PRESENT: All the Justices
SEBASTIAN ORTIZ
OPINION BY
v. Record No. 072449 JUSTICE LEROY F. MILLETTE, JR.
October 31, 2008
COMMONWEALTH OF VIRGINIA
FROM THE COURT OF APPEALS OF VIRGINIA
Sebastian Ortiz was convicted by a jury in the Circuit
Court of Arlington County of one count of rape of a female
child under the age of thirteen in violation of Code § 18.2-61.
Ortiz appealed his conviction to the Court of Appeals, which
denied Ortiz’ petition in an unpublished order. Ortiz v.
Commonwealth, Record No. 0587-07-4 (October 30, 2007). We
awarded Ortiz this appeal in which he challenges: (1) the trial
court’s refusal to appoint an expert witness on the
suggestibility of children and confirmatory bias, (2) the
admission of evidence of subsequent other crimes or bad acts,
(3) the exclusion of the victim’s prior allegations of sexual
abuse against a third party, (4) the victim’s competency to
testify, (5) the amendment of the indictment on which Ortiz was
found guilty, (6) the trial court’s denial of Ortiz’ motion for
a continuance upon the amendment of the indictment, and (7) the
sufficiency of the evidence.
BACKGROUND
Applying well-established principles of appellate review,
we present the evidence in the light most favorable to the
Commonwealth, the prevailing party below. Porter v.
Commonwealth, 276 Va. 203, 215-16, 661 S.E.2d 415, 419 (2008);
Bishop v. Commonwealth, 275 Va. 9, 11, 654 S.E.2d 906, 907
(2008).
The victim (the child), who was born on January 6, 1998,
lived in Arlington County with her mother (the mother) and
other family members. Ortiz is the maternal step-grandfather
of the child. Ortiz and his wife (the grandmother) also lived
in Arlington County until 2005 when they moved to Greenbelt,
Maryland.
The child spent substantial time with Ortiz and the
grandmother at their Arlington residence and, after 2005, at
their Maryland residence. Ortiz routinely picked up the child
Fridays after school, then took the grandmother to work in
Washington, D.C. Ortiz was alone with the child for several
hours until the grandmother returned from work at 10 p.m.
In April 2006, the mother noticed that the child was
bringing home new shoes, new clothing, school supplies and
sometimes money after spending the weekend at Ortiz’ residence.
When the mother pressed the child on the reason for her new
possessions, the child told the mother that Ortiz had touched
2
her and put “his thing on her” while the grandmother was not
there. The next day, April 19, 2006, the mother reported the
alleged abuse to Detective Borelli of the Special Victims Unit
of the Arlington County Police Department.
Based upon an interview with the child, which included her
description of the sex acts and a picture she drew as
explanation, Detective Borelli concluded that the sex acts
involved penetration. Ortiz was arrested on April 24, 2006.
During an interview at the Arlington Police Station with
Detective Borelli and another officer who acted as an
interpreter, Ortiz was told, falsely, that the police had
retrieved his DNA from the child’s person. Ortiz’ explanation
was that maybe the child had sex with him while he was drunk
and asleep because he was often drunk on weekends.
On April 27, 2006, after obtaining consent from the
grandmother, detectives conducted a search of Ortiz’ Maryland
residence. In a garbage can, the detectives found a receipt
for a vaginal cream product from a Washington, D.C. large-chain
drugstore. The receipt, dated October 7, 2005 at 5:06 p.m.,
bore the name, “Ms. Sebastian Ortiz.” In addition, the
detectives found two pornographic videotapes. The evidence
seized by the detectives corroborated the child’s earlier
statements that she had viewed pornographic tapes and that
Ortiz had put cream on her vagina.
3
On June 19, 2006, a grand jury indicted Ortiz on two
counts of rape of a female child under the age of thirteen
occurring in Arlington County in violation of Code § 18.2-61.
The first indictment originally encompassed the period from
January 1, 2003 to May 31, 2003, but was amended during Ortiz’
case-in-chief, over his objection, to include the period from
January 1, 2003 to May 31, 2004. The second indictment
originally included June 1, 2003 to December 31, 2003, but was
also amended during Ortiz’ case-in-chief, over his objection,
to include June 1, 2004 to December 31, 2005.
