Richard V. Harrison v. Macy's Inc.

USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 1 of 15 [DO NOT PUBLISH] In the United States Court of Appeals For the Eleventh Circuit ____________________ No. 22-11357 Non-Argument Calendar ____________________ RICHARD V. HARRISON, Plaintiﬀ-Appellant, versus MACY'S INC., Defendant-Appellee. ____________________ Appeal from the United States District Court for the Northern District of Georgia D.C. Docket No. 1:17-cv-03257-TCB ____________________ USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 2 of 15 2 Opinion of the Court 22-11357 Before NEWSOM, BRANCH, and EDMONDSON, Circuit Judges. PER CURIAM: Richard Harrison, proceeding pro se, 1 appeals the district court’s grant of summary judgment in favor of his former em- ployer, Macy’s Retail Holdings, Inc. (“Macy’s”), in his civil action brought under 42 U.S.C. § 1981, Title VII of the Civil Rights Act, 42 U.S.C. § 2000e (“Title VII”), and the Age Discrimination in Em- ployment Act of 1967, 29 U.S.C. § 623 (“ADEA”). No reversible er- ror has been shown; we aﬃrm. I. This appeal is the second time this case has come before us; we summarize only those facts pertinent to this appeal. Harrison worked as a seasonal employee at a Macy’s store in Douglasville, Georgia, during two separate periods. Harrison ﬁrst worked as a seasonal sales associate between October 2015 and January 2016. After his seasonal employment ended, Harrison applied for various positions at Macy’s but was not hired. In pertinent part, Harrison applied for a part-time seasonal position on 19 September 2016. Harrison was interviewed on 26 September but was not oﬀered a 1 We read liberally appellate briefs filed by pro se litigants.See Timson v. Sampson, 518 F.3d 870, 874 (11th Cir. 2008). We also construe liberally pro se pleadings. See Tannenbaum v. United States, 148 F.3d 1262, 1263 (11th Cir. 1998). USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 3 of 15 22-11357 Opinion of the Court 3 position. Harrison also says he was passed over for a permanent position in the Men’s Department in September 2016. On 21 October 2016, Harrison was oﬀered a “seasonal-ﬂex” position for the 2016 holiday season. Harrison worked in that po- sition from 21 October 2016 to 20 January 2017. After his second seasonal position ended, Harrison again applied for other positions at Macy’s but was not hired. In 2017, Harrison ﬁled this civil action against Macy’s. Brieﬂy stated, Harrison alleged that Macy’s failure to hire him on several occasions constituted unlawful discrimination on account of Harrison’s race (black), sex (male), national origin ( Jamaican), 2 and age (date of birth 8 November 1960). Harrison also alleged that Macy’s decision not to hire him was made in retaliation for Harrison’s having ﬁled an earlier Title VII lawsuit against his for- mer employer, Belk. In March 2018, the district court granted Macy’s motion to compel arbitration and dismissed without prejudice Harrison’s claims. Harrison appealed that decision. Following oral argument, we vacated the district court’s order compelling arbitration and re- manded the case to allow Harrison to litigate his claims before the district court. See Harrison v. Macy’s Inc., 789 F. App’x 843, 845 (11th Cir. 2020) (unpublished). 2 Harrison later dismissed voluntarily his claims based on national-origin dis- crimination and retaliation. USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 4 of 15 4 Opinion of the Court 22-11357 On remand, the district court ordered discovery and referred the case to a magistrate judge. Following discovery, Macy’s moved for summary judgment. A magistrate judge issued a 64-page report and recommen- dation (“R&R”). The magistrate judge recommended that the dis- trict court grant Macy’s motion for summary judgment. Harrison objected to the R&R. In a detailed order, the dis- trict court overruled Harrison’s objections, adopted the R&R, and granted summary judgment in favor of Macy’s. II. A. Case Management On appeal, Harrison ﬁrst contends that the district court mismanaged the case and caused him material prejudice. We re- view a party’s claim that he was materially prejudiced by the district court’s mismanagement of his case under an abuse-of-discretion standard. See Chudasama v. Mazda Motor Corp., 123 F.3d 1353, 1367 (11th Cir. 1997). Generally speaking, “district courts