Estate of Highberger

POMEROY, Justice

(dissenting).

The issue involved in this appeal is whether the transfer of the record title to real estate located in Pennsylvania, held by a non-resident decedent under a binding contract of sale entered into before the decedent’s death, is subject to taxation under Section 212 of the Inheritance and Estate Tax Act of 1961 [hereinafter “the Act”], Act of June 15, 1961, P.L. 373, art. II, § 212, 72 P.S. § 2485-212. This in turn depends on whether such an interest is “real property” within the meaning of Section 102(17) (iv) of the Act, supra, 72 P.S. § 2485-*129102(17) (iv).1 In an exhaustive opinion by Judge Simmons, the orphans’ court division answered both questions in the negative. For the reasons which follow, I agree with the court below and therefore dissent from the Court’s reversal of its decree.

Although the Court is no doubt correct in stating that the legislature is not bound by property law concepts in classifying property for the purposes of inheritance taxation, yet when the legislature employs property law terms in a tax statute without defining them it must be presumed that those terms are intended to have the meanings ascribed to them in the law of property. Accordingly, since the legislature did not define the term “real property” in the Act, I believe we must look to the law of property for its meaning.

It is a well-settled principle of property law that the execution of a contract for the sale of land works an “equitable conversion” of beneficial ownership of the property from the vendor to the vendee. DiDonato v. Reliance Standard Life Insurance Company, 433 Pa. 221, 249 A.2d 327 (1969); Payne v. Clark, 409 Pa. 557, 187 A.2d 769 (1963); Kerr v. Day, 14 Pa. 112 (1850); Byrne v. Kanig, 231 Pa.Super. 531, 332 A.2d 472 (1974). The operation and consequences of the doctrine of equitable conversion are succinctly set forth by a recognized authority on real estate law in this Commonwealth as follows:

“The moment an agreement of sale is executed and delivered it vests in the vendee what is known as an equitable title to the real estate. Thereupon the vendor is considered to be a trustee of the real estate for *130the purchaser who becomes a trustee of the balance of the purchase money for the vendor. As a consequence, the vendee has the right to go to a court of equity to enforce the terms of the agreement if violated by the vendor, and compel conveyance by the vendor to him.
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“This interpretation of an agreement of sale brings many consequences. Thus, since in equity the real estate belongs to the purchaser and the purchase money is the property of the vendor, the purchaser is entitled to the rents and the seller is entitled to interest on the purchase money (or the unpaid balance thereof) from the time fixed for completion of the transaction.
. . . [/] t follows that after the agreement of sale is executed and delivered, if the buyer dies before settlement, his interest in the property descends as real estate.”
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“Conversely, upon execution and delivery of the agreement of sale, the vendor’s interest becomes personal property and is to be administered as such, although he (or his estate) is regarded as still holding the legal title to the real estate as security for payment of the purchase price.” (Footnotes omitted; emphasis added).

Ladner, Conveyancing in Pennsylvania § 5.26 (3d ed. P. Wood 1961).

Since the execution of a binding and enforceable contract for the sale of land ipso facto strips the vendor of beneficial ownership of the property, I would hold that the transfer of his interest, which then consists merely of bare legal title for security purposes, is exempt from taxation under Section 312 of the Act, 72 P.S. § 2485-312. That section provides that “[p]roperty held in the name of a decedent who had no beneficial interest therein is exempt from inheritance tax.” That being so, the *131transfer is not taxable under Section 212 of the Act, 72 P.S. § 2485-212.

The vendor’s rights under the contract of sale are not real estate as that term is used in Section 102(17) (iv) of the Act, supra, n. 1. If the purchase price for the property has been paid in whole or in part, the money received by the vendor is tangible personal property in his hands and is therefore taxable to the extent that the money is located in Pennsylvania.2 3 See Sections 102(17) (i) and 102(17) (iv) of the Act, 72 P.S. § 2485-102(17)(iv). If, however, the purchase price has not been paid in full at the time of the vendor’s death, his claim to the unpaid balance is a chose in action, an intangible, which is taxable only if the decedent is a resident of Pennsylvania at the time of his death. See Section 102(17) (ii) of the Act, 72 P.S. § 2485-102(17) (ii). In the instant case, what the Commonwealth is seeking to tax is purely and simply the transfer of the unpaid portion of the purchase price for real property. Since that chose in action belonged to a vendor who was a nonresident of Pennsylvania at the time of her death, it seems evident to me that its transfer is not subject to inheritance taxation by Pennsylvania under the Act of 1961, supra.