At trial, the child testified that Ortiz began to sexually
abuse her when she was four or five years old and continued
until she was eight, and that the acts of abuse took place in
Ortiz’ former Arlington residence as well as at his current
Maryland residence. The child’s testimony included the
following details: Ortiz put cream on her private parts,
sprayed something from a bottle on her private part, put his
penis in her front private part, and put something white that
came out of his penis on her bellybutton. The child further
testified that Ortiz put “this baby oil thing” on his penis and
sometimes when the child went to the bathroom afterwards
“something red came out.” Ortiz also showed her movies of
“grownups doing something” without clothes on. The evidence
also included the child’s diary, wherein she wrote, “I wish my
4
dad never do sex with me because I always feel [sic] to do S-E-
X with my dad.” The child referred only to Ortiz as “dad.”
The Commonwealth also introduced the results of a sexual
assault nurse examination (SANE exam) conducted on the child.
The SANE exam revealed a “notch” or sharp demarcation of the
tissue that opened in the shape of a “V” at about four o’clock
on the child’s hymen, which could have been consistent with
penetration. The conclusion of the SANE report was that the
child’s genital findings were abnormal.
Ortiz testified that he and the grandmother had taken care
of the child since she was born, giving her “support and
maintenance,” food, furniture, and clothing. Additionally,
Ortiz testified that when he picked up the child on Fridays, he
always told the grandmother to go with him “so that [he] would
not be accused of anything.” When asked by the Commonwealth if
Ortiz was ever alone with the child, he replied, “No. I never
was alone with her. . . . No, I was never alone with [the
child]. I don’t know why you keep accusing me of that.”
At the conclusion of Ortiz’ trial, the jury found Ortiz
guilty of raping the child, in violation of Code § 18.2-61, in
accordance with the amended second indictment covering the time
frame of June 1, 2004 to December 31, 2005. The jury’s
sentence of twenty years’ imprisonment was imposed by the trial
court as a final judgment. Ortiz’ appeal to this Court
5
followed the Court of Appeals’ denial of his petition for
appeal.
DISCUSSION
Standard of Review
We will address each of Ortiz’ assignments of error in
turn. As each assignment of error reviewed on the merits is
governed by the same standard of review, we set forth the
standard to be applied throughout our analysis at the outset.
We will apply an abuse of discretion standard upon our review
of the following issues that Ortiz raises: (1) motion for
continuance – see Haugen v. Shenandoah Valley Department of
Social Services, 274 Va. 27, 34, 645 S.E.2d 261, 265 (2007);
(2) competence of the child witness – see Mackall v.
Commonwealth, 236 Va. 240, 253, 372 S.E.2d 759, 767 (1988); and
(3) admissibility of certain evidence – see Gillespie v.
Commonwealth, 272 Va. 753, 760, 636 S.E.2d 430, 434 (2006); see
also Dagner v. Anderson, 274 Va. 678, 685, 651 S.E.2d 640, 644
(2007).
Appointment of Expert
Ortiz filed pretrial motions asking the trial court to
appoint Dr. Matthew H. Scullin as an expert witness and to
permit Dr. Scullin to educate the jury on children’s
suggestibility, suggestive interviewing techniques, and
confirmatory bias, which Ortiz’ counsel described as the impact
6
on a child when he or she is interviewed many times about the
same thing. Ortiz argued that the jury had insufficient
knowledge about these phenomena.
The trial court refused to appoint Dr. Scullin and denied
Ortiz’ motion to call Dr. Scullin as an expert witness,
holding, “I don’t think [this type of information is] beyond
the realm of common experience of the jurors who are highly
educated in this jurisdiction.” At trial, the court denied
Ortiz’ renewed motion to call Dr. Scullin.
