Present: All the Justices
JEFFREY A. TITTSWORTH
OPINION BY JUSTICE ROSCOE B. STEPHENSON, JR.
v. Record No. 951742
September 13, 1996
STEPHANIE N. ROBINSON
FROM THE CIRCUIT COURT OF STAFFORD COUNTY
Carleton Penn, Judge Designate
The sole issue in this appeal is whether the trial court
erred in allowing certain expert testimony.
Jeffrey A. Tittsworth filed a motion for judgment against
Stephanie N. Robinson seeking damages for personal injuries he
sustained in a motor vehicle collision. The case was tried to a
jury which returned a verdict in favor of Robinson. The trial
court entered judgment on the verdict, and this appeal ensued.
At the time of the accident, Tittsworth, operating his Mazda
van, was leaving a parking lot adjoining Highway Route 610 in
Stafford County. While stopped at the lot's exit and waiting for
traffic on the highway to clear, a Hyundai automobile operated by
Robinson struck the rear of the Mazda.
Rain had been falling that day, and the soles of Robinson's
tennis shoes were wet. Robinson's car struck the rear of
Tittsworth's van when, as Robinson leaned over to move some
curling irons from the front passenger seat to the floor of her
car, her foot slipped off the clutch pedal.
At the accident scene, Tittsworth told Robinson that he had
not been injured. However, several hours after the collision,
Tittsworth began to experience stiffness in his back which became
painful and progressively worse, and, two days later, he saw a
physician. After undergoing a Magnetic Resonance Imaging (MRI)
scan of the lumbar spine, Tittsworth was referred to Dr. Donald
G. Hope, a neurosurgeon.
Dr. Hope found that Tittsworth had a herniated disk at the
"L5-S1 level." Based upon Tittsworth's medical history, the
doctor concluded that the herniated disk in Tittsworth's lumbar
spine resulted from the collision.
Robinson presented two expert witnesses in an effort to
prove that the collision could not have caused Tittsworth's disk
to rupture. Alfred L. Cipriani was qualified as an expert in the
field of mechanical engineering and gravity acceleration impact
analysis. Dr. Peter H. Abbrecht was qualified as an expert in
biomedical engineering and biomechanics.
Cipriani testified that so-called "G force" is the
acceleration of gravity, which, he explained, accelerates at 32.2
feet per second, constituting one G. Cipriani concluded that the
force experienced by Tittsworth in the collision was not greater
than 1.6 G's and that such force is less than many people
experience in daily activities. 1
Cipriani then explained how he reached his conclusion. He
first obtained the identification numbers of the two vehicles
involved in the collision. From these numbers, he ascertained
the make, model, and year of each vehicle. With this
1
Cipriani testified that a person, in hopping off an eight-
inch step, would subject his head to as much as 8 G's and, in
coughing, would subject his head to three and one-half G's.
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information, he had "a data base available which provide[d]
vehicle information such as the wheel base, the overall width,
the weight of the car, things like that, so [he could] identify
the vehicle more specifically." Cipriani then "look[ed] up crash
tests data on substantially similar cars." These tests are
conducted by organizations such as the National Highway
Transportation Safety Administration, the Insurance Institute for
Highway Safety, and Transport Canada, and they reveal how "stiff"
a vehicle is in the front and rear. According to Cipriani,
"[t]he amount of crush that occurs to a vehicle for a given speed
is dependent upon how stiff the vehicle is." He stated that,
having obtained all this information, he then was "ready to look
at the photographs [of the vehicles involved in the collision]
and to start to do an analysis."
After looking at the photographs, Cipriani "assume[d] half
of an inch of permanent crush [damage] of the whole width and
whole height of the back of the [Mazda]." He also "assumed a
half of an inch of crush damage over the width of the entire
[Hyundai]." These assumptions, he said, gave "the benefit of the
doubt" to Tittsworth.
Cipriani, utilizing the crash test information and his
assumptions regarding crush damage, and with the assistance of a
computer program which he did not develop, then calculated the
maximum force that was applied to the rear of Tittsworth's van in
the collision. This force, he determined, was 1.6 G's.
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Dr. Abbrecht testified that, in his opinion, "the force of
this accident [was] not enough to cause any injury, and . . .
definitely not enough to cause a specific injury of herniation of
the L5 S1 disk." Before reaching this conclusion, Abbrecht had
reviewed Tittsworth's medical records, including x-rays and the
MRI scan of Tittsworth's lumbar spine, Tittsworth's deposition,
photographs of the two vehicles, and Cipriani's analysis. He
based his opinion in large measure on experiments, conducted by a
concern called Engineering Dynamics Corporation, in which human
volunteers were exposed to 2.2 G's of force in rear-end
collisions. According to Abbrecht, the volunteers received no
injuries in the experiments. These experiments, however, were
designed to investigate neck injuries, not lumbar injuries, and
Abbrecht conceded that there have been no "low back" studies.
