IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
March 21, 2012 Session
STATE OF TENNESSEE v. JIMMY ESTERS
Appeal from the Circuit Court for Lawrence County
No. 29198 Stella Hargrove, Judge
No. M2011-01132-CCA-R3-CD - Filed June 22, 2012
A Lawrence County jury found appellant, Jimmy Esters, guilty of aggravated assault, a Class
C felony. The trial court sentenced appellant as a Range I, standard offender, to six years in
the Tennessee Department of Correction. On appeal, appellant argues that (1) the evidence
was insufficient to sustain his conviction; (2) the prosecutor’s comments during closing
argument inappropriately shifted the burden of proof to appellant; and (3) the trial court erred
in sentencing him. Finding no error, we affirm the judgments of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed
R OGER A. P AGE, J., delivered the opinion of the court, in which N ORMA M CG EE O GLE and
R OBERT W. W EDEMEYER, JJ., joined.
Stacie Odeneal, Lawrenceburg, Tennessee, for the appellant, Jimmy Esters.
Robert E. Cooper, Jr., Attorney General and Reporter; Lindsy Paduch Stempel, Assistant
Attorney General; Mike Bottoms, District Attorney General; and Christi L. Thompson,
Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
I. Procedural History and Facts
A Lawrence County grand jury indicted appellant for aggravated assault. The trial
court held a jury trial on February 22, 2011, at which the parties presented the following
evidence.
The victim, Doris Barnett, testified that she was fifty-six years old. The victim had
known appellant for approximately twenty-five years. She and appellant had dated for two
years and separated. Five and a half years before the trial, she and appellant began dating
again.
The victim spent June 11, 2010, in Loretto, Tennessee, caring for her cousin. She left
Loretto between 8:00 and 8:30 p.m. and went to Lawrenceburg to visit appellant. Appellant
was a truck driver, and the victim would stay with him when he came home for the weekend.
The victim knew appellant was on his way home because he had called her “about [forty-one]
times that day and night.” She said that when appellant called, he asked her where she was
and what was taking her so long to get to his house. The victim did not answer several of
appellant’s phone calls, which she knew would irritate him. When the victim answered
appellant’s calls, she “used a few choice words about [appellant’s] calling [her] so much.”
On the way to appellant’s house, the victim stopped at Kentucky Fried Chicken to get
something for her and appellant to eat. Appellant continued to call her.
Appellant was still calling the victim when she pulled into his driveway. The victim
answered the phone and told appellant she was outside his house. Her phone rang again as
she entered appellant’s house. Appellant left his door open and was smiling when she
entered. She went inside and set down her purse and the food she had purchased. When she
turned around appellant was “in her face.” Appellant said, “‘All right.’ . . . ‘Now f*** you.’”
The victim explained that appellant said that because she had said that to him about his phone
calls. Appellant also said, “‘Now, I guess, you’ll be answering the telephone from now on.’”
The victim testified that appellant then threw her to the floor, hit her several times, and
kicked her. According to the victim, appellant “tossed [her] around like a . . . rag doll,
throwing [her] into tables . . . [and] into the bar.” Appellant also stood on the victim’s chest
and neck, attempting to choke her. During the attack, appellant said, “‘What have I told you
about not answering the telephone? You lied to me.’” She said appellant called her names
while attacking her.
The victim arose, and appellant hit her a few more times. The victim told appellant
that she felt like she was about to pass out and needed to sit. Appellant set the victim on a
rocking chair. He dropped the food from Kentucky Fried Chicken in her lap and told her to
eat. Appellant then paced in the hallway before returning to the victim, hitting her, and
calling her names. Appellant stopped hitting the victim and began pacing again. After
pacing, appellant went back over to the victim and hit her a few more times. Appellant
stopped hitting the victim, and she moved to sit on the couch. Appellant went to get ice for
the victim. He gave her the ice and recommenced hitting her. The victim said that appellant
brought her ice because her ear and face were swollen. The victim stated, “[T]his went on for
about an hour, hour and a half, where he would just pace back and forth. He would come
back, get right in front of me, and . . . I guess I took 50 to 60 blows during that time[.]”