On appeal to this Court, Ortiz contends the Court of
Appeals erred by ruling that he failed to show a particularized
need for an expert witness and that the evidence did not show
his need for an expert to present an adequate defense. Ortiz
argues that without expert assistance, he was denied the
opportunity to fairly and fully cross-examine the
Commonwealth’s witnesses. Ortiz also argues that his expert
witness would also have had the opportunity to educate the jury
about Ortiz’ theory that he was falsely accused due to
suggestive interviewing techniques that led to the child’s
fabricated account of events.
Ortiz’ assignment of error relates only to the trial
court’s denial of his motion to appoint Dr. Scullin as an
expert. It does not relate to the trial court’s denial of his
motion to permit Dr. Scullin to testify. Only errors assigned
7
in Ortiz’ petition for appeal will be noticed by this Court.
Rule 5:17(c). Ortiz has therefore waived his argument
regarding the exclusion of Dr. Scullin’s testimony.
The issue whether the trial court erred by refusing to
appoint Dr. Scullin is moot based on the fact that Ortiz
ultimately retained Dr. Scullin and had him review all of the
interviews in this matter. Ortiz’ retention of Dr. Scullin
obviated any need for his appointment by the trial court.
Further, Ortiz did not argue any prejudice regarding the amount
of time he had to obtain the expert, nor did he request a
continuance to provide additional time for his expert to
prepare. Thus, we will not consider this alleged error on
appeal.
Admissibility of Evidence of Other Crimes
Ortiz assigns error to the Court of Appeals’ holding that
evidence of other crimes or bad acts was admissible. The other
crimes or bad acts evidence consists of the child’s testimony
about the ongoing abuse by Ortiz which continued into 2006, the
two pornographic videotapes, and the drugstore receipt dated
October 7, 2005 for a vaginal cream product. The items of
physical evidence were seized from Ortiz’ Maryland residence in
April 2006. Because this evidence was from a time period
subsequent to the dates charged in the original indictments,
Ortiz argues that evidence is irrelevant, is offered to show he
8
had a propensity to commit the crime charged, and its
prejudicial effect outweighs its probative value.
The Commonwealth argues the evidence was not offered to
show Ortiz’ propensity to commit the crime charged. Instead,
the evidence proved the parties’ relationship and negated the
possibility of accident or mistake. Furthermore, the evidence
corroborated the child’s account of the sexual abuse.
As a general rule, evidence which shows or tends to show
that the accused is guilty of other crimes and offenses at
other times, even though they are of the same nature as the one
charged in the indictment, is not admissible to show the
accused’s commission of the particular crime charged.
Kirkpatrick v. Commonwealth, 211 Va. 269, 272, 176 S.E.2d 802,
805 (1970). However, numerous exceptions to this rule
authorize the admission of “bad acts” evidence. Specifically,
other crimes evidence is admissible when it “shows the conduct
or attitude of the accused toward his victim[;] establishes the
relationship between the parties[;] or negates the possibility
of accident or mistake,” Moore v. Commonwealth, 222 Va. 72, 76,
278 S.E.2d 822, 824 (1981); or shows motive, method, intent,
plan or scheme, or any other relevant element of the offense on
trial. Scott v. Commonwealth, 228 Va. 519, 527, 323 S.E.2d
572, 577 (1984).
9
Evidence of subsequent sexual offenses committed by the
accused against the same victim is also admissible if it
complies with one of these exceptions. Moore, 222 Va. at 76-
77, 278 S.E.2d at 825.
[I]t is well settled that in a prosecution for
incest, evidence of acts of incestuous
intercourse between the parties other than those
charged in the indictment or information,
whether prior or subsequent thereto, is, if not
too remote in point of time, admissible for the
purpose of throwing light upon the relations of
the parties and the incestuous disposition of
the defendant toward the other party, and to
corroborate the proof of the act relied upon for
conviction . . . . The fact that some of the
other offenses were remote in point of time from
the act under investigation does not of itself
render such evidence incompetent, where the acts
were repeatedly done up to a comparatively
recent period and were all apparently inspired
by one purpose.
Id. at 77, 278 S.E.2d at 825 (quoting Brown v. Commonwealth,
208 Va. 512, 516-17, 158 S.E.2d 663, 667 (1968)). Evidence
that falls into the enumerated exceptions must meet an
additional requirement: its legitimate probative value must
exceed its incidental prejudice to the defendant. Guill v.
