Present: All the Justices
STEVE ROACH
v. Record No. 951416 OPINION BY JUSTICE BARBARA MILANO KEENAN
March 1, 1996
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF GREENE COUNTY
Lloyd C. Sullenberger, Judge
In this appeal, we review a capital murder conviction and a
death sentence imposed upon Steve Edward Roach for the murder of
Mary Ann Hughes, his 70-year-old neighbor. 1
I. PROCEEDINGS
Juvenile petitions were issued against Roach, who was 17
years old at the time of these offenses, charging him with
capital murder, use of a firearm in the commission of murder, and
robbery. The Commonwealth gave notice of intent to try Roach as
an adult and a transfer hearing was conducted in the Greene
County Juvenile and Domestic Relations District Court (the
juvenile court). Finding probable cause to believe that Roach
committed the crimes, the juvenile court advised the
Commonwealth's Attorney that he could seek indictments against
Roach before a grand jury. The circuit court then reviewed the
transfer order under Code § 16.1-269 and found probable cause to
believe that Roach committed all three offenses.
Roach was tried as an adult on indictments charging (1)
capital murder of Mary Ann Hughes in the commission of robbery
1
Roach has not appealed his convictions of robbery and use
of a firearm in the commission of murder.
while armed with a deadly weapon, in violation of Code
§ 18.2-31(4); (2) use of a firearm in the commission of murder,
in violation of Code § 18.2-53.1; and (3) robbery by violence to
the person of Mary Ann Hughes, in violation of Code § 18.2-58.
At the first stage of a bifurcated jury trial conducted pursuant
to Code §§ 19.2-264.3 and -264.4(A), Roach was found guilty as
charged in all three indictments. 2
At the penalty phase of the capital murder trial, the court
struck the evidence as to the "vileness" predicate of a capital
sentence, but submitted the case to the jury upon the "future
dangerousness" predicate. The jury found that the "future
dangerousness" predicate was satisfied and unanimously fixed
Roach's punishment at death.
Upon review of victim impact statements and a probation
officer's report, and after conducting a sentencing hearing, the
trial court sentenced Roach in accord with the jury verdict on
the capital murder conviction. Further, the court sentenced
Roach to three years imprisonment for the use of a firearm in the
commission of a murder and to life imprisonment for robbery.
II. THE EVIDENCE
Guilt Phase
2
Since Roach was a juvenile at the time these offenses were
committed, the jury did not fix punishment on the noncapital
charges. See Code § 16.1-272.
- 2 -
We will review the evidence in the light most favorable to
the Commonwealth, the prevailing party below. Cheng v.
Commonwealth, 240 Va. 26, 42, 393 S.E.2d 599, 608 (1990). On the
evening of December 3, 1993, Mary Ann Hughes was shot and killed
in her home about five miles west of Stanardsville. Hughes was
standing at her open front door when she was shot. Her body was
discovered the next day.
The cause of death was a single shotgun wound to the chest,
which caused injury to an artery, the chest wall, and the right
lung. Dr. Deborah Kay, the medical examiner who performed the
autopsy on Hughes, recovered shotgun pellets and wadding from
Hughes's chest. The pellets and wadding were identified as
number eight shot from a 12 gauge Remington shot shell case.
The day before the killing, Roach brought a 12 gauge shotgun
to a neighbor's house, and he and two friends engaged in shooting
the gun in the back yard using number eight shot. The police
later recovered from the neighbor's back yard number eight shot
that was consistent with a 12 gauge Remington shell case.
Roach and Hughes were also neighbors. Roach helped Hughes
with household chores and also spent a great deal of time
visiting her. The evidence showed that Roach was familiar with
Hughes's habits, and that Hughes customarily deposited her social
security check in the bank within the first few days of each
month.
On the night she was killed, Hughes's purse, containing a
- 3 -
Discover credit card and approximately sixty dollars in cash, was
taken from her home. Hughes owned a 1981 Buick Regal, which also
was taken.
In the early morning hours of December 4, 1993, Gregory Lee
Giuriceo, Jr., a deputy sheriff for Nottoway County, noticed a
Buick Regal parked in a parking lot of a shopping center in
Blackstone. Roach was identified by Giuriceo as the operator of
the car. After leaving the parking lot, Giuriceo determined that
the automobile was registered to Hughes.
