Hill v. Brooks

Present: Carrico, C.J., Compton, Lacy, Hassell, Keenan, and
Koontz, JJ., and Poff, Senior Justice

ARLEAN INEZ BROOKS HILL
                                             OPINION BY
v.   Record No. 961095               CHIEF JUSTICE HARRY L. CARRICO
                                          February 28, 1997
ARTHUR BROOKS

               FROM THE CIRCUIT COURT OF LOUDOUN COUNTY
                 Thomas J. Middleton, Judge Designate


      On May 10, 1994, Arthur Brooks (Brooks) filed in the court

below a bill of complaint against his daughter, Arlean Inez

Brooks Hill (Hill).    In the bill, Brooks sought to have the trial

court set aside a deed of gift dated November 23, 1984, whereby

Brooks conveyed to himself and Hill as joint tenants with the

common law right of survivorship a sixteen-acre tract of land in

Loudoun County (the Property).
      Brooks and his first wife, Inez Harris Brooks, acquired the

Property in 1949 as joint tenants with the right of survivorship.

Inez died in 1964.     At the time he executed the deed of gift to

himself and Hill, Brooks was seventy-seven years of age.   The day

after he executed the deed, he remarried, and he and his new

wife, Pecolia, resided in a home he owned in Arlington County.

      In addition to Hill, Brooks had four daughters, Iris Anne

Adams, Elaine Brooks Foster, Jewel Blondell Gravette, and Sylvia

Jean Cowans.    He also had a son, Arthur Dalvin Brooks, who died

in 1987, leaving eleven children.

      Brooks alleged in his bill of complaint that at the time the

deed of gift was purportedly executed he was "infirm and of

enfeebled mind [and] ignorant of the meaning of the Deed."    It

was always his intention, he alleged, to share the Property with
all his children, and he thought the deed would protect their

interest in the Property should he die or remarry; he did not

understand that, under the deed, Hill alone would receive the

Property should he die first.   Brooks alleged further that he had

no recollection of having executed the deed of gift but that, "if

he did in fact sign the . . . instrument," Hill "fraudulently

procured his signature."

     The evidence was presented to the trial court partly by way

of deposition and partly by way of live testimony.    In a letter

opinion and a final order, the court stated that it found Hill's

testimony "not to be credible."   The court also said the "facts

indicate . . . Mr. Brooks believed that he was leaving his

property to all of his children [in the deed of gift of November

23, 1984,]" and that "by creating a gift of joint tenancy with

[Hill], he was accomplishing his intent."
     The court awarded judgment in favor of Brooks and enjoined

Hill from selling or mortgaging the Property.   The court also

declared that upon Brooks' death, "the property should be held in

a constructive trust by Arlean Hill for equal distribution among

all the children of Arthur Brooks, per stirpes."     We awarded Hill

this appeal.

     In addition to several exhibits, the record consists of

transcripts of the deposition testimony introduced below and a

written statement of facts containing the live testimony

introduced.    The record shows that for several years prior to the

execution of the deed of gift, Brooks had been represented by

Donald L. Bowman, an attorney practicing in Loudoun County.
Bowman gave a deposition below, which was introduced into

evidence at trial, and he also testified in person before the

trial court "in substantial conformity with his deposition

testimony."   A summary of Bowman's testimony follows.

     In September 1984, Bowman received from Iris Adams, one of

Brooks' daughters, a draft will with a note from Adams stating

that the draft described "how [Brooks] wants to distribute his

estate."   Bowman prepared a draft will and sent it to Brooks on

October 10, 1984, with the request that Brooks call Bowman after

he had had "an opportunity to study the will."   The draft would

have devised the Property to four of Brooks' five daughters,

including Hill, and it would have devised to the fifth daughter,
                                                             1
Sylvia Jean Cowans, Brooks' residence in Arlington County.
     Some time prior to November 19, 1984, Brooks visited

Bowman's office and requested the preparation of a deed of gift

"from [Brooks] to himself and Arlean Hill jointly with right of

survivorship."   Brooks told Bowman "he was planning on getting

married [and] didn't want any of the interest of the wife to

attach to the Deed as a result of the marriage."   Brooks turned

over to Bowman the deed by which Brooks and his first wife, Inez,

had acquired title to the Property in 1949 as joint tenants with

right of survivorship.   Brooks told Bowman he wanted the deed of

gift to establish a joint tenancy with right of survivorship

between himself and Hill in "exactly the way" his earlier deed
     1
      The draft will Bowman prepared at the request of Iris Adams
was never executed.    Iris testified that after forwarding to
Bowman the draft she prepared, she "never pursued the matter
further."
had established such a tenancy with Inez.