Commonwealth, 255 Va. 134, 139, 495 S.E.2d 489, 491-92 (1998).
The admissibility of the other crimes evidence at issue
becomes apparent when we consider the extensive period of abuse
alleged by the child against Ortiz. Although the two
indictments originally charged Ortiz with sexual abuse during a
time period extending from January 1, 2003 through December 31,
10
2003, the indictments were amended during the trial to conform
to the evidence to encompass a time frame of January 1, 2003
through December 31, 2005. The evidence included the child’s
testimony that she was abused by Ortiz continuously from when
she was four or five years old until she was age eight. The
child was abused both at Ortiz’ former residence in Arlington,
where he lived until 2005, and thereafter, at his new residence
in Maryland.
The child’s description of the sexual abuse she endured
from Ortiz spanned from 2002 through 2006. The disputed
evidence was not offered merely to show Ortiz’ propensity to
commit rape during the specific time period charged. The
evidence was relevant for one or more of the following
purposes: to show the conduct or attitude of Ortiz toward the
child, to prove motive or method of committing the rape, to
prove an element of the crime charged, or to negate the
possibility of accident or mistake. See Scott, 228 Va. at 527,
323 S.E.2d at 577; Moore, 222 Va. at 76, 278 S.E.2d at 824.
Moreover, “[t]he responsibility for balancing the competing
considerations of probative value and prejudice rests in the
sound discretion of the trial court. The exercise of that
discretion will not be disturbed on appeal in the absence of a
clear abuse.” Spencer v. Commonwealth, 240 Va. 78, 90, 393
S.E.2d 609, 617 (1990).
11
Assuming, arguendo, that the pornographic material and
vaginal cream, neither of which is illegal to possess, do
constitute evidence of other crimes or bad acts under these
facts, the real issue is whether evidence of Ortiz’ possession
of these items is relevant to prove the commission of rape
during the time period referenced in the amended indictments.
“Evidence is relevant if it tends to prove or disprove, or is
pertinent to, matters in issue.” Clay v. Commonwealth, 262 Va.
253, 257, 546 S.E.2d 728, 730 (2001).
As the child did not reveal the sexual abuse until 2006,
the investigation could not commence until that time. Because
Ortiz moved to Maryland approximately one year earlier, in
2005, police detectives had to go to his Maryland residence to
search for evidence that might corroborate the child’s
statements.
The child stated to Detective Borelli and again at trial
that Ortiz showed her tapes of “grownups doing something”
without clothes on and put cream on her private parts. The
grandmother, in an interview with Detective Borelli, denied
purchasing the vaginal cream. Evidence showed that Ortiz
regularly picked the child up after school on Fridays, then
took the grandmother to work in Washington, D.C. for her shift
beginning at 5 or 6 p.m., after which he was alone with the
child for several hours. The drugstore receipt bearing the
12
name “Ms. Sebastian Ortiz” was dated October 7, 2005, a Friday,
at 5:06 p.m., and originated from a Washington, D.C. store.
Therefore, the purchase of the vaginal cream occurred during
the time period encompassed by the amended indictment.
“Circumstantial evidence . . . is offered to prove a fact not
directly in issue, from which a fact in issue may reasonably be
inferred.” Commonwealth v. Hudson, 265 Va. 505, 512, 578
S.E.2d 781, 785 (2003). This circumstantial evidence was
sufficient to link Ortiz to the purchase of the vaginal cream
and therefore, was corroborative of the child’s allegations
about Ortiz’ use of cream during the commission of rape.
Because the pornographic tapes and vaginal cream
corroborated the child’s allegations, they were also relevant
to negate the possibility of accident or mistake raised by
Ortiz. In Ortiz’ interview at the police station, he asserted
to the detectives that the child might have had sex with him
without his knowledge while he was drunk and asleep because he
was often drunk on weekends.