In reaching the contrary result, the Court relies on Paul’s Estate, 303 Pa. 330, 154 A. 503 (1931). That case involved exactly the reverse of the situation presented by the case at bar. That is to say, whereas here the question is the taxability of the transfer of legal title to Pennsylvania land which a non-resident decedent had in her lifetime contracted to sell to another, the question in Paul’s Estate was whether the death of a Pennsylvania resident occasioned a tax on the transfer of his legal title to foreign real estate which before his death he had contracted to sell. Recognizing that it is beyond the power *132of Pennsylvania to tax real estate or a transfer of ownership in real estate which lies beyond its borders,3 the Commonwealth was arguing in Paul’s Estate that the transfer of legal title to New Jersey land was taxable because the doctrine of equitable conversion had divested the decedent’s interest of its character as real property, thereby converting it to personalty. A majority of the Court held, the doctrine of equitable conversion notwithstanding, that the decedent’s interest in the property had remained real property and therefore that its transfer was not subject to Pennsylvania inheritance taxation. All things being equal, Paul’s Estate would be persuasive, although I believe erroneous,4 authority for the result the Court reaches today. But all things are not equal, for by the Act of 1961, supra, the legislature expressly changed the rule announced in Paul’s Estate.5 *133Nothing daunted, the Court reaches the jurisprudentially questionable conclusion that the decision in Paul’s Estate, having been legislatively rendered inapplicable to its own facts, nevertheless governs the resolution of an issue which was not presented in that case, and which does not involve the danger, present in the Paul’s Estate situation, that Pennsylvania may exceed its constitutional taxing authority.6 In so concluding, the Court adopts a novel principle of construction for tax statutes, namely, that where there is doubt as to the intent of the legislature, it is presumed that the legislature intends to subject to inheritance tax every transfer not constitutionally immune from the tax.7 Not only does this new rule of construction attribute to the legislature an avarice for which I can find no statutory basis, but it is inconsistent with the longstanding principle that tax statutes are to be strictly construed, with all reasonable doubt being resolved in favor of the taxpayer. Section 1928(b)(3) of the Statutory Construction Act of 1972, 1 Pa.C.S. § 1928(b)(3); Estate of Rose, 465 Pa. 53, 348 A.2d 113, 118 (1975).8 As applied to the case before us, the *134Court’s new manner of construing tax statutes results in the unreasonable and unfair conclusion that the legislature intended the term real property to have different meanings depending upon whether the property is located within or without the Commonwealth of Pennsylvania.

I would affirm the decree of the orphans’ court division.

MANDERINO, J., joins in this dissenting opinion.

. Section 102(17) of the Act defines property, the transfer of which is subject to tax. Clause (iv) of paragraph (17) is as follows:

“All real property and all tangible personal property of a non-resident decedent or transferor having its situs in Pennsylvania, including such property held in trust; . . . .”

. This would be so whether or not the decedent were a resident of Pennsylvania at the time of his death.

. See Frick v. Pennsylvania, 268 U.S. 473, 45 S.Ct. 603, 69 L.Ed. 1058 (1925); Robinson’s Estate, 285 Pa. 308, 132 A. 127 (1926).

. In Paul’s Estate, the Court said that “[t]he agreements of sale are not the vital factor,” and that it was not prepared “to indulge in the make-believe that the land had been transmuted into something else.” “Taxation”, said the Court, “is a practical matter.” 350 Pa. at 340, 154 A. at 504. To call equitable conversion “make believe”, as did the majority in Paul's Estate, or a “fiction”, as does the majority today, opinion of the Court, ante at 582 is in my view to ignore the realities of the situation. I agree entirely with the following observations of Mr. Justice Maxey, dissenting in Paul’s Estate:

“[W]hen an owner of land, wheresoever that land is situated, sells it on a contract, retaining the bare title as sécurity for the purchase money, he acquires from the legally enforceable contract a right of property distinct from the land to which it relates, this right of property being intangible personalty, sometimes called ‘a solvent credit’, sometimes called ‘a chose in action’, whose situs for taxation and other purposes is its owner’s domicile. This property is not any ‘make-believe’ or legal fiction, but it is an economic and legal fact. ‘Wealth in a commercial age is made up largely of promises’: Pound’s Introduction to the Philosophy of Law, page 236. Even a government bond or a greenback is only a promise but it is clearly taxable as property.” 303 Pa. at 340,154 A. at 506.
See also the dissenting opinion of Mr. Chief Justice Frazer, 303 Pa. at 355-56, 154 A. at 512.

. Section 102(17)(iii) of the Act of 1961, supra, 72 P.S. § 2485-102(17)(iii), provides that “property” shall include “[a]U real prop*133erty and all tangible personal property having its situs outside the Commonwealth, owned by a resident decedent, which the decedent had contracted to sell, provided the jurisdiction in which the property has its situs does not subject it to death tax . .” The Joint State Government Commission comment to this section states, “This changes existing case law: Paul’s Est., 303 Pa. 330, 154 A. 503.” 72 P.S. § 2485-102, note at 211.

. See the cases cited in note 3, supra.

. “ . the General Assembly intended to disavow this Court’s rejection of equitable conversion only when the rejection of the doctrine resulted in an exemption from the tax. When, as here, our failure to apply the fiction results in imposition of the tax the legislative intent is accommodated.” Opinion of the Court, ante at 582.

. It is likely also that the approach of the majority to the interpretation of the Act of 1961 may run counter to the principle that tax statutes are to be construed where possible so as to avoid double taxation. See Estate of Rose, 465 Pa. 53, 348 A.2d 113, 118 (1975). As has been stated, Helen Highberger, the decedent here, was a domiciliary of New Jersey at the time of her death. Although it appears that New Jersey would not tax the *134inheritance of Mrs. Highberger’s right to the unpaid balance of the purchase price, see C.C.H. Inheritance, Estate and Gift Tax Reporter, State 2, ¶ 1605, and therefore that the risk of double taxation is not present in this particular case, the rule the Court now adopts will apply to any non-resident decedent who holds legal title to Pennsylvania real property which he has contracted to sell. In states in which the decedent’s contract right is viewed as an intangible as a result of the doctrine of equitable conversion and in which all intangibles owned by resident decedents are subjected to inheritance taxation, see note 14 of the opinion of the Court; ante at 582-583 the decedent’s rights under the contract would be a taxable asset both in Pennsylvania and in the state of domicile.