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The victim described most of the hits as open-fist hits. She said that at one point,
appellant grabbed her head and used his fists to beat the top of her head. During the attack,
appellant had gotten a steak knife, held it to the victim’s throat, and said, “‘I ought to just kill
you now, b****.’” Appellant also held the knife to the victim’s cheek before throwing the
knife on the bar and pacing again. Appellant returned to the victim and held a towel with ice
in it to her ear. The strikes to the victim’s ear “just blew it open[] and blood went
everywhere.” Appellant took the victim’s phone during the attack. He listened to her
voicemail messages and looked through her call log and text messages.
After appellant’s last hit, the victim went to the bathroom to see how she looked. She
said that blood was “squirting” everywhere. The victim left appellant’s house and said as she
was leaving, “I’m going to bleed to death over this.” Appellant was cleaning the blood off
his couch when she left and asked her if she needed a blanket. The victim estimated that she
was in appellant’s house for approximately an hour and a half. During that time, she tried to
leave and get help, but appellant would pull her back and not allow her to leave.
The victim drove herself to the emergency room after she left appellant’s house, and
the hospital staff admitted her. She was in the emergency room until approximately 8:00 a.m.
the following morning and then moved to the Intensive Care Unit (“ICU”) for seven days.
The victim said that she lost hearing in one of her ears because of the injuries appellant
inflicted upon her. She said that she had prior problems with fluid in her inner ear, but since
the attack she had ringing and searing pain in her ear in addition to the fluid. The victim
stated that appellant’s attack caused her face to bruise and her eyes to swell shut. The victim
had a “bad back,” and appellant’s “slinging” and “tossing” her around aggravated her back.
Doctors medicated the victim during her hospital stay. The victim said that “they were
giving [her] enough medication that should have put an elephant down,” but it did not “faze”
her. She was very distraught, nervous, upset, and anxious. She could not sleep so the doctor
gave her Ambien. The victim said that she suffered a great deal of pain because of the attack,
and the pain continued after the hospital discharged her. When she left the hospital, her
doctor sent her home with Lortab for her pain.
The victim recalled an officer from the Lawrenceburg Police Department coming to
the hospital and photographing her injuries. The victim identified a photograph of the injuries
to her face. She also identified a photograph of her right ear, which had “bursted.” She said
that the doctor drained her ear several times because it would collect fluid and swell. The
victim identified a photograph of her chest. Using the photograph, she pointed out the mark
that appellant’s heel had made while he was stepping on her chest. Next, she identified a
picture of her left ear. She said that her left ear was swollen. Doctors had to lance, drain, and
insert a tube into her ear.
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The victim testified that police officers periodically came to monitor her progress while
she was in the hospital. On June 13th, police officers took additional photographs of the
victim, which she identified at trial. The victim also identified a series of small photographs
that she obtained from criminal investigators. The photographs depicted her injuries a week
and a half after the hospital discharged her.
The victim testified that she did not go to appellant’s house that night to confront him
and did not expect a physical confrontation. She said they did not have a fight the week
before while appellant was away. However, the victim said that if she did not answer the
phone the first time appellant called, he would continue to call and “give [her] a fit” about not
answering. She said that was the standard conduct between her and appellant, and she could
not do anything that pleased him. The victim did not go to appellant’s home intending to end
their relationship.
On cross-examination, the victim testified that she did not have her phone records to
show that appellant had continually called her. She said that the fight with appellant began
when he questioned her about what time she would be at his house. The victim stated that the
only thing that she said to appellant when she entered the house was that she had to wait for
Kentucky Fried Chicken to prepare their dinner.
