UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 04-1075
SHAWNDRIA SMITH,
Plaintiff - Appellee,
versus
MCCLUSKEY, Officer,
Defendant - Appellant.
No. 04-1181
SHAWNDRIA SMITH,
Plaintiff - Appellant,
versus
MCCLUSKEY, Officer,
Defendant - Appellee.
Appeals from the United States District Court for the District of
South Carolina, at Florence. C. Weston Houck, Senior District
Judge. (CA-02-286-12-4)
Argued: December 2, 2004 Decided: March 11, 2005
Before WIDENER, NIEMEYER, and GREGORY, Circuit Judges.
Affirmed in part and reversed in part by unpublished per curiam
opinion. Judge Gregory wrote an opinion concurring in the
judgment.
ARGUED: Cynthia Graham Howe, VAN OSDELL, LESTER, HOWE & JORDAN,
P.A., Myrtle Beach, South Carolina, for Officer McCluskey. William
Gary White, III, Columbia, South Carolina, for Shawndria Smith. ON
BRIEF: James B. Van Osdell, VAN OSDELL, LESTER, HOWE & JORDAN,
P.A., Myrtle Beach, South Carolina, for Officer McCluskey.
Unpublished opinions are not binding precedent in this circuit.
See Local Rule 36(c).
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PER CURIAM:
Shawndria Smith was arrested on June 17, 2001, in Myrtle
Beach, South Carolina, by Myrtle Beach police officer Shon
McCluskey for violating a state statute prohibiting pedestrians
from walking in a roadway where a sidewalk is provided. Based on
Smith's conduct following his arrest, Smith was also charged with
violation of a Myrtle Beach disorderly conduct ordinance. A jury
subsequently acquitted Smith of both charges.
Smith commenced this action against Officer McCluskey
under 42 U.S.C. § 1983, alleging First and Fourth Amendment
violations in conjunction with his arrest and the charges filed
against him. Smith alleged that McCluskey violated (1) his Fourth
Amendment rights to be free from false arrest, malicious
prosecution, the use of excessive force, and warrantless arrest by
arresting him without probable cause and (2) his First Amendment
right to challenge verbally an arrest by subsequently charging him
with disorderly conduct.
On Officer McCluskey's motion for summary judgment based
on qualified immunity, the district court concluded that McCluskey
had probable cause to arrest Smith and therefore was immune from
the Fourth Amendment arrest-related claims. Analyzing the
disorderly conduct charge as a second "arrest," however, the
district court concluded that Officer "McCluskey could not
reasonably have believed that he had probable cause to arrest"
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Smith for disorderly conduct. The court accordingly denied Officer
McCluskey's motion for qualified immunity with respect to the
disorderly conduct "arrest." Because we conclude that Officer
McCluskey was entitled to qualified immunity from all of Smith's
claims, we affirm in part and reverse in part.
I
Smith, a 25-year old truck driver, arrived in Myrtle
Beach, South Carolina on Friday, June 15, 2001, to make a delivery
and decided to stay for the weekend. On Sunday evening, June 17,
Smith was passing time at Mother Fletcher's, a bar located on the
east side of Ocean Boulevard, with other bar patrons whom he had
befriended. At the time, the area around Mother Fletcher's was
particularly crowded because it was "Grad Week," when large numbers
of high school students descend upon Myrtle Beach to celebrate the
end of the school year.
One of the bar patrons whom Smith had befriended
purchased some Mardi-Gras-type beads from a nearby store, and he
and Smith began handing out the beads in front of Mother Fletcher's
to passersby on Ocean Boulevard in exchange for "a hug" or "a kiss
on the cheek or something." After Smith had placed a set of beads
around the neck of a woman riding on the back of a motorcycle
stopped on Ocean Boulevard and was headed back toward Mother
Fletcher's, Officer McCluskey approached him.
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According to Smith, Officer McCluskey advised him that he
could receive a citation for having stepped into traffic, and when
Smith asked, "What do you mean?", McCluskey replied, "I don't have
to explain nothing to you." Then another officer handcuffed Smith
from behind. Smith maintains that he never actually set foot on
the paved portion of the roadway, because the motorcycle was pulled
over, or that, at most, he might have stepped down onto the
concrete portion of the roadway that forms its gutter and curb.
