Vallario v. Vandehey

FILED
United States Court of Appeals
Tenth Circuit

February 4, 2009
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS

TENTH CIRCUIT

LOU VALLARIO, Sheriff of Garfield
County, Colorado, in his official
capacity; SCOTT DAWSON, a
Commander in the Garfield County
Sheriff’s Department, in his official
capacity,

Petitioners,
v. No. 08-502
CLARENCE VANDEHEY; WILLIAM
LANGLEY; SAMUEL LINCOLN;
JARED HOGUE, on behalf of
themselves and all others similarly
situated,

Respondents.

PETITION FOR PERMISSION TO APPEAL A CLASS
CERTIFICATION ORDER OF THE UNITED STATES DISTRICT
COURT FOR THE DISTRICT OF COLORADO
(D.C. No. 06-1405)

Josh A. Marks (Melanie B. Lewis and Kim A. Tomey with him on the briefs), Berg
Hill Greenleaf & Ruscitti LLP, Boulder, Colorado, for Petitioners.

Mark Silverstein (Taylor S. Pendergrass, American Civil Liberties Union Foundation
of Colorado, J. Gregory Whitehair, Taggart Hansen, and Marisa B. Hudson-Arney,
Gibson Dunn & Crutcher LLP, with him on the briefs), American Civil Liberties
Union of Colorado, Denver, Colorado, for Respondents.

Before KELLY, BALDOCK, and O’BRIEN, Circuit Judges.
BALDOCK, Circuit Judge.

The Eighth Amendment, as incorporated against the states through the

Fourteenth Amendment, precludes state prison officials from “knowingly and

unreasonably disregarding an objectively intolerable risk of harm” to inmate health

or safety. See Farmer v. Brennan, 511 U.S. 825, 846 (1994). Respondents, four

prior inmates, contend they were exposed to, among other things, such an

unconstitutional risk of harm at the Garfield County Jail. 1 Accordingly, Respondents

brought an official capacity suit for equitable relief against Petitioners Lou Vallario,

the Sheriff of Garfield County, and Scott Dawson, the commander charged with

administering jail operations.

Respondents recite a number of jail customs and policies, or the lack thereof,

that contribute to the alleged violation of inmates’ constitutional rights. Only five

are relevant to this appeal. First, Respondents challenge the authorized use of

compliance devices; including (1) restraint chairs, (2) pepperball guns, (3) tasers,

and (4) pepper spray; in a manner that allegedly poses an unjustifiable risk of serious

harm to inmates. Second, Respondents contest a jail policy requiring inmates to

wear an electroshock belt to court. 2 Third, Respondents claim deputies’ authorized

1
Respondents also raise several claims under Colorado law, which we do not
discuss here.
2
Respondents contend that the use of the belt (1) unduly terrorizes inmates,
thus inflicting unconstitutional punishment, (2) that a lack of deputy training in
(continued...)

2
use of restraint chairs contravenes inmates’ “liberty interest in freedom from bodily

restraint without due process of law” and places inmates at an unjustifiable risk of

serious harm. Fourth, Respondents allege Petitioners’ policies unconstitutionally

deny indigent inmates access to psychiatric care. Fifth, Respondents contend

Petitioners routinely place inmates on supermax status without due process of law.

To remedy these inequities, Respondents requested the district court provide them

with such “declaratory and injunctive relief . . . as the Court deems just.”

Faced with the prospective mooting of their claims by their imminent release,

see Green v. Branson, 108 F.3d 1296, 1300 (10th Cir. 1997), Respondents requested

the district court certify their case as a class action. See Fed. R. Civ. P. 23. The

district court obliged as to all of the foregoing claims, certifying a class composed

of “[a]ll persons who, now or at any time in the future, are or will be prisoners in the

custody of the Garfield County Sheriff’s Department.” Petitioners now seek our

permission to file an interlocutory appeal of the district court’s class certification

ruling. We have jurisdiction under 28 U.S.C. § 1292 (e) and Federal Rule of Civil

Procedure 23(f). After careful consideration, we grant the petition for review and

remand for further proceedings not inconsistent with this opinion.

2
(...continued)
regard to the belt puts inmates at an unjustifiable risk of serious harm, and (3) that
requiring inmates to wear the belt violates inmates’ liberty interest “in being free of
. . . restraint and terror.”

3
 I.

Federal Rule of Civil Procedure 23(f) provides that a “court of appeals may

permit an appeal from an order granting or denying class-action certification . . . if

a petition for permission to appeal is filed with the circuit clerk within 10 days after

the order is entered.” Our circuit has not yet addressed the standard it will use in

determining whether to grant such a petition. Accordingly, we proceed to consider

this question as a matter of first impression.