The victim testified that she did not try to get her phone during the attack because
appellant had it. Appellant eventually set her phone down on the bar, and she was able to grab
it before she left. She further testified that it would not have done her any good to run into
another room and lock the door because appellant would have “busted it down.” The victim
did not hit appellant or try to grab the knife during the attack. When the victim left
appellant’s house, she did not go to a neighbor’s house for help, call an ambulance, or call the
police. She estimated that it took her five minutes to get to the hospital.
The victim did not lose consciousness because of appellant’s attack. The victim said
she felt that appellant was trying to control her life. She denied that appellant had ever
expressed concerns about the amount of prescription drugs she was taking.
Dr. Kimberly Goodemote testified that on June 11, 2010, she treated the victim at
Crockett Hospital. The victim gave Dr. Goodemote and the attending nurses and doctors a
medical history. Dr. Goodemote identified the victim’s medical history record from June 12,
2010, the day the victim was admitted into the hospital. The medical history stated that the
victim arrived at the hospital complaining of facial pain and trauma from appellant’s hitting
her. It also gave a brief summary of the attack. The medical history further stated that the
victim was unsure whether the police had arrested appellant. The victim reported that
appellant had never attacked her before and that “‘he apparently ha[d] bi-polar disorder.’”
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While in the emergency room, the victim had a hematoma drained around her ear, and treating
physicians placed pressure dressing on it.
Dr. Goodemote also identified the victim’s “Emergency Triage Form.” The form listed
the victim’s arrival date and time as June 11, 2010 at 10:34 p.m. Dr. Goodemote stated that
the victim’s primary problem was trauma to her ear. According to Dr. Goodemote, Dr.
Michael Boyd drained the victim’s ear during the victim’s hospital stay.
Dr. Goodemote identified the victim’s “Discharge Summary” that stated the victim’s
final diagnoses as concussion, coma status, post-head trauma, left ear laceration,
hyperglycemia, anemia, and hypokalemia. The treating physicians prescribed the victim
Lortab for her pain. Dr. Goodemote testified that a patient who was already taking
prescription pain medication before being hospitalized may require more pain medication than
someone who did not normally take pain medication.
On cross-examination, Dr. Goodemote testified that she compiled the victim’s medical
history based on what the victim told her. She did not recall seeing appellant at the hospital.
Dr. Goodemote identified a note that a nurse had written on one of the victim’s records that
said “‘16:00; patient commented that boyfriend who had assaulted her had attempted to call
her. She is requesting to be confidential and be notified of this. Patient made confidential and
will be moved to ICU for closer observation and security.’” Dr. Goodemote stated that they
“most likely” moved the victim to the ICU for security reasons.
Sergeant Stacey Faulkner, with the Lawrenceburg Police Department, testified that he
responded to a call at Crockett Hospital on June 11, 2010. He went to the victim’s room upon
arriving at the hospital and observed the victim with her head wrapped in a gauze bandage
with extra padding on the left side. The victim had blood on her face, chest, and hands. He
asked the victim what caused her injuries, and she told him about appellant’s phone calls and
attack. Sergeant Faulkner said that the victim consistently told him the same story and never
named a different attacker.
After speaking with the victim, Sergeant Faulkner left the hospital and signed a warrant
for appellant’s arrest. He went to appellant’s home, but appellant was not there. Sergeant
Faulkner was unable to find appellant that night.
On cross-examination, Sergeant Faulkner testified that he was the charging officer for
this incident. He stated that he never entered appellant’s home, executed a search warrant on
appellant’s home, or interviewed appellant. Sergeant Faulkner could not remember the
information that he presented to the grand jury but said it was in his report. He testified that
the information in his report was information that the victim gave him. Sergeant Faulkner
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never found additional evidence suggesting that appellant was culpable for the victim’s
injuries.
After hearing the evidence, the jury convicted appellant of aggravated assault. The
trial court sentenced appellant as a Range I, standard offender, to six years in the Tennessee
Department of Correction. Appellant now appeals his conviction and sentence.
