IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Briefs June 24, 2008
STATE OF TENNESSEE v. DWAYNE ANTHONY DIXON
Appeal from the Criminal Court for Sullivan County
Nos. S52,716, S51,198 Robert H. Montgomery, Jr., Judge
No. E2007-02237-CCA-R3-CD - Filed August 26, 2008
The defendant, Dwayne Anthony Dixon, pleaded guilty in the Sullivan County Criminal Court in
case number S51,198 to one count of possession of less than .5 grams of cocaine with intent to sell
or deliver, possession of less than one-half ounce of marijuana, speeding, and felony evading arrest.
In case number S52,716, the defendant pleaded guilty to one count of possession of .5 grams or more
of cocaine with intent to sell or deliver. Pursuant to a plea agreement between the parties, the trial
court imposed sentences of five years for possession of less than. 5 grams of cocaine, 11 months and
29 days for possession of less than one-half ounce of marijuana, 30 days for speeding, one year for
felony evading arrest, and ten years for possession of .5 grams or more of cocaine. The agreement
provided for partially consecutive sentencing, for an effective sentence of 15 years to be served in
the Department of Correction. In this appeal, the defendant challenges the denial of alternative
sentencing. Discerning no error, we affirm the judgments of the trial court.
Tenn. R. App. P. 3; Judgments of the Criminal Court Affirmed
JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which DAVID H. WELLES and
ROBERT W. WEDEMEYER , JJ., joined.
Whitney Taylor (at trial), and Keith A. Hopson (on appeal), Kingsport, Tennessee, for the appellant,
Dwayne Anthony Dixon.
Robert E. Cooper, Jr., Attorney General and Reporter; Leslie E. Price, Assistant Attorney General;
H. Greeley Wells, Jr., District Attorney General; and William B. Harper and Lewis Combs, Assistant
District Attorneys General, for the appellee, State of Tennessee.
OPINION
On August 31, 2007, the defendant entered pleas of guilty to possession of less than
.5 grams of cocaine with intent to sell or deliver, possession of less than one-half ounce of marijuana,
speeding, and felony evading arrest in case number S51,198 and to possession of .5 grams or more
of cocaine with intent to sell or deliver in case number S52,716.1 At the plea submission hearing,
the State offered the following recitation of facts:
The State’s proof in S51,198 would have been, had
this case gone to trial, that Officer Billy Boyd of the Kingsport Police
Department was patrolling around the Center Street section of
Kingsport and in Sullivan County.2 He would testify that at the
intersection of Wilcox Drive he observed a Toyota, the individual
driving the Toyota ran a red light, passed Wilcox turning east on
Center Street. The proof would be . . . that after he stopped the car,
the defendant, Anthony Dwayne Dixon, was the individual that was
driving the car.
The proof would be that after the defendant ran the red
light the car traveled at a high rate of speed, in excess of 60 miles per
hour in a 30 mile per hour zone. It continued on up Pinola and was
observed turning north on Eastman Road without stopping at a stop
sign. He followed the vehicle into the parking of Food City grocery
store behind the Burger King where finally the vehicle stopped. . . .
The officer, during all of that chase, had his blue lights activated and
was attempting to stop the defendant. The defendant was asked if
there were any drugs in his vehicle. He said there were not any but
[during] the search, a large amount of cash was found in the vehicle.
Also found in the vehicle was 2.1 grams of what [was] . . . later
confirmed by the TBI lab to be cocaine. Also found was one gram of
marijuana. The State’s proof would further be that $2,099.00 of cash
was found in the vehicle as well; $791.00 was in the front pocket of
the defendant. . . .
The State’s proof in 52,716 would have been had that
case gone to trial that Officer McQueen would testify that on March
the 26th, 2005[,] that he observed a blue Chevy Caprice matching that
of a suspect vehicle from an earlier domestic assault. He attempted
to catch the vehicle several times but the driver would not pull over
and in his opinion tried to lose him as far as the speed and the turns.
The testimony would be that he finally stopped the vehicle at
Cheddar’s Restaurant in Kingsport and in Sullivan County. He
would testify that the defendant, Dwayne Dixon, was the person that
was driving the vehicle. He arrested him for driving without a
1
The defendant also pleaded guilty on this same date to one count of possession of .5 grams or more of cocaine
with intent to sell or deliver in case number S51,199. Pursuant to the plea agreement, he received a sentence of eight
years’ probation for this conviction, and neither the conviction or sentence has been challenged in this appeal.
2
The record otherwise shows that this event occurred in August 2004.