enjoy broad discretion in deciding how best to manage the cases before them.” See id. at 1366. The district court abused no discretion in managing Harri- son’s case. Harrison ﬁrst contends that the district court misman- aged the case by failing to assign the case immediately to a magis- trate judge upon remand. Harrison, however, has failed to present evidence showing that the delay in referring his case to a magistrate judge delayed impermissibly the proceedings or otherwise caused USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 5 of 15 22-11357 Opinion of the Court 5 material prejudice. To the contrary, Harrison argues chieﬂy that discovery was delayed due to the COVID-19 pandemic: a reason unrelated to the timing of the magistrate-judge assignment. Harrison also contends that the district court abused its dis- cretion by ruling on a discovery dispute via email, instead of by formal written order. We disagree. The record demonstrates that the district court followed the procedures outlined in the district court’s case-management instructions for resolving discovery dis- putes. These instructions were provided to the parties at the be- ginning of litigation. Harrison has not shown that the district court acted outside its “broad discretion” by establishing such proce- dures. Nor has Harrison presented evidence showing how the dis- trict court’s email ruling materially prejudiced him. We also reject Harrison’s argument that Chief Judge Thrash -- a judge not assigned to Harrison’s case -- mismanaged the case by not adjudicating personally Harrison’s motions for recusal of the assigned district court judge and for reconsideration of the emailed rulings. B. Judicial Estoppel Harrison next challenges the district court’s determination that he was judicially estopped from raising claims about employ- ment applications Harrison submitted while he was employed by Macy’s. The district court’s judicial-estoppel ruling focused on as- sertions Harrison made to this Court during his ﬁrst appeal in this case. USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 6 of 15 6 Opinion of the Court 22-11357 We review for abuse of discretion the district court’s appli- cation of the judicial-estoppel doctrine. See Smith v. Haynes & Haynes, P.C., 940 F.3d 635, 642 (11th Cir. 2019). Judicial estoppel is an equitable doctrine intended to protect the integrity of the courts from “parties who seek to manipulate the judicial process by changing their legal positions to suit the ex- igencies of the moment.” Slater v. U.S. Steel Corp., 871 F.3d 1174, 1176 (11th Cir. 2017) (en banc). The Supreme Court has identiﬁed a non-exhaustive list of factors that might inform a district court’s decision to apply judicial estoppel: (1) whether “a party’s later po- sition [is] ‘clearly inconsistent’ with its earlier position”; (2) “whether the party succeeded in persuading a court to accept that party’s earlier position”; and (3) “whether the party seeking to as- sert an inconsistent position would derive an unfair advantage or impose an unfair detriment on the opposing party if not estopped.” See New Hampshire v. Maine, 532 U.S. 742, 750-51 (2001). We reject Harrison’s contention that the district court failed to consider the appropriate factors in making a decision about ju- dicial estoppel. Because the party invoking judicial estoppel in this case (Macy’s) was also a party to the earlier proceeding in which Harrison took a purportedly inconsistent position (Harrison’s ﬁrst appeal in this case), the district court applied properly the factors outlined by the Supreme Court in New Hampshire. Cf. Slater, 871 F.3d at 1182 (distinguishing the circumstances involved in New Hampshire from cases in which the party seeking to invoke judicial estoppel was not a party to the prior proceeding). USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 7 of 15 22-11357 Opinion of the Court 7 During Harrison’s ﬁrst appeal, Harrison asserted clearly that his claims in this case arose solely from the denial of employment applications submitted when Harrison was not employed by Macy’s. See Harrison, 789 F. App’x at 844. To the extent Harrison’s complaint referenced requests Harrison made for permanent em- ployment while he was working for Macy’s as a seasonal employee, Harrison conﬁrmed that those references “were included only as background information” and