II. Analysis
A. Sufficiency of the Evidence
Appellant argues that the only evidence against him, the victim’s testimony, was
insufficient to prove his guilt beyond a reasonable doubt. In the alternative, he contends that
“the victim participated in, or otherwise facilitated the crime, and therefore should be
considered an accomplice.” He posits that because the victim’s testimony was
uncorroborated, it was insufficient evidence to prove him guilty beyond a reasonable doubt.
It is well established that once a jury finds a defendant guilty, we remove and replace
the presumption of innocence with a presumption of guilt. State v. Evans, 838 S.W.2d 185,
191 (Tenn. 1992). Thus, on appeal, a convicted defendant bears the burden of demonstrating
to this court why the evidence will not support the jury’s verdict. State v. Carruthers, 35
S.W.3d 516, 557-58 (Tenn. 2000); State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). The
defendant must establish that no “rational trier of fact” could have found the essential
elements of the crime beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 319
(1979); State v. Evans, 108 S.W.3d 231, 236 (Tenn. 2003); see Tenn. R. App. P. 13(e). The
jury’s verdict approved by the trial judge accredits the State’s witnesses and resolves all
conflicts in favor of the State. State v. Harris, 839 S.W.2d 54, 75 (Tenn. 1992). The State
is entitled to the strongest legitimate view of the evidence and all reasonable inferences that
may be drawn from that evidence. Carruthers, 35 S.W.3d at 558. The trier of fact resolves
all questions concerning the credibility of the witnesses, conflicts in trial testimony, the weight
and value to be given the evidence, and all factual issues raised by the evidence. State v.
Bland, 958 S.W.2d 651, 659 (Tenn. 1997). This court does not attempt to re-weigh or
re-evaluate the evidence. State v. Rice, 184 S.W.3d 646, 662 (Tenn. 2006). Moreover, we
do not replace the jury’s inferences drawn from the circumstantial evidence with our own
inferences. State v. Reid, 91 S.W.3d 247, 277 (Tenn. 2002). We apply these rules to findings
of guilt based upon direct evidence, circumstantial evidence, or a combination of both direct
and circumstantial evidence. State v. Pendergrass, 13 S.W.3d 389, 392-93 (Tenn. Crim. App.
1999).
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The jury convicted appellant of aggravated assault. As relevant to his conviction, a
person commits aggravated assault who intentionally or knowingly causes serious bodily
injury to another. Tenn. Code Ann. §§ 39-13-102(a)(1)(A)(i), 39-13-101(a)(1) (2010).
Serious bodily injury is a bodily injury that involves a substantial risk of death; protracted
unconsciousness; extreme physical pain; protracted or obvious disfigurement; protracted loss
or substantial impairment of a function of a bodily member, organ, or mental faculty. Tenn.
Code Ann. § 39-11-106(a)(34)(A)-(E) (2010).
Viewed in the light most favorable to the State, the evidence was sufficient to sustain
the conviction. The victim testified that appellant attacked her at his home on June 11, 2010.
Appellant threw her to the ground, hit her, and kicked her. He also stood on her chest and
neck attempting to choke her and held a knife to her throat while threatening to kill her.
Appellant’s attack caused the victim’s ear to swell, burst open, and bleed. The victim was
admitted to Crockett Hospital because of the injuries that appellant inflicted upon her.
Physicians treated the victim for trauma to her ear. The photographs that Sergeant Faulkner
took of the victim show bruises and trauma to the victim’s body, especially her face. The
victim testified that she suffered a great deal of pain because of the attack, and the pain
continued after the hospital discharged her. Moreover, victim had fluid accumulation,
ringing, and searing pain in her ear as a result of the attack. Appellant asserts that the victim’s
testimony was insufficient to establish his guilt beyond a reasonable doubt; however, it is the
sole province of the jury to determine witness credibility. See State v. Sisk, 343 S.W.3d 60,
65 (Tenn. 2011) (“The jury, as the trier of fact, is empowered to assess the credibility of the
witnesses, to address the weight to be given their testimony, and to reconcile any conflicts in
the proof.” (citing State v. Campbell, 245 S.W.3d 331, 335 (Tenn. 2008))). By its guilty
verdict, the jury obviously accredited the victim’s testimony at trial. This issue is without
merit.