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driver’s license and as a part of the arrest there was a search done; 61
grams of what appeared to be crack cocaine was found in the back
seat. It was later confirmed by the TBI labs to be cocaine or a
substance containing cocaine. The defendant was arrested. As I said
there was $283.00 in cash seized from the defendant. . . .
Also at the hearing, the 25-year-old defendant testified that he had moved from Fort
Lauderdale, Florida to live with the mother of his two-year-old son. While in Sullivan County, the
defendant held jobs at Chiquola Fabric, Exide, and Dominoes. He stated that he began selling drugs
to make money after losing his job. Before being arrested in August 2004, the defendant had never
been convicted of any crime.
In this appeal, the defendant contends that the trial court should have granted
probation or other alternative sentencing. The State submits that the defendant was not eligible for
probation on the ten-year sentence for possession with intent to sell or deliver .5 grams or more of
cocaine. The State also asserts that the denial of other forms of alternative sentencing was
appropriate based upon the defendant’s criminal history and the nature of the offenses.
Initially we note that at the time of the defendant’s sentencing, the legislature had
amended the sentencing code to address the implications of Blakely v. Washington, 542 U.S. 296,
124 S. Ct. 2531 (2004). See T.C.A. § 40-35-114 (2003) (promulgating factors for enhancing
sentence length) (amended Pub. Acts 2005, ch. 353, § 5 (effective June 7, 2005)). The transcript of
the sentencing hearing indicates that the trial court informed the defendant that because of the date
of the offenses, he would be sentenced under the 2003 version of the Sentencing Act. Had the
defendant desired sentencing under the 2005 amendment to the Sentencing Act, he could have
executed a waiver of his ex post facto protections. See T.C.A. § 40-35-114 (Supp. 2005), compiler’s
notes; see also State v. Robert Lamont Moss, Jr., No. M2006-00890-CCA-R3-CD, slip op. at 5 n.1
(Tenn. Crim. App., Nashville, Dec. 4, 2007). No waiver appears in the record; thus, the sentence
in this case was governed by the pre-2005 statute.
When a defendant challenges the manner of service of a sentence, this court generally
conducts a de novo review of the record with a presumption that the determinations made by the trial
court are correct. T.C.A. § 40-35-401(d) (2003). This presumption, however, is conditioned upon
the affirmative showing in the record that the trial court considered the sentencing principles and all
relevant facts and circumstances. State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). The burden
of showing that the sentence is improper is upon the defendant. Id. If the review reflects the trial
court properly considered all relevant factors and its findings of fact are adequately supported by the
record, this court must affirm the sentence, “even if we would have preferred a different result.”
State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim. App. 1991). In the event the record fails to
demonstrate the required consideration by the trial court, appellate review of the sentence is purely
de novo. Ashby, 823 S.W.2d at 169.
In making its sentencing determination in the present case, the trial court, at the
conclusion of the sentencing hearing, was obliged to determine the propriety of sentencing
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alternatives by considering (1) the evidence, if any, received at the guilty plea and sentencing
hearings, (2) the presentence report, (3) the principles of sentencing and arguments as to sentencing
alternatives, (4) the nature and characteristics of the criminal conduct involved, (5) evidence and
information offered by the parties on the enhancement and mitigating factors, (6) any statements the
defendant made in his behalf about sentencing, and (7) the potential for rehabilitation or treatment.
T.C.A. § 40-35-210(a), (b); -103(5); State v. Holland, 860 S.W.2d 53, 60 (Tenn. Crim. App. 1993).
Under the 2003 version of the Sentencing Act, an “especially mitigated or standard
offender convicted of a Class C, D, or E felony is presumed to be a favorable candidate for
alternative sentencing options in the absence of evidence to the contrary.” T.C.A. § 40-35-102(6)
(2003).3 Further, a defendant is eligible for probation “if the sentence actually imposed upon such
defendant is eight (8) years or less,” and the trial court is required to consider probation as a
sentencing option. Id. § 40-35-303(a), (b). A defendant’s potential for rehabilitation or lack thereof
should be examined when determining if an alternative sentence is appropriate. Id. § 40-35-103(5).
Sentencing issues are to be determined by the facts and circumstances made known in each case.
See State v. Taylor, 744 S.W.2d 919, 922 (Tenn. Crim. App. 1987).
In this case, the defendant received a sentence of ten years in exchange for his plea
of guilty to the sale of .5 grams or more of cocaine, which is a Class B felony. Because the sentence
actually imposed exceeds the eight-year limitation established in Code section 40-35-303(a), the
defendant was not eligible for probation for this offense. See T.C.A. §40-35-303(a) (2003).
