Commonwealth v. Brazil

CASTILLE, Justice,

dissenting.

The majority holds that appellant, who had the benefit of court appointed standby counsel’s assistance during trial, is entitled to a new trial because he was denied adequate representation of counsel when the trial court failed to conduct an extensive colloquy which complied with Rule 318 of the Pennsylvania Rules of Criminal Procedure in order to determine if appellant’s waiver of his right to counsel was knowing, voluntary and intelligent. Because the trial court appointed standby counsel to assist appellant at trial and the assistance which appellant received from his standby counsel during trial was tantamount to being represented by counsel, I believe that the trial court’s colloquy in this case was sufficient to protect appellant’s Sixth Amendment right to counsel. Therefore, I respectfully dissent.

A criminal defendant has a constitutional right to dispense with counsel and defend himself as long as the choice was made knowingly, voluntarily and intelligently. Commonwealth v. Starr, 541 Pa. 564, 580-81, 664 A.2d 1326, 1334-34 (1995). As correctly noted by the majority, Rule 318 of the Rules of Criminal Procedure provides for a judge to determine on the record if the criminal defendant’s waiver of counsel was knowing, voluntary and intelligent. Rule 318 also allows the trial court to appoint standby counsel to assist the criminal defendant during the trial.

The majority here espouses a bright line rule of law which requires the trial court to conduct an extensive colloquy on the record every time a criminal defendant indicates that he is waiving his right to counsel.1 Under the majority’s rule, a *328criminal defendant must be granted a new trial when the trial court fails to conduct an extensive colloquy because it allegedly makes it impossible to determine if the criminal defendant’s waiver was knowing, voluntary and intelligent. While this bright line rule may be necessary where the criminal defendant waives his right to counsel and no standby counsel is appointed, I cannot agree that such an extensive colloquy is warranted where, as here, standby counsel is appointed and is available to protect the criminal defendant’s interest. Instead, I believe that the situation presented by this case must be analyzed under a totality of the circumstances test. Commonwealth v. Lloyd, 370 Pa.Super. 65, 535 A.2d 1152, appeal denied, 518 Pa. 637, 542 A.2d 1367 (1988) (where defendant had standby counsel available to confer with during trial, totality of circumstances dictated that there was not the need to review the waiver of counsel colloquy for completeness under the same standards of a full waiver colloquy). As the United States Supreme Court stated:

[T]he determination of whether there has been an intelligent waiver of the right to Counsel must depend, in each case, upon the particular facts and circumstances surrounding that ease, including the background, experience, and conduct of the accused.

Johnson v. Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019, 1023, 82 L.Ed. 1461 (1938).

It is clear from the record in this case that the trial court did not conduct an extensive six prong colloquy of defendant *329like that noted in Starr. However, the evidence in this case demonstrates that appellant was represented by an assistant public defender at two pre-trial proceedings. One of these pre-trial proceedings was an October 14, 1994, habeas corpus hearing. The other pre-trial proceeding was the July 19,1995 hearing on pre-trial motions concerning the suppression of evidence, the severance of his trial from his co-defendant and a Rule 1100 violation.2 Also, the evidence demonstrates that the same assistant public defender who represented appellant at the pre-trial hearings was present and acted as counsel during the jury venire process. It was only after the jury was chosen that appellant made his wishes known to the trial court that he did not want to be represented by the assistant public defender. After being told of this, the trial court granted appellant’s wish to dismiss his attorney and the trial court informed appellant that the same assistant public defender was going to remain in the courtroom as standby counsel so that appellant could consult with standby counsel any time he desired.

Appellant apparently understood the ramifications of this colloquy and the availability of assistance from the court appointed standby counsel since the record demonstrates that appellant availed himself of standby counsel’s assistance throughout trial. In particular, appellant conferred with his standby counsel on three occasions during appellant’s cross-examination of the Commonwealth’s witnesses. (N.T. 7/20/95 at pp. 54, 55, 83). Standby counsel also reported to the trial court that while he was outside the courtroom during a break, he observed one of the Commonwealth’s witnesses who just completed testifying discussing his testimony with a Commonwealth witness who had yet to take the stand. Also, following the close of the testimony, appellant requested the trial court to permit standby counsel to make closing argument on his behalf. After the trial court approved the request, standby counsel gave a closing argument in which he discussed the elements of each crime of which appellant was charged and *330where appropriate, pointed out why the Commonwealth failed to prove a particular element. Moreover, prior to the jury charge, standby counsel made a motion for judgment of acquittal.3 Furthermore, standby counsel also requested that the trial court instruct the jury on the theories of abandonment and renunciation of a conspiracy as well as accomplice liability since the evidence suggested that appellant may have terminated his role in the conspiracy prior to the commission of certain offenses.4

Moreover, when a totality of the circumstances test is applied to the facts of this case, it becomes apparent that appellant should not receive a new trial because he fails to demonstrate that he was prejudiced by the trial court’s failure to conduct a more extensive colloquy. Here, appellant alleges he was prejudiced from the failure to receive a more extensive colloquy because he did not request that Commonwealth witnesses be sequestered and he failed to more thoroughly cross-examine Commonwealth witnesses. However, the record shows that the Commonwealth voluntarily sequestered its witnesses. Also, appellant fails to explain how a more thorough cross-examination of the Commonwealth witnesses would have revealed new evidence which would have changed the verdict since the facts, as recounted by the majority, were straightforward and do not appear to be in dispute. Thus, I believe that the record does not demonstrate that appellant suffered prejudice from the trial court’s colloquy in this case.

Based on the above, the record demonstrates that appellant effectively was represented by counsel throughout the entire process, including his trial. I believe it is a great disservice to the interests of justice for the majority to permit appellant to refuse representation at trial and now prevail on appeal because of the allegation that he was denied adequate representation even though the record shows that appellant obtained the benefit of standby counsel’s legal advice and legal *331arguments throughout his trial as well as the fact that appellant cannot demonstrate any prejudice from the trial court’s failure to conduct a more thorough colloquy. Thus, under a totality of the circumstances analysis, I believe that appellant was more than adequately represented by counsel during trial and hence, the trial court’s colloquy was sufficient. Therefore, I would affirm the order of the Superior Court which affirmed the trial court’s judgment of sentence. Accordingly, I must dissent.

NEWMAN, J., joins this Dissenting Opinion.

. An extensive colloquy which this Court noted in Starr for use in determining whether a criminal defendant properly understood his waiver of his right to counsel inquires into whether or not:

*328(1) the defendant understands that he has a right to be represented by counsel, and the right to have free counsel appointed if he is indigent; (2) the defendant understands the nature of the charges against him and the elements of each of those charges; (3) the defendant is aware of the permissible range of sentences and/or fines for the offenses charged; (4) the defendant understands that if he waives his right to counsel he will still be bound by all the normal rules of procedure and that counsel would be familiar with these rules; (5) defendant understands that there are possible defenses to these charges which counsel might be aware of, and if these defenses are not raised at trial, they may be lost permanently; and, (6) the defendant understands that, in addition to the defenses, the defendant has many rights that, if not timely asserted, may be lost permanently.

Starr, 541 Pa. at 582, 664 A.2d at 1335.

. All of appellant’s pre-trial motions were denied and are not the subject of this appeal.

. The trial court denied this motion and this issue is not subject to this appeal.

. The trial court denied standby counsel’s request for these jury charges and this Court denied allocatur on this claim.