United States v. Carter

                             UNPUBLISHED

                   UNITED STATES COURT OF APPEALS
                       FOR THE FOURTH CIRCUIT


                             No. 06-4831



UNITED STATES OF AMERICA,

                                               Plaintiff - Appellee,

          versus


GEORGE CARTER,

                                              Defendant - Appellant.


Appeal from the United States District Court for the Northern
District of West Virginia, at Martinsburg. W. Craig Broadwater,
District Judge. (3:05-cr-00068-WCB)


Submitted:   July 31, 2007                 Decided:   August 17, 2007


Before NIEMEYER, MICHAEL, and KING, Circuit Judges.


Affirmed by unpublished per curiam opinion.


Barry P. Beck, POWER, BECK & MATZUREFF, Martinsburg, West Virginia,
for Appellant. Paul Thomas Camilletti, OFFICE OF THE UNITED STATES
ATTORNEY, Martinsburg, West Virginia, for Appellee.


Unpublished opinions are not binding precedent in this circuit.
PER CURIAM:

          George Carter appeals from his conviction and fifty-seven

month sentence after pleading guilty to conspiracy to use a firearm

in connection with a drug trafficking crime, in violation of 18

U.S.C. § 371 (2000).      On appeal, Carter’s counsel filed a brief

pursuant to Anders v. California, 386 U.S. 738 (1967), asserting

that there are no meritorious issues on appeal, but asking the

court to review the adequacy of the Fed. R. Crim. P. 11 hearing,

the district court’s refusal to grant Carter a downward adjustment

based on his minor role in the conspiracy, and the reasonableness

of the sentence.    Carter has also filed a pro se supplemental

brief, in which he makes a series of claims regarding ineffective

assistance of counsel, government misconduct, and the sufficiency

of his Rule 11 hearing.    Because our review of the record discloses

no reversible error, we affirm.

          Carter’s first issue on appeal is whether the district

court failed to comply with the requirements of Fed. R. Crim. P. 11

in conducting his guilty plea hearing. Because Carter did not move

in the district court to withdraw his guilty plea, any challenges

to the Rule 11 hearing are reviewed for plain error.      See United

States v. Martinez, 277 F.3d 517, 524 (4th Cir. 2002).

          After a thorough review of the record, we find that there

were no errors with respect to the Rule 11 plea colloquy.     During

the plea hearing, the district court properly informed Carter of


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the rights that he was forfeiting as a result of his plea and the

nature of the charges and penalties that he faced, determined the

voluntariness of his guilty plea, and disclosed the terms of the

plea agreement on the record.           The district court also received

testimony from Special Agent Doug Dean, who stated that Carter’s

role in the conspiracy was that of an intermediary between the

seller of the AK-47 and the purchaser.            Based on Agent Dean’s

testimony,     the   district   court    determined   that   there   was   a

sufficient factual basis for the plea.           Accordingly, the record

establishes that Carter knowingly and voluntarily entered into his

guilty plea with a full understanding of the consequences, that

there was a sufficient factual basis for the plea, and that there

was no error in the district court’s acceptance of Carter’s plea.*

             Carter next raises whether the district court’s denial of

his request for a minor role downward adjustment was proper.               We


     *
      In his pro se supplemental brief, Carter claims that he did
not understand the nature of the 18 U.S.C. § 924(c) (2000) charge
brought against him and that there was not a sufficient factual
basis to support his plea on this charge.      However, Carter was
never charged with a violation of § 924(c); rather, he was charged
with conspiracy to commit a violation of § 924(c). During the Rule
11 hearing, the district court detailed the elements necessary to
prove a conspiracy under 18 U.S.C. § 371, and also noted that the
object of the conspiracy was to violate § 924(c).            Carter
subsequently stated, under oath, that he understood the nature of
the conspiracy charge.     That statement is accorded a strong
presumption of truth.    Blackledge v. Allison, 431 U.S. 63, 74
(1977). Moreover, the district court was not required to find that
the object of the conspiracy was achieved, only that Carter and the
co-conspirators agreed to achieve it and committed an overt act in
furtherance of the plan. See United States v. Tucker, 376 F.3d
236, 238 (4th Cir. 2004).

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review this claim for clear error. United States v. Daughtrey, 874

F.2d 213, 218 (4th Cir. 1989).         A defendant who is only a “minor

participant” in a criminal activity may have his offense level

reduced by two levels.         U.S. Sentencing Guidelines Manual (USSG)

§ 3B1.2(b) (2005).        This applies to a defendant “who is less

culpable than most other participants, but whose role could not be

described as minimal.”      USSG § 3B1.2(b), comment. (n.5).

           The district court denied the request for a minor role

adjustment on the grounds that Carter was a “key participant” in

the conspiracy and that it would not have occurred without his

involvement.    Based on Agent Dean’s testimony and the findings in

the   presentence    report,    we   conclude   that    the   district   court

correctly determined that Carter was not a minor participant.

Carter served as the necessary middleman in this transaction, as he

sought out the eventual purchaser and received compensation for his

involvement    in   the   exchange.     Therefore,      the   district   court

correctly determined that Carter’s conduct failed to warrant a

minor role sentencing reduction.