Similarly, because the conviction offense is a Class B felony, the defendant enjoyed no presumption
of favorable candidacy for alternative sentencing as to this offense. See id. § 40-35-102(6). With
regard to the remaining offenses, most notably the five-year sentence for possession of less than .5
grams of cocaine which must be served consecutively to the ten-year sentence for possession of .5
grams or more of cocaine, the defendant is eligible for probation, see id. § 40-35-303(a), and
presumed to be a favorable candidate for alternative sentencing, see id. § 40-35-102(6).
The trial court’s determinations of whether the defendant is entitled to an alternative
sentence and whether the defendant is a suitable candidate for full probation are different inquiries
with different burdens of proof. State v. Boggs, 932 S.W.2d 467, 477 (Tenn. Crim. App. 1996).
When, as is partly the case here, the defendant is entitled to the statutory presumption favoring
alternative sentencing, the State must overcome the presumption by the showing of “evidence to the
contrary.” Ashby, 823 S.W.2d at 169; State v. Bingham, 910 S.W.2d 448, 455 (Tenn. Crim. App.
1995), overruled in part on other grounds by State v. Hooper, 29 S.W.3d 1, 9-10 (Tenn. 2000); see
T.C.A. §§ 40-35-102(6), -103. What constitutes “evidence to the contrary” can be found in
Tennessee Code Annotated section 40-35-103, which provides:
Sentences involving confinement should be based on
the following considerations:
3
The 2005 amendment to Code section 40-35-102(6) provides that those defendants who meet certain statutory
prerequisites “should be considered as a favorable candidate for alternative sentencing options in the absence of
evidence to the contrary. A court shall consider, but is not bound by, this advisory sentencing guideline.” T.C.A. § 40-
35-102(6) (2006).
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(A) Confinement is necessary
to protect society by restraining a
defendant who has a long history of
criminal conduct;
(B) Confinement is necessary
to avoid depreciating the seriousness
of the offense or confinement is
particularly suited to provide an
effective deterrence to others likely to
commit similar offenses; or
(C) Measures less restrictive
than confinement have frequently or
recently been applied unsuccessfully
to the defendant[.]
T.C.A. § 40-35-103(1).
Conversely, the defendant is required to establish his “suitability for full probation
as distinguished from his favorable candidacy for alternative sentencing in general.” State v.
Mounger, 7 S.W.3d 70, 78 (Tenn. Crim. App. 1999); see T.C.A. § 40-35-303(b); Bingham, 910
S.W.2d at 455-56. A defendant seeking full probation bears the burden of showing that probation
will “‘subserve the ends of justice and the best interest of both the public and the defendant.’” State
v. Dykes, 803 S.W.2d 250, 259 (Tenn. Crim. App. 1990) (quoting Hooper v. State, 297 S.W.2d 78,
81 (1956)), overruled on other grounds by Hooper, 29 S.W.3d at 9-10. Among the factors
applicable to probation consideration are the circumstances of the offense; the defendant’s criminal
record, social history, and present condition; the deterrent effect upon the defendant; and the best
interests of the defendant and the public. State v. Grear, 568 S.W.2d 285, 286 (Tenn. 1978).
The trial court denied both probation and alternative sentencing based upon the
defendant’s criminal history, which it concluded evinced a “sustained intent to violate the law,” and
the defendant’s failure to comply with the conditions of his release into the community on bond.
The trial court noted that the defendant was arrested after being twice placed on bond and that the
amount of drugs in the defendant’s possession increased with each arrest. The trial court found that
the defendant had entered guilty pleas to several misdemeanor drug offenses in the General Sessions
Court in addition to those charged in the cases at issue in this appeal. The court observed that the
defendant had “a clear disregard for the laws and morals of society because these are severe offenses,
because of the impact that I see in this community of drugs.”
Although the trial court did not clearly enumerate upon which of the factors from
Code section 40-35-103 it had based its denial of alternative sentencing, it apparently relied, at least
to some extent, upon all three. Although the trial court could have been more articulate in its denial
of alternative sentencing, the record supports the denial.
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As indicated, the defendant was ineligible for probation and bore the burden of
establishing his suitability for alternative sentencing with regard to his ten-year, Class-B conviction
for possession of .5 grams or more of cocaine in case number S52,716. See, e.g., State v. Michael
W. Dinkins, No. E2001-01711-CCA-R3-CD, slip op. at 3 (Tenn. Crim. App., Knoxville, Apr. 26,
2002); State v. Joshua L. Webster, No. E1999-02203-CCA-R3-CD, slip op. at 3 (Tenn. Crim. App.,
Knoxville, Dec. 4, 2000). First, the record establishes that the defendant’s conduct actually
imperiled him of a more significant penalty than that he received; the amount of cocaine seized from
the defendant during the March 2005 arrest was 54.9 grams. See T.C.A. § 39-17-417(i)(5). A
sentencing court may consider a defendant’s enjoyment of leniency in the selection of a particular
conviction offense in awarding or rejecting alternative sentencing options. State v. Samuel D.
