman is guilty of the conspiracy charge, therefore, if she knew the birds
were smuggled. The evidence of her guilty knowledge includes the manner and
timing of the delivery of the birds. The expert testimony was that the manner of
7
these deliveries was not in the normal course of business. The babies were always
delivered during the hatching season of yellow-napes in the wild. We may infer
from this evidence that a knowledgeable purchaser should have been suspicious.
Additionally, many of the birds were sick with a disease that is not found
in domestically-bred birds. The testimony was that Freeman was an experienced
bird breeder and dealer, who would have known all of this and who was well-
aware that many yellow-napes sold in this country are smuggled. Finally,
Maldonado testified that Freeman continued to purchase "baby" yellow-napes
after the seizure of the birds on February 7, when Freeman had actual knowledge
that Maldonado had been charged with smuggling baby yellow-napes.
This evidence is sufficient to support the jury's determination that Freeman
was involved in a conspiracy to smuggle birds.
As to counts 8 and 9, the issue is whether Freeman actually received and
possessed smuggled parrots. The evidence against Freeman included
Maldonado's testimony that he and Garcia were headed to Dallas/Ft. Worth when
they were stopped by the police, and Freeman's testimony that she lives in the
Dallas suburb of Burleson. Although Maldonado testified that the birds were
intended for another purchaser, Suzie Coots, the jury was free to reject this
testimony in view of Vasquez's fax to Freeman in which she told her friend not to
worry about Maldonado's arrest and promised her that he would not say anything
to "implicate" Freeman.
8
In addition, the jury could consider the two hours of telephone calls on
February 7 and 8, Freeman's request for the search warrant and affidavit
discussing the February 7 seizure of parrots, and the various checks recording her
transactions with Maldonado.
The most critical testimony, however, was undoubtedly Garcia's6 that
Maldonado told him that he had completed the delivery of parrots to Freeman.
If credited by the jury, this testimony alone would be sufficient upon which to
convict her on Counts 8 and 9. United States v. Osum, 943 F.2d 1394, 1405 (5th
Cir. 1991) (conviction may be based on uncorroborated testimony of someone
making a plea bargain with the government).
Freeman argues that Garcia's testimony is so incredible that this court
should declare it so as a matter of law and overturn the jury's credibility
determination. Although the jury is ordinarily the final arbiter of the credibility
of witnesses, United States v. Restrepo, 994 F.2d 173, 182 (5th Cir. 1993),
testimony can be declared incredible as a matter of law if it asserts facts that the
witness physically could not have observed or events that could not have occurred
under the laws of nature. United States v. Alaniz-Alaniz, 38 F.3d 788, 791 (5th Cir.
1994). Freeman claims that Garcia's testimony was that Maldonado delivered the
parrots to Freeman the same night they were detained in Austin and that such a
delivery defies physical laws.
6
Admitted over objection as a co-conspirator's statement in furtherance of
the conspiracy. The admission of this statement is not alleged as error.
9
But this was not Garcia's testimony. Garcia's testimony was that
Maldonado told him two or three days later that the delivery to Freeman had
been accomplished. Maldonado did not say when. The government concedes that
in other testimony, not before the jury, Garcia did appear to be saying that the
delivery was made the same night they were stopped in Austin, but points out that
the jury did not hear this statement. Additionally, defense counsel did not use this
available previous statement to impeach Garcia.
Garcia's testimony to the jury was that Maldonado told him the birds were
delivered sometime in the next few days after February 7. Any statement to the
contrary was not before the jury. Freeman's argument amounts to no more than
second thoughts about what may have been a missed opportunity to impeach the
witness.
The evidence as to counts 8 and 9 is sufficient to sustain the jury's
determination that Freeman committed those offenses.
B. The Motion for a New Trial
The Fifth Circuit applies the "Berry" rule to motions for new trial based
on newly discovered evidence. United States v. Pena, 949 F.2d 751, 758 (5th Cir.
1991), quoting Berry v. Georgia, 10 Ga. 511 (1851). That rule requires a
defendant, moving for a new trial based on newly discovered evidence, to show
that:
1. the evidence is newly discovered and was unknown to the defendant at
the time of the trial;
10
2. the defendant's failure to detect the evidence was not due to a lack of
diligence;
3. the evidence is material, not merely cumulative or impeaching; and
4. the evidence would probably produce acquittal at a new trial.
Pena, 949 F.2d at 758. If the defendant fails to demonstrate any one of these four
factors, the motion for new trial must be denied. Motions for a new trial based
on newly discovered evidence are "disfavored by the courts and therefore are
viewed with great caution." Id., quoting United States v. Fowler, 735 F.2d 823,
830 (5th Cir. 1984). Denial of a motion for a new trial based on newly discovered
evidence is reversed only when there is a clear abuse of discretion. Simmons, 714
F.2d at 31.
The newly discovered evidence offered by Freeman is:
1. the testimony of Irene Vasquez, a convicted co-defendant, the
wife of Maldonado and a personal friend of Freeman's;7 and
2. the telephone toll records of Suzie Coots, another person who has
been linked to Maldonado's parrot smuggling conspiracy.
1. The Vasquez Testimony
Irene Vasquez initially refused to testify at Freeman's trial, invoking her
Fifth Amendment privilege. After Vasquez's sentencing, and Freeman's
conviction, Vasquez testified at Freeman's hearing on her motion for a new trial.
Vasquez testified that on February 6, 1992, Maldonado said to Garcia, in
Vasquez's presence, that he intended to deliver smuggled parrots to Suzie Coots
7
Freeman has given Vasquez over $3000 since her arrest to help pay her
legal expenses.
