Leonard-Bey v. Conroy

Rehearing granted, June 13, 2002 UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT JOHN LEE LEONARD-BEY, JR.,  Petitioner-Appellee, v. PATRICK CONROY; ATTORNEY  No. 01-6730 GENERAL OF THE STATE OF MARYLAND, Respondents-Appellants.  Appeal from the United States District Court for the District of Maryland, at Baltimore. William N. Nickerson, District Judge. (CA-99-1132-WMN) Argued: September 24, 2001 Decided: December 26, 2001 Before MICHAEL, TRAXLER, and GREGORY, Circuit Judges. Reversed by unpublished per curiam opinion. Judge Gregory wrote a dissenting opinion. COUNSEL ARGUED: Ann Norman Bosse, Assistant Attorney General, Crimi- nal Appeals Division, OFFICE OF THE ATTORNEY GENERAL, Baltimore, Maryland, for Appellants. Fred Warren Bennett, BEN- NETT & NATHANS, L.L.P., Greenbelt, Maryland, for Appellee. ON BRIEF: J. Joseph Curran, Jr., Attorney General of Maryland, Crimi- 2 LEONARD-BEY v. CONROY nal Appeals Division, OFFICE OF THE ATTORNEY GENERAL, Baltimore, Maryland, for Appellants. Michael E. Lawlor, BENNETT & NATHANS, L.L.P., Greenbelt, Maryland, for Appellee. Unpublished opinions are not binding precedent in this circuit. See Local Rule 36(c). OPINION PER CURIAM: A Maryland jury convicted John Leonard-Bey, Jr. of felony murder but acquitted him of the sole underlying felony, attempted armed rob- bery. After unsuccessful direct and collateral review in the Maryland courts, Leonard-Bey petitioned the United States District Court for the District of Maryland for habeas relief pursuant to 28 U.S.C. § 2254. The district court granted the writ on the ground that Leonard-Bey’s trial counsel was ineffective because he failed to request a jury instruction specifying that Leonard-Bey must be acquit- ted of felony murder if he was acquitted of the underlying felony. We reverse because the Maryland court did not unreasonably apply clearly established federal law when it concluded that Leonard-Bey’s lawyer acted within prevailing norms of the profession. I. Leonard-Bey was with Wendell Daniels while Daniels was making his rounds to collect drug debts in Annapolis. Daniels approached Reno Green and demanded payment of a debt. When Green balked, Daniels pulled a gun to intimidate him, and the two got into a scuffle. When it looked like Daniels was losing, Leonard-Bey shot and killed Green. Leonard-Bey was tried on several charges in Maryland state court, including first degree murder, first degree felony murder, and attempted armed robbery. The jury returned an inconsistent verdict: it acquitted Leonard-Bey of the sole predicate (attempted armed rob- bery) for felony murder, yet found him guilty of felony murder. It also acquitted him of first degree murder. LEONARD-BEY v. CONROY 3 The state trial court instructed Leonard-Bey’s jury as follows on felony murder: "In order to convict the Defendant of first-degree fel- ony murder, the State must prove . . . that the Defendant or another participating in the crime with the Defendant attempted to commit the crimes of robbery with a deadly weapon or robbery." This instruction was taken almost verbatim from Maryland’s pattern jury instruction on felony murder. In his state habeas proceedings Leonard-Bey argued that his lawyer rendered ineffective assistance because he failed to request a clarifying instruction on felony murder, namely, an instruction stating that if the jury did not convict the defendant of the predicate felony charged, it must acquit him of felony murder. The state habeas court denied the writ, concluding that Leonard-Bey’s lawyer "acted well within the prevailing norms of the profession. Counsel’s failure to request any such instruction may have been a deliberate tactical choice." The Maryland Court of Special Appeals summarily denied Leonard-Bey’s application for leave to appeal the order denying habeas relief. Leonard-Bey filed a successful petition for habeas relief in United States District Court. The district court held that the state habeas court’s decision was an unreasonable application of the Supreme Court’s precedent for determining ineffective assistance of counsel as set forth in Strickland v. Washington, 466 U.S. 668 (1963). First, the district court concluded that Leonard Bey was entitled to the clarify- ing felony murder instruction and that his lawyer failed to request it because of his "lack of understanding of existing state law." Specifi- cally, the court found nothing in the record to indicate that the failure to request the instruction was a strategic or tactical decision. Second, the court concluded that there was a reasonable probability that Leonard-Bey would have been acquitted on the felony murder count if the clarifying instruction had been given. The writ was therefore granted, and the State of Maryland now appeals. II. We review de novo the district court’s decision to grant the writ of habeas corpus. See Spicer v. Roxbury Corr. Inst., 194 F.3d 547, 555 (4th Cir. 1999). This case involves a question of law. Thus, the writ may be granted only if the