Some historical context is in order. No appeal as of right exists from a district

court’s class certification order unless that order dismisses the action or renders a

decision on the merits. See 7B Charles Alan Wright & Arthur R. Miller, Federal

Practice and Procedure § 1802 (3d ed. 2005) (Federal Practice and Procedure); see

also 5 James William Moore et al., Moore’s Federal Practice § 23.88[1] (3d ed.

2008) (noting that a district court’s “certification decision is not immediately

appealable as a matter of right”). Despite courts’ best efforts to discover more

immediate avenues for appellate review of class certification decisions, see 7B

Federal Practice and Procedure § 1802, the traditional rule that a party must raise all

claimed errors “in a single appeal following” a “final judgment on the merits”

generally prevailed. Firestone Tire & Rubber Co. v. Risjord, 449 U.S. 368, 374

(1981); 7B Federal Practice and Procedure § 1802 (noting that prior to 1998 “an

appeal of a class-certification determination typically was available only from a

determination that disposed of the action”).

4
 In 1998, the Supreme Court significantly altered the legal landscape by

adopting Federal Rule of Civil Procedure 23(f), which grants appellate courts the

discretionary power to permit interlocutory appeals of class certification orders. See

Fed. R. App. P. 5 (laying out the procedural requirements for such permissive

appeals). In so doing, the Court opened up the restrictive review practices that

historically applied to class certification decisions. See Lienhart v. Dryvit Sys.,

Inc., 255 F.3d 138, 145 (4th Cir. 2001). Appellate courts’ discretion, under Rule

23(f), is “unfettered” and “akin to the discretion exercised by the Supreme Court in

acting on a petition for certiorari.” 3 Fed. R. Civ. P. 23(f) advisory committee’s note.

Courts of appeals may, therefore, grant or deny permission to appeal a class

certification order based on “any consideration” they “find[] persuasive.” Id.

That said, courts of appeals have remained ever mindful that interlocutory

appeals are traditionally disfavored and for good reason. See, e.g., Carpenter v.

Boeing Co., 456 F.3d 1183, 1189 (10th Cir. 2006); Chamberlan v. Ford Motor Co.,

402 F.3d 952, 959 (9th Cir. 2005); In re Lorazepam & Clorazepate Antitrust Litig.,

289 F.3d 98, 105 (D.C. Cir. 2002). Such appeals are necessarily “disruptive,

time-consuming, and expensive” for the parties and the courts. Waste Mgmt.

3
As part of the general restyling of the civil rules in 2007, the rules
committee deleted Rule 23(f)’s explicit reference to the court of appeals’ discretion
in determining whether to grant a petition for interlocutory review. See Fed. R. Civ.
P. 23 2007 Amendment advisory committee note. The committee notes make clear,
however, that this “omission does not in any way limit the unfettered discretion
established by the original rule.” Id.

5
Holdings, Inc. v. Mowbray, 208 F.3d 288, 294 (1st Cir. 2000); see also In re

Lorazepam, 289 F.3d at 105. In the class action context, interlocutory appeals may

also serve, quite wrongfully, to discourage district courts from reconsidering their

class certification orders under Federal Rule of Civil Procedure 23(c)(1)(C). See

Prado-Steiman ex rel. Prado v. Bush, 221 F.3d 1266, 1273 (11th Cir. 2000); see also

id. (recognizing that class certification determinations are “fluid and fact-sensitive”).

As a result, we join our sister circuits in recognizing that the grant of a

petition for interlocutory review constitutes “the exception rather than the rule.”

Chamberlan, 402 F.3d at 959; see also Prado-Steiman, 221 F.3d at 1273; Mowbray,

208 F.3d at 294. We will exercise “restraint” in accepting Rule 23(f) petitions and

will not accept such petitions “as a matter of course.” Prado-Steiman, 221 F.3d at

1277; see also In re Lorazepam, 289 F.3d at 105 (noting that “it is understood, if not

presumed, that appellate courts will act with cognizance” of the concerns associated

with interlocutory appeals). Parties are still generally required to raise all claims of

error, in a single proceeding, after the district court renders a final judgment. See

Chamberlan, 402 F.3d at 959; In re Lorazepam, 289 F.3d at 104-05. This rule

recognizes “the limited capacity of appellate courts to consider interlocutory appeals,

as well as the institutional advantage possessed by district courts in managing the

course” of class litigation. Lienhart, 255 F.3d at 145.