Tittsworth moved the court to strike the experts' testimony.
He asserted, inter alia, that their testimony lacked an adequate
foundation and a factual basis to support their opinions and that
the experts relied upon experiments conducted under conditions
that were not substantially similar to the conditions existing in
the present case. The trial court denied the motion.
Generally, expert testimony is admissible in civil cases if
it will assist the fact finder in understanding the evidence.
Such testimony, however, must meet certain fundamental
requirements. See Code §§ 8.01-401.1 and -401.3; Tarmac Mid-
Atlantic, Inc. v. Smiley Block Co., 250 Va. 161, 166, 458 S.E.2d
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462, 465-66 (1995); Lawson v. John Doe, 239 Va. 477, 482-83, 391
S.E.2d 333, 336 (1990); Clark v. Chapman, 238 Va. 655, 664-65,
385 S.E.2d 885, 891 (1989). Such testimony cannot be speculative
or founded upon assumptions that have an insufficient factual
basis. Tarmac Mid-Atlantic, Inc., 250 Va. at 166, 458 S.E.2d at
466; see Gilbert v. Summers, 240 Va. 155, 159-60, 393 S.E.2d 213,
215 (1990); Lawson, 239 Va. at 482-83, 391 S.E.2d at 336; Cassady
v. Martin, 220 Va. 1093, 1100, 266 S.E.2d 104, 108 (1980). Such
testimony also is inadmissible if the expert has failed to
consider all the variables that bear upon the inferences to be
deduced from the facts observed. Tarmac Mid-Atlantic, Inc., 250
Va. at 166, 458 S.E.2d at 466; see Swiney v. Overby, 237 Va. 231,
233-34, 377 S.E.2d 372, 374 (1989); Grasty v. Tanner, 206 Va.
723, 727, 146 S.E.2d 252, 255 (1966). Further, where tests are
involved, such testimony should be excluded unless there is proof
that the conditions existing at the time of the tests and at the
time relevant to the facts at issue are substantially similar.
Tarmac Mid-Atlantic, Inc., 250 Va. at 166, 458 S.E.2d at 466;
Runyon v. Geldner, 237 Va. 460, 463-64, 377 S.E.2d 456, 458-59
(1989).
While Code §§ 8.01-401.1 and -401.3 have liberalized the
admissibility of expert testimony, we think the experts'
testimony here fails to meet the fundamental requirements
enumerated above. With respect to Cipriani, there was no showing
that the crash tests relied upon were conducted under conditions
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similar to those existing at the accident scene. More
importantly, Cipriani never examined the vehicles involved in the
collision; rather, he relied solely upon the photographs of the
vehicles to determine the permanent crush damage thereto. He did
not know whether the undercarriages of the vehicles had been
damaged, and, if so, the extent thereof. Indeed, Cipriani simply
"assumed" that each vehicle sustained a crush damage of one-half
an inch.
Abbrecht relied, in part, upon Cipriani's conclusion. He
also relied upon the photographs of the vehicles and the rear-end
collision experiments. Again, there was no proof that these
experiments were conducted under circumstances substantially
similar to those existing at the accident scene. Moreover, the
tests focused upon neck injuries, not lumbar spine injuries, and
Tittsworth sustained an injury to a disk in his lumbar spine.
In sum, the challenged expert testimony is speculative, is
founded upon assumptions lacking a sufficient factual basis,
relies upon dissimilar tests, and contains too many disregarded
variables. 2 Consequently, we hold that the testimony is
unreliable as a matter of law, and, therefore, the trial court
2
Robinson contends that Tittsworth "`opened the door' to the
biomechanical evidence and waived objections to its
admissibility" because Tittsworth's expert, Dr. Hope, testified,
without objection, that a lumbar disk can rupture as a result of
"the normal biomechanical factors that a person goes through
. . . with standing, sitting, rotating from side to side without
any trauma." We reject this contention. We do not think that
such a general statement by a medical expert opened the door to
the speculative and unreliable testimony of Robinson's experts.
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erred in admitting it. 3
Accordingly, we will reverse the trial court's judgment and
remand the case for a new trial.
Reversed and remanded.
3
On appeal, Robinson advances a harmless-error argument in
asserting that the jury "could have rendered its decision without
considering the [challenged] expert evidence." Robinson contends
that the jury "could easily have found that [her] conduct was not
negligent" or "could have reached its verdict based on [other]
causation testimony." We reject this argument because we have no
way of determining what evidence may have influenced the jury in
reaching its verdict. See, e.g., Ring v. Poelman, 240 Va. 323,
328, 397 S.E.2d 824, 827 (1990); Doe v. Thomas, 227 Va. 466, 473,
318 S.E.2d 382, 386 (1984).
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