Later in the morning of December 4, 1993, Roach attempted to
use Hughes's Discover bank card at an automated teller machine in
Louisburg, North Carolina. A video tape from the machine showed
Roach attempting to withdraw cash from Hughes's account.
On December 5, 1993, Trooper David F. Chavis of the South
Carolina Highway Patrol observed a 1981 Buick Regal automobile
with Virginia plates which was being driven at 69 miles per hour
in a 55 mile per hour zone. He activated the lights on his
patrol car and proceeded behind the Buick. The driver of the
Buick drove the automobile over to the left shoulder of the road,
got out of the car, ran into the woods at the side of the road,
and escaped. The driver was wearing clothes which matched the
description of the clothes Roach had been seen wearing for the
previous two days.
Trooper Chavis impounded the vehicle and traced its
ownership to Hughes. Items retrieved from the automobile
- 4 -
included Hughes's purse, a blue jacket, a number eight load
shotgun shell, and a plastic bag from a Winn-Dixie grocery store.
Mahlon Jones, a fingerprint expert employed by the
Commonwealth's Division of Forensic Science, identified a latent
palm print from the plastic bag as matching Roach's left palm
print. In addition, latent fingerprints were recovered from the
automobile which matched Roach's fingerprints.
Roach made several telephone calls to his aunt, Annie Betty
Dean, while he was in North Carolina and South Carolina. During
those telephone conversations, she asked him to "come home and
give [himself] up." On December 6, 1993, Roach contacted Sheriff
William L. Morris and arranged to come that day with his father
to the Sheriff's Department for questioning.
At the Sheriff's Department, Morris advised Roach of his
Miranda rights in the presence of Roach's father. Roach waived
his rights, and both he and his father signed the waiver form.
Sheriff Morris then questioned Roach out of his father's
presence. Clarence Roberts, an acquaintance of the Roach family
and an employee of the Department of Alcoholic Beverage Control,
was present with Morris during the interview.
At first, Roach told Morris that he and a friend, Scott
Shifflett, went to Hughes's house on the evening of December 3,
1993. Roach said that Shifflett left the 12 gauge shotgun at the
door, and that they entered the house and played Yahtzee with
Hughes. Roach recounted that Shifflett then took the keys to the
- 5 -
Buick Regal and the two began to leave the house. Roach said
that, after he left, Shifflett ran back to the front door, fired
one shot, and ran back to the Buick with Hughes's purse.
According to Roach, Shifflett said that he had "fired through the
roof to scare her."
Roach stated that Shifflett then jumped into the driver's
seat of the Buick and they drove to North Carolina. He said that
Shifflett must have tried to use Hughes's Discover credit card
while Roach was in a Winn-Dixie store making some purchases.
Roach also stated that he and Shifflett abandoned Hughes's
vehicle in North Carolina.
During the questioning, Morris related to Roach certain
evidence that had already been discovered, stating, "[W]ith all
these discrepancies in the story, . . . I'm finding it really a
little difficult to believe some of the things you're telling
me." Roberts then told Roach that he knew Roach was lying and
that "this is a heavy burden to carry on your shoulders for the
rest of your life, if you committed this act you need to tell
Sheriff Morris and you need to unburden yourself."
Roach then told Morris,
I went over there and saw her counting the money and as
I was leaving, I had the shotgun laying at the door and
I shot her, took the money, the car and left, went to
North Carolina. And I cashed -- I tried to use -- use
the credit card but -- about four times[,] but it
wouldn't work.
When asked where he shot Hughes, he answered, "In the chest."
At trial, Roach offered evidence that there was no gunshot
- 6 -
residue on his hands or clothes when he was arrested. He also
presented evidence that no footprints at the scene of the crime
matched the shoes he was wearing on December 3, 1993. In
addition, Barbara Llewellyn, an expert employed by the Division
of Forensic Science in the analysis of blood and body fluid,
testified that, when Roach was arrested, he had no blood on his
clothing, except a "very light stain" on his shirt, despite the
fact that the fatal wound perforated one of Hughes's arteries and
the pattern of blood splatters indicated that the person who had
fired the gun was standing within five feet of Hughes.
Penalty Phase
During the penalty phase of the trial, the Commonwealth put
on evidence of Roach's prior juvenile convictions. Roach had
been convicted twice of grand larceny of an automobile. He
committed the first larceny in May 1993 and the second in August
1993. In connection with the first automobile larceny, Roach was
convicted of reckless driving and failure to stop for a police
officer.