Certain instances exist, however, in which interlocutory review of a district

court’s class certification decision is appropriate. See Carpenter, 456 F.3d at 1189

6
(noting that sometimes “countervailing considerations predominate”). Indeed, the

Supreme Court enacted Rule 23(f) specifically to permit such appeals, pursuant to

an “express grant of authority by Congress to create appellate jurisdiction over non-

final judgments.” Lienhart, 255 F.3d at 145; see also 28 U.S.C. § 1292(e). True to

the broad grant of authority Rule 23(f) provides the courts of appeals in this matter,

no rigid test should govern the exercise of our discretion to grant a petition for

interlocutory review. See Chamberlan, 402 F.3d at 960; Newton v. Merill Lynch,

Pierce, Fenner & Smith, Inc., 259 F.3d 154, 165 (3d Cir. 2001); Prado-Steiman, 221

F.3d at 1276. We, therefore, simply set forth a set of principles that may prove

useful in evaluating the merits of a Rule 23(f) petition. 4

Interlocutory review of a district court’s class certification order is generally

appropriate in three types of cases. The first such category is comprised of “death

knell cases,” which refers to situations in which a questionable class certification

order is likely to force either a plaintiff or a defendant to resolve the case based on

considerations independent of the merits. See Chamberlan, 402 F.3d at 959; In re

Lorazepam, 289 F.3d at 105; see also Fed. R. Civ. P. 23(f) advisory committee’s

note. For example, where the high costs of litigation grossly exceed an individual

plaintiff’s potential damages, the denial of class certification sounds the death knell

of that plaintiff’s claims. See Blair v. Equifax Check Servs., Inc., 181 F.3d 832, 834

4
Our approach to Rule23(f) relates most closely to those articulated by the
D.C. Circuit in In re Lorazepam and the Ninth Circuit in Chamberlan.

7
(7th Cir. 1999). In the same vein, if class certification is granted, a defendant’s

potential liability may be so enormous that settlement “becomes the only prudent

course.” Carpenter, 456 F.3d at 1189.

An interest in facilitating the development of the law may also justify granting

a petition for interlocutory review. See Blair, 181 F.3d at 835; see also Fed. R. Civ.

P. 23(f) advisory committee’s note. But this second category of cases is narrow. See

Fed. R. Civ. P. 23(f) advisory committee’s note (recognizing that “many suits with

class-action allegations present familiar and almost routine issues that are no more

worthy of immediate appeal than many other interlocutory rulings”). To come within

its bounds, a certification decision must involve an unresolved issue of law relating

to class actions that is likely to evade end-of-case review, and this issue must be

significant to the case at hand, as well as to class action cases generally. See

Chamberlan, 402 F.3d at 959; In re Lorazepam, 289 F.3d at 105. Because law may

develop through affirmances as well as reversals, the merits of the district court’s

certification ruling has not factored into our consideration of this type of

interlocutory appeal. See Blair, 181 F.3d at 835.

Immediate review of a district court’s class certification ruling may also be

fitting when that decision is manifestly erroneous. See Chamberlan, 402 F.3d at 959;

In re Lorazepam, 289 F.3d at 105. Not every error will meet this threshold. See

Chamberlan, 402 F.3d at 959. To be clear, we will not use this third category of

cases as a vehicle to micromanage class actions as they evolve in the district court.

8
See Prado-Steiman, 221 F.3d at 1273. But where the deficiencies of a certification

order are both significant and readily ascertainable, taking into account the district

court’s discretion in matters of class certification, interlocutory review is appropriate

to save the parties from a long and costly trial that is potentially for naught. See

Chamberlan, 402 F.3d at 959-60; Prado-Steiman, 221 F.3d at 1274-75. In most

instances, a manifest error will be one of law, rather than an incorrect application of

the law to a given set of facts. See Chamberlan, 402 F.3d at 959.

Although cases ripe for consideration under Rule 23(f) will normally fall into

one of these three categories, see In re Lorazepam, 289 F.3d at 105-06, we emphasize

that our discretion in granting or denying a petition for interlocutory review is broad,

and necessarily so. See Newton, 259 F.3d at 165; Mowbray, 208 F.3d at 294. The

limits of human foresight simply preclude the formulation of a rule that would

clearly delineate every instance in which our interlocutory review of a class

certification order is appropriate. See In re Lorazepam, 289 F.3d at 106; Newton,

259 F.3d at 165. Appellate courts must simply exercise their “best judgment in

making these decisions.” Newton, 259 F.3d at 165; see also Blair, 181 F.3d at 834

(noting that it would be a mistake to draw up a “list” to determine how appellate

courts’ power under Rule 23(f) should be exercised). As such, special circumstances

may lead us to deny a Rule 23(f) petition in a case that seems to fit into one of the

three categories we have described. See In re Lorazepam, 289 F.3d at 103.

