IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Briefs January 24, 2012
STATE OF TENNESSEE V. JOSHUA CALEB MORRIS
Direct Appeal from the Criminal Court of Knox County
Nos. 88269, 88270, 88271, 89558 Bob R. McGee, Judge
No. E2011-01243-CCA-R3-CD - Filed March 9, 2012
Joshua Caleb Morris (“the Defendant”) pled guilty to two counts of aggravated burglary,
three counts of theft, and one count of possession of drug paraphernalia. The trial court
sentenced the Defendant as a Range I standard offender to a total effective sentence of six
years, to be suspended on twelve years probation under the supervision of the Community
Alternative to Prison Program. Upon the filing of a revocation warrant, the Defendant was
taken into custody and a probation revocation hearing was held. At the conclusion of the
hearing, the trial court revoked the Defendant’s probation and ordered him to serve the
remainder of his sentence in confinement. The Defendant has appealed the trial court’s
ruling. Upon our review of the record, we affirm the trial court’s judgment.
Tenn. R. App. P. 3 Appeal as of Right; Judgment
of the Criminal Court Affirmed
J EFFREY S. B IVINS, J., delivered the opinion of the Court, in which N ORMA M CG EE O GLE and
R OBERT W. W EDEMEYER, JJ., joined.
Mark E. Stephens, District Public Defender; Christy Murray, Assistant District Public
Defender, Knoxville, Tennessee, for the appellant, Joshua Caleb Morris.
Robert E. Cooper, Jr., Attorney General & Reporter; Nicholas W. Spangler, Assistant
Attorney General; Randall Nichols, District Attorney General; Leon Franks, Assistant
District Attorney General, for the appellee, State of Tennessee.
OPINION
Factual and Procedural Background
On July 11, 2008, the Defendant pled guilty to two counts of aggravated burglary,
three counts of theft, and one count of possession of drug paraphernalia. Pursuant to the plea
agreement, the trial court sentenced the Defendant as a Range I standard offender to a total
effective sentence of six years, suspended on twelve years probation, to be supervised by the
Community Alternative to Prison Program (“CAPP”). On April 4, 2011, the Defendant’s
probation officer, Jack Dennis, filed a violation of probation warrant. The probation
revocation hearing was held on May 6, 2011.
Dennis testified at the probation revocation hearing that he filed a violation warrant
based upon the Defendant’s relapse on two separate occasions. The first relapse, in February
of 2011, involved the Defendant’s admitted use of Roxicet (a brand of oxycodone 1 ) when a
drug screen came back “adulterated.” The second relapse, in March of 2011, involved the
Defendant’s admitted use of synthetic THC and Molly’s Plant Food 2 (methedrone). To
Dennis’s knowledge, Molly’s Plant Food was not illegal at the time of the Defendant’s use.
Since the Defendant’s release into CAPP, he had a total of five relapses, including a positive
drug screen in May of 2010. Additionally, Dennis stated that, at the time of the most recent
warrant, the Defendant was behind in his required community service, in paying his court
costs, and in paying his Community Corrections fees.
Dennis testified that the Defendant lived in Jellinek Halfway House and was also a
participant in a treatment program as well as a drug court program. He acknowledged that
the Defendant had been cooperative throughout most of their interactions, and Dennis
received feedback that the Defendant had been cooperative at Jellinek as well. While at
Jellinek, the Defendant participated in house meetings and Narcotics Anonymous or
Alcoholics Anonymous meetings, and he met with a counselor regularly. Dennis also
acknowledged that the Defendant had become “house manager” at Jellinek, meaning that he
supervises the residents in the house to see that “everyone . . . shows up, does their chores,
things of that nature.” Dennis stated that the Defendant also worked about thirty hours a
week at IHOP. According to Dennis, CAPP’s position regarding the Defendant was that he
should be required to serve the remainder of his sentence.
The Defendant testified at the revocation hearing regarding his thirteen-year struggle
with drug addiction. He stated that, when he was in high school, a family member had been
prescribed medication for injuries related to an accident. The Defendant found this
medication and started using it. By the time the Defendant was out of high school, he had
developed an addiction to oxycodone. As his tolerance developed, he could no longer afford
the drugs he “required to simply get out of bed every day,” which led to the crimes he began
1
Oxycodone is a controlled substance listed under Tennessee Code Annotated section 39-17-408
(2010), prohibited pursuant to Tennessee Code Annotated section 39-17-418 (2010).
2
Dennis described Molly’s Plant Food as “a synthetic stimulant that has side effects similar to
Ecstasy.”