In June 1993, Roach was convicted of breaking and entering a
residential dwelling and of grand larceny arising out of the
burglary. Roach gained entry to the home by breaking a window.
He then ransacked the house and stole a .357 magnum pistol.
In August 1993, Roach was sentenced to supervised probation
and house arrest under the supervision of his parents at all
times. He violated the conditions of this probation when he left
- 7 -
the family home and carried a weapon.
When Roach was placed on probation in August 1993, a
psychological evaluation was ordered. The psychologist
recommended that Roach and his family attend family counseling
and that Roach increase his level of academic attainment. Roach
had stopped attending school in 1991 when he was 14 years old.
According to John T. Frey, Roach's probation officer, Roach
and his family attended counseling sessions at the regional
counseling center prior to December 1993. Roach also enrolled in
G.E.D. classes in the adult education program offered by Greene
County.
Shirley Ann Roach, Roach's mother, testified that she and
Roach's father had separated and reconciled their marriage four
times during Roach's childhood. She testified that she and her
husband requested that Roach be released from compulsory
education at age 14 because he was needed around the house to do
chores and to care for his brothers. She also stated that she
did not realize that possessing a weapon violated the terms of
Roach's probation because the probation papers did not explicitly
state this fact.
John Roach, Roach's father, testified that he was frequently
absent from home. He also suffered from significant health
problems. When Steve Roach was six years old, John Roach
sustained a shotgun injury which required him to remain in the
hospital for six months. While being treated for the gunshot
- 8 -
wound, he contracted Hepatitis C from a blood transfusion. The
medication he received for this condition caused mood changes.
John Roach testified that, when his wife left him, life "got
worse" for his children. He began drinking heavily and brought
young girls into the home in order to make his wife jealous. He
stated that the children were present when this occurred and that
they did not receive parental supervision. He also stated that
Steve Roach had free access to all the guns in the house.
Several family friends and relatives testified on Steve
Roach's behalf. Clarence Roberts testified that Roach had
performed numerous "odd jobs" for him, and that Roach was "an
excellent employee." Tammy Estes, Roach's half sister, stated
that Roach often helped his neighbors, including Hughes, cut
firewood, cook, and clean their laundry.
Wendell Lamb, the pastor of Roach's church, testified that
Roach volunteered his time to help paint and remodel the church
and to work at a camp for children in the George Washington
National Forest. Lamb conceded that, while Roach was doing
volunteer work for the church, he was accused of stealing a
watch. Roach and the owner of the watch resolved the dispute
privately.
Roach testified on his own behalf. He stated that, shortly
after 9:00 p.m. on December 3, 1993, he walked to Hughes's house
with his shotgun. When she opened the door, he fired once,
walked past her body, and took her purse and the keys to her car.
- 9 -
He stated that he then drove to North Carolina and attempted to
use her Discover credit card to get cash. Roach testified that
he did not know Hughes had died until he spoke by telephone with
his aunt.
Roach also testified that, when he went to Hughes's house,
he knew she had just received her social security check, knew the
location of her purse, and intended to steal both items.
However, he stated that he did not intend to hurt her, and that
he could not explain "what went . . . through [his] mind." He
also testified that he was sorry he had killed Hughes, stating,
"I wish I could bring her back."
Dr. Gary Lee Hawk, a forensic psychologist appointed by the
court, testified concerning his evaluation of Roach. Hawk met
with Roach on six different occasions and spoke with Roach's
parents and other family members. Hawk determined that Roach was
of average intelligence and had mild depressive symptoms. Hawk
found no indication that Roach had suffered any brain injury. He
also found no evidence that Roach suffered from any serious
mental illness.
Hawk testified that Roach lied to him about a number of
things and gave him four different versions of what happened on
December 3, 1993. He also stated that Roach was "particularly
immature" for his age. Hawk concluded that Roach had poor
"impulse control" and "did not show very good ability in many
situations to control his emotions or behavior like seventeen-
- 10 -
year-old or eighteen-year-old individuals should do."
Hawk related Roach's immaturity to the fact that he did not
get the guidance and the structure that children need to mature.