state habeas court’s decision was contrary to or involved an unreasonable application of clearly established fed- 4 LEONARD-BEY v. CONROY eral law, as determined by the Supreme Court of the United States. See 28 U.S.C.A. § 2254(d)(1). The clearly established and applicable federal law is set forth in Strickland v. Washington, 466 U.S. 668, 688, 694 (1963): a defendant’s Sixth Amendment right to effective assistance of counsel is violated if (1) "counsel’s representation falls below an objective standard of reasonableness" and (2) "there is a rea- sonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different." We will assume without deciding that Leonard-Bey, if his lawyer had requested it, was entitled to a clarifying instruction on felony murder, specifically, that if the jury did not convict him on the predi- cate felony (attempted armed robbery), it must acquit him of felony murder. The threshold question under Strickland, then, is whether Leonard-Bey’s trial counsel rendered ineffective assistance by failing to request the clarifying instruction in this case. As we will explain, the state court was correct in concluding that counsel was not ineffec- tive. "Judicial scrutiny of counsel’s performance must be highly defer- ential." Strickland, 466 U.S. at 689. In particular, "a court must indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance; that is, the defen- dant must overcome the presumption that, under the circumstances, the challenged action might be considered sound trial strategy." Id. (citation and internal quotations omitted). At the state habeas hearing Leonard-Bey’s trial counsel testified that he could not remember why he did not request the clarifying jury instruction.1 Leonard-Bey argues that there was no strategic advantage in not requesting the instruction. We do not agree with Leonard-Bey. He may have been spared expo- 1 The dissent questions whether Leonard-Bey’s counsel had any strat- egy in mind when he did not ask for the clarifying instruction. However, determining the reasonableness of a lawyer’s performance is an objective inquiry: "[t]o uphold a lawyer’s strategy, we need not divine the lawyer’s mental processes underlying the strategy." Chandler v. United States, 218 F.3d 1305, 1315 n.16 (11th Cir. 2000). Again, the only question is whether under prevailing professional norms "the challenged action might be considered sound trial strategy." Strickland, 466 U.S. at 689 (citation and internal quotations omitted). LEONARD-BEY v. CONROY 5 sure to the death penalty because it was not made clear to the jury — due to the lack of the clarifying instruction — that the jury should acquit him of felony murder if it found him not guilty of the underly- ing felony. Because the jury instructions failed to clarify the relationship between the underlying felony and felony murder, the options for Leonard-Bey’s jury, if it was inclined to convict on homicide, included the following: (1) convict him of first degree murder, (2) convict him of both the underlying felony and felony murder, or (3) convict him of felony murder only. Leonard-Bey, of course, points out that the jury had a fourth option: to acquit him of all of the homicide-related charges. Leonard-Bey would have been eligible for the death penalty if the jury had chosen option one or two, first degree murder or felony murder plus the underlying felony. Leonard-Bey was not eligible for the death penalty under the option chosen by the jury, felony murder only (option three). If the clarifying instruction had been given, it is unlikely that the jury would have chosen option three because a jury is presumed to follow its instructions. See, e.g., McKoy v. North Carolina, 494 U.S. 433, 454 (1990) (Kennedy, J., concurring). Leonard-Bey notes that the jury acquitted him of first degree murder and the underlying felony, and he argues that if the clarifying instruction had been given, the jury would likely have cho- sen option four, acquitting him of everything, including felony mur- der. However, if the clarifying instruction made option three (felony murder) an unlikely choice for the jury, there was no guarantee (par- ticularly at the instruction stage) that the jury would not choose option one, first degree murder. Again, a first degree murder conviction would have made Leonard-Bey eligible for the death penalty. It is a valid trial strategy to risk an inconsistent verdict by not asking for a clarifying instruction when asking for the instruction could lead to a consistent verdict that would trigger eligibility for the death penalty. This strategy makes sense in Maryland, where the courts have gener- ally been tolerant of inconsistent verdicts.2 Moreover, as a general 2 While Maryland courts have not ruled on the specific issue of whether a defendant may be convicted of felony murder when the jury has found him not guilty of the only possible predicate felony, the Maryland Court of Appeals has said "the question of verdict inconsistency has been con- 6 LEONARD-BEY v. CONROY matter, it