UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 07-4296
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
RODNEY COLBERT,
Defendant - Appellant.
Appeal from the United States District Court for the Middle
District of North Carolina, at Durham. N. Carlton Tilley, Jr.,
District Judge. (1:06-cr-00337-NCT)
Submitted: December 21, 2007 Decided: January 9, 2008
Before WILKINSON and MICHAEL, Circuit Judges, and WILKINS, Senior
Circuit Judge.
Affirmed by unpublished per curiam opinion.
J. David James, SMITH JAMES ROWLETT & COHEN, L.L.P., Greensboro,
North Carolina, for Appellant. Anna Mills Wagoner, United States
Attorney, Michael F. Joseph, Assistant United States Attorney,
Greensboro, North Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
PER CURIAM:
Rodney Colbert was convicted by a jury of possession of
seventy-six counterfeit federal reserve notes in violation of 18
U.S.C.A. § 472 (West Supp. 2007), and was sentenced to a term of
forty-six months imprisonment. Colbert appeals his conviction,
contending that the district court erred in denying his motion for
a directed verdict and in instructing the jury on aiding and
abetting. He also contests his sentence, arguing that the court
erred in finding that he possessed a dangerous weapon in connection
with the offense, U.S. Sentencing Guidelines Manual § 2B5.1(b)(4)
(2006), and in finding that he obstructed justice by giving
perjured testimony at trial. USSG § 3C1.1. We affirm.
Colbert was stopped for speeding in Winston-Salem, North
Carolina, on July 16, 2006. At trial, Officer Joshua Best
testified that Colbert said he did not have his license with him.
Best asked if the vehicle belonged to Colbert, at which point his
passenger, Teon Steed, opened the glove compartment and Best saw a
firearm inside. Best secured the gun, called for back-up, and
searched both men. Steed had a small bag of cocaine.1 Best then
asked Colbert again if the car belonged to him. Colbert said it
1
Colbert had a spring-loaded knife (a switchblade) in his
pocket, an unlawful weapon in North Carolina, and Best found in the
console of the car an expandable metal baton and a can of law
enforcement strength pepper spray. The government chose not to
introduce evidence of the knife, the baton, or the pepper spray at
trial.
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did and said the registration was in the owner’s manual in the
glove box. Best retrieved it and asked Colbert his name. Colbert
said he was Robert Bailey, and that he lived at an address on Carol
Road in Winston-Salem--a name and address which matched the
information on the registration.
Because Steed had drugs in his possession, Best had his
dog sniff the exterior of the car. When the dog alerted, Best
searched the car. In the trunk, he found a bucket and towels used
for car washing and, in the spare tire well, a wallet lying on two
envelopes. The wallet contained photo identification for Rodney
Colbert. The envelopes contained seventy-six counterfeit twenty-
dollar bills. Colbert told Best he knew nothing about either the
counterfeit money or the gun.
After his arrest, Colbert was interviewed by Secret
Service Agent Donna James. James testified at trial that Colbert
told her he knew nothing about the counterfeit money or the gun.
He also said he did not know where his wallet was when he was
stopped by Officer Best. He told James that the car belonged to
Robert Bailey, that he was helping Bailey pay for the car because
Bailey was in bankruptcy, and that in return he could use the car.
He said Bailey had come to his house with the car that morning. He
said he had taken Bailey home and was using the car that day.
At trial, Robert Bailey testified that he had sold the
car to Colbert about two years earlier, when he filed for
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bankruptcy, and that he had not used the car since then. He said
he had not driven the car to Colbert’s house on the day Colbert was
arrested, nor had he left a gun or any counterfeit money in the car
when he turned it over to Colbert.
Colbert testified that he had known Steed about two
months, that Steed was frequently a passenger in his car, and that
on July 16, he picked Steed up at a gas station where he also used
the rest room and got gas, which he paid for in cash. Colbert said
that, as soon as he drove away from the gas station, he was stopped
by Officer Best. Colbert said he initially had his wallet in the
console, where he usually kept it, but he was uneasy about Steed
seeing the wallet there, so he moved it to the trunk, under the
towels. He denied putting the wallet in the spare tire well. He
also denied having a gun in the glove compartment or counterfeit
money in the trunk of the car.
Colbert said he identified himself to Officer Best as
Robert Bailey because his license had been suspended. He said he
told Best that the car was not his and that he did not know where
the registration was. Under cross-examination, Colbert repeatedly
denied that he told Officer Best the registration was in the
owner’s manual in the glove compartment. He also denied telling
Best or James that he had gotten the car from Bailey in the morning
of the day he was arrested. He said he told James that had been
their intention. But when the prosecutor asked whether Colbert
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told Best and James that Bailey had been driving the car and
Colbert only got it that morning, he stated, “No, sir, I did not.”