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committing in 2006. He acknowledged that, in order to pay for the drugs, he broke into the
homes of families he had known his entire life.
The Defendant stated that around 2007, when he found out his girlfriend was
pregnant, he went to a six-month treatment program in Georgia. While at the treatment
facility, detectives sought him out about potential charges related to the crimes committed
beginning in 2006. Following the completion of his treatment, he came back to Tennessee
and turned himself in. He stated that since his son’s birth, he has taken his son out to eat on
occasion and paid for half of the costs associated with daycare. The Defendant
acknowledged that he has been diagnosed with bipolar disorder.
On cross-examination, the Defendant stated that he bought Roxicet from another
individual in the CAPP program. He agreed that he should have told his probation officer
about this transaction. He also acknowledged that, in the past few years, he has been through
several halfway houses, detox programs at two different hospitals, six weeks of treatment in
Georgia, and eight weeks of treatment at a facility called Steps House. He obtained Molly’s
Plant Food from two different gas stations because it was sold over the counter at that time.
The Defendant stated that, when he first tried it, the attendant told him that taking it would
be analogous to an energy drink. Initially, he only had about one capsule of “Molly’s Plant
Food” per day, but after a few weeks, he was having as much as five capsules per day, priced
at $12.00 per capsule.
Sherry Morris, the Defendant’s mother, testified that she has seen her son undergo
changes since he went on probation. She noted that he obtained and maintained a job and
worked hard to be more involved with his family. She stated that the Defendant “goes every
day and picks [his son] up, gets him dressed, gets him breakfast, and takes him to daycare.
Calls him every night and checks on him. They are really close.” On cross-examination,
Morris acknowledged that she would not trust her son with her grandson if he was snorting
plant food every day.
Donald Carter, the court liaison for the Knox County Drug Court, testified that he
discussed the Defendant’s situation with other individuals involved in his case. From these
discussions, he understood that the drug court decided to sanction the Defendant to ninety-six
hours in jail based on the Defendant’s relapse. However, he reiterated that the drug court is
willing to allow the Defendant to stay in the program so long as the trial court permits.
After considering the proof, the trial court stated that, although the February 2011 use
of oxycodone resulted in a sanction by the drug court, it was nevertheless a legitimate basis
for revocation of probation as well. The trial court also noted the Defendant’s many attempts
to overcome his drug addiction. However, the trial court stated, “this Court . . . is simply
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going to reject the notion that a person can continue to break the law by illegal use of drugs
and get away with it by saying, I’m in treatment, I just need treatment.” Accordingly, the
trial court revoked the defendant’s probation, placing him in the custody of the Tennessee
Department of Correction. The trial court allowed the Defendant to receive credit for all time
previously served on the sentence as well as any CAPP credit, if applicable. The Defendant
timely appeals, asserting that his probation should not have been revoked, that he was denied
procedural and substantive due process, and that the execution of his original sentence was
arbitrary.
Analysis
The Defendant asserts that his probation revocation was improper for two reasons.
First, the Defendant argues that his use of an uncontrolled substance did not violate the terms
of his probation. Second, he asserts that his “uncorroborated admission” is not in itself
sufficient to support a probation revocation.
Tennessee Code Annotated section 40-35-311 provides that, in a probation revocation
proceeding, the court “may enter judgment upon the question of the charges as the trial judge
may deem right and proper under the evidence adduced before the trial judge.” Tenn. Code
Ann. § 40-35-311(d) (2010). And,
[i]f the trial judge finds that the defendant has violated the conditions
of probation and suspension by a preponderance of the evidence, the trial judge
shall have the right by order duly entered upon the minutes of the court to
revoke the probation and suspension of sentence, and:
(A) Cause the defendant to commence the execution of the judgment
as originally entered, or otherwise, in accordance with [section] 40-35-310; or
(B) Resentence the defendant for the remainder of the unexpired term
to any community-based alternative to incarceration authorized by chapter 36
of this title; provided, that the violation of probation and suspension is a
technical one and does not involve the commission of a new offense.