appears to be a reasonable trial tactic not to draw attention to a crime (here, attempted armed robbery) that could serve as the aggravating factor leading to death penalty exposure in the event of a conviction for felony murder. In sum, the fact that Leonard-Bey’s lawyer did not request an instruction that the jury must acquit Leonard-Bey of felony murder if it acquitted him of attempted armed robbery might well have resulted in a more favorable verdict for Leonard-Bey, that is, the guilty verdict on felony murder only. This inconsistent verdict rendered him ineligi- ble for the death penalty.3 Consequently, Leonard-Bey has failed to overcome the presumption that it was sound trial strategy to refrain from requesting the clarifying instruction. Leonard-Bey has therefore not satisfied the first element (substandard representation) of the Strickland test. As a result, the state habeas court did not unreason- ably apply Strickland when it concluded that Leonard-Bey’s trial counsel acted "within the prevailing norms of the profession." Accordingly, we reverse the district court’s order granting Leonard- Bey’s petition for habeas corpus relief. REVERSED sidered in several cases, and has been consistently rejected as forming the basis for voiding a conviction." Ford v. State, 274 Md. 546, 552 (1975). The rationale for tolerating inconsistent verdicts is "‘that incon- sistencies may be the product of lenity, mistake, or a compromise to reach unanimity, and the continual correction of such matters would undermine the historic role of the jury as arbiter of questions put to it.’" Bates v. State, 127 Md. App. 678, 694 (Md. Ct. Spec. App. 1999) (quot- ing Shell v. State, 307 Md. 46, 54 (1986)). 3 The dissent fails to take into account that an expanded jury instruction on felony murder could have increased the risk of a guilty verdict on the first degree murder charge, which would have made Leonard-Bey eligi- ble for the death penalty. After all, the evidence against Leonard-Bey was quite strong: he shot Reno Green twice and killed him after Green and Leonard-Bey’s companion, Wendell Daniels, got into a fight over a drug debt. LEONARD-BEY v. CONROY 7 GREGORY, Circuit Judge, dissenting: The majority reverses the district court’s order granting habeas cor- pus relief on the ground that Leonard-Bey failed to demonstrate that counsel’s performance was substandard. Faced with a record that reveals a confusing jury instruction, scant evidence linking Leonard- Bey to the underlying felony supporting his conviction, an acquittal on the underlying felony, and a trial attorney who failed to become informed of the law affecting his client, I simply cannot agree. Because I would affirm the district court’s order, I respectfully dissent from the majority opinion. I. I first note that the jury instructions on felony murder were inade- quate as written. The trial judge gave the following instruction, which closely followed Maryland’s pattern jury instruction: The Defendant is also charged with the crime of first-degree felony murder. In order to convict the Defendant of first- degree felony murder, the State must prove, one, that the Defendant or another participating in the crime with the Defendant attempted to commit the crimes of robbery with a deadly weapon or robbery. . . . [T]wo, that the Defendant or another participating in the crime killed Reno Green. And three, that the act resulting in the death of Reno Green occurred during the attempted commission of the crimes of robbery with a deadly weapon or robbery. Felony murder does not require the State to prove that the Defendant intended to kill the victim. (J.A. 917). In assessing counsel’s alleged ineffective assistance, the district court found that the issue was not the per se correct recitation of the felony murder instruction as set forth in Maryland’s pattern instruc- tions, but rather counsel’s failure to request an expanded instruction. The court found that Daniels provided no testimony that Leonard-Bey was aiding and abetting Daniels’ robbery of the victim. Further, the 8 LEONARD-BEY v. CONROY court found that the state court unreasonably determined that coun- sel’s actions (or inactions) were based on an objectively reasonable trial strategy.1 The court concluded that had the jury been properly instructed, it would have acquitted Leonard-Bey of felony murder. Although this case is couched in terms of ineffective assistance of counsel, the most troubling aspect of the case is how a felony murder conviction can stand when a defendant is acquitted of the sole under- lying felony. The Maryland courts have considered the issue of incon- sistent verdicts and clearly indicated that they will be upheld, "provided there is no ‘proof of actual irregularity,’ . . . and provided there is sufficient evidence to support the conviction the jury has returned." Bates v. State, 736 A.2d 407, 415 (Md. Ct. Spec. App.), cert. denied, 741 A.2d 1095 (Md. 1999) (quoting Ford v. State, 337 A.2d 81, 86 (Md. 1975) (upholding a conviction for use