Appellant alternatively argues that the victim was his accomplice. He claims that the
victim’s testimony “indicated that she participated in a heightening level of hostility between
her and [appellant]” and that the victim verbally provoked appellant. Appellant asserts that
because the victim willingly went to appellant’s home and did not try to avoid the encounter
or protect herself, she was an accomplice whose testimony required corroboration. The State
responds that no evidence existed that showed the victim was in any way an accomplice to the
crime.
“An accomplice is defined as a person who knowingly, voluntarily[,] and with common
intent unites with the principal offender in the commission of the crime.” State v. Anderson,
985 S.W.2d 9, 16 (Tenn. Crim. App. 1997) (citing State v. Perkinson, 867 S.W.2d 1, 7 (Tenn.
Crim. App. 1992)). When there are clear and undisputed facts regarding a witness’s
participation in the crime, the question of whether he or she is an accomplice is one of law
that the court must decide. Perkinson, 867 S.W.2d at 7. If facts are disputable or susceptible
to varying inferences, the question of whether the witness is an accomplice then becomes a
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question of fact for the jury. Id. (citing Conner v. State, 531 S.W.2d 119, 123 (Tenn. Crim.
App. 1975)). “The determination of whether a witness is an accomplice focuses upon
‘whether the witness could be indicted for the same offense as the defendant.’” State v.
Harris, W2010-02512-CCA-R3CD, 2012 WL 29203, at *7 (Tenn. Crim. App. Jan. 5, 2012)
(quoting State v. Tyree Robinson, No. W2008-01001-CCA-R3-CD, 2009 WL 1741401, at *7
(Tenn. Crim. App. June 16, 2009)).
In our view, the evidence did not establish that the victim “knowingly, voluntarily, and
with common intent” participated with the defendant in the aggravated assault of herself.
Anderson, 985 S.W.2d at 16. The evidence showed that the victim and appellant routinely
argued about appellant’s phone calls. The presentence report shows that appellant has
previously been convicted for aggravated assault against the victim; however, the victim
advised her treating physicians that appellant “had never done this to her before.” Appellant
was smiling when the victim arrived at his house, and the victim did not know that he was
about to assault her. The victim did not go to appellant’s home to engage in a confrontation.
The victim testified that appellant alone caused her injuries, and no evidence indicated that
the victim participated with appellant in causing substantial bodily injury to herself. Even
assuming, arguendo, that the victim participated, a grand jury could not have indicted her for
the same offense as appellant because the aggravated assault statute requires that a defendant
cause “serious bodily injury to another.” Tenn. Code Ann. § 39-13-102(a)(1)(A)(i) (2010)
(emphasis added). Accordingly, we agree with the State that the victim was not an
accomplice. Consequently, it was not necessary that the State corroborate the victim’s
testimony concerning the offense. Appellant is not entitled to relief on this issue.
B. Prosecutor’s Closing Argument
Next, appellant argues that the State’s reference to the “some other dude did it” defense
during its closing argument inappropriately shifted the burden of proof to appellant and
amounted to prosecutorial misconduct. The State replies that the defendant waived this issue
by failing to contemporaneously object. The State further contends that, despite any waiver,
the defendant’s issue is without merit.
“[A]rgument of counsel is a valuable privilege that should not be unduly restricted.”
Smith v. State, 527 S.W.2d 737, 739 (Tenn. 1975). Tennessee courts give great latitude to
counsel arguing their cases to the jury. Id. Thus, “trial judges have wide discretion in
controlling the argument of counsel, and their action will not be reviewed absent abuse of that
discretion.” Id.