that he was asserting no claim for relief based on the denial of those requests. See id. Despite Harri- son’s explicit representations in this case to this Court on appeal, on remand Harrison sought to raise claims based on the denial of his requests for permanent employment made while he was a Macy’s employee. Applying the New Hampshire factors, the record supports the district court’s determination that Harrison’s current position -- seeking to pursue failure-to-hire claims arising from employment requests made during his employment -- is clearly inconsistent with the position Harrison took during his ﬁrst appeal. The record demonstrates further that Harrison’s prior position in this case was accepted by this Court. The district court also committed no clear error in determining that Harrison would gain an unfair advantage if allowed to proceed on his newly-asserted claims because Macy’s -- in reliance on Harrison’s earlier inconsistent position -- had not fully investigated those claims. In sum, the district court abused no discretion in applying the judicial-estoppel doctrine to preclude Harrison from asserting USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 8 of 15 8 Opinion of the Court 22-11357 claims related to the denial of employment applications submitted during Harrison’s employment with Macy’s. C. Evidentiary Rulings Harrison next challenges two of the district court’s eviden- tiary rulings. First, Harrison argues that the district court erred by admitting into evidence “sham” declarations from three Macy’s employees ( Jan Saunders, Cynthia Davis-Bennett, and Michelle Cantor). Second, Harrison challenges the district court’s determi- nation that investigation notes prepared by Kim Bass constituted inadmissible hearsay. We review for abuse of discretion the district court’s eviden- tiary rulings, including the exclusion of evidence at summary judg- ment. See Lebron v. Sec’y of the Fla. Dep’t of Children & Families, 772 F.3d 1352, 1359 (11th Cir. 2014). “Evidence inadmissible at trial can- not be used to avoid summary judgment.” Id. at 1360. i. Sham Declarations An aﬃdavit may be excluded as a “sham” when the district court ﬁnds that the aﬃdavit “contradicts previous deposition testi- mony and the party submitting the aﬃdavit does not give any valid explanation for the contradiction.” See Latimer v. Roaring Toyz, Inc., 601 F.3d 1224, 1237 (11th Cir. 2010). We have stressed that the “sham” aﬃdavit rule is to be applied “sparingly”: exclusion is ap- propriate only when there exists an “inherent inconsistency be- tween an aﬃdavit and a deposition.” See id. (citing Allen v. Bd. of Pub. Educ. for Bibb Cty., 495 F.3d 1306, 1316 (11th Cir. 2007)). USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 9 of 15 22-11357 Opinion of the Court 9 The district court abused no discretion in declining to ex- clude the three complained-of declarations as “shams.” First -- be- cause Cantor was never deposed -- Harrison can show no inherent inconsistency between Cantor’s declaration and her sworn testi- mony. About the declarations of Saunders and Davis-Bennett, Har- rison argues that the declarations failed to cite to record evidence and contained “self-serving and conclusionary statements.” Harri- son also contends that Saunders’s and Davis-Bennett’s deposition testimony raised “serious credibility issues.” In essence, Harrison’s arguments focus chieﬂy on the credibility and weight to be aﬀorded the challenged declarations and deposition testimony. These kinds of credibility issues are insuﬃcient to mandate exclusion. Cf. Allen, 495 F.3d at 1316-17 (noting that minor discrepancies between a dec- laration and deposition testimony do not require exclusion and, in- stead, raise credibility issues that should be tested through cross- examination and submitted to the jury). Harrison has identiﬁed no inherent inconsistency between Saunders’s and Davis-Bennett’s declarations and their respective deposition testimony. The district court acted within its discretion by concluding that the challenged declarations were not “shams” subject to exclusion. ii. Hearsay Bass -- a member of Macy’s associate relations department - - was assigned to investigate Harrison’s internal complaints about unlawful discrimination. As part of her investigation, Bass took USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 10 of 