The evidence that Ortiz sexually abused the child for a
period of time extending less than a year beyond the time frame
alleged in the amended indictments was not so remote that it
lacked significant probative value. This evidence helped
establish the relationship between the parties and the
opportunity to commit the crime charged, and it negated the
13
possibility of accident or mistake. For these reasons, the
Court of Appeals did not err in concluding that the trial court
did not abuse its discretion by allowing the contested
evidence.
Victim’s Prior Allegations and the Rape Shield Statute
Ortiz filed a pretrial motion seeking permission pursuant
to Code § 18.2-67.7 to introduce evidence of the child’s
alleged prior sexual conduct with a third person. Ortiz
contended that evidence of the child’s prior allegation would
show she had a motive to fabricate that led her to change her
story from accusing the third person to accusing Ortiz of rape.
The chronology and nature of the allegations made by the
child are significant. The facts of this case began to unfold
on March 16, 2006, when the child first disclosed to a forensic
interviewer that Victor Manuel Paz-Castillo (Manuel), the live-
in boyfriend of the mother, had touched the child’s vaginal
area. Upon being interviewed, Manuel admitted to touching the
child’s vaginal area, but explained he did not do so “in a bad
way.” Rather, Manuel claimed he touched the child while
roughhousing and while tending to insect bites the child had
suffered from a bad dust mite problem in their home. Manuel
was arrested on charges of aggravated sexual battery and
incarcerated and thus, was removed from the home.
Approximately one month later, the child reported Ortiz’ abuse
14
to her mother. The next day, April 19, 2006, Detective Borelli
interviewed the child and concluded that the sex acts by Ortiz
included penetration. Ortiz was charged with rape and arrested
on April 24, 2006.
On June 1, 2006, the date of Ortiz’ preliminary hearing on
the rape charge, the child told the Commonwealth’s Attorney
prosecuting the case that her allegations against Manuel were
not true. In a subsequent interview, the child stated that
Manuel had, in fact, touched her, just not “in a bad way.”
Because the child’s last version of the events was consistent
with Manuel’s statement, the Commonwealth nolle prossed the
charge against Manuel.
Ortiz argues that the child’s motive to fabricate was to
appease her mother who was very upset by the child’s
allegations against Manuel and his resultant arrest and removal
from their home. Thus, Ortiz asserts, the child shifted her
allegations from Manuel to Ortiz.
The Court of Appeals agreed with the trial court’s
determination that Virginia’s Rape Shield Statute precluded
Ortiz from introducing evidence of the child’s prior
allegations against Manuel and that she later changed her story
to suggest he did not touch her “in a bad way.” The Court of
Appeals relied upon our holding in Winfield v. Commonwealth,
225 Va. 211, 301 S.E.2d 15 (1983), that the evidence of the
15
child’s past sexual conduct was not admissible under the
“motive to fabricate” provisions of Code § 18.2-67.7 (B)
because there was not a “sufficient nexus” between the pattern
of behavior and the charges against Ortiz. Id. at 220, 301
S.E.2d at 21.
Code § 18.2-67.7(B) states, in pertinent part:
Nothing contained in this section shall prohibit
the accused from presenting evidence relevant to
show that the complaining witness had a motive
to fabricate the charge against the accused.
In Winfield, we held that the General Assembly’s enactment
of Code § 18.2-67.7 was “intended to preclude evidence of
general reputation or opinion of the unchaste character of the
complaining witness” in criminal sexual assault cases. 225 Va.
at 220, 301 S.E.2d at 20. Nevertheless, Code § 18.2-67.7 does
render admissible evidence of the victim’s prior sexual conduct
for limited purposes. 1 Id. at 219, 301 S.E.2d at 20. One such
purpose is to show a victim’s motive to fabricate, which Ortiz
asserts is applicable in this case. We disagree.
To be admissible under the “motive to fabricate”
exception, the proffered evidence of sexual conduct must show a
pattern of behavior by the victim that directly relates to the
conduct charged in the case on trial. Id. at 220, 301 S.E.2d
1
“[P]rior sexual conduct” is defined in Code § 18.2-
67.10(5) as “any sexual conduct on the part of the complaining
witness which took place before the conclusion of the trial,
16
at 21. There must be a “sufficient nexus” to render such
evidence relevant and probative of a motive to fabricate. Id.