Conversely, unique circumstances may lead us to grant a Rule 23(f) petition in a case

9
that falls outside of these bounds. See Chamberlan, 402 F.3d at 960.

II.

We review the standard the district court used in making its Rule 23

determination de novo and the merits of that determination for an abuse of

discretion. See Shook v. El Paso County, 386 F.3d 963, 967 (10th Cir. 2004) (Shook

I). Because class certification decisions are necessarily case specific, see Trevizo

v. Adams, 455 F.3d 1155, 1163 (10th Cir. 2006), district courts possess significant

latitude in deciding whether or not to certify a class. See Shook v. Bd. of County

Comm’rs, 543 F.3d 597, 603 (10th Cir. 2008) (Shook II). As long as the district

court applies the proper Rule 23 standard, we will defer to its class certification

ruling provided that decision falls within the bounds of rationally available choices

given the facts and law involved in the matter at hand. See id.

The abuse of discretion standard, while forgiving, is not without teeth. See

In re New Motor Vehicles Canadian Export Antitrust Litig., 522 F.3d 6, 17 (1st Cir.

2008). As the Supreme Court has recognized, some boundaries exist. See Gulf Oil

Co. v. Bernard, 452 U.S. 89, 100 (1981) (noting that the district court’s discretion

in certifying a class is “bounded by the relevant provisions of the Federal Rules”);

see also In re Initial Public Offering Sec. Litig., 471 F.3d 24, 40 (2d Cir. 2006). A

district court abuses its discretion when it bases a decision on either a clearly

erroneous finding of fact or an erroneous conclusion of law, or when its ruling

manifests a clear error of judgment. See Kilgore v. Attorney Gen. of Co., 519 F.3d

10
1084, 1086 (10th Cir. 2008). In this case, the district court committed three such

errors, which are both substantial and manifestly erroneous. This matter thus falls

within the third category of cases in which interlocutory review is generally

appropriate. As Petitioners requested leave to appeal within the ten-day period

prescribed by Rule 23(f), we grant the petition for review and proceed to address

each error in turn. See Carpenter, 456 F.3d at 1190 (acknowledging that we treat

Rule 23(f)’s timeliness requirement as jurisdictional and apply Rule 6(a) to calculate

this ten-day period).

A.

The district court misconstrued Respondents’ allegations in regard to

inadequate psychiatric care in determining to certify this claim for the class.

Respondents’ First Amended Class Action Complaint raises the unconstitutionality

of the restrictions Petitioners allegedly placed on the ability of indigent inmates to

receive mental healthcare. 5 Nonetheless, the district court rested its Rule 23 analysis

5
See, e.g., First Amended Class Action Complaint at 34 (“As a matter of
policy, . . . Defendants restrict the ability of indigent prisoners to receive mental
health care.”); id. at 51 (“Pursuant to the practice and policy of the Defendants,
indigent prisoners with serious mental health needs are regularly denied their right
to appropriate mental health care delivered by qualified mental health
professionals.”); id. at 82 (stating that the Constitution requires Petitioners to
“provide appropriate care and treatment for prisoners with serious mental health
needs, even when the prisoners have no money”); see also id. at 52 (noting that the
jail has a contract with Colorado West Regional Mental Health Center “to provide
mental health services to prisoners at the jail”); id. (explaining that “an indigent
prisoner cannot obtain care from any mental health professionals at Colorado West
(continued...)

11
of this claim on its understanding that “there is no mental health treatment available

to any of the inmates” in the Garfield County Jail. See Order on Amended Motion

to Certify Plaintiff Class and Objection to Magistrate Judge’s Recommendation

(Class Certification Order) at 33.

Our precedent is clear that at the class certification stage a district court must

generally accept the substantive, non-conclusory allegations of the complaint as true.

See Shook I, 386 F.3d at 968; J.B. ex rel. Hart v. Valdez, 186 F.3d 1280, 1290 n.7

(10th Cir. 1999). Moreover, we have required district courts, in making a class

certification ruling, to conduct a “rigorous analysis” of Rule 23’s requirements.

Trevizo, 455 F.3d at 1163; J.B., 186 F.3d at 1287. The district court cannot conduct

this searching inquiry with a clearly erroneous view of the alleged facts. See In re

Initial Public Offering, 471 F.3d at 38 (recognizing that the district court has an

“obligation” to make a “determination that the requirements of Rule 23 are met”).

As such, the district court abused its discretion. See Newton, 259 F.3d at 165

(noting that a district court abuses its discretion by resting its decision on “a clearly

erroneous finding of fact, an errant conclusion of law or an improper application of

law to fact”).

B.