           Carter also questions whether the sentence imposed by the

district court was reasonable.        After United States v. Booker, 543

U.S. 220 (2005), a sentencing court is no longer bound by the range

prescribed by the sentencing guidelines.               See United States v.

Hughes, 401 F.3d 540, 546 (4th Cir. 2005).                In a post-Booker

sentencing such as the one at issue, the district court must


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calculate the appropriate guidelines range, consider that range in

conjunction with other relevant factors under the guidelines and 18

U.S.C.A. § 3553(a) (West 2000 & Supp. 2006), and impose a sentence.

United States v. Green, 436 F.3d 449, 455-56 (4th Cir.), cert.

denied, 126 S. Ct. 2309 (2006).        A post-Booker sentence must be

“within the statutorily prescribed range and . . . reasonable.”

Hughes, 401 F.3d at 546-47 (citations omitted). “[A] sentence

within   the   properly   calculated   guidelines   range   .   .   .   is

presumptively reasonable.”      Green, 436 F.3d at 457 (internal

quotation marks and citation omitted); see Rita v. United States,

127 S. Ct. 2456 (2007).

          In this case, Carter faced a maximum sentence of five

years’ incarceration.      Based on an offense level of 17 and a

criminal history category of VI, the district court calculated the

sentencing guidelines range to be 51 to 60 months.              Carter’s

sentence of 57 months’ incarceration was within the guidelines

range and below the statutory maximum; therefore, Carter’s sentence

is presumptively reasonable.     The district court determined that

Carter’s involvement in the instant offense was of a “very serious

nature,” and, after taking the § 3553(a) factors into account,

sentenced Carter in the middle of the guidelines range.         Based on

the district court’s correct calculation of the guidelines range

and its consideration of the § 3553(a) factors, we find that the

sentence imposed by the court was reasonable.


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           In his pro se supplemental brief, Carter makes various

claims regarding the effectiveness of his trial counsel.               However,

a claim of ineffective assistance of counsel should be raised in a

28 U.S.C. § 2255 (2000) motion with the district court rather than

on direct appeal, unless the record conclusively demonstrates

ineffective assistance.        United States v. King, 119 F.3d 290, 295

(4th Cir. 1997) (internal citations and quotations omitted).               Such

a claim cannot be fairly adjudicated on direct appeal where the

appellant has not raised the issue before the district court and

there is no statement from counsel on the record.             United States v.

DeFusco, 949 F.2d 114, 120-21 (4th Cir. 1991).             Because there is no

evidence on the record to support Carter’s ineffective assistance

allegations, Carter’s claims should be raised as part of a § 2255

motion rather than on direct appeal.

           Carter     also    makes   various    charges     of   prosecutorial

misconduct, claiming that the Government lied to the court about

its knowledge of the case, withheld exculpatory evidence and

favorable testimony from numerous witnesses, and was biased and

vindictive in its investigation and prosecution.              However, Carter

provides no evidence or elaboration to support these conclusory

charges, nor does he give any explanation as to the nature of the

allegedly exculpatory testimony and evidence. See United States v.

Ellis,   121   F.3d    908,    915    (4th    Cir.   1997)   (defendant   must




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demonstrate that undisclosed evidence was material and would have

been favorable to his defense).

            Finally, Carter contends that the district court violated

his equal protection rights by failing to carry out its ministerial

duties, erred in accepting his guilty plea before determining

whether    the   §   924(c)   violation     was   actually   completed,   and

erroneously denied his request for an evidentiary hearing.                 As

detailed previously, Carter was never charged with a violation of

§ 924(c); rather, the references to § 924(c) in the indictment and

his hearings related to the object of the conspiracy rather than a

separate offense.       As for the district court’s denial of his

request for an evidentiary hearing, Carter alleges that this

“prevented an appropriate preparation for a trial.”                   However,

Carter fails to explain why the district court erred in denying his

request or how the court’s ruling prejudiced the preparation of his

defense.    Carter similarly alleges that the district court failed

to carry out its “ministerial duties,” but again fails to provide

any further explanation to support his claim.            Finally, Carter’s

guilty plea forecloses any attack on antecedent, non-jurisdictional

errors.      Tollett    v.    Henderson,    411   U.S.   258,   267    (1973).

Therefore, we find Carter’s claims to be meritless.

            In accordance with Anders, we have reviewed the record

and have found no meritorious issues for appeal.                We therefore

affirm Carter’s conviction and sentence.           We deny counsel’s motion


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to withdraw at this juncture.    This court requires counsel inform

his client, in writing, of his right to petition the Supreme Court

of the United States for further review.        If the client requests

that a petition be filed, but counsel believes that such a petition

would be frivolous, then counsel may move in this court for leave

to withdraw from representation.     Counsel’s motion must state that

a copy thereof was served on the client.         We dispense with oral

argument because the   facts   and   legal   contentions are adequately

presented in the materials before the court and argument would not

aid the decisional process.



                                                              AFFIRMED




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