The proffered evidence tended to show that the complaining
witness in Winfield had a “distinctive pattern of past sexual
conduct” wherein she extorted money by threat after acts of
prostitution. Id. at 220, 301 S.E.2d at 20.
No such nexus exists here. The child’s allegations
against Manuel were unlike her allegations against Ortiz. The
child never alleged that Manuel had sexual intercourse with her
and eventually explained that while Manuel did touch her
vaginal area, he did not do so “in a bad way.” In contrast,
the child’s allegations against Ortiz exposed in graphic detail
repeated acts of sexual intercourse that were painful and
unrelated to playful roughhousing or tending to insect bites.
Ortiz contends the mother influenced the child to recant
her allegations against Manuel and falsely charge Ortiz so that
Manuel would be released and allowed to return home. This
argument ignores the distinctive nature of the sexual abuse
claimed. The evidence does not support Ortiz’ argument that
the child simply replaced Manuel’s name with that of Ortiz.
Thus, evidence of the child’s allegations against Manuel was
excluding the conduct involved in the offense alleged under this
article.”
17
not at all probative of a motive to fabricate and was properly
excluded under this argument.
Ortiz argues in the alternative that he did not seek to
introduce evidence of the child’s prior sexual conduct, but
sought instead to introduce the child’s prior statements for
impeachment purposes. 2 In Clinebell v. Commonwealth, 235 Va.
319, 321-22, 368 S.E.2d 263, 264 (1988), the defendant was
convicted of rape, sodomy, and inanimate object penetration of
his daughter. Citing Code § 18.2-67.7, the trial court
excluded evidence of the daughter’s prior statements that she
was pregnant, that her father and uncle raped her, that a boy
had impregnated her, and that her grandfather sexually abused
her. The defendant sought to introduce this evidence for the
limited purpose of attacking the daughter’s credibility. This
Court determined that the daughter’s pregnancy claims, made
when she was 10 and 11 years old, were patently untrue and
created a reasonable probability that her claims against her
family members were also false. We held that before a
complaining witness’s prior accusations are admissible, a court
2
At trial, Ortiz’ arguments were based, in part, upon the
holding of the Court of Appeals in Clifford v. Commonwealth, 48
Va. App. 499, 633 S.E.2d 178 (2006). However, after Ortiz’
trial had concluded, this Court reversed the judgment in
Clifford, holding that the Court of Appeals erred in failing to
find that the defendant waived the trial court’s alleged error.
We directed the Court of Appeals to enter an order affirming the
18
must make the threshold determination that a reasonable
probability of falsity exists. Id. at 325, 368 S.E.2d at 266.
When determined by the court to be false, statements concerning
sexual behavior are not “conduct” within the meaning of Code
§ 18.2-67.7 and the rape shield statute is inapplicable. Id.
at 322, 368 S.E.2d at 264.
Ortiz failed to make the threshold showing that there
existed a reasonable probability that the child’s allegations
against Manuel were false. To the contrary, he argued that the
child’s allegations were true and that Manuel, not Ortiz,
caused her abnormal genital findings revealed by the SANE exam.
Because Ortiz did not satisfy the requirements established in
Clinebell to remove the child’s prior allegations from the
protection of the rape shield statute, this evidence was
properly deemed inadmissible.
Victim’s Competency to Testify
Ortiz contends the trial court erred in determining the
child was competent to testify. After questioning the child,
the trial court stated, “this is obviously a very intelligent
child, and I think she’s competent to testify.” The Court of
Appeals approved the trial court’s ruling that the evidence
trial court’s judgment. Clifford v. Commonwealth, 274 Va. 23,
26, 645 S.E.2d 295, 297 (2007).
19
failed to show the child lacked intelligence or a sense of
moral and legal responsibility.
Ortiz argues there was clear evidence that the child had
been strongly influenced by the mother. Ortiz contends that
the child’s recantation of the charge against Manuel indicates
that she was unable to recollect and communicate events. Ortiz
also claims numerous alleged inconsistencies in the interviews
with authorities as proof that the child had no consciousness
of the duty to speak the truth.