To succeed on a claim of prosecutorial misconduct, the appellant must show that “the
argument of the prosecutor was so inflammatory or the conduct so improper that it affected
the verdict to his detriment.” State v. Farmer, 927 S.W.2d 582, 591 (Tenn. Crim. App. 1996).
When determining whether the argument affected the jury’s verdict, we consider the
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following five factors: (1) the conduct complained of viewed in context and in light of the
facts and circumstances of the case; (2) the curative measures undertaken by the court and the
prosecution; (3) the intent of the prosecutor in making the improper statement; (4) the
cumulative effect of the improper conduct and any other errors in the record; and (5) the
relative strength or weakness of the case. Judge v. State, 539 S.W.2d 340, 344 (Tenn. Crim.
App. 1976)
Appellant’s failure to contemporaneously object to the prosecutor’s allegedly improper
remark waives appellate review of this issue. State v. Hunt, No. W2007-01767-CCA-R3-CD,
2008 WL 2901597, at *3 (Tenn. Crim. App. July 21, 2008) (citing Tenn. R. App. P. 36(a);
State v. Thornton, 10 S.W.3d 229, 234 (Tenn. Crim. App. 1999)). Waiver notwithstanding,
the appellant’s contention is without merit. The prosecutor did not state anything that was
improper. In fact, the prosecutor’s rebuttal argument restated the theory set forth in
appellant’s opening and closing arguments: appellant did not assault the victim and someone
else did. This statement did not shift the burden of proof to appellant. Moreover, the trial
court instructed the jury regarding the State’s burden of proof. We see nothing improper
about the prosecutor’s statement. This issue is without merit.
C. Sentencing
Finally, appellant challenges the sentence imposed by the trial court. Specifically,
appellant contends that the trial court should have granted him an alternative sentence and that
the trial court erred in applying as an enhancement factor that he “treated, or allowed a victim
to be treated, with exceptional cruelty during the commission of the offense.” Tenn. Code
Ann. § 40-35-114(5) (2010). The State responds that the record supports appellant’s sentence.
When an accused challenges the length and manner of service of a sentence, this court
conducts a de novo review on the record “with a presumption that the determinations made
by the court from which the appeal is taken are correct.” Tenn. Code Ann. § 40-35-401(d)
(2010). We condition this presumption upon “the affirmative showing in the record that the
trial court considered the sentencing principles and all relevant facts and circumstances.” State
v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). We do not apply the presumption to the legal
conclusions reached by the trial court in sentencing the accused or to the determinations made
by the trial court predicated upon uncontroverted facts. State v. Butler, 900 S.W.2d 305, 311
(Tenn. Crim. App. 1994); State v. Smith, 891 S.W.2d 922, 929 (Tenn. Crim. App. 1994); State
v. Bonestel, 871 S.W.2d 163, 166 (Tenn. Crim. App. 1993), overruled on other grounds by
State v. Hooper, 29 S.W.3d 1 (Tenn. 2000).
In conducting a de novo review of a sentence, we must consider (a) any evidence
received at the trial, sentencing hearing, or both; (b) the presentence report; (c) the principles
of sentencing; (d) the arguments of counsel about sentencing alternatives; (e) the nature and
characteristics of the offense; (f) any mitigating or enhancement factors; (g) any statistical
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information provided by the administrative office of the courts as to Tennessee sentencing
practices for similar offenses; (h) any statements made by the accused in his own behalf; and
(i) the accused’s potential or lack of potential for rehabilitation or treatment. Tenn. Code
Ann. §§ 40-35-103, -210 (2010); State v. Taylor, 63 S.W.3d 400, 411 (Tenn. Crim. App.
2001). The party challenging the sentence imposed by the trial court has the burden of
establishing that the sentence is erroneous. Tenn. Code Ann. § 40-35-401 (2010), Sentencing
Comm’n Cmts.; Ashby, 823 S.W.2d at 169.