Hawk further stated that Roach's probation violation for
carrying a weapon was a result of this lack of structure and
supervision. He also testified that there was no pattern of
violent behavior in Roach's life.
Hawk stated that, in psychological terms, Roach's act of
killing a friend arose from the fact that "[a]dolescents in
conflict, adolescents in turmoil frequently express extremely
strong and angry emotions with very little provocation . . . If
it's an immature adolescent, that sort of reaction is more
extreme." Hawk stated that "displacement of emotion" occurs when
one person or situation makes a person angry, but the feelings
and anger are expressed toward someone else.
Hawk stated, "Knowing that this was a woman that [Roach] was
close to, and knowing that there was not an existing pattern of
this sort of violent offending, and considering what he told me,
it's dynamics like that [which] would explain [the murder] in
psychological terms." In addition, Hawk testified that, "[i]n
terms of normal development," impulsiveness diminishes and
"doesn't cause problems for the person."
III. ARGUMENTS WAIVED
Because Roach did not address in his briefs assignments of
- 11 -
error 15(c), 16(f), and 16(h), he is deemed to have waived them. 3
Rule 5:27. Also, since Roach did not ask the trial court to
strike certain prospective jurors for cause, after they heard
another prospective juror state a belief that Roach was guilty,
he has waived this objection to the empanelment of those jurors.
Rule 5:25. 4
IV. ISSUES PREVIOUSLY DECIDED
Roach has advanced a number of arguments that we have
rejected in previous decisions. Finding no reason to modify our
previously expressed views, we will reaffirm our earlier
3
These assignments of error are:
15(c): Virginia's juvenile transfer statute is
unconstitutional as applied.
16(f): The trial court erred in overruling the motion to
prohibit the imposition of the death penalty and to strike the
capital murder charge on the grounds that the post-sentence
report infringes upon the defendant's rights to due process, to
confront his accusers, to be free from cruel and unusual
punishment, and to effective assistance of counsel.
16(h): Virginia's death penalty statutes as administered
deny capital defendants effective assistance of counsel.
4
Roach has also argued that he received ineffective
assistance of counsel during voir dire based on this occurrence.
However, such a claim is not reviewable on direct appeal.
Walker v. Mitchell, 224 Va. 568, 570, 299 S.E.2d 698, 699 (1983);
Browning v. Commonwealth, 19 Va. App. 295, 297, n.2, 452 S.E.2d
360, 362, n.2 (1994); see Acts 1990, ch.74.
- 12 -
decisions and reject the following contentions:
A. The denial of a jury instruction that Roach would be
required to serve a minimum of twenty-five years before becoming
eligible for parole. In Joseph v. Commonwealth, 249 Va. 78, 84,
452 S.E.2d 862, 866, cert. denied, ___ U.S. ___, 116 S.Ct. 204
(1995), we held that such an instruction is not available to
defendants who will be eligible for parole at a future date.
B. The trial court's refusal to limit evidence of juvenile
and unadjudicated crimes as background evidence at sentencing.
Rejected in Beaver v. Commonwealth, 232 Va. 521, 528-29, 352
S.E.2d 342, 346-47, cert. denied, 483 U.S. 1033 (1987).
C. The Virginia transfer statute does not provide
individualized consideration of a juvenile's moral culpability
and maturity. Rejected in Wright v. Commonwealth, 245 Va. 177,
182-83, 427 S.E.2d 379, 383-84 (1993), vacated and remanded, ___
U.S. ___, 114 S.Ct. 2701 (1994), aff'd, 248 Va. 485, 450 S.E.2d
361 (1994), cert. denied, ___ U.S. ___, 115 S.Ct. 1800 (1995);
Thomas v. Commonwealth, 244 Va. 1, 7, 419 S.E.2d 606, 609, cert.
denied, 506 U.S. 958 (1992).
D. The sentencing verdict form prescribed by Code
§ 19.2-264(D) renders the jury's option of imposing a life
sentence unconstitutionally vague and obscures mitigation
evidence. We rejected these contentions in Stockton v.
Commonwealth, 241 Va. 192, 215, 402 S.E.2d 196, 209, cert.
denied, 502 U.S. 902 (1991), and in LeVasseur v. Commonwealth,
- 13 -
225 Va. 564, 594-95, 304 S.E.2d 644, 661 (1983), cert. denied,
464 U.S. 1063 (1984). Thus, we find no error in the trial
court's refusal to substitute Roach's proposed verdict form for
the statutory sentencing verdict form.