On a broader scale, the district court applied an erroneous view of our

5
(...continued)
unless” the jail’s medical staff “determines that it is necessary”).

12
precedents governing the proper standard for class certification analysis under Rule

23. Specifically, the district court viewed the scope of its Rule 23 inquiry as unduly

limited by our disposition of Shook I. In Shook I, a factually similar case, we

concluded the district court improperly denied class certification based on an inquiry

into the merits of the movant’s claims. See 386 F.3d at 972 (stating that the “district

court erred” by “focus[ing] on whether the court could ultimately fashion a remedy”

under the Prison Litigation Reform Act, rather than “specifically addressing the

traditional Rule 23 factors in denying class certification”). We subsequently

clarified the import of this decision in Shook II, which issued after the district court

filed its certification order in this matter. See Williams v. W.D. Sports, N.M., Inc.,

497 F.3d 1079, 1086 n.5 (recognizing that an “appellate court must apply the law in

effect at the time it renders its decision”). Shook II affirmed the district court’s

denial of class certification because the court’s reconsidered ruling comported with

the requirements of Rule 23. See 583 F.3d at 613-14.

In this case, the district court discussed, in some detail, a portion of the Rule

23(b)(2) analysis Judge Matsch conducted on remand after our disposition of Shook

I. See Class Certification Order at 37-38. Because the district court found that

Judge Matsch’s reasoning “impermissibly considered the merits of the plaintiffs’

claims,” it declined to address similar concerns raised by Petitioners here. See id.

at 38 n.18. Our decision in Shook II, however, specifically affirmed Judge Matsch’s

ruling on the basis of his cogent Rule 23(b)(2) analysis. See 543 F.3d at 611 (“The

13
only question we pass on today is the narrow question whether the relationship

between the class proposed and the relief sought in this suit satisfies Rule

23(b)(2).”).

The district court’s error in Shook I was fundamental in that the court

completely ignored the requirements of Rule 23. See id. at 601 (noting that the

“district court denied class certification without providing any analysis of the factors

relevant to class certification set forth in Fed. R. Civ. P. 23”). Instead, the district

court’s decision focused solely on the merits of the movant’s claims. See Shook I,

386 F.3d at 969 n.2. Given the Supreme Court’s instruction that compliance with the

requirements of Rule 23 “remains . . . indispensable,” our reversal in that case is

unsurprising. See Gen. Tel. Co. of Sw. v. Falcon, 457 U.S. 147, 160 (1982). The

Supreme Court has also recognized, however, that no “impermeable wall” exists

between the merits of a case and a district court’s decision whether to certify a class.

See Shook II, 543 F.3d at 612; see also Gen. Tel. Co., 457 U.S. at 160 (stating that

class certification determinations “generally involve[] considerations that are

enmeshed in the factual and legal issues comprising the plaintiff’s cause of action”);

Coopers & Lybrand v. Livesay, 437 U.S. 463, 469 n.12 (1978) (“Evaluation of many

of the questions entering into determination of class action questions is intimately

involved with the merits of the claims.” (quoting 15 Charles Alan Wright, Arthur R.

Miller, & Edward H. Cooper, Federal Practice and Procedure § 3911 (1976))).

The district court in this case correctly noted that the merits of a movant’s

14
claims may not serve as the focal point of its class certification analysis. See Eisen

v. Carlisle & Jacquelin, 417 U.S. 156, 177 (1974). But this does not mean that a

district court is categorically prohibited from considering any factor, in conjunction

with its Rule 23 analysis, that touches upon the merits of a movant’s claims. See

Initial Public Offering, 471 F.3d at 41 (noting that appellate courts have generally

required district courts to engage in a “definitive assessment of Rule 23

requirements, notwithstanding their overlap with merits issues”). To the contrary,

we have specifically acknowledged that the “merits” of the claims at bar may be

“intertwined with” the “proper consideration of other issues germane to whether the

case should be certified as a class action.” Shook I, 386 F.3d at 974 (quoting

Adamson v. Bowen, 855 F.2d 668, 677 n.12 (10th Cir. 1988)).

Put simply, before a district court certifies a class it must ensure that the

requirements of Rule 23 are met. See In re Initial Public Offering, 471 F.3d at 41.