The competency of a child as a witness to a
great extent rests in the sound discretion of
the trial judge whose decision will not be
disturbed unless the error is manifest. It is
the duty of the trial judge to determine such
competency after a careful examination of the
child. In deciding the question the judge must
consider the child’s age, his intelligence or
lack of intelligence, and his sense of moral and
legal responsibility.
Greenway v. Commonwealth, 254 Va. 147, 153, 487 S.E.2d 224, 227
(1997) (quoting Hepler v. Hepler, 195 Va. 611, 619, 79 S.E.2d
652, 657 (1954)). It is the trial judge’s duty to determine
the competency of a child witness after “a careful examination
of the child.” Id.
While being questioned by the trial court during a
competency hearing, the then nine-year-old child explained the
difference between the truth and a lie. She stated that she
thought she would get in trouble if she told a lie in court,
20
and that no one had told her what to say on the witness stand.
Defense counsel also questioned the child during the hearing,
and the child said she did not practice her testimony with her
mother, she had never lied to the prosecutor or the detectives,
and that it was better to tell the truth than to lie.
After a careful examination, the trial court concluded
that the child possessed a “sense of moral responsibility, the
mental capacity to observe events that happened and [the]
ability to testify about those events, the ability to remember
the events, [and] the ability to make intelligen[t] answers
vis-à-vis the truth.” In finding the child competent to
testify, the trial court acknowledged that Ortiz’ contentions
that the child had been unduly influenced by her mother and had
rehearsed her story were matters affecting the weight of her
testimony, not her competency as a witness. The trial judge
stated that the jury “can weigh the testimony of this child as
they do any other witness” and that he would so instruct the
jury. Based on this record, we agree with the Court of Appeals
that the trial court did not abuse its discretion in allowing
the child to testify.
Amendment of Indictment and Denial of
Continuance After Amendment of Indictments
After the conclusion of its case-in-chief and prior to the
conclusion of Ortiz’ case, the Commonwealth made a motion to
21
amend the indictments to conform the allegations in the
indictments to the evidence presented. The impact of the
amendments was to cover an additional period of time from
January 1, 2004 to December 31, 2005. In support of the
motion, the Commonwealth’s Attorney argued,
[t]he evidence has always been that [the child]
said this happened between the time that she was
five and the time that she was eight. And now
we have corroborating evidence to establish how
long [Ortiz] was, in fact, in Arlington County.
That’s what the allegations are. And that’s
always been the evidence. And as counsel knows,
also, the dates when a child is under the age of
13, that the dates are not an element of the
offense. It’s not as if there was an alibi
defense.
When granting the Commonwealth’s motion to amend the
indictments to cover, in total, the period from January 1, 2003
to December 31, 2005, the trial court held that “the statute
allows you to do it.” In response, defense counsel conceded,
“I agree, Your Honor, but I also think that some of the cases
discuss about the timeliness. So if it’s new evidence or
extending the evidence, then I should get a little bit of time
to prepare to defend that.” Defense counsel likewise conceded
that
[the amendment] doesn’t change the charge,
granted. But my preparation for my client’s
defense was activity in 2003. . . . I would
actually move for a continuance so that I can get
time to prepare for that. . . . It doesn’t change
the charge itself, but I think my remedy at that
22
point would be that I should at least be given
some continuance time.
(Emphasis added).
Pursuant to Code § 19.2-231:
[I]f there shall appear to be any variance
between the allegations [in the indictment] and
the evidence offered in proof thereof, the court
may permit amendment of such indictment . . . at
any time before the jury returns a verdict
. . . , provided the amendment does not change
the nature or character of the offense charged.
(Emphasis added).
The concessions by Ortiz’ counsel operated as a waiver and
therefore, are fatal to his argument that the trial court
erroneously granted the amendment to the indictment on which he
was found guilty. Ortiz did not contend the amendment changed
the nature or character of the offense charged. To the
contrary, Ortiz agreed with the trial court that the offense
charged remained unchanged and Code § 19.2-231 authorized the
amendment of the indictment.