     Bowman prepared the deed the way Brooks requested and mailed

it to Brooks on November 19, 1984.    On November 23, Brooks

returned to Bowman's office, accompanied by Hill.   Bowman read

the deed to Brooks, and Brooks read the document himself.      Bowman

explained to Brooks the meaning of "rights of survivorship."

Brooks understood the "import of the legal terms" and did not

"exhibit any characteristics . . . suggestive of being mentally

incapacitated at the time."   Brooks executed the deed in Bowman's

office and, after it was recorded, Bowman mailed it to Brooks at

his Arlington residence.
     About a year later, on October 30, 1985, Brooks visited

Bowman's office to discuss making a will.   Pursuant to this

discussion, Bowman prepared a draft will and mailed it to Brooks

on November 1.   A letter enclosed with the draft will stated that

it referred only "to the Arlington property which is actually the

only real estate you own in Virginia in your name only."

     Accompanied by Hill, Brooks returned to Bowman's office on

November 12, 1985.   Bowman read the draft will to Brooks and

explained its meaning at "quite some length."   Bowman pointed out

to Brooks that the will "did not contain any references to or

provisions regarding the Property."   With Hill in attendance,

Brooks executed the will in the presence of two witnesses.     The

will devised to Brooks' wife, Pecolia, a life estate in one third

of his Arlington County residence and devised and bequeathed the

residue of his estate equally to his son and five daughters.

     Brooks also gave a deposition below, which was introduced
into evidence, but he did not testify in person at trial.      In the

deposition, Brooks said that Bowman was his lawyer for his

business in Loudoun County at the time the deed of gift was

executed and that Bowman explained matters to him when he had

questions.    He "thought" the signature on the deed was his, but

he did not recall that he instructed Bowman to prepare the deed

or that Bowman or Hill explained the instrument to him.       He said

it had always been his intention that the Property "would be

split up among the children," and he understood the deed would

"leave" the Property "to all of them."
        The "four daughters who were excluded from the Deed [of

Gift]," Iris Adams, Elaine Foster, Jewel Gravette, and Sylvia

Cowans, testified at trial.    A composite of their testimony is

contained in the written statement of facts, as follows.

        They had no personal knowledge of the circumstances

surrounding the execution of the deed of gift and had not become

aware of its existence until almost ten years after its

execution.    They, not Brooks, then consulted Brooks' present

attorney about their rights and later about Brooks' rights

concerning the Property.    Because Brooks had only a third-grade

education, he could not have understood the terms of the deed of

gift.    Although Brooks presently "suffers from memory loss, is

infirm, is under the care of a doctor, and is, at least

occasionally, incapacitated," he was "lucid and competent in

1984," the year in which the deed of gift was executed.       Brooks

had "another name placed on the Deed so that on his marriage the

next day his new wife would not receive the Property on his
death."   "[O]n several occasions . . . in the past," Brooks had

"declared an intention . . . to leave the Property to all of his

daughters." 2   Also "on occasion . . . in the past," Hill had

stated that "she was holding the Property in trust for her

sisters."

     Hill gave a deposition which was introduced into evidence,

and she also testified in person at trial "in substantial

conformity with her deposition testimony."    She stated that from

the time her mother passed away in 1964 until approximately 1993,

she and her two sons regularly and extensively assisted Brooks

with the operation of the Property as a farm and later as a

recreational park.    Occasionally, her sister, Sylvia Cowans,

"helped out."
     Hill denied ever stating that she was holding the Property

in trust for the benefit of her sisters, and she denied having

been aware, prior to the execution of the deed of gift, of the

unexecuted draft will, prepared by Iris Adams, containing

provisions inconsistent with the deed.    Hill stated that, prior

to the institution of the present proceeding, Brooks "had never

expressed a desire that the Property was to be left to all of his

children."

     Hill stated that Bowman sent to Brooks in her care a signed

      2
      The written statement of facts shows that, at trial, Iris
Adams offered a copy of the unexecuted will she drafted in 1984
to support the proposition that Brooks "had on several occasions
declared an intention in the past to leave the Property to all of
his daughters."   However, the written statement of facts also
shows that the trial court was "unable to recall testimony that
the unexecuted will was prepared pursuant to [Brooks'] request."
copy of the will Brooks executed in 1985 and that, at Brooks'

request, she placed the copy in her safe deposit box.   Hill also

stated that at some time in 1986 Brooks gave her the original of

the deed of gift, and that she also placed that instrument in her

safe deposit box.   She did not give a copy of either document to

her father or sisters and the sisters did not learn about the

deed of gift until October of 1993, when they secured a copy and

confronted Hill with it.   They "wanted [her] to sign [the

Property] over to . . . all [five] of [the sisters], so it could

be sold."   Hill responded:   "[N]o, that was not my father's

wishes that was expressed to me.   And as far as I was concerned,

it wasn't open for discussion."
     On appeal, citing Cooper v. Cooper, 249 Va. 511, 518, 457

S.E.2d 88, 92 (1995), Brooks maintains that the trial court's

decision is entitled to a presumption of correctness and that

unless the decision is plainly wrong or not supported by

evidence, the court's findings must be affirmed on appeal.