According to Officer McCluskey, Smith "walked right . . .
onto the road, held up his hand to stop traffic in the north bound
lane, and walked down Ocean Boulevard between the two north bound
lanes of traffic" before placing the beads on the motorcycle
passenger. McCluskey maintains that he approached Smith while
Smith was still in the roadway and that when he directed Smith to
return to the sidewalk, Smith cursed him, stating, "What the f--k
are you talking about? Leave me the f--k alone!"
As additional police officers arrived at the scene and
Smith was taken around to the beach access alongside Mother
Fletcher's, Smith continued to question the reasons for his arrest.
According to Smith, Officer McCluskey responded by questioning
whether Smith had been drinking, to which Smith replied that he had
had one beer earlier with dinner but that he was not drunk and
would be willing to take a Breathalyzer test. McCluskey allegedly
ended the exchange by telling Smith, "Shut your mouth. We don't
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want to hear nothing else out of you." Officer McCluskey disputes
that he made these statements and recalls that Smith "began to yell
and act disorderly, slurring his words." According to Officer
McCluskey, "[d]rool was coming out of [Smith's] mouth," and he
"could smell alcohol on [Smith's] breath."
It is undisputed that at this point Smith started yelling
out something about "Rodney King." Officer McCluskey recalls that
a handcuffed Smith kept trying to stand up, while the arresting
officers kept directing him to remain seated on the curb along the
beach access. McCluskey states that Smith, as he resisted,
continually cursed and yelled out that he was being treated like
Rodney King. Smith, who is black, felt that he was being abused by
the officers, who were white. According to Officer McCluskey, a
crowd of young men had begun to gather in response to Smith's
yelling, "causing a potentially volatile and uneasy situation."
Smith only disputes that he "cursed the officers." Following this
episode, Officer McCluskey charged Smith with disorderly conduct.
In all, Officer McCluskey issued Smith two citations.
One was a $220 citation for violation of South Carolina Code § 56-
5-3160(a), which prohibits pedestrians from walking upon a roadway
where an adjacent sidewalk is provided and its use is practicable,
and the other was a $445 citation for violation of City of Myrtle
Beach Code of Ordinances § 14-61, which prohibits breaches of the
peace, including disorderly conduct, public drunkenness, and "loud
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and boisterous" conduct. Smith was released the day after his
arrest. Following a jury trial in December 2001, Smith was
acquitted of both charges.
Shortly thereafter, Smith commenced this action under 42
U.S.C. § 1983 against Officer McCluskey and Officer Doe, an
unidentified police sergeant who had been involved in Smith's
arrest. Smith alleged that the officers violated his Fourth
Amendment rights to be free from false arrests, malicious
prosecutions, excessive force, and warrantless arrests by arresting
him without probable cause. He also alleged that his First
Amendment right to freedom of speech was violated by the officers'
citing him for disorderly conduct allegedly based on his verbal
protests to the arrest. Officer Doe was never identified, and the
case proceeded solely against Officer McCluskey.
On Officer McCluskey's motion for summary judgment
asserting qualified immunity, the district court granted it in part
and denied it in part. Preliminarily, the court observed that
because Smith's deposition "shows that [Officer] McCluskey did not
use excessive force against him[, t]he only sustainable causes of
action . . . against McCluskey . . . are (1) the Fourth Amendment
claims of false arrest, malicious prosecution, and warrantless
arrest, [and] (2) the First Amendment claim." The court then
concluded that, since "a reasonable officer would have believed
that the plaintiff had violated" the South Carolina pedestrian-
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roadway statute, Officer McCluskey had probable cause to arrest
Smith for that violation and therefore was entitled to summary
judgment as to Smith's Fourth Amendment claims associated with that
arrest. Finally, the court analyzed the claims associated with the
disorderly conduct charge. Conceptualizing this second charge as
a second "arrest," the court concluded that the facts that Mr.
Smith "became argumentative and challenged his arrest" and that his
"breath smelled of alcohol" were insufficient to give Officer
McCluskey probable cause to "arrest" Smith for disorderly conduct.