15 10 Opinion of the Court 22-11357 notes summarizing her conversations with various employees. Harrison seeks to rely on statements contained within Bass’s inves- tigation notes -- statements indicating that some managers were “concerned” about Harrison’s lawsuit against Belk and about Har- rison’s discussing his lawsuit with his Macy’s co-workers -- as pur- ported “direct evidence” of retaliatory animus. The district court abused no discretion in determining that the statements within Bass’s investigation notes constituted inad- missible hearsay. The statements are out-of-court statements, made by non-testifying declarants, and were being oﬀered to prove the truth of the matter asserted: that managers were “concerned” about Harrison’s Belk lawsuit. See Fed. R. Evid. 801(c) (deﬁning hearsay as a statement, other than one made by the declarant while testifying at the trial or hearing, oﬀered into evidence to prove the truth of the matter asserted). D. Summary Judgment On appeal, Harrison challenges only the district court’s grant of summary judgment in favor of Macy’s on Harrison’s claims for unlawful retaliation under Title VII and under section 1981 related to Macy’s failure to hire Harrison in September 2016 for a part-time seasonal position and a permanent position in the Men’s Department. 3 Brieﬂy stated, Harrison contends that Macy’s 3 Construed liberally, Harrison’s appellate brief raises no substantive challenge to the district court’s grant of summary judgment in favor of Macy’s on Har- rison’s claims based on the denial of employment applications filed on 10 Feb- ruary, 25 March, and 31 March 2016, or the applications filed in May and June USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 11 of 15 22-11357 Opinion of the Court 11 refused to hire him in retaliation after learning about Harrison’s lawsuit against Belk: a lawsuit in which Harrison asserted claims for unlawful race and sex discrimination in violation of Title VII and section 1981. We review de novo the district court’s grant of summary judgment. See Holloman v. Mail-Well Corp., 443 F.3d 832, 836 (11th Cir. 2006). “Summary judgment is appropriate when the evidence, viewed in the light most favorable to the nonmoving party, presents no genuine issue of material fact and compels judgment as a matter of law in favor of the moving party.” Id. at 836-37. The district court cited to and applied correctly the pertinent summary-judgment standard. We reject Harrison’s assertion that the magistrate judge and the district court “cherry-picked” the ev- idence or construed improperly the evidence in favor of Macy’s. Employers are barred from retaliating against an employee because of the employee’s opposition to an employment practice made unlawful under Title VII or section 1981. See 42 U.S.C. § 2000e-3(a); Chapter 7 Tr. v. Gate Gourmet, Inc., 683 F.3d 1249, 1257-58 (11th Cir. 2012). A plaintiﬀ may prove a claim for unlawful retalia- tion using either direct or indirect evidence. Generally speaking, 4 2017. Nor does Harrison challenge the district court’s determination that Har- rison abandoned his claims for unlawful discrimination arising out of Macy’s failure to hire Harrison for the two positions in September 2016. Those claims are thus not properly before us on appeal. 4 A plaintiff may also avoid summary judgment by presenting “a convincing mosaic of circumstantial evidence that would allow a jury to infer” unlawful USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 12 of 15 12 Opinion of the Court 22-11357 we examine retaliation claims that rely only on circumstantial evi- dence using the burden-shifting framework set forth by the Su- preme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). See Johnson v. Miami-Dade Cty., 948 F.3d 1318, 1325 (11th Cir. 2020). On appeal, Harrison contends that -- because he presented direct evidence of retaliatory animus -- the district court erred in applying the McDonnell Douglas framework to his claims. We disa- gree. Harrison presented no evidence that demonstrates unambig- uously that Macy’s failure to hire him was motivated by Harrison’s lawsuit against Belk. See Jeﬀerson v. Sewon Am., Inc., 891 F.3d 911, 922 (11th Cir. 2018) (explaining that direct evidence of unlawful dis- crimination includes “only the most blatant remarks, whose intent could mean nothing other than to discriminate on