E. The death penalty statutes do not give meaningful
guidance to jurors that they may impose a death sentence only if
they determine beyond a reasonable doubt that aggravating
circumstances outweigh mitigating ones. Rejected in Breard v.
Commonwealth, 248 Va. 68, 74, 445 S.E.2d 670, 674-75, cert.
denied, ___ U.S. ___, 115 S.Ct. 442 (1994); Watkins v.
Commonwealth, 229 Va. 469, 490-91, 331 S.E.2d 422, 438 (1985),
cert. denied, 475 U.S. 1099 (1986).
F. Code § 19.2-264.4(C) violates the defendant's rights
under the Eighth and Fourteenth Amendments to the United States
Constitution because the jury may find future dangerousness based
upon unadjudicated crimes. Rejected in Evans v. Commonwealth,
222 Va. 766, 770, 284 S.E.2d 816, 817-18 (1981), cert. denied,
455 U.S. 1038 (1982); see also Watkins v. Commonwealth, 238 Va.
341, 352, 385 S.E.2d 50, 56 (1989), cert. denied, 494 U.S. 1074
(1990).
G. The capital murder and death penalty statutes as
administered are unconstitutional for every reason cited by the
majority in Furman v. Georgia, 408 U.S. 238 (1972). In
Fitzgerald v. Commonwealth, 223 Va. 615, 635-36, 292 S.E.2d 798,
810 (1982), cert. denied, 459 U.S. 1228 (1983), we held that the
- 14 -
Virginia capital murder statutes eliminated the constitutional
violations identified in Furman. Further, in Clark v.
Commonwealth, 220 Va. 201, 212, 257 S.E.2d 784, 791 (1979), cert.
denied, 444 U.S. 1049 (1980), we rejected the argument that the
Virginia death penalty sentencing statutes violated the
restrictions of the Furman holding.
H. The death penalty statutes deny defendants meaningful
appellate review and deny defendants equal protection of the law
and due process of law because of the single tier of appellate
review of death sentences. Rejected in Payne v. Commonwealth,
233 Va. 460, 473-74, 357 S.E.2d 500, 508, cert. denied, 484 U.S.
933 (1987).
V. PRETRIAL MATTERS
A. Juvenile Court Issues
Roach contends that the statutes defining the authority of
juvenile court intake officers violate the separation of powers
clauses of the Virginia Constitution, Art. I, § 5 and Art. III,
§ 1. He asserts that, since intake officers are employees of the
Department of Youth and Family Services, an executive agency,
they are constitutionally prohibited from exercising the judicial
powers of determining probable cause, issuing petitions or
criminal warrants, or issuing detention orders.
Initially, we note that statutes are presumed to comply with
the Virginia and United States Constitutions and will be declared
unconstitutional only when their provisions plainly violate
- 15 -
either document. Etheridge v. Medical Ctr. Hosp., 237 Va. 87,
94, 376 S.E.2d 525, 528 (1989). In Winchester & Strasburg R.R.
v. Commonwealth, 106 Va. 264, 55 S.E. 692 (1906), we stated that
the separation of the executive, judicial, and legislative
branches of government is "indispensable to public liberty."
However, we emphasized that the separation required by the
Virginia Constitution is not an absolute separation. We held
that the branches of government need not "be kept wholly and
entirely separate and distinct, and have no common link or
dependence . . . The true meaning is that the whole power of one
of these departments should not be exercised by the same hands
which possess the whole power of either of the other
departments." Id. at 270, 55 S.E. at 694 (citations omitted).
The juvenile and domestic relations district court judges
share appointment, assignment, and discharge powers over the
intake officers with the Department of Youth and Family Services.
See Code §§ 16.1-233 and -235. In filing a petition to initiate
a criminal case, the intake officer makes a determination that
there is probable cause to believe that a juvenile has committed
a criminal offense. See Code § 16.1-260. However, the juvenile
and domestic relations district court, not the Department of
Youth and Family Services, has original jurisdiction over matters
involving the delinquent juvenile. Code § 16.1-241. Further,
the failure of an intake officer to file a petition does not
divest the juvenile and domestic relations district court of
- 16 -
jurisdiction over the juvenile. Code § 16.1-260(G).
