Filed 8/8/13 P. v. Thrower CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F062872
Plaintiff and Respondent,
(Super. Ct. No. F10901635)
v.
ALAN TODD THROWER, OPINION
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Fresno County. W. Kent
Hamlin, Judge.
Patricia L. Watkins, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Stephen G. Herndon and
Caely E. Fallini, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
A jury convicted appellant Alan Thrower of second degree robbery with personal
use of a firearm. (Pen. Code, §§ 211; 212.5, subd. (c); 12022.53, subd. (b).)1 He was
1 All statutory references are to the Penal Code unless otherwise indicated.
sentenced to a total prison term of 12 years, including a mandatory 10-year enhancement
for firearm use under section 12022.53. Thrower now challenges the sufficiency of
evidence in support of the jury’s finding that he used an actual “firearm” within the
meaning of sections 12001 and 12022.53. He also alleges that prosecutorial misconduct
occurred during closing argument at trial. We affirm the judgment.
FACTUAL AND PROCEDCURAL BACKGROUND
On March 29, 2010, Alan Thrower exited a Rite Aid drugstore in Fresno without
paying for merchandise concealed in his clothing. A store employee, Mark Barnier,
followed Thrower to the parking lot outside of the store. Thrower told Mr. Barnier to
leave him alone. When Mr. Barnier continued to approach, Thrower produced a gun and
pointed it at his chest, commanding that he “back the fuck up.” Mr. Barnier halted and
raised his hands in the air, at which point Thrower fled on foot.
Responding to a 911 call made by Mr. Barnier, police quickly apprehended
Thrower a few blocks away from the store. He was found in possession of the stolen
merchandise and a change of clothes. The gun was never recovered.
The Fresno County District Attorney charged Thrower by amended information
with a single count of second degree robbery. Enhancement allegations under sections
12022.5 and 12022.53 for personal use of a firearm were included in the charging
document. A subsequent jury trial focused on the question of whether the object used by
Thrower was truly a firearm, as opposed to a replica or fake gun.
According to Mr. Barnier, Thrower brandished something that “looked like a
gun…a really small double-barrel shotgun,” about 10 inches long. Mr. Barnier was able
to view the object for approximately four seconds while standing five to six feet in front
of Thrower. A second witness, Adrianna Garcia, saw the object from approximately the
same distance and for a similar length of time. Ms. Garcia estimated the gun was 12 or
13 inches long.
2.
Based on his own experience with firearms, Mr. Barnier thought most shotguns
were at least 24 inches long. Even so, the weapon used by Thrower appeared to him to
be authentic. He acknowledged it was possible the gun had been a fake, but testified to
his personal belief that it was a real firearm.
On cross-examination, defense counsel asked Mr. Barnier and Ms. Garcia to view
a series of photographs (“Exhibit V”) depicting an object consistent with their
descriptions of Thrower’s weapon. Both witnesses testified that Exhibit V looked like
the gun used in the robbery. It was later revealed that the photographs were of a fake
double-barrel shotgun which the defense team found on the Internet after searching for
images of replica firearms.
David Schiavon, a private investigator and competitive sportsman, was retained by
the defense as an expert witness. Mr. Schiavon testified that fake shotguns with
shortened or “sawed-off” barrels can be easily purchased from online retailers. He had
never seen a real double-barrel shotgun measuring only 10 inches, and explained that
modifying a shotgun to that length can dangerously impair its functionality.
Mr. Schiavon conceded on cross-examination that some shotguns will function even if
they are shortened to 10 inches.
The jury returned a guilty verdict on the second degree robbery count and found
the firearm enhancement allegations had been proven beyond a reasonable doubt.
Thrower was sentenced to the mitigated term of two years for robbery, plus a mandatory
10-year consecutive sentence under section 12022.53, resulting in a total prison term of
12 years. Imposition of sentence on the section 12022.5 enhancement was precluded by
subdivision (f) of section 12022.53.
DISCUSSION
I. Substantial Evidence Supports the Firearm Enhancements
Thrower argues there was insufficient evidence to support the enhancement
findings under sections 12022.5 and 12022.53. Both statutes impose additional penalties
3.
for personal use of a firearm during the course of a felony. (§§ 12022.5, subd. (a);
12022.53, subd. (b).) Section 12022.53 applies when a defendant is found to have
personally used a firearm in the commission of a robbery. (§ 12022.53, subd. (a)(4).)