the basis of some impermissible factor” (quotation omitted)). Instead, each of the statements identiﬁed by Harrison as “direct evidence” are sus- ceptible to more than one interpretation and would require an “in- ferential leap between fact and conclusion.” See Carter v. Three Springs Residential Treatment, 132 F.3d 635, 642 (11th Cir. 1998) (stressing that “statements that are open to more than one inter- pretation do not constitute direct evidence” of unlawful discrimi- nation). Because Harrison has presented only circumstantial retaliation. For background, see Smith v. Lockheed-Martin Corp., 644 F.3d 1321 (11th Cir. 2011). Here, the magistrate judge concluded -- and Harrison does not challenge -- that Harrison abandoned any argument based on a convinc- ing-mosaic theory. USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 13 of 15 22-11357 Opinion of the Court 13 evidence of unlawful retaliation, the district court applied properly the McDonnell Douglas framework in reviewing Harrison’s claims. Under the McDonnell Douglas framework, the plaintiﬀ must ﬁrst establish a prima facie case of retaliation, which creates a pre- sumption of unlawful retaliation against the employee. See Johnson, 948 F.3d at 1325. The employer may then rebut that presumption by articulating legitimate, non-retaliatory reasons for the adverse employment acts. See id. The burden then shifts to the employee to produce evidence suﬃcient to create a genuine issue of material fact that the employer’s articulated reasons are a pretext for unlaw- ful retaliation. See id. To establish a prima facie case for retaliation under Title VII or section 1981, a plaintiﬀ must show that he engaged in statutorily protected activity and that he suﬀered a materially adverse employ- ment act that was causally related to the protected activity. See Chapter 7 Tr., 683 F.3d at 1258. “To establish a causal connection, a plaintiﬀ must show that the decision-makers were aware of the protected conduct, and that the protected activity and the adverse actions were not wholly un- related.” Shannon v. BellSouth Telecomms., Inc., 292 F.3d 712, 716 (11th Cir. 2002). Causation may be inferred when a close temporal proximity exists between the protected activity and the materially adverse act. See Thomas v. Cooper Lighting, Inc., 506 F.3d 1361, 1364 (11th Cir. 2007). “But mere temporal proximity, without more, must be ‘very close.’” Id. USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 14 of 15 14 Opinion of the Court 22-11357 Harrison has not established a prima facie case of retaliation. Harrison has failed to produce evidence suﬃcient for a reasonable factﬁnder to infer a causal connection between Harrison’s Belk law- suit and the complained-of adverse employment acts. Nearly ten months elapsed between the time Macy’s ﬁrst learned of Harri- son’s lawsuit in December 2015 and Macy’s failure to hire Harrison for the two positions in September 2016. The two events are too far removed in time to infer a causal connection based on temporal proximity. See Thomas, 506 F.3d at 1364 (noting that three to four months between the protected activity and the adverse employ- ment act is not enough, by itself, to establish a causal connection). Nor has Harrison presented evidence suﬃcient to demon- strate that Macy’s proﬀered reasons for not hiring Harrison were a pretext for unlawful retaliation. Harrison has not rebutted head-on Macy’s evidence that -- at the time Harrison interviewed for the part-time seasonal position on 26 September -- all open positions had already been ﬁlled. See Holland v. Gee, 677 F.3d 1047, 1055 (11th Cir. 2012) (explaining that to demonstrate pretext, a plaintiﬀ “can- not recast the reason but must meet it head on and rebut it”). Nor has Harrison disputed that he, in fact, never applied for the perma- nent position in the Men’s Department. Because Harrison has demonstrated no “weaknesses, implausibilities, inconsistencies, in- coherencies, or contradictions” in Macy’s proﬀered reasons, he has failed to satisfy his burden of demonstrating pretext. See id. at 1055- 56. USCA11 Case: 22-11357 Document: 21-1 Date Filed: 09/20/2023 Page: 15 of 15 22-11357 Opinion of the Court 15 We aﬃrm the district court’s grant of summary judgment in favor of Macy’s. AFFIRMED.

Richard V. Harrison v. Macy's Inc.

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