When imposing a sentence within the appropriate range of punishment for a defendant:
[T]he court shall consider, but is not bound by, the following advisory
sentencing guidelines:
(1) The minimum sentence within the range of punishment is the sentence that
should be imposed, because the general assembly set the minimum length of
sentence for each felony class to reflect the relative seriousness of each criminal
offense in the felony classifications; and
(2) The sentence length within the range should be adjusted, as appropriate, by
the presence or absence of mitigating and enhancement factors set out in §§ 40-
35-113 and 40-35-114.
Tenn. Code Ann. § 40-35-210 (2010). From this, “the trial court is free to select any sentence
within the applicable range so long as the length of the sentence is ‘consistent with the
purposes and principles of [the Sentencing Act].’” State v. Carter, 254 S.W.3d 335, 343
(Tenn. 2008) (quoting Tenn. Code Ann. § 40-35-210(d)). The trial court’s weighing of the
various enhancement and mitigating factors is not grounds for reversal under the revised
Sentencing Act. Id. at 345 (citing State v. Devin Banks, No. W2005-02213-CCA-R3-DD,
2007 WL 1966039, at *48 (Tenn. Crim. App. July 6, 2007) aff’d as corrected, 271 S.W.3d
90 (Tenn. 2008)).
A court no longer presumes that a defendant is a favorable candidate for alternative
sentencing under the revised Tennessee sentencing statutes. Carter, 254 S.W.3d at 347 (citing
Tenn. Code Ann. § 40-35-102(6)). Instead, the “advisory” sentencing guidelines provide that
a defendant “who is an especially mitigated or standard offender convicted of a Class C, D
or E felony, should be considered as a favorable candidate for alternative sentencing options
in the absence of evidence to the contrary.” Tenn. Code Ann. § 40-35-102(6) (2010).
A trial court may deny alternative sentencing and sentence a defendant to confinement
based on any of the following considerations:
(A) Confinement is necessary to protect society by restraining a
defendant who has a long history of criminal conduct;
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(B) Confinement is necessary to avoid depreciating the seriousness of
the offense or confinement is particularly suited to provide an effective
deterrence to others likely to commit similar offenses; or
(C) Measures less restrictive than confinement have frequently or
recently been applied unsuccessfully to the defendant.
Id. § 40-35-103(1). Furthermore, the trial court should examine the defendant’s potential for
rehabilitation, or lack thereof, when determining whether an alternative sentence is
appropriate. Id. § 40-35-103(5).
Appellant asserts that the record does not support the trial court’s finding that appellant
would not likely abide by the terms of his probation and would commit another crime. The
trial court sentenced appellant as a Range I, standard offender, to six years in the Tennessee
Department of Correction. The trial court noted that appellant was on probation when he
committed this crime. The trial court observed that appellant had eight misdemeanor
convictions that “arose from either an act of violence toward a female victim or charges
stemming from an act of violence concerning a victim.” The trial court considered appellant’s
social, physical, and mental histories. The trial court found that there was a good chance that
appellant would not abide by the terms of his probation and that confinement was necessary
to protect the society from any further criminal conduct of appellant. The trial court gave
great consideration to the fact that measures less restrictive than confinement have frequently
or recently been applied unsuccessfully to the appellant. The trial court further found that
confinement would provide deterrence to those likely to commit aggravated assault. The
record reflects that the trial court properly considered the appellant’s request for alternative
sentencing. Thus, we conclude that the trial court properly denied an alternative sentence in
this case.
Pursuant to the 2005 amendments, our Sentencing Act has abandoned the statutory
minimum sentence and renders enhancement and mitigating factors advisory only. See Tenn.