The concept of “use” encompasses the act of pointing a firearm at another person or
displaying a firearm in a threatening manner. (People v. Palacios (2007) 41 Cal.4th 720,
725 & fn. 3; People v. Granado (1996) 49 Cal.App.4th 317, 322, 325.)
For purposes of these enhancements, a “firearm” is defined as “a device, designed
to be used as a weapon, from which is expelled through a barrel, a projectile by the force
of an explosion or other form of combustion.” (§§ 12001; 16520, subd. (a).) The firearm
need not be operable to support a finding of use. (§ 12022.53, subd. (b); People v. Bland
(1995) 10 Cal.4th 991, 1005.) However, replica weapons, imitation or toy guns, pellet
guns, and other objects that do not shoot projectiles by force of explosion or combustion
are not considered firearms. (People v. Monjaras (2008) 164 Cal.App.4th 1432, 1435
(Monjaras); People v. Jackson (1979) 92 Cal.App.3d 899, 903, fn. 7.)
Although he concedes his “use” of an object resembling a firearm, Thrower insists
the evidence establishes an equal likelihood that the gun was a replica. His contention is
based upon the defense evidence presented at trial, the fact that the gun was never fired
during the robbery, and the prosecution’s inability to produce the physical object itself.
Given the legitimate possibility the gun was not real, Thrower claims the prosecution
failed to prove the enhancement allegations beyond a reasonable doubt.
Under the applicable standard of review, the jury’s findings are reviewed for
substantial evidence. (People v. Superior Court (Jones) (1998) 18 Cal.4th 667, 681.) “A
substantial evidence inquiry examines the record in the light most favorable to the
judgment and upholds it if the record contains reasonable, credible evidence of solid
value upon which a reasonable trier of fact could have relied in reaching the conclusion
in question. Once such evidence is found, the substantial evidence test is satisfied.
[Citation.] Even when there is a significant amount of countervailing evidence, the
4.
testimony of a single witness that satisfies the standard is sufficient to uphold the
finding.” (People v. Barnwell (2007) 41 Cal.4th 1038, 1052, italics in original.)
Reversal is not warranted unless the evidence is insufficient to support the verdict
under any hypothesis. (People v. Bolin (1998) 18 Cal.4th 297, 331.) We cannot reweigh
the evidence, reinterpret the evidence, or substitute our own judgment for that of the jury.
(People v. Baker (2005) 126 Cal.App.4th 463, 469.) “If the circumstances reasonably
justify the jury’s findings, the reviewing court may not reverse the judgment merely
because it believes that the circumstances might also support a contrary finding.”
(People v. Ceja (1993) 4 Cal.4th 1134, 1139.)
Proof of a defendant’s use of a firearm during a robbery does not require physical
production of the weapon. (People v. Aranda (1965) 63 Cal.2d 518, 532 (Aranda),
superseded by constitutional amendment on other grounds as stated by People v. Fletcher
(1996) 13 Cal.4th 451, 465.) “Testimony by witnesses who state that they saw what
looked like a gun, even if they cannot identify the type or caliber, will suffice.” (Ibid.)
“If the weapon cannot be found, the jury may … draw an inference from the
circumstances surrounding the robbery that the gun was [real]. Testimony to the effect
that the defendant was flourishing the [gun] or pointing it at the victim and was using
threatening words or conduct indicating that he intended to fire it if his demands were not
met would be evidence from which the inference could be drawn.” (Id. at p. 533.)
The possibility that Thrower’s gun was a replica hardly aids his appeal since we
are required to indulge every reasonable inference the trier of fact could have drawn from
the evidence. (People v. Mendez (2010) 188 Cal.App.4th 47, 56.) Such inferences can
be drawn from Thrower’s efforts to prevent the store employee from detaining him; he
pointed the gun at his chest as if he intended to fire it if Mr. Barnier did not “back the
fuck up.” (See Aranda, supra, 63 Cal.2d at p. 533.) Thrower also disposed of the
weapon prior to his encounter with police, which is arguably indicative of the gun’s
authenticity. Thus, while the circumstantial evidence may have been open to different
5.
interpretations, there was substantial evidence to support the interpretation chosen by the
jury, i.e., that the object displayed was a firearm. (People v. Stanley (1995) 10 Cal.4th
764, 792-793 [“‘Although it is the duty of the jury to acquit a defendant if it finds that
circumstantial evidence is susceptible of two interpretations, . . . it is the jury, not the
appellate court[,] which must be convinced of the defendant’s guilt beyond a reasonable
doubt’”].)