Furthermore, Brooks argues, it was the province of the trial

court to assess the credibility of witnesses and the probative

value to be given their testimony, and, exercising its authority,

the court found Hill's testimony unworthy of belief and gave full

credit to the other testimony of record.   Brooks asserts that the

court's finding concerning his intent and belief that he was

giving the Property to all his children is not plainly wrong and,

pursuant to Langman v. Alumni Ass'n of the University of
Virginia, 247 Va. 491, 504, 442 S.E.2d 669, 677 (1994), the

finding defeats any theory that he had a different intent or
belief.

     Brooks submits that since the trial court found that his

intent in executing the deed of gift was to "leave" the Property

to all his children, the court properly found that the Property

should be held by Hill in a constructive trust.   Brooks cites

Cooper, supra, for the proposition that "[w]hen persons agree

that the proceeds of a venture are to be joint property and one

acquires an interest in the subject matter adverse to the other,

'equity will regard him as a constructive trustee and compel him

to convey to his associate a proper interest in the property or

to account to him for the profits derived therefrom.'"   249 Va.

at 517, 457 S.E.2d at 91-92 (quoting Horne v. Holley, 167 Va.
234, 240, 188 S.E. 169, 172 (1936)).   Brooks also cites Cooper

for the proposition that a "constructive trust is appropriately

imposed to avoid unjust enrichment of a party."   249 Va. at 517,

457 S.E.2d at 92. 3

     Brooks acknowledges that he had the burden of establishing

the grounds for the imposition of a constructive trust by clear

and convincing evidence.   He says, however, that he carried his

burden with his own testimony and the testimony of four of his

daughters, including their avowal that Hill "had on occasion

stated in the past that she was holding the Property in trust for

       3
       Brooks says that the present case is "four square" with
Cooper because there a constructive trust was imposed on the
basis of the finding of a joint venture between the parties and
here the trial court "found that the Deed [of Gift] was a joint
venture between Brooks and Hill." However, one cannot read the
trial court's letter opinion or its final order and find the term
"joint venture" mentioned anywhere in either writing.
her sisters." 4

     We disagree with Brooks.   There is a fatal flaw in his

argument and, indeed, in the trial court's findings concerning

Brooks' intent in executing the deed of gift and his belief with

respect to the effect of the deed's provisions.   Both Brooks'

argument and the trial court's findings fail to give any weight

to the testimony of Brooks' attorney, Donald Bowman, and to the

rules applicable when, as here, an issue arises concerning the

competency of a party to execute a legal instrument and his
                                                     5
ability to understand the instrument's provisions.
     In Brown v. Resort Developments, 238 Va. 527, 385 S.E.2d 575

(1989), the guardian of a 72-year-old grantor in a deed sought to

have the instrument set aside on the ground the grantor "'because

of her advanced age and impaired health was not mentally able to

understand the nature of the deed she signed.'"   Id. at 528-29,

385 S.E.2d at 576.   Affirming a decree upholding the validity of

the deed, we stated:
     Every person is presumed to be of sound mind, and the
     burden is upon the party who alleges to the contrary to
     establish such charge. The test for determining
     whether one lacks sufficient capacity to become bound
     absolutely by deed or contract is whether, at the time
     the instrument was executed, the grantor possessed
     sufficient mental capacity to understand the nature of
      4
      Brooks also stresses the importance of the draft will that
Iris Adams sent to Brooks' attorney, Donald Bowman, in September
1984. But, because no will containing the draft's provisions was
ever executed by Brooks and it was not established that the draft
was prepared pursuant to his request, it is not entitled to any
consideration in the decision of this case.
          5
       As noted supra, Brooks alleged in his bill of complaint
that at the time he purportedly executed the deed of gift to
Hill, he was "infirm and of enfeebled mind [and] ignorant of the
meaning of the Deed."
     the transaction and to agree to its provisions. Mental
     ability varies from one individual to another;
     therefore, no specific degree of mental   acuteness is
     to be prescribed as the measure of one's capacity to
     execute a deed. And, when mental capacity is in issue,
     the outcome of every case must depend mainly on the
     facts surrounding the execution of the deed in
     question. Hence, the testimony of witnesses who were
     present when the instrument was executed is entitled to
     greater weight than the testimony of those witnesses
     not present.