Colbert insisted that he had placed his wallet under the towels in
the trunk, not in the spare tire well.
Without objection from either party, the district court
instructed the jury on aiding and abetting with respect to Count
One, the counterfeiting offense. The jury convicted Colbert of
Count One, but acquitted him of Count Two, unlawful possession of
a firearm by a convicted felon.
In the presentence report, the probation officer
recommended a 4-level enhancement under USSG § 2B5.1(b)(4) for
possession of a dangerous weapon in connection with the offense and
a 2-level adjustment for obstruction of justice based on Colbert’s
perjured trial testimony. At the sentencing hearing, Colbert
objected to the weapon enhancement on the following grounds: (1)
the jury had acquitted him of possessing the gun in the glove
compartment; (2) there was evidence that Steed possessed the gun on
another occasion; (3) there was insufficient evidence to connect
the gun in the glove compartment to the counterfeit money in the
trunk of the car; and (4) guns were not a legally recognized tool
of counterfeiting. The government presented evidence about the
spring-loaded knife Colbert had in his pocket, and the extendable
baton and pepper spray that were in the console.
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The district court noted that the spring-loaded knife,
the extendable baton, and the pepper spray were all dangerous
weapons. The court further found that “there were just too many
weapons” in the car for them not to be connected to the counterfeit
money. The court found that a preponderance of the evidence
supported a conclusion that Colbert possessed a dangerous weapon,
“in particular the automatic knife, but also including the
extendable baton and pepper spray in connection with the
counterfeit [money].”
In addition, the district court found that Colbert had
falsely testified that he told Agent James that he only received
the car from Bailey on the morning of the stop. The court
therefore determined that an adjustment for obstruction of justice
was warranted. The court adopted the guideline calculations in the
presentence report and imposed a sentence at the top of the
advisory guideline range of 37-46 months.
On appeal, Colbert first argues that the district court
erred in making the weapon enhancement because there was no
evidence of a connection between the gun or any of the other
weapons in the car and the counterfeit money.2 This circuit
interprets the term “in connection with” as being “synonymous with
2
Colbert also suggests that the Sentencing Commission may have
unconstitutionally usurped legislative powers by including weapons
other than firearms in § 2B5.1(b)(4). He cites no authority for
this proposition and we, therefore, do not consider it.
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‘in relation to’” as that term is used in 18 U.S.C.A. § 924(c)
(West Supp. 2007). United States v. Blount, 337 F.3d 404, 411 (4th
Cir. 2003) (quoting United States v. Garnett, 243 F.3d 824, 828
(4th Cir. 2001)). To show that the firearm was possessed “in
connection with” the offense, the government must demonstrate that
the firearm either facilitated or had the potential to facilitate
the felony offense, Garnett, 243 F.3d at 828-29, and that its
presence was not accidental or coincidental. Blount, 337 F.3d at
411 (citing Smith v. United States, 508 U.S. 223, 238 (1993)). In
an appropriate case, the government may prove this fact by showing
that the gun “provid[ed] a means of protection or intimidation,”
Smith, 508 U.S. at 238, or that the defendant “prepared for this
contingency by keeping the [weapon] close at hand.” Blount, 337
F.3d at 411.
The court found that Colbert chose to have three weapons
in his car close to the driver (apart from the firearm in the glove
compartment), while he was in possession of counterfeit currency.
We are satisfied that the district court did not clearly err in
finding, impliedly, that Colbert possessed the weapons to protect
himself and his counterfeit currency and that, therefore, the court
did not err in making the enhancement.
Next, Colbert contests the adjustment for obstruction of
justice. The adjustment applies when the district court determines
that a defendant committed perjury. USSG § 3C1.1, comment. n.4(b);
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see also United States v. Dunnigan, 507 U.S. 87, 94 (1993). The
adjustment for perjury is not applicable merely because the
defendant testified and was subsequently convicted. Id. at 95.
The court must find that the defendant gave false testimony under
oath “concerning a material matter with the willful intent to
provide false testimony, rather than as a result of confusion,
mistake, or faulty memory.” Id. at 94; United States v. Smith, 62
F.3d 641, 646-47 (4th Cir. 1995). When the sentencing court finds
that a defendant has committed perjury, it is preferable if the
court addresses all the elements of perjury separately and clearly,
but a finding that “encompasses all of the factual predicates for
a finding of perjury” is sufficient. Dunnigan, 507 U.S. at 95.
Here, the district court found that Colbert testified
falsely about whether he had only received the car from Bailey on
the morning of the day he was arrested. At trial, Colbert
testified that Bailey had not driven the car for about a year, thus
tacitly acknowledging that he himself had access to the car for a
long time before his arrest, though he continued to insist on the
fact, technically true, that the car did not belong to him.