Id. § 40-35-311(e)(1); see also State v. Hunter, 1 S.W.3d 643, 647 (Tenn. 1999). Thus, the
State must only prove that the defendant violated the terms of his or her probation by a
preponderance of the evidence. In this regard, “[t]he trial judge has a duty at probation
revocation hearings to adduce sufficient evidence to allow him [or her] to make an intelligent
decision.” State v. Mitchell, 810 S.W.2d 733, 735 (Tenn. Crim. App. 1991); see also State
v. Harkins, 811 S.W.2d 79, 82 (Tenn. 1991) (“The proof of a probation violation need not
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be established beyond a reasonable doubt, but it is sufficient if it allows the trial judge to
make a conscientious and intelligent judgment.”) (citing State v. Milton, 673 S.W.2d 555,
557 (Tenn. Crim. App. 1984)).3
On appeal, we will not disturb the trial court’s decision to revoke probation absent an
abuse of discretion. State v. Shaffer, 45 S.W.3d 553, 554 (Tenn. 2001); see also State v.
Reams, 265 S.W.3d 423, 430 (Tenn. Crim. App. 2007). We will grant relief only when “‘the
trial court’s logic and reasoning was improper when viewed in light of the factual
circumstances and relevant legal principles involved.’” Shaffer, 45 S.W.3d at 555 (quoting
State v. Moore, 6 S.W.3d 235, 242 (Tenn. 1999)).
The Defendant first asserts that methedrone was not a controlled substance and, thus,
the use of it did not violate the terms of his probation. However, we note that the trial court
revoked the Defendant’s probation upon its finding that the proof established that he used
oxycodone. The trial court made no mention of the use of methedrone in revoking probation.
Thus, it is unnecessary for us to determine whether his use of methedrone is sufficient to
revoke probation because that use was not the basis for the trial court’s decision.4 The
Defendant admitted to using oxycodone, a controlled substance that he admitted to
purchasing from another individual within CAPP.
Although the Defendant has made no argument that his use of oxycodone did not
violate the terms of his probation, we nevertheless will address it here. The Defendant has
not provided this Court with a copy of the terms of his probation and, consequently, has
waived his right to assert that his conduct did not violate his probation. “Where the record
is incomplete and does not contain a transcript of the proceedings relevant to an issue
3
In Harkins, our Supreme Court stated that, “[i]n order for a reviewing court to be warranted in
finding an abuse of discretion in a probation revocation case, it must be established that the record contains
no substantial evidence to support the conclusion of the trial judge that a violation of the conditions of
probation has occurred.” 811 S.W.2d at 82. However, as pointed out by Judge Witt, “the statute governing
probation revocation in effect at the time of . . . Harkins . . . contained no specific burden of proof to be met
before the trial court could revoke probation.” State v. Farrar, 355 S.W.3d 582, 586 (Tenn. Crim. App.
2011). As set forth above, the statute applicable in this case permits the trial court to revoke probation only
upon finding by a preponderance of the evidence that the defendant has violated the terms of his or her
probation. We therefore join Judge Witt in “question[ing] whether the ‘no substantial evidence’ language
of Harkins remains applicable to the determination whether the trial court abused its discretion when
revoking probation.” Farrar, 355 S.W.3d at 586.
4
Furthermore, even if the trial court based its decision on the Defendant’s use of methedrone, the
Defendant has not supplied the terms of his probation in the record. Thus, we would be unable to determine
whether the Defendant’s use of methedrone violated the terms of his probation. See State v. Ballard, 855
S.W.2d 557, 560-61 (Tenn. 1993); Tenn. R. App. P. 24(a).
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presented for review, or portions of the record upon which the party relies, an appellate court
is precluded from considering the issue.” State v. Ballard, 855 S.W.2d 557, 560-61 (Tenn.
1993) (citing State v. Roberts, 755 S.W.2d 833, 836 (Tenn. Crim. App. 1988)); see also
Tenn. R. App. P. 24(a). This Court addressed this issue in State v. Nick Defillipis, No.
M2007-01647-CCA-R3-CD, 2008 WL 2388632, at *5 (Tenn. Crim. App. June 12, 2008).
In Defillipis, because the appellant failed to provide the terms of his probation, this Court had
“no choice but to assume the probation order contained a condition that he not use illegal
drugs.” Id. at *4. In further support of this assumption, this Court stated, “‘[U]nlike other
conditions of probation that may be imposed, the Defendant is deemed to have notice that
his . . . conduct must conform to the requirements of the law from the time of the law’s
enactment.’” Id. at *5 (quoting State v. Stubblefield, 953 S.W.2d 223, 225 (Tenn. Crim.
App. 1997)). Here, the Defendant has conceded that the terms of his probation included a
prohibition against controlled substances. Moreover, the trial court stated that even though
the use of oxycodone resulted in a sanction by the drug court, it was nevertheless a legitimate
basis for the revocation as well. Thus, the trial court did not abuse its discretion in its
determination that the Defendant’s use of oxycodone violated the terms of the Defendant’s
probation.