Id. at 529, 385 S.E.2d at 576 (emphasis added) (citations

omitted).   See also Nelms v. Nelms, 236 Va. 281, 287, 374 S.E.2d

4, 8 (1988) (testimony of those present at deed signing entitled

to great weight); Price v. Barham, 147 Va. 478, 481, 137 S.E.
511, 512 (1927) (testimony of those present at execution of

documents entitled to peculiar weight).

     Here, other than a notary public, only three persons were

present when the deed of gift was executed, namely, Bowman,

Brooks, and Hill.   Because the trial court found Hill's testimony

not credible and she has not assigned error to that finding, we

will not consider anything in her testimony favorable to her

position.

     Brooks' deposition testimony, given ten years after he

executed the deed of gift, was anything but clear and convincing.

Rather, it was confused, vague, and contradictory.    Although he

"thought" the signature on the deed was his, he denied ever

having seen the instrument before and he testified that he had no

knowledge of the circumstances surrounding its execution.   At

first, he could not recall having executed the 1985 will, but

later admitted that it bore his signature and that its provisions

were consistent with the deed of gift.    He could name only four
of his daughters, when he had five.   He did not remember whether

his only son was alive, when the son had been dead for

approximately seven years.    Brooks said his first wife, Inez, had

died only a year before, when she had been dead for thirty years.

He said he was not married, that his present wife, Pecolia, was

only a "lady friend," when he had been married to Pecolia since

November 24, 1984.   And he could not remember that in 1992, he

was missing for three days until he was "picked up" by the police

after he became lost returning home from a grocery store only six

blocks away.
     Significantly, Brooks did not testify that he told Bowman it

was his intent in executing the deed of gift to "leave" the

Property to all his children.    More important, contrary to

assertions in Brooks' appellate brief, there is not one word in

Brooks' testimony indicating that, if he harbored such an intent,

he ever told Hill about it.

     In sharp contrast, Bowman's testimony was clear, and it

stands undisputed.   Bowman, who had represented Brooks for

several years, testified that Brooks came to his office and asked

him to prepare a deed of gift from Brooks to himself and Hill

jointly with right of survivorship.   Brooks insisted that the

deed should establish a joint tenancy with right of survivorship

in "exactly the [same] way" as the deed by which Brooks and his

first wife had taken title to the Property as joint tenants with

right of survivorship in 1949.   Meaningfully, Brooks turned the

1949 deed over to Bowman as evidence of the way he wanted the

deed of gift to read.
     Bowman mailed the draft deed to Brooks on November 19, 1984,

with an enclosed letter asking Brooks to "review [the deed]

carefully and let [Bowman] know if there [were] any corrections

to be made."   Brooks returned to Bowman's office on November 23,

at which time Bowman read the deed to Brooks and explained what

"rights of survivorship meant."   Brooks then read the deed

himself.    He understood the import of the legal terms and

exhibited no characteristics of mental incapacity.
     With respect to Brooks' testimony that he intended something

other than the creation of a joint tenancy with Hill, testimony

that was given years later when he obviously had become forgetful

and confused, we paraphrase a passage from Malbon v. Davis, 185

Va. 748, 40 S.E.2d 183 (1946):    "It may be charitably said that

[Brooks'] admitted forgetfulness explains his present views and

the value to be given to his testimony.    The reasons which moved

him to make the deed [of gift to Hill] were apparently

satisfactory until [October 1993,] when . . . his other children

became disturbed over what he had done."   185 Va. at 755, 40

S.E.2d at 186-87.

     We do not overlook the testimony of Brooks' other daughters.

However, they were not present when the deed of gift was

executed.   They had no personal knowledge of the circumstances

surrounding the deed's execution and did not learn of its

existence until some nine years after the fact.   Even they

conceded that in 1984, the year the deed was executed, Brooks was

lucid and competent. They did opine that, because of his

deficient education, Brooks lacked the ability to understand the
deed's provisions.   But that opinion was overcome by the evidence

of Brooks' experience in taking title to the Property with his

first wife as joint tenants with right of survivorship and, after

her death, enjoying sole ownership of the Property for twenty

years until he executed the deed of gift.   Furthermore, again

paraphrasing something we said in Malbon, supra:    "[Although

Brooks was not well-informed] in the sense that he had little

education . . . there is nothing to indicate that [when he

executed the deed of gift,] he lacked a degree of sagacity which

is often possessed by the unlearned."    Id. at 755, 40 S.E.2d at

186.