Braden, No. 01C01-9610-CC-00457, slip op. at 15 (Tenn. Crim. App., Nashville, Feb. 18, 1998);
State v. Steven A. Bush, No. 01C01-9605-CC-00220, slip op. at 9 (Tenn. Crim. App., Nashville, June
26, 1997); State v. Fredrick Dona Black, No. 03C01-9404-CR-00139, slip op. at 3-4 (Tenn. Crim.
App., Knoxville, Apr. 6, 1995). We hold that the defendant failed to carry his burden of establishing
entitlement for alternative sentencing on the ten-year sentence in case number S52,716.
Further, it is our view that the defendant failed to carry his burden of establishing his
suitability for full probation on the remaining sentences. The record established that at the time of
the sentencing hearing, the 25-year-old defendant had previously been convicted of misdemeanor
possession of cocaine, misdemeanor possession of marijuana, misdemeanor possession of a schedule
IV controlled substance, and misdemeanor possession of drug paraphernalia. Although the
defendant candidly admitted that selling drugs was his only source of income during the period
beginning in August 2004 and ending in March 2005, he was unapologetic when he stated that he
was “addicted” to the lucrative lifestyle of drug-dealing. Moreover, although the defendant informed
the preparer of the presentence report that he had “straightened up” and “learned [his] lesson,” he
complained that “this is costing me everything money and time to go[] [to] court.” He also refused
to take responsibility for his actions, suggesting to the interviewer that he was being unfairly targeted
by police and that he had not actually possessed the drugs as indicated in the plea agreement. “[A]
defendant’s credibility and willingness to accept responsibility for the offense are circumstances
relevant to determining his rehabilitation potential.” State v. Dowdy, 894 S.W.2d 301, 306 (Tenn.
Crim. App. 1994) (citing State v. Anderson, 857 S.W.2d 571, 574 (Tenn. Crim. App. 1992)).
Finally, it is our view that the State overcame the presumption of the defendant’s
favorable candidacy for alternative sentencing on the remaining convictions. The record establishes
that although the defendant does not have a “long” history of criminal conduct, his brief criminal
history is particularly egregious. Beginning with his arrest on August 26, 2004, the defendant was
arrested four times in an eight month period, and each of the arrests culminated in convictions. This
court cannot ignore the sheer volume of the defendant’s criminal activity simply because it occurred
within a relatively brief period of time. State v. Hicks, 868 S.W.2d 729, 732 (Tenn. Crim. App.
1993). Furthermore, the record establishes that the amount of drugs in the defendant’s possession
increased with each arrest with his last arrest resulting in the seizure of 54.9 grams of crack cocaine.
Rather than quelling his criminal activity following his August 2004 arrest, the defendant returned
to the illegal drug trade with increased fervor. In addition, as we have previously indicated, the
defendant was shown great leniency by being permitted to plead guilty to possessing a significantly
lower amount of cocaine than was actually seized during his arrests. In our view, these facts support
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a conclusion that incarceration is necessary to avoid depreciating the seriousness of the offenses.
See T.C.A. § 40-35-103(B). Moreover, the record establishes that the defendant was on bond when
he committed the offenses detailed in case numbers S51,199 and S52,716, thus establishing that
incarceration is necessary because measures less restrictive than confinement have frequently and
recently been applied to the defendant without success. See State v. Miranda Sexton, No.
E2006-01471-CCA-R3-CD (Tenn. Crim. App., Knoxville, Feb. 27, 2007); Larry Lenord Frazier,
No. M2003-00808-CCA-R3-CD (Tenn. Crim. App., Nashville, Jan. 8, 2004); State v. Jeremy Jones,
No. E1999-02207-CCA-R3-CD (Tenn. Crim. App., Knoxville, Aug. 23, 2000); State v. David Carl
Orr, No. W1998-00010-CCA-R3-CD (Tenn. Crim. App., Jackson, May 19, 2000); State v. Rickey
Hailey, No. 02C01-9705-CR-00198 (Tenn. Crim. App., Jackson, May 14, 1998); State v. Kenneth
A. Price, No. 01C01-9310-CC-00338 (Tenn. Crim. App., Nashville, Apr. 28, 1994).
Accordingly, the judgments of the trial court are affirmed.
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JAMES CURWOOD WITT, JR., JUDGE
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