Furthermore, the position advanced by Thrower is not novel. Similar arguments
have been considered and rejected by the courts of this state on numerous occasions. In
2008, the Third District published its opinion in People v. Monjaras, supra, as a response
to the recurrence of such contentions on appeal and “to say in no uncertain terms that a
moribund claim like that raised by [the appellant] has breathed its last breath.”
(Monjaras, supra, 164 Cal.App.4th at p. 1435.)
The Monjaras defendant accosted a woman in a parking lot and demanded she
give him her purse. He then pulled up his shirt and displayed the handle of a pistol
tucked into his waistband. A jury convicted the defendant of robbery and returned a true
finding on a firearm enhancement under section 12022.53. (Monjaras, supra, 164
Cal.App.4th at p. 1434.) The defendant appealed, “[p]ointing out that the victim could
not say whether the pistol in [his] waistband was a gun or a toy, and making the dubious
assertion that he ‘did not undertake any behavior suggesting that he would fire the
weapon.’” (Id. at p. 1435.) The defendant likewise argued that the firearm enhancement
“was sustained merely on conjecture about the nature of the alleged weapon.” (Ibid.)
In rejecting the defendant’s arguments, the appellate court noted that “when faced
with what appears to be a gun, displayed with an explicit or implicit threat to use it, few
victims have the composure and opportunity to closely examine the object; and in any
event, victims often lack expertise to tell whether it is a real firearm or an imitation.”
(Monjaras, supra, at p. 1436.) The holding of the case is summarized in its final
paragraph: “[W]hen as here a defendant commits a robbery by displaying an object that
6.
looks like a gun, the object’s appearance and the defendant’s conduct and words in using
it may constitute sufficient circumstantial evidence to support a finding that it was a
firearm within the meaning of section 12022.53, subdivision (b). In other words, the
victim’s inability to say conclusively that the gun was real … does not create a
reasonable doubt, as a matter of law, that the gun was a firearm.” (Id. at pp. 1437-1438,
fn. omitted.)
Thrower devotes thirteen pages of his opening brief to arguments challenging the
sufficiency of the evidence before finally acknowledging that Monjaras is controlling
precedent. This is followed by another twelve pages of discussion in which he contends
Monjaras was wrongly decided and asks us to fashion a new standard of proof for
firearm enhancements. We decline the invitation.
The Monjaras opinion rests upon the sound policy that criminals should not
benefit from their own destruction or concealment of evidence. Its holding is applicable
in cases where a defendant has impeded the prosecution’s ability to present relevant
evidence by hiding, destroying or otherwise disposing of an object used during the
commission of a crime. (See Monjaras, supra, at p. 1436 [noting “the object itself is
usually not recovered by investigating officers”].) Here, Thrower discarded his gun
while the police were in hot pursuit. If the gun was a fake, he would have been better
served by retaining it. Thrower chose to eliminate the evidence, thereby accepting the
risk of a firearm enhancement based upon the testimony of his victim and other
eyewitnesses. Their testimony, considered in the context of the surrounding
circumstances, constitutes substantial evidence in support of the jury’s verdict.
II. No Basis for Reversal on Grounds of Prosecutorial Misconduct
It is prosecutorial misconduct to misstate the applicable law during argument to
the jury. (People v. Huggins (2006) 38 Cal.4th 175, 253, fn. 21; People v. Otero (2012)
210 Cal.App.4th 865, 870.) Thrower contends misconduct occurred during the rebuttal
portion of closing argument when certain testimony was characterized as direct evidence
7.
rather than circumstantial evidence. The prosecution stated, in pertinent part: “It’s
important to know that there was direct evidence that a firearm was used because two
eyewitnesses saw the firearm being used. That’s direct evidence. They didn’t see bullets
on the ground afterwards. They saw the firearm itself. That’s direct evidence … that it’s
a firearm.”