Thus, juvenile intake officers do not exercise the whole
power of the judiciary. Because such officers exercise only a
limited judicial function, and the juvenile and domestic
relations district court retains actual control over the
juveniles, we conclude that the intake officer's authority to
issue criminal petitions does not violate the separation of
powers guaranteed by the Virginia Constitution.
Next, Roach argues that the circuit court acquired
jurisdiction to try him only for the lesser included offense of
first degree murder. He asserts that, since the juvenile court
did not render a probable cause determination concerning the
presence of aggravating circumstances supporting imposition of
the death penalty, the circuit court did not acquire jurisdiction
to impose the death penalty. We disagree.
Before Roach could be transferred to the circuit court for
trial as an adult, the juvenile court was required by former Code
§ 16.1-269 (now § 16.1-269.1) to determine whether there was
probable cause to believe that he committed an offense which
would be a felony had it been committed by an adult. The
aggravating circumstances required for imposition of the death
penalty are not elements of the crime of capital murder. They
relate only to the punishment authorized after conviction of the
offense. Therefore, the juvenile court was not required to make
a probable cause determination of the sufficiency of the evidence
- 17 -
in support of the statutory predicates for imposition of the
death penalty.
B. Bill of Particulars
Roach filed a motion for a bill of particulars. 5 The trial
5
The motion for a bill of particulars requested that the
trial court enter an order directing the Commonwealth:
a) To identify the grounds, and all of them, on which
it contends that defendant is guilty of Capital Murder
under Va. Code Ann. [§] 18.2-31.
b) To identify the evidence, and all of it, upon which
it intends to rely in seeking a conviction of Defendant
upon the charge of Capital Murder.
c) To identify the aggravating factors, if any, upon
which it intends to rely in seeking the death penalty,
should defendant be convicted of Capital Murder.
d) If the response to (c) includes statement that
Commonwealth intends to prove the "vileness" factor as
set out in Va. Code Ann. § 19.2-264.4C, to identify as
many of the components of the factor, torture,
depravity of mind, aggravated battery on which it
intends to offer evidence.
e) If the response to (c) include statements that
Commonwealth intends to prove the "vileness" factor as
set out in Va. Code Ann. § 19.2-264.4C, to identify
every narrowing construction of that factor on which it
intends to offer evidence.
f) If the response to (c) include statements that the
Commonwealth intends to use to prove the "future
dangerousness" factor as set out in Va. Code Ann. §
19.2-264.4C, to identify any unadjudicated allegations
of misconduct by defendant upon which it intends to
offer evidence and any circumstances of the offense it
contends are relevant to proof of the factor.
g) To identify the evidence, and all of it, on which
it intends to rely in support of the aggravating
factors identified, and all other evidence which it
intends to introduce in support of its contention that
- 18 -
court granted the motion with respect to paragraph (f) involving
unadjudicated allegations of misconduct and "any circumstances of
the offense [the Commonwealth] contends are relevant to proof of
the [future dangerousness] factor." The court denied the balance
of the motion. Roach argues that the trial court's denial of the
remaining parts of the motion constitutes error based on the
gravity of the penalty sought. We disagree.
A defendant is not entitled to a bill of particulars as a
matter of right. Code § 19.2-230 provides that a court "may
direct the filing of a bill of particulars." Thus, the trial
court has discretion whether to require the Commonwealth to file
a bill of particulars. Quesinberry v. Commonwealth, 241 Va. 364,
372, 402 S.E.2d 218, 223, cert. denied, 502 U.S. 834 (1991).
If the indictment gives a defendant sufficient "notice of
the nature and character of the offense charged so he can make
his defense," no bill of particulars is required. 6 Wilder v.
(..continued)
death is the appropriate punishment for this Defendant.
6
The capital murder indictment alleged that "[o]n or about
December 3, 1993, STEVE EDWARD ROACH . . . did, in the County of
Greene, unlawfully and feloniously commit capital murder by the
willful, deliberate, and premeditated killing of Mary Ann Hughes
in the commission of robbery while armed with a deadly weapon,
which offense is punishable as a felony in violation of Section
18.2-31(4) of the Code of Virginia."