Colbert argues that his testimony about what he told James was not
significantly different from James’ testimony and may have been due
to faulty memory. He also argues that the statement was not
material because it conflicted with his own testimony that he
frequently gave Steed and others rides in the car.
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The significance of Colbert’s denial of his statement to
James is that it was one of a series of conflicting statements
Colbert made about his identity, and his ownership and use of the
car. His statement to James that he had not had access to the car
for more than a short time on the day of his arrest was an
exculpatory statement at the time, but at trial, after Bailey’s
testimony, Colbert either had to explain why he lied to Agent
James, or deny that he did. He chose the latter. The clear aim of
Colbert’s false trial testimony was to avoid conflict with Bailey’s
testimony and yet present himself to the jury as an innocent user
of the car with no connection to the counterfeit money found in it.
Colbert also asserts that the court erred in finding
false his testimony that he put his wallet under the towels because
the wallet might have fallen into the tire well when the car was
moving. However, Colbert’s testimony was rendered less credible by
his various conflicting statements. We conclude that the district
court did not clearly err in finding that Colbert testified falsely
at trial about material matters and that the purpose of the false
testimony was to influence the outcome of the trial. Therefore,
the adjustment for obstruction of justice was warranted.
Colbert asserts that the evidence was insufficient to
convict him of possession of counterfeit bills because there was no
evidence he knew the bills were counterfeit. We review the
district court’s decision to deny a Rule 29 motion de novo. United
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States v. Smith, 451 F.3d 209, 216 (4th Cir.), cert. denied, 127 S.
Ct. 197 (2006). Where, as here, the motion was based on a claim of
insufficient evidence, “[t]he verdict of a jury must be sustained
if there is substantial evidence, taking the view most favorable to
the Government, to support it.” Glasser v. United States, 315 U.S.
60, 80 (1942); Smith, 451 F.3d at 216. This court “can reverse a
conviction on insufficiency grounds only when the prosecution’s
failure is clear.” United States v. Moye, 454 F.3d 390, 394 (4th
Cir.) (internal quotation marks and citation omitted), cert.
denied, 127 S. Ct. 452 (2006).
The elements of a violation of § 472 are that the
defendant possessed counterfeit federal reserve notes; that he knew
the notes were counterfeit; and that he possessed the notes
willfully and with the intent to defraud. The evidence here showed
that the counterfeit money and Colbert’s wallet were both hidden in
the spare tire well in the trunk of the car and that a gun and
three other weapons were also in the car. The fact that Colbert
hid the counterfeit money in the trunk apart from his wallet
indicated that Colbert knew it was not ordinary money. Moreover,
Colbert’s inability to explain credibly how his wallet came to be
on top of the envelopes containing the counterfeit money was
significant. “Relating implausible, conflicting tales to the jury
can be rationally viewed as further circumstantial evidence
indicating guilt.” United States v. Burgos, 94 F.3d 849, 867 (4th
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Cir. 1996) (en banc). In addition, the large number of weapons in
the car showed more than ordinary caution, suggesting that Colbert
believed himself to be at unusual risk. Although the evidence is
circumstantial, we conclude that it was sufficient for the jury to
infer that Colbert knew the money was counterfeit and that he
willfully possessed it with intent to defraud.
Last, Colbert asserts that the district court erred as a
matter of law in giving an instruction on aiding and abetting when
the government did not request it or seek to prove aiding and
abetting, and there was no evidence supporting a claim of aiding
and abetting. See United States v. Mucciante, 21 F.3d 1228, 1234
(2d Cir. 1994) (aiding and abetting instruction is proper where
government proceeds on that theory and evidence warrants it).
Because Colbert did not object to the instruction in the district
court, the court’s decision to give the instruction is reviewed for
plain error. United States v. Olano, 507 U.S. 725, 732 (1993).
A defendant may be convicted as an aider and abettor even
if charged as a principal because aiding and abetting is not a
separate crime. United States v. Rashwan, 328 F.3d 160, 165 (4th
Cir. 2003) (citing United States v. Scroger, 98 F.3d 1256, 1262
(10th Cir. 1996)). Therefore, “so long as all the elements
necessary to find [the defendant] guilty of the crime, whether as
a principal or as aider and abettor, were put before the jury,
conviction will be proper.” Rashwan, 328 F.3d at 165 (quoting
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United States v. Perry, 643 F.2d 38, 45 (2d Cir. 1981)). Although
the government did not seek to prove that Colbert was aided by
others, the evidence warranted the instruction because the
fingerprints of other, unidentified persons were on the bills. We
are satisfied that the district court did not plainly err in giving
the instruction.
We therefore affirm the conviction and the sentence
imposed by the district court. We dispense with oral argument
because the facts and legal contentions are adequately presented in
the materials before the court and argument would not aid the
decisional process.
AFFIRMED
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