       This brings us to the testimony from Brooks' other daughters

that Hill "had on occasion stated in the past that she was

holding the Property in trust for her sisters."    Brooks argues

that this testimony corroborates his testimony that he understood

the deed of gift would "leave" the Property to all his children.

But the statements attributed to Hill stand alone in the record;

there is no disclosure of the circumstances under which she made

the statements or, more important, what she meant by the remarks.

Standing alone without some elaboration, the testimony

concerning Hill's alleged statements can only be described as

vague and indefinite.   And Brooks will not be heard to say that

he has met the clear and convincing standard required to support

the imposition of a constructive trust by using the vague and

indefinite testimony of his other daughters to corroborate his

own confused, vague, and contradictory testimony.   Hence, the

evidence is insufficient to support the trial court's imposition
of a constructive trust on the ground the deed of gift did not

carry out Brooks' purported intent to "leave" the Property to all

his children.

     Brooks argues, however, that the trial court's imposition of

a constructive trust should be affirmed on the alternative ground

that Hill "committed actual and constructive fraud on Brooks in

the execution of the deed [of gift and misrepresented] a material

fact."   Brooks' argument here is difficult to follow, but, if we

fathom it correctly, he says that because Hill knew it was

Brooks' intent when he signed the deed of gift to "leave" the

Property to all his children, she fraudulently misrepresented to

him that the deed would in fact leave the Property to all the

children or remained silent and failed to tell her father that

the deed would not accomplish his wishes.
     The trouble with this argument is that it is based upon a

false predicate, viz., that when Brooks signed the deed, Hill

knew it was his intent to "leave" the Property to all his

children.   As indicated supra, there is not one word in Brooks'
testimony indicating that if he harbored such an intent, he ever

told Hill about it, and nothing else in the record charges her

with knowledge of that intent.   Brooks falls far short,

therefore, of carrying his burden of proving fraud and

misrepresentation by clear and convincing evidence.   See

Evaluation Research Corp. v. Alequin, 247 Va. 143, 148, 439

S.E.2d 387, 390 (1994).

     Brooks also argues that "the unilateral mistake by Brooks in

[his] understanding of the deed of gift's [e]ffect . . . makes
the deed voidable."   The rule, however, is that a unilateral

mistake may provide a ground for relief only when "'there is

mistake on the part of . . . one party,' . . . but it is

accompanied by 'misrepresentation and fraud perpetrated by the

other.'"   Ward v. Ward, 239 Va. 1, 5, 387 S.E.2d 460, 462 (1990)

(quoting Larchmont Properties v. Cooperman, 195 Va. 784, 792, 80

S.E.2d 733, 738 (1954)).   Even if we assume that there was a

unilateral mistake on the part of Brooks with respect to his

understanding of the deed's effect, the mistake was not

accompanied by misrepresentation and fraud perpetrated by Hill,

as we have just demonstrated.
     Finally, Brooks maintains that because Hill failed to

establish consideration for the deed in question, the deed must

be declared null and void for failure of consideration.    It

should not be necessary to point out, however, that, by

definition, a deed of gift requires no consideration.   As this

Court said in Carter v. Carter, 223 Va. 505, 291 S.E.2d 218

(1982):
     "Mere failure of consideration or want of consideration
     will not ordinarily invalidate an executed contract.
     The owner of the historic estate . . . can give it
     away, and he can sell it for a peppercorn. Courts,
     though they have long arms, cannot relieve one of the
     consequences of a contract merely because it was
     unwise."


Id. at 510, 291 S.E.2d at 221 (quoting Planters Nat. Bank v. E.

G. Heflin Co., 166 Va. 166, 173, 184 S.E. 216, 219 (1936)

(emphasis added)).

     The deed of gift is clear and unequivocal on its face in

establishing a joint tenancy between Brooks and Hill with right
of survivorship.   Bowman's undisputed testimony clearly

established that the deed was drawn "exactly the way" Brooks

wanted, that Brooks understood the meaning of legal terms, and

that he did not suffer from lack of mental capacity.   By no

stretch of the evidence can it be said that Hill fraudulently

procured Brooks' signature to the deed of gift.   Under these

circumstances, there is no evidentiary basis for the the trial

court's judgment in favor of Brooks or its imposition of a

constructive trust.   Accordingly, the judgment will be reversed

and Brooks' bill of complaint dismissed.
                                           Reversed and dismissed.