District courts ensure Rule 23’s provisions are satisfied by conducting a “rigorous

analysis,” Shook I, 386 F.3d at 968, addressing the rule’s requirements “through

findings,” regardless of whether these findings necessarily “overlap with issues on

the merits.” Shook II, 543 F.3d at 612 (quoting Gariety v. Grant Thornton, LLP, 368

F.3d 356, 366 (4th Cir. 2004)); see also Oscar Private Equity Invs. v. Allegiance

Telecom, Inc., 487 F.3d 261, 268 (5th Cir. 2007). We, of course, adhere to the

principle that class certification does not depend on the merits of a suit. See Shook

I, 386 F.3d at 971; see also In re Initial Public Offering, 471 F.3d at 41 (explaining

15
that “a district judge should not assess any aspect of the merits unrelated to a Rule

23 requirement”). But we will not allow this principle to be “talismanically invoked

to artificially limit” a district court’s “reasoned determination” of whether Rule 23’s

requirements have been met. In re Initial Public Offering, 471 F.3d at 38 (quoting

Love v. Turlington, 733 F.2d 1562, 1564 (11th Cir. 1984)). As we acknowledged in

Shook II, “a district court “may not evaluate the strength of a cause of action at the

class certification stage,” but it must determine, “without passing judgment on

whether plaintiffs will prevail on the merits,” whether a plaintiff has satisfied the

provisions of Rule 23. 543 F.3d at 612.

Here, the district court was unable to profit from the additional guidance we

offered in Shook II. Consequently, the district court – through little fault of its own

– based its class certification ruling on an unduly constrained view of the inquiry

authorized by Rule 23. Because this misconception precluded the district court from

conducting the rigorous analysis our precedents require, we conclude the district

court abused its discretion. See Henning v. Union Pacific R.R. Co., 530 F.3d 1206,

1217 (10th Cir. 2008) (recognizing that a “district court abuses its discretion when

it bases its ruling on an erroneous view of the law”).

C.

The district court also erred in failing to hold Respondents to their burden

under Rule 23(b)(2). See Shook I, 386 F.3d at 968 (recognizing that “the party

seeking to certify a class bears the burden of proving that all the requirements of

16
Rule 23 are met”). Once a district court concludes the requirements of Rule 23(a)

are satisfied, the court may certify a class if it finds the movant has also satisfied the

conditions of either Rule 23(b)(1), (2), or (3). See Amchem Prods., Inc. v. Windsor,

521 U.S. 591, 614 (1997). In this case, Respondents requested certification under

Rule 23(b)(2). Rule 23(b)(2) requires the movant to show that the party opposing

class certification “acted or refused to act” on grounds generally applicable to the

class, such that final injunctive or declaratory relief is appropriate as to “the class

as a whole.” See Shook II, 543 F.3d at 604.

Ensuring the provisions of Rule 23(b)(2) are met requires the district court

take a close look at the “relationship between” a proposed class, “its injuries, and the

relief sought.” Id. Ultimately, if equitable relief is not uniformly applicable to the

class, and thus time-consuming inquiry into individual circumstances or

characteristics is required, little is gained from the case proceeding as a class action.

See id.; see also Gen. Tel. Co., 457 U.S. at 155 (explaining that the purpose of class

actions is to “save[] the resources of both the courts and the parties”). For the

district court to make this case-specific inquiry, a motion for class certification must

describe the equitable relief sought in sufficient detail that the district court can

conceive of an injunction that comports with the requirements of Rules 23(b)(2) and

65(d). See Shook II, 543 F.3d at 605-06; see also id. at 605 n.4 (noting that “the

degree of specificity with which plaintiffs must describe the injunctive relief

requested becomes more exacting as the litigation progresses”).

17
 Under Rule 23(b)(2), the injuries sustained by the class must be “sufficiently

similar that they can be addressed” in a “single injunction that need not differentiate

between class members.” Id. at 604. We noted in Shook II that a “class consisting

of all present and future inmates,” as Respondents request here, “introduces

considerable “variation into the class with respect to the relief sought,” raising

“questions about whether injunctive relief is justified for the class as a whole.” Id.

at 606 n.5. Moreover, Rule 65(d) mandates that every injunction order “state its

terms specifically” and “describe in reasonable detail” the “act or acts restrained or

required.” Movants may not make an end-run around this rule by requesting an

injunction that operates at some “stratospheric level of abstraction.” Shook II, 543

F.3d at 604. Injunctions simply requiring a defendant “to obey the law” are

generally “too vague” to satisfy Rule 65(d). Monreal v. Potter, 367 F.3d 1224, 1236

(10th Cir. 2004) (citing Keyes v. Sch. Dist. No. 1, 895 F.2d 659, 668 (10th Cir.

1990)); see also Shook II, 543 F.3d at 604.