We now address whether the trial court abused its
discretion by denying Ortiz’ motion for a continuance following
amendment to the indictment. Code § 19.2-231 further provides
that “if the court finds that such amendment operates as a
surprise to the accused, he shall be entitled, upon request, to
a continuance of the case for a reasonable time.” As noted at
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the outset, the standard of review governing this issue is
well-settled in Virginia.
The decision to grant a motion for a continuance
is within the sound discretion of the circuit
court and must be considered in view of the
circumstances unique to each case. The circuit
court’s ruling on a motion for a continuance
will be rejected on appeal only upon a showing
of abuse of discretion and resulting prejudice
to the movant.
Haugen, 274 Va. at 34, 645 S.E.2d at 265. Ortiz has failed to
prove that the amendment to the indictment operated as a
surprise or that he was prejudiced by the denial of his motion
for a continuance.
Ortiz asserts the requisite surprise arose from the
expansion of the time frame he had to defend against to
encompass January 1, 2004 to December 31, 2005. However, the
Commonwealth made its motion to amend the indictment after it
had concluded its case-in-chief, and Ortiz was aware of all of
the evidence against him. Ortiz already knew he would have to
defend against evidence seized from his residence in 2006,
including the drugstore receipt dated October 7, 2005, and
statements made by the child about what happened to her up to
2006, as this evidence formed the basis of his motion in
limine, which was denied by the trial court before the trial
commenced. Clearly, the element of surprise was lacking.
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Ortiz “made no showing of a specific need for additional
investigation to prepare . . . a defense.” Mackall, 236 Va. at
249, 372 S.E.2d at 765. Nor did he “suggest to the trial court
that there was testimony of witnesses, or evidence in any other
form, which he could secure if a continuance was granted.”
Parish v. Commonwealth, 206 Va. 627, 632, 145 S.E.2d 192, 195
(1965). Ortiz did not assert prejudice with the requisite
specificity nor did he ask the trial court to make such a
finding under Code § 19.2-231. Mere reference to a need for
more time to prepare is insufficient to show that a continuance
was improperly denied. Thus, we agree with the Court of
Appeals that Ortiz was not prejudiced by the trial court’s
denial of his motion for a continuance.
Sufficiency of the Evidence
Lastly, Ortiz challenges the sufficiency of the evidence
to sustain his conviction. We will not address this assignment
of error, as Ortiz failed to preserve his objection for
appellate review. Ortiz moved to strike the evidence at the
conclusion of the Commonwealth’s case, but did not renew his
motion to strike at the conclusion of all the evidence. The
Court of Appeals held that Ortiz’ failure to renew his motion
to strike operated as a waiver of his objection to the
sufficiency of the evidence under Day v. Commonwealth, 12 Va.
App. 1078, 1079, 407 S.E.2d 52, 54 (1991). Ortiz did not ask
25
the Court of Appeals to invoke the “good cause” exception
pursuant to Rule 5A:18.
On appeal to this Court, Ortiz states in his assignment of
error that “[t]he Court of Appeals erred by holding that
evidence was sufficient to overcome [his] motion to strike the
evidence.” The Court of Appeals made no such ruling, but
rather held that Ortiz’ argument regarding the sufficiency of
the evidence was procedurally defaulted. Ortiz has not
assigned error to the Court of Appeals’ default ruling. When
an appeal is taken from a judgment of the Court of Appeals,
only assignments of error relating to questions presented in,
or actions taken by, the Court of Appeals will be considered by
this Court. Rule 5:17(c).
Because the Court of Appeals did not reach the merits of
Ortiz’ argument regarding the sufficiency of the evidence and
because Ortiz has not assigned error to the Court of Appeals’
failure to do so, Ortiz has waived his objection to the
sufficiency of the evidence. We decline to invoke the “good
cause” or “ends of justice” exceptions to Rule 5:25, having
been provided no reason to do so.
For the reasons stated, we will affirm the judgment of the
Court of Appeals.
Affirmed.
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