The Defendant next asserts that his probation revocation was improper because his
“uncorroborated admission” alone was not sufficient for the trial court to use as a basis for
its decision. Specifically, the Defendant contends that his uncorroborated admission is
distinguishable from the plethora of decisions made by this Court supporting the contention
that an uncorroborated admission is sufficient as a basis for a probation revocation. He also
claims that his only admission was to the use of an uncontrolled substance and not to
violating the terms of his probation.
We note, once again, that the trial court based its decision upon the use of oxycodone.
Thus, the Defendant’s repeated assertions that the trial court erroneously based its decision
upon the Defendant’s use of methedrone are misguided. To the extent the trial court’s
decision was based upon the Defendant’s “uncorroborated admission” to the use of
oxycodone, the cases listed in the Defendant’s brief provide helpful analysis. In State v.
Bryan James Farve, No. E2008-00939-CCA-R3-CD, 2009 WL 749307 at *6 (Tenn. Crim.
App. Mar. 23, 2009), this Court held that because the State must only prove a probation
violation by a preponderance of the evidence, an uncorroborated admission by a defendant
may satisfy that burden. In Farve, this Court took note of the fact that the defendant admitted
to drug use when he knew about an upcoming drug test. Id. Similarly, the Defendant in the
present case admitted to the use of oxycodone when his drug test returned “adulterated.”
Thus, the Defendant’s admission was sufficient proof on the State’s part for the trial court
to determine a probation violation by a preponderance of the evidence. Therefore, the trial
court did not abuse its discretion in revoking the Defendant’s probation on that basis.
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The Defendant’s next argument is that a reversal of the probation revocation is
necessary “in order to protect his procedural and substantive due process rights.”
Specifically, he asserts that because he did not know that he was violating the terms of his
probation, “using his admission as the sole justification to revoke his probation, especially
without considering less restrictive alternatives, violates his due process rights.” Once again,
the Defendant incorrectly contends that the trial court’s decision was based upon his
admission to the use of methedrone, which he asserts was not a controlled substance at the
time of the Defendant’s use and, thus, did not violate the terms of his probation. We have
already determined that his uncorroborated admission to using oxycodone provides a
sufficient basis to revoke probation. Thus, the Defendant’s claim is without merit.
Finally, the Defendant argues that the trial court acted arbitrarily when it reinstated
the Defendant’s original sentence. When a trial court revokes a defendant’s probation, the
court may then order the defendant to serve out his or her original sentence. See Tenn. Code
Ann. §§ 40-35-310 (2010) and -311(e); State v. Taylor, 992 S.W.2d 941, 945 (Tenn. 1999).
“This court has repeatedly cautioned that ‘an accused, already on probation, is not entitled
to a second grant of probation or another form of alternative sentencing.’” State v. Juan
Manuel Coronado, II, No.E2010-01058-CCA-R3-CD, 2011 WL 704543, at *3 (Tenn. Crim.
App. Mar. 1, 2011) (quoting State v. Jeffrey A. Warfield, No. 01C01-9711-CC-00504, 1999
WL 61065, at *2 (Tenn. Crim. App. Feb. 10, 1999)) (other citation omitted).
The trial court found that the Defendant used oxycodone, a controlled substance.
Upon a probation revocation, the trial court has the discretion to reinstate the original
sentence. See Tenn. Code Ann. §§ 40-35-310 and 311(e). The trial court spoke at length
about the Defendant’s struggle with addiction to prescription medication. The court stated,
“this Court . . . is simply going to reject the notion that a person can continue to break the law
by illegal use of drugs and get away with it by saying, I’m in treatment, I just need
treatment.” Thus, the trial court’s decision was not arbitrary but one that was calculated
based on the court’s knowledge of the Defendant’s many second chances and, ultimately, the
Defendant’s failure to rehabilitate himself. Although a trial court must consider sentencing
principles when determining the original sentence, the court is under no obligation to
reconsider those principles following a probation revocation. See State v. Joshua Maurice
Hickman, No. M2010-01063-CCA-R3-CD, 2011 WL 2306104, at *3 (Tenn. Crim. App. June
8, 2011). Thus, there was no error on the part of the trial court in imposing the original
sentence upon the Defendant.
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Conclusion
The trial court did not abuse its discretion in revoking the Defendant’s probation and
ordering him to serve the remainder of his sentence in confinement. Accordingly, the
judgment of the trial court is affirmed.
_________________________________
JEFFREY S. BIVINS, JUDGE
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