Defense counsel objected on grounds the prosecution had misstated the law. The
trial court overruled the objection without comment. On appeal, Thrower claims “[b]y
telling the jury that the circumstantial evidence instruction did not apply to the firearm
enhancement, the prosecution lowered its burden of proof and deprived [him] of his
Fourteenth Amendment due process right to a fair trial as to the firearm enhancements.”
Thrower’s arguments are based on an academic distinction. “When an inference
needs to be drawn from the evidence to prove a fact, we call this circumstantial evidence
as opposed to direct evidence. Thus, direct evidence is evidence ‘that directly proves a
fact, without an inference or presumption, and which in itself, if true, conclusively
establishes that fact.” (Ajaxo, Inc. v. E*Trade Group, Inc. (2005) 135 Cal.App.4th 21,
50, quoting Evid. Code, § 410.)
The eyewitness testimony of Mr. Barnier and Ms. Garcia satisfies the definition of
direct evidence with respect to Thrower’s use of the object he displayed during the
robbery. However, according to the analysis in Monjaras, the same testimony is
considered circumstantial evidence as to the question of whether the object was a firearm
as opposed to a replica. (Monjaras, supra, 164 Cal.App.4th at pp. 1435-1436.) We need
not address the issue further because a reversal is unwarranted unless the alleged
prosecutorial misconduct was prejudicial, i.e., unless it is reasonably probable the jury
would have reached a result more favorable to Thrower if the misconduct had not
occurred. (People v. Partida (2005) 37 Cal.4th 428, 439.) The required showing cannot
be made.
8.
The trial court orally instructed the jury prior to closing arguments. The
instructions recited the language of CALCRIM Nos. 220, 223, and 224 with regard to the
concept of reasonable doubt; the definitions of direct and circumstantial evidence; and
application of those principles to the matters at issue. The court admonished the jury
with the following language from CALCRIM No. 200: “You must follow the law as I
explain it to you even if you disagree with it. If you believe that the attorneys’ comments
on the law conflict with my instructions, you must follow my instructions.” The jury
received the same instructions and admonishment in written form at the conclusion of
closing arguments.
Insofar as the prosecution’s arguments misstated the definitions of direct and
circumstantial evidence, or the applicability of those concepts to the issues in dispute, the
trial court provided the jury with correct statements of the law in its instructions. The
jury was further told to defer to the trial court’s instructions over any conflicting
statements by counsel. Although Thrower complains that the court improperly overruled
defense counsel’s objection, ruling on an objection is not synonymous with giving an
instruction. The former is materially different from the latter.
Jurors are presumed to be intelligent persons “capable of understanding and
correlating all jury instructions which are given.” (People v. Martin (2000)
78 Cal.App.4th 1107, 1111, internal quotations omitted.) In the absence of an affirmative
showing to the contrary, which Thrower has failed to make, we must presume the jury
followed the trial court’s instructions and disregarded any incorrect statements of law by
counsel that conflicted with those instructions. (Ibid; see also, Weeks v. Angelone (2000)
528 U.S. 225, 234 [“A jury is presumed to follow its instructions.”].) This leads us to
conclude that no prejudicial error occurred.
Even if we were to disregard these presumptions, it is an untenable leap of
reasoning for Thrower to argue the burden of proof was somehow “lowered” with regard
to the firearm enhancement allegations. Regardless of how the evidence was
9.
characterized, the instructions conveyed the need to establish each element beyond a
reasonable doubt. (See People v. Tate (2010) 49 Cal.4th 635, 696 [“[W]e consider the
instructions as a whole to determine whether there is a reasonable likelihood the jury was
misled.”].) This included CALCRIM No. 3146, which is tailored to sections 12022.5 and
12022.53, and identifies reasonable doubt as the applicable burden of proof. The
prosecution’s attempt to differentiate between direct and circumstantial evidence did not
undermine the reasonable doubt standard. (See People v. Livingston (2012) 53 Cal.4th
1145, 1166.)
For the reasons stated above, we find no basis for reversal on grounds of
prosecutorial misconduct. If misconduct occurred by way of a misstatement of law
during closing argument, prejudice did not occur as a result.
DISPOSITION
The judgment is affirmed.
_____________________
Gomes, Acting P.J.
WE CONCUR:
_____________________
Poochigian, J.
_____________________
Detjen, J.
10.