The court also concluded that Officer "McCluskey could not
reasonably have believed that he had probable cause to arrest
[Smith]" and that "an officer in McCluskey's position could not
reasonably have thought his actions comported with the First
Amendment." Accordingly, the court denied Officer McCluskey's
motion with respect to Fourth and First Amendment claims associated
with the disorderly conduct "arrest."
From the district court's interlocutory order granting in
part and denying in part qualified immunity, Officer McCluskey
appealed and Smith cross-appealed. Officer McCluskey contends that
the district court erred by denying him qualified immunity for the
claims associated with the disorderly conduct charge, and Smith
contends that the district court erred by granting McCluskey
qualified immunity for the claims associated with his arrest.
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II
In considering qualified immunity, we consider two
sequential questions. The first is: "Taken in the light most
favorable to the party asserting the injury, do the facts alleged
show the officer's conduct violated a constitutional right?"
Saucier v. Katz, 533 U.S. 194, 201 (2001). If a constitutional
right is found to have been violated, the second question is
whether the right was clearly established. Id. And our inquiry on
the second question "must be undertaken in light of the specific
context of the case, not as a broad general proposition." Id.
Thus applying the Supreme Court's qualified immunity jurisprudence,
our first inquiry is whether the facts alleged -- taken in the
light most favorable to Smith -- show that Officer McCluskey
violated Smith's constitutional rights by arresting him under the
South Carolina pedestrian/roadway statute.
Officer McCluskey arrested Smith for violating South
Carolina Code § 56-5-3160(a), which states that "[w]here a sidewalk
is provided and its use is practicable, it shall be unlawful for
any pedestrian to walk along and upon an adjacent roadway."
Section 56-5-460 defines "roadway" as "that portion of a highway
improved, designed or ordinarily used for vehicular travel,
exclusive of the shoulder." Taking the facts in the light most
favorable to Smith, we assume that he at the most stepped down onto
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the concrete portion of the roadway that serves as its gutter and
curb.
Notwithstanding the questions of whether this concrete-
gutter portion is part of the "roadway" and whether standing upon
it constitutes "walk[ing] along and upon" a roadway, we conclude
that Officer McCluskey had probable cause to believe that Smith
violated the statute. Officer McCluskey need not have known with
certainty of such a violation; rather, he merely must have had
"facts and circumstances within [his] knowledge . . . sufficient to
warrant a prudent person, or one of reasonable caution, in
believing, in the circumstances shown, that [Smith] ha[d] committed
. . . [the] offense." Michigan v. DeFillippo, 443 U.S. 31, 37
(1979). Officer McCluskey observed Smith interacting with the
motorcycle passenger, who was herself located in the roadway, and
Smith concedes that he may have stepped down off of the sidewalk.
These facts and circumstances are sufficient to cause a reasonable
officer to believe that the pedestrian/roadway statute had been
violated. Consequently, Officer McCluskey's arrest of Smith
without a warrant did not violate the Fourth Amendment, even though
the nature of the offense might be considered minor in nature.
See Maryland v. Pringle, 540 U.S. 366, 370 (2003); Atwater v. City
of Lago Vista, 532 U.S. 318, 354 (2001).
Since there could have been no constitutional violation
on the facts alleged, "there is no necessity for further inquiries
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concerning qualified immunity." See Saucier, 533 U.S. at 201.
Officer McCluskey is entitled to immunity from Smith's claims
stemming from the arrest, and we therefore affirm the district
court's decision granting McCluskey summary judgment as to these
claims.
III
The district court denied Officer McCluskey summary
judgment as to Smith's First and Fourth Amendment claims stemming
from the disorderly conduct charge. Our threshold inquiry
continues to be whether, taking the facts as alleged by Smith,
Officer McCluskey violated Smith's constitutional rights by
charging him with disorderly conduct under the City of Myrtle Beach
ordinance. See Saucier, 533 U.S. at 201.