of a handgun in commission of a felony where jury acquitted defendant of the underlying felony)); see also Mack v. State, 479 A.2d 1344 (Md. 1984) (also upholding use of a handgun conviction where jury acquit- ted defendant of underlying felony). In Bates, the Maryland Court of Special Appeals found that incon- sistent jury verdicts are permitted where the reviewing court would have to speculate as to the reason for the inconsistency. "The rationale for tolerating inconsistent verdicts under such circumstances is ‘[t]he general view . . . that inconsistencies may be the product of lenity, mistake, or a compromise to reach unanimity, and the continual cor- rection of such matters would undermine the historic role of the jury as arbiter of questions put to it.’" Bates, 736 A.2d at 415 (quoting Shell v. State, 512 A.2d 358, 362 (Md. 1986)). Bates involved a defendant who was convicted of felony murder but acquitted of the underlying felonies of armed robbery and attempted armed robbery. After recognizing the general proposition that inconsistent verdicts are permitted under certain circumstances, 1 Because the state habeas court appears to have misconstrued the stan- dard of review under Strickland v. Washington, 466 U.S. 668 (1984), I question whether we are constrained by the limited review of state court decisions set out in 28 U.S.C.A. § 2254(d) (West Supp. 2001). See Wil- liams v. Taylor, 529 U.S. 362, 405-06 (2000). LEONARD-BEY v. CONROY 9 the court held that the verdict in Bates’ case could not stand because the verdict was the product of confusing jury instructions. Id. at 416. Here, as in Bates, I believe that the inconsistent verdict resulted from confusing jury instructions.2 The jury instructions in Bates, which are similar to the instructions in this case, stated: In order to convict the defendants of first degree felony mur- der, the State must prove that the defendant or another par- ticipating in the crime with the defendant committed the murder in question, and that, in fact, the defendant, or another participating in the crime with the defendant, killed the victim in question, Clayton Culbreth, and that the act resulting in the death of Clayton Culbreth occurred during the commission or attempted commission of the robbery with which the defendants have been charged. It is not nec- essary for the State to prove that the defendants intended to kill the victim. Id. The Bates court found this instruction to be inadequate because the trial court never informed the jury that in order to find the defendant Beharry guilty of felony murder, it had to find him guilty of armed robbery or attempted armed robbery. The instructions as written would allow the jury to find "Beharry guilty of felony murder even if it believed that he did not participate in the attempted armed rob- bery." Id. Based on the resulting inconsistent verdicts, the court found "no doubt that the jury was affirmatively misled by the court’s instructions." Id. at 417; see also State v. Grey, 685 A.2d 923 (N.J. 1996) (overturning felony murder conviction where defendant was acquitted of the underlying arson felony based on confusing jury instructions). 2 Although this is enough under Maryland law to overturn the inconsis- tent verdict, I also question whether the evidence was sufficient to sup- port the felony murder conviction as Daniels provided no testimony that Leonard-Bey was actually participating in the attempted robbery of Green. 10 LEONARD-BEY v. CONROY The instructions given at Leonard-Bey’s trial were also confusing as the jury could have found him guilty of felony murder without finding that he had any involvement in the attempted robbery. The first element of the instruction states that "the Defendant or another participating in the crime with the Defendant attempted to commit the crimes of robbery with a deadly weapon or robbery." This sentence is confusing as the jury could find that only Daniels attempted to commit robbery and thus use Daniels’ underlying felony to convict Leonard-Bey of felony murder. II. Because it is the only issue raised on appeal, we must frame this case in terms of whether trial counsel was ineffective for failing to request an expanded jury instruction. As explained above, the jury instruction at issue is confusing on its face. Additionally, it is not clear that there was sufficient evidence presented at trial indicating that Leonard-Bey participated in the attempted robbery of Green. Despite the potential for confusion, counsel failed to object to the jury instruction or to request the expanded instruction at issue. Under Maryland law, the trial court would have been required to give the expanded instruction to the jury if requested by counsel. "[A] trial judge must give a requested instruction that correctly states the applicable law and that has not been fairly covered in the instructions actually given. Indeed, the failure to give such an instruction consti- tutes error." Mack, 479 A.2d at 1348. Our decision in Luchenburg v. Smith, 79 F.3d 388 (4th Cir. 1996), is directly on point. In Luchenburg, a Maryland case, we found that trial counsel was indeed ineffective for failing to request an expanded instruction more accurately explaining to the jury that it could not convict Luchenburg of a compound handgun charge unless it first found him guilty of a predicate crime of violence. We noted that such an expanded instruction would have been a correct statement of the law and, upon request, the trial court would have been obligated to give the instruction. Further, we found that the instruction given to the jury was confusing and "invited the jury to return an inconsistent ver- dict." Id. at 392. We rejected any notion that counsel’s failure to request an expanded instruction was based on sound trial strategy, LEONARD-BEY v. CONROY 11 finding that "counsel made no tactical ‘choice,’ unless a failure to become informed of the law affecting his client can be so consid- ered." Id. at 392-93. As in Luchenburg, the instruction given in this case invited the jury to return an inconsistent verdict. Moreover, counsel’s failure to request the expanded instruction cannot be based on sound trial strat- egy. During state post-conviction hearings, trial counsel could not recall why he did not seek the expanded instruction but recognized that the offense of felony murder required a finding of an underlying felony and a homicide. (J.A. 1169). Counsel stated that it was Thanksgiving, he figured the jury was eager to get home, and he "was thankful to get out of the case with a felony murder conviction, all of the underlying felonies not guilty and had hoped that the case would be overturned on appeal on the issue of inconsistent verdict." (J.A. 1171). He was unaware, however, that his failure to object to the ver- dict or to poll the jury waived the issue for appellate review. (Id.). Later during questioning, however, counsel indicated that he did not want the jury to hone in on the underlying felonies because a convic- tion on these felonies may have made Leonard-Bey eligible for the death penalty.3 (J.A. 1191). Given that counsel repeatedly stated in the district court that he did not know why he failed to seek an expanded instruction, this sudden recollection of "strategy" is not only contrived, it strains all bounds of credibility. An expanded instruction was not only appropriate under the cir- cumstances, it was necessary to avoid the jury confusion that ulti- 3 The majority contends that an expanded instruction could have increased the risk of a guilty verdict on the first degree murder charge, claiming that the evidence against Leonard-Bey was "quite strong: he shot Reno Green twice and killed him." The jury, after considering all of the evidence, acquitted Leonard-Bey of first degree murder, and I submit to the majority that the evidence against Leonard-Bey was not so clear cut. The jury was presented with evidence that both Leonard-Bey and Wendell Daniels fired shots on that evening. (J.A. 415). Moreover, Police Detective Hubert Bibbs testified that when he arrived on the scene, he was greeted by a chorus of voices informing him that "Wendell did it." (J.A. 95-97). I therefore cannot agree with the majority’s conclu- sory statement that Leonard-Bey shot Reno Green. 12 LEONARD-BEY v. CONROY mately resulted in this case. Again, counsel did not recall why he did not request the expanded instruction, stating that he had "no idea at the time." (J.A. 1169). His failure to correct the jury instruction, cou- pled by his failure to object to the jury’s verdict, cannot be considered a tactical choice, "unless a failure to become informed of the law affecting his client can be so considered." Luchenburg, 79 F.3d at 392-93. Because counsel’s performance clearly fell below an objec- tive standard of reasonableness, I would find that Leonard-Bey has met the first prong of Strickland. To meet the second prong of Strickland, Leonard-Bey must show that "there is a reasonable probability that, but for counsel’s unprofes- sional errors, the result of the proceeding would have been different." Strickland, 466 U.S. at 694. As stated above, if counsel had requested an expanded instruction stating that the jury must acquit Leonard-Bey on the felony murder charge if it found him not guilty of the underly- ing felonies, the trial court would have been required to give this instruction. The instructions would have been binding on the jury and "it must be assumed that the jury would have followed the instruc- tions." Luchenburg, 79 F.3d at 393 (citing Wilson v. State, 591 A.2d 524, 529 (Md. Ct. Spec. App. 1991) (stating that the jury is presumed to follow the trial court’s instructions)). Given that Leonard-Bey was acquitted of the sole underlying fel- ony, there is a reasonable probability that he would have been acquit- ted on the charge of felony murder had the jury been properly instructed. I therefore would find that Leonard-Bey has also met the second prong of Strickland and established his case of ineffective assistance of counsel.