Respondents here seek to enjoin a “wide range of behavior” against the “broad

class framed in the complaint.” Id. at 607. At the same time, they “eschew[] any

effort to give content” to the equitable relief they request. Id. at 605. Indeed,

Respondents’ class certification motion merely relies on the plea in their complaint

for such “declaratory and injunctive relief . . . as the Court deems just.” 6 See Class

6
Respondents argue they need not give content to the equitable relief they
(continued...)

18
Certification Order at 6 (“[N]either the declaration sought, nor the contours of the

requested injunctive relief, are set forth in the Amended Complaint.”). Respondents

cannot demonstrate, without more, that “injunctive relief – relative to the class – is

conceivable and manageable without embroiling” the district court “in disputes over

individualized situations and constantly shifting class contours.” Shook II, 543 F.3d

at 608; see also id. at 606 (recognizing that seeking certification of “a single broad

class . . . without explaining how injunctive relief could deal with many variations

within the class” invites “concerns about the appropriateness of class-wide relief”).

In failing to require Respondents to carry their burden of showing such relief is

plausible, the district court abused its discretion. 7 See Elephant Butte Irr. Dist. v.

6
(...continued)
request, citing Califano v. Yamasaki, 442 U.S. 682, 702 (1979), which states that
“the scope of injunctive relief is dictated by the extent of the violation established.”
But this statement does not stand for the broad proposition Respondents suggest. In
Califano, the Court merely explained that, provided “a class action is otherwise
proper,” the fact that a resulting injunction is nationwide in scope does not
automatically establish a violation of the principle that equitable relief should “be
no more burdensome to the defendant than necessary to provide complete relief to
the plaintiffs.” 442 U.S. at 702. In the instant case, unlike in Califano, questions
remain as to the propriety of class certification and the geographic scope of any
resulting injunctive relief is not at issue. Thus, the statement on which Respondents
so heavily rely is clearly inapposite.
7
This error is striking in light of Petitioners’ repeated assertion that the
district court lacked the capacity to provide Respondents with their requested relief.
Although the Prison Litigation Reform Act does not inform class certification
analysis under Rule 23, see Shook I, 386 F.3d at 971, “Rule 23’s requirements must
be interpreted in keeping with Article III constraints.” Amchem Prods., 521 U.S. at
613; see also Prado-Steiman, 221 F.3d at 1280 (noting that any “analysis of class
certification must begin with the issue of standing ”). Redressability remains an
(continued...)

19
U.S. Dep’t of Interior, 538 F.3d 1299, 1301 (10th Cir. 2008) (noting that a “district

court abuses its discretion where it commits a legal error”).

III.

We offer a few additional comments to guide the district court on remand.

Respondents’ pleadings are, in many instances, plagued by generalities. For

instance, Respondents rely heavily on the fact that Rule 23(b)(2) was intended to

facilitate civil rights cases to justify class certification here. See Plaintiffs’

Amended Motion to Certify Class at 13-14. No doubt exists that Rule 23(b)(2) was

intended, in large part, “to enable civil rights class actions,” Shook II, 543 F.3d at

610, and that district courts have certified classes of prisoners “broadly challenging”

the conditions of their confinement. Shook I, 386 F.3d at 970. But the simple fact

that Respondents bring such a suit does not establish that they have satisfied the

provisions of Rule 23. See Shook II, 543 F.3d at 610; see also E. Tex. Motor Freight

Sys. Inc. v. Rodriguez, 431 U.S. 395, 405 (1977).

7
(...continued)
integral part of constitutional standing. See Habecker v. Town of Estes Park, 518
F.3d 1217, 1224 (10th Cir. 2008). Thus, plaintiffs are always required to
demonstrate that their alleged injuries are “apt to be redressed by a remedy the court
is prepared to give.” Latino Officers Ass’n v. Safir, 170 F.3d 167, 170 (2d Cir.
1999); see also Bd. of County Comm’rs v. Geringer, 297 F.3d 1108, 1112 (10th Cir.
2002) (“[C]onstitutional standing requires a court to ask not only whether an injury
has occurred, but whether the injury that has occurred may serve as the basis for a
legal remedy in the federal courts.”). The district court could have addressed some
of Petitioners’ remedial concerns on this basis. See Gail v. United States, 58 F.3d
580, 583 (10th Cir. 1995) (acknowledging that notice pleading, under the rules of
civil procedure, emphasizes function over form).

20
 In every case, the district court must conduct a “careful certification inquiry,”

Unger v. Amedisys Inc., 401 F.3d 316, 319 (5th Cir. 2005), to ensure “the

requirements of Rule 23 are met.” See Anderson v. City of Albuquerque, 690 F.2d

796, 799 (10th Cir. 1982). For it is the district court’s superior ability to deal with

the intensely practical considerations informing class certification decisions, which

justifies vesting it with substantial discretion to make these determinations in the

first instance. See Trevizo, 455 F.3d at 1163. As such, we emphasize that the

district courts must decide each case “on its own facts,” taking into account whatever

practical and “prudential considerations” apply to the matter at hand. Id. Only if the

district court is convinced that the requirements of the federal rules are satisfied may

it certify a class. See Fed. R. Civ. P. 23 2003 Amendment advisory committee note

(“A court that is not satisfied that the requirements of Rule 23 have been met should

refuse certification until they have been met.”).