11
the next day in Waco. Vasquez also testified that Coots called her three times on
February 7, 1992,8 and told her that she, Coots, was waiting in Hillsboro for
Maldonado, but that he had not shown up.
First, this evidence is best characterized as "newly available" not "newly
discovered." Freeman knew of this testimony during her trial. When a defendant
is aware of a co-defendant's proposed testimony prior to trial, it cannot be
deemed newly discovered under Rule 33 even if the co-defendant was unavailable
because she invoked the Fifth Amendment. United States v. Metz, 652 F.2d 478
(5th Cir. 1981).
Furthermore, the two women were personal friends who spoke on a regular
basis, and who had common interests as co-defendants. As noted above, Freeman
gave Vasquez $3000 for her defense fund. The district judge ruled that this
evidence was not newly discovered, and we do not disagree.
The district court also held that, in any event, the evidence would probably
not have produced an acquittal because it was merely cumulative. Maldonado
had already testified at the trial that he intended to deliver the parrots to Coots.
Vasquez's testimony, therefore, was not the only--or even the best--evidence of this
theory of defense. Merely cumulative testimony does not justify a new trial.
United States v. Casel, 995 F.2d 1299, 1307 (5th Cir. 1993), cert. denied, 114 S.Ct.
1308 (1994). Furthermore, the district court held that even if Maldonado were
8
Vasquez's original declaration stated that Coots had called her only once on
February 7. This statement changed after Vasquez reviewed Coots' telephone
records.
12
delivering some parrots to Coots, he could still have been delivering the rest to
Freeman.
Also, it was appropriate for the district court to take into account that
Vasquez had nothing to lose by her testimony. See United States v. Alejandro, 527
F.2d 423, 428 (5th Cir. 1976), cert. denied, 429 U.S. 844 (1976) (noting that it is not
unusual for the obviously guilty defendant to try to assume the entire guilt). The
district court noted that Vasquez's testimony could be impeached. Even
Freeman's counsel admits that her testimony could be impeached to "some
extent." Not only is Vasquez a personal friend of Freeman's, but she is a
convicted former co-defendant whose testimony would merely attempt to
corroborate her common-law husband's testimony. Vasquez's newly proffered
testimony also contradicts her earlier statements that Coots had called her only
once that day and from Waco.9
In view of the overwhelming circumstantial evidence and the questionable
credibility of Vasquez's testimony, the district judge held that even if the evidence
were newly discovered, a new trial would probably not result in Freeman's
acquittal. This holding is not a clear abuse of discretion.
2. The Telephone Records
Freeman also offers Coots' phone records as newly discovered evidence
which, taken in conjunction with Vasquez's testimony, would probably result in
9
Maldonado testified at trial that he was meeting Coots in Waco to deliver
the parrots.
13
acquittal in a new trial. Freeman contends the "newly discovered" phone records
support her defense to Counts 8 and 9 that the smuggled parrots were intended
for, and ultimately delivered to, Coots. The telephone records show six calls to
the Maldonado residence on February 7, including three from Hillsboro, Texas
that were made on Coots' ATT card. The district judge found that, even if the
records were newly discovered evidence, they did not justify a new trial as they
would likely not have produced a different result. This holding is not an abuse of
discretion.10
First, telephone records introduced at trial showed one nine-minute call
from the Maldonado residence to Coots' residence on February 7. This supplied
some corroboration for Maldonado's testimony that the birds were intended for
Coots. The jury apparently did not believe Maldonado the first time, and
additional telephone records reflecting more calls that day are unlikely to change
that assessment.
Second, the telephone records show that Coots apparently made only one
phone call to the Maldonado residence on February 8, lasting six minutes, and
made no further calls until March 23, 1992, making her an unlikely recipient of
a redelivery between February 8 and 24, 1992.
10
We have considered and rejected Freeman's claims that the district court
applied a more stringent legal standard in assessing the importance of the phone
records and made erroneous findings of fact in their regard. Also it should be
noted that even if accepted, this evidence would not undermine Freeman's
conviction on the conspiracy count as there was sufficient independent evidence
other that offered on Counts 8 and 9 to convict Freeman of the conspiracy.
14
Moreover, the telephone records actually undermine the trial testimony of
Maldonado. Maldonado testified that on February 7 he was attempting to deliver
seventy smuggled parrots to Coots, who lived in Oklahoma City, but was meeting
him in Waco to pick up the birds. Coots' phone records, however, show three
calls on February 7 from a phone other than her residence. These calls were
place from Hillsboro, Texas, not from Waco.
Furthermore, nothing in Coots' telephone records contradicts the evidence
upon which the jury relied in convicting Freeman: Garcia's testimony that
Maldonado intended to and did deliver the parrots to Freeman; Maldonado's
testimony that Freeman continued to purchase baby parrots from him after
February 7, 1992, when she knew he was smuggling parrots; telephone records
that establish two hours of phone calls between the Maldonado and Freeman
residences on February 7 and 8; and Maldonado's statement upon being stopped
on February 7 that he was driving to Dallas/Ft.Worth (of which Burleson is a
suburb), not Waco or Hillsboro.
Finally, even if the telephone records provide some support for Freeman's
contention that the birds were to go to Coots, we agree with the district court that
a delivery to Coots in Hillsboro would not have ruled out the delivery of birds to
Freeman in Burleson.
Under these circumstances, there was no abuse of discretion in the district
judge's ruling that the telephone records would not likely result in acquittal.
CONCLUSION
15
As we find there was sufficient evidence to support Freeman's convictions
and that there was no abuse of discretion in the denial of her motions for a new
trial, the convictions and sentence are
AFFIRMED.
16