First, we conclude that the district court erred in
treating this second charge as a second "arrest," because Smith was
already under arrest pursuant to probable cause at the time Officer
McCluskey decided to charge him under the city ordinance. Smith
therefore has no cognizable Fourth Amendment claims associated with
this second charge. His Fourth Amendment claims of false arrest
and warrantless arrest fail in the absence of an associated arrest,
and a malicious prosecution claim under § 1983 "is simply a claim
founded on a Fourth Amendment seizure that incorporates elements of
the analogous common law tort of malicious prosecution." Lambert
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v. Williams, 223 F.3d 257, 262 (4th Cir. 2000). With no associated
seizure, there can be no cognizable malicious prosecution claim.
This leaves Smith's First Amendment claim, in which Smith
asserts that he was unconstitutionally charged for disorderly
conduct solely on the basis of his conversational opposition to his
arrest. We conclude that Officer McCluskey's decision to charge
Smith with disorderly conduct was made on the basis of facts and
circumstances independent of any expression protected by the First
Amendment.
Officer McCluskey issued Smith a citation under City of
Myrtle Beach Code of Ordinances § 14-61, which makes it a crime
"for any person to commit any breach of the peace, conduct himself
in a disorderly manner, be publicly drunk or under the influence of
intoxicating beverages, be loud and boisterous or conduct himself
in such a manner as to disturb the peace and quiet of the public."
It is undisputed that, following Smith's arrest, there was physical
interaction between Smith and the officers. According to Officer
McCluskey, Smith was instructed to remain seated on the curb, but
he kept returning to a standing position; and each time Smith
raised himself, officers had to force him back down to the curb.
In response to what he perceived to be police brutality, Smith
began yelling that the officers were "treating him like 'Rodney
King.'" In response to the yells, Officer McCluskey recalled, a
crowd of young men had begun to gather, "causing a potentially
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volatile and uneasy situation." We conclude that Smith's refusal
to comport with the officers' reasonable demands to remain in place
and his yells, along with the circumstances of the potentially
volatile crowd, were sufficient to warrant a reasonable officer in
believing that Smith was "conduct[ing] himself in a disorderly
manner" or "in such manner as to disturb the peace." City of
Myrtle Beach, S.C., Code of Ordinances § 14-61; see
also DeFillippo, 443 U.S. at 37.
While "the First Amendment protects a significant amount
of verbal criticism and challenge directed at police officers,"
City of Houston v. Hill, 482 U.S. 451, 461 (1986), and simple
conversational opposition to an arrest might well fall into this
category, speech "likely to produce a clear and present danger of
a serious substantive evil that rises far above public
inconvenience, annoyance, or unrest" is not protected by the
constitution, id. (quoting Terminiello v. City of Chicago, 337 U.S.
1, 4 (1949)) (internal quotation marks omitted). According to
Officer McCluskey, and not disputed by Smith, there was such a
clear and present danger of crowd violence in response to Smith's
belligerent conduct and his calls of "Rodney King," which
presumably led the crowd to believe that Smith was a victim of
race-motivated police brutality.
Since Smith's Fourth and First Amendment rights were not
violated by being charged with disorderly conduct, Officer
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McCluskey is also entitled to qualified immunity from Smith's
claims related to that charge. See Saucier, 533 U.S. at 201. We
therefore reverse the district court's denial of summary judgment
on these claims.
IV
In short, Officer McCluskey is entitled to qualified
immunity from all claims asserted by Smith in this action. The
district court's order is therefore affirmed in part and reversed
in part.
AFFIRMED IN PART AND REVERSED IN PART
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GREGORY, Circuit Judge, concurring in the judgment:
Although I concur in the judgment, I write separately because
I believe that this matter should be decided solely on the narrow
ground that the existence of probable cause to arrest Smith for
violation of the pedestrian in the roadway ordinance is fatal to
his First and Fourth Amendment claims.
The majority opinion affirmed the district court’s finding
that probable cause existed for Officer Mcluskey to arrest Smith
for violating the pedestrian in the roadway ordinance. I am of the
opinion that this finding effectively resolves all of the claims
before us. As the Fifth Circuit recently noted, “‘[i]f there was
probable cause for any of the charges made ... then the arrest was
supported by probable cause and the claim for false arrest fails.’”
R.C. Price v. Roark, 256 F.3d 364, 369 (5th Cir. 2001). Similarly
here, because there was probable cause for the arrest, Smith’s
First and Fourth amendment claims must fail.
For that reason, and that reason alone, I concur in the
judgment.
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