Code Ann. §§ 40-35-114, -210(c) (2010). The 2005 amendments set forth certain “advisory
sentencing guidelines” that do not bind the trial court; however, the trial court is required to
consider them. See id. § 40-35-210(c). Although the application of factors is advisory, a
court shall consider “[e]vidence and information offered by the parties on the mitigating and
enhancement factors in §§ 40-35-113 and 40-35-114.” Id. § 40-35-210(b)(5). The trial court
is also required to place on the record “what enhancement or mitigating factors were
considered, if any, as well as the reasons for the sentence, to ensure fair and consistent
sentencing.” Id. § 40-35-210(d).
The trial court found the following enhancement factors applicable to appellant:
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(1) The defendant has a previous history of criminal convictions or
criminal behavior, in addition to those necessary to establish the appropriate
range;
....
(5) The defendant treated, or allowed a victim to be treated, with
exceptional cruelty during the commission of the offense;
....
(11) The felony resulted in death or serious bodily injury, or involved the
threat of death or serious bodily injury, to another person, and the defendant has
previously been convicted of a felony that resulted in death or serious bodily
injury;
....
(13) At the time the felony was committed, . . . the following
classification[] was applicable to the defendant:
....
(C) Released on probation[.]
Id. § 40-35-114.
Appellant asserts that the trial court erred when it applied enhancement factor (5)
because it is an essential element of aggravated assault. “[P]roper application of enhancement
factor (5) requires a finding of cruelty under the statute ‘over and above’ what is required to
sustain a conviction for an offense.” State v. Arnett, 49 S.W.3d 250, 258 (Tenn. 2001)
(quoting State v. Embry, 915 S.W.2d 451, 456 (Tenn. Crim. App. 1995) overruled on other
grounds by State v. Winfield, 23 S.W.3d 279 (Tenn. 2000); State v. Poole, 945 S.W.2d 93, 98
(Tenn. 1997)). “[B]ecause ‘exceptional cruelty’ is inherent in some offenses such as
aggravated assault, the facts must demonstrate a culpability distinct from and greater than that
incident to the offense.” State v. Kelly Haynes, No. W1999-01485-CCA-R3-CD, 2000 WL
298744, at *3 (Tenn. Crim. App. Mar. 14, 2000) (citing Poole, 945 S.W.2d at 98.) The
“exceptional cruelty” enhancement factor refers to “the infliction of pain or suffering for its
own sake or from the gratification derived therefrom, and not merely pain or suffering
inflicted as the means of accomplishing the crime charged.” Id. “Thus, cruelty requires more
than the physical infliction of serious bodily injury upon a victim.” Id.
Here, appellant beat the victim for at least an hour. He went through a cycle of
stopping the attack momentarily only to recommence it. He hit the victim more than fifty
times, held a knife to her throat, threatened to kill her, and stepped on her neck and chest
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attempting to choke her. Appellant’s attack on the victim was more than just the physical
infliction of serious bodily injury upon the victim. See id. Thus, we conclude that application
of enhancement factor (5) was appropriate.
Moreover, even if we were to conclude that application of enhancement factor (5) was
inappropriate, the record shows that the other enhancement factors applied by the trial court
were sufficient to support appellant’s sentence. Appellant had a previous history of criminal
convictions including felony convictions for aggravated assault and aggravated burglary and
misdemeanor convictions for domestic assault, simple assault, and vandalism. See Tenn.
Code Ann. § 40-35-114(1) (2010). Appellant’s aggravated assault on the victim resulted in
serious bodily injury to the victim, and appellant has previously been convicted of a felony
that resulted in serious bodily injury.1 See id. § 40-35-114(11). Appellant was serving a six-
year sentence suspended to probation when the jury convicted him in this case. See id.
§ 40-35-114(13). Accordingly, we conclude that appellant is not entitled to relief on this
issue.
III. Conclusion
Based on the foregoing, we affirm the judgment of the trial court.
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ROGER A. PAGE, JUDGE
1
Although this enhancement factor includes language that is in the aggravated assault statute, its
application has the additional requirement that appellant have a prior felony involving death or serious bodily
injury. Thus, this factor does not constitute an element of aggravated assault.
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