We also caution the district court against giving undue weight to Respondents’

claims that they will be unable to obtain judicial review of Petitioners’ jail practices

absent certification of their requested class. See Class Certification Order at 23

(“The danger of mootness . . . cuts in favor of class certification here.”).

Respondents retain the ability to institute a damages action against Petitioners for the

unconstitutional harms they allegedly suffered in their care. See Shook II, 543 F.3d

at 610; see also Green, 108 F.3d at 1300. While not affording Respondents the

whole-sale injunctive remedy they currently request, an action for damages would

21
allow a court to review the constitutionality of Petitioners’ policies. See Shook II,

543 F.3d at 610. Damages actions also provide substantial incentives for public

officials to modify their future conduct. See id.; Dotson v. Chester, 937 F.2d 920,

932 (4th Cir. 1991). Accordingly, the district court should view Respondents’ bald

assertions in this regard with some skepticism.

With these observations, we GRANT the petition for review and REMAND

for the district court to reconsider its class certification order.

22
No. 08-502, Lou Vallario et al., v. Clarence Vandehey et al.

KELLY, Circuit Judge, concurring in result.

I concur in the result. I agree with the court that this case requires us to

remand for clarification to be sure that the district court had an accurate view of

the facts with regard to Respondents’ claims of inadequate psychiatric care.

However, I write separately to indicate my understanding of how district courts

should negotiate the complex analysis required under Rule 23 for class

certification while avoiding a consideration of the merits under the PLRA.

In Shook v. El Paso County, we reversed a district court’s denial of class

certification in a similar case because the court “prematurely focused on whether

the court could ultimately fashion a remedy that satisfied the strictures of [the

PLRA],” rather than engaging in an analysis that specifically addressed the

factors required under Rule 23. 386 F.3d 963, 972 (10th Cir. 2004) (Shook I). In

a second iteration of Shook v. El Paso County, which affirmed a district court’s

denial of class certification in an opinion issued after the district court’s opinion

in this case, we further elaborated on the analysis required. 543 F.3d 597 (10th

Cir. 2008) (Shook II). Specifically, we stated that, “Rule 23(b)(2) authorizes an

inquiry into the relationship between the class framed in the complaint and

injunctive relief requested.” Id. at 614. Essentially, a district court is “required

to consider whether the remedies the class sought applied equally to all cases

pending within the class.” Shook I, 386 F.3d at 971 (citation and alterations

omitted).
 This analysis necessarily requires district courts to walk a fine line between

permissibly assessing whether the relief requested could alleviate the complaints

of the class as a whole and impermissibly assessing the merits of the case under

the PLRA. “In other words, while a district court may not evaluate the strength

of a cause of action at the class certification stage, it must consider, without

passing judgment on whether plaintiffs will prevail on the merits, whether

remedying the harm alleged can be done on a class-wide basis in conformity with

Rule 23(b)(2).” Shook II, 543 F.3d at 612; see also Maj. Op. at 16. The court

now warns against an “end-run” around Rule 65(d), and explains that

“[i]njunctions simply requiring a defendant to obey the law are generally too

vague to satisfy Rule 65(d).” Maj. Op. at 18 (internal quotation marks and

citation omitted). While this is no doubt correct, I am concerned by this court’s

suggestion, as well as the dicta in Shook II, 543 F.3d at 605, that apparently seeks

to impose significantly more than is called for under Rule 23(b)(2) upon those

seeking class certification. The rule merely requires pleading facts that would

reflect “the party opposing the class has acted or refused to act on grounds that

apply generally to the class, so that final injunctive relief . . . is appropriate

respecting the class as a whole.” Fed. R. Civ. P. 23(b)(2). It is up to the district

court to construct an appropriate order after hearing the evidence and neither Rule

23(b)(2) or Rule 65(d) impose any “specificity requirement” on the moving party

other than as above noted.

-2-
 In any event, as discussed, Shook II, which clarified the extent to which a

district court must inquire into whether the relief requested is appropriate, was

decided after the district court opinion in this case. Because the trial judge did

not have the benefit of Shook II, it appears that he felt unnecessarily constrained

from making any inquiry into the mechanics of the injunction requested, and

because the Respondents did not provide such information, I concur in the result

that this case be remanded for clarification as to whether the injunctive relief

requested would alleviate the various complaints alleged.

-3-