- 19 -
Commonwealth, 217 Va. 145, 147, 225 S.E.2d 411, 413 (1976). The
indictment in this case met that standard. Therefore, the trial
court did not abuse its discretion in denying the balance of
Roach's motion. See Strickler v. Commonwealth, 241 Va. 482, 490,
404 S.E.2d 227, 233, cert. denied, 502 U.S. 944 (1991).
C. Voluntariness of Roach's Confession
Roach argues that the trial court erred in refusing to
suppress his confession as being involuntary "for purposes of
exposing him to the death penalty." Roach asserts that his
waiver of Miranda rights was "questionable," and that he made his
statements based on the mistaken belief that he would receive the
benefit of a lesser penalty in exchange for admitting that he had
shot Hughes. He contends that the statements were induced by
Sheriff Morris's allegedly misleading remarks such as "the truth
is so very, very important to you, to us and to yourself."
In assessing the voluntariness of Roach's statement, we
apply a well-established standard of review. In Gray v.
Commonwealth, 233 Va. 313, 356 S.E.2d 157, cert. denied, 484 U.S.
873 (1987), we said:
A defendant's waiver of his Miranda rights is valid
only if the waiver is made knowingly, voluntarily and
intelligently, Miranda, 384 U.S. at 475. Whether a
statement is voluntary is ultimately a legal rather
than factual question. See Miller v. Fenton, 474 U.S.
104, 110, 106 S.Ct. 445, 450 (1985). Subsidiary
factual questions, however, are entitled to a
presumption of correctness. Id. at 112, 106 S.Ct. at
451. The test to be applied in determining
voluntariness is whether the statement is the "product
of an essentially free and unconstrained choice by its
maker," or whether the maker's will "has been overborne
and his capacity for self-determination critically
- 20 -
impaired." Schneckloth v. Bustamonte, 412 U.S. 218,
225 (1973). In determining whether a defendant's will
has been overborne, courts look to "the totality of all
the surrounding circumstances," id. at 226, including
the defendant's background and experience and the
conduct of the police, Correll v. Commonwealth, 232 Va.
454, 464, 352 S.E.2d 352, 357 (1987); Stockton, 227 Va.
at 140, 314 S.E.2d at 381.
Id. at 324, 356 S.E.2d at 163.
The record shows that Roach was of average intelligence, and
that he telephoned Sheriff Morris to initiate the questioning.
Prior to the interrogation, Morris advised Roach and Roach's
father of Roach's Miranda rights. Although John Roach was not
present during the interrogation, both he and Steve Roach
indicated that they understood the Miranda rights and they signed
the waiver forms. During the interrogation, there was no mention
of the death penalty at any time. Roach stated to Morris that he
was making the statements of his own free will, without pressure
of threats or promises.
We also consider the factual findings made by the trial
court. The trial court found that Roach "was not intoxicated
[and] understood his surroundings and the questions asked of
him." The court found that the interrogation atmosphere was not
coercive and that Roach had not been threatened in any way. The
court found that the entreaties to Roach to tell the truth did
not overbear Roach's will. Because these factual findings are
supported by the record, we accord them substantial weight in our
determination whether Roach's statements were voluntary. Miller
v. Fenton, 474 U.S. 104, 112 (1985).
- 21 -
Based on the above evidence and findings, we hold that
Roach's statements were voluntary. No threats or promises were
made to induce the confession and there is no evidence indicating
that the confession was coerced. Instead, the evidence
demonstrates that the statements were the product of Roach's free
and unconstrained choice.
D. Venue
Roach filed a motion for a change of venue on the basis that
the crime, a "high profile" murder in a rural setting, rendered
the trial court unable to empanel an impartial jury. The trial
court took the motion under advisement and, after the jury was
empaneled, overruled the motion.
Roach argues that the trial court erred in denying his
motion for a change of venue because the pretrial publicity was
widespread and prejudicial. He notes that over 50 percent of the
jury pool was familiar with Roach, the victim, members of her
family, the Commonwealth's Attorney, or witnesses. The trial
court observed, however, that although 31 jurors were stricken
for cause, "a large number of those were stricken because of
their view concerning the death penalty and not because of any
evidence of bias for or against the accused or the prosecution."
A presumption exists that a defendant can receive a fair
trial in the jurisdiction in which the offense occurred.
Stockton, 227 Va. at 137, 314 S.E.2d at 380. In order to
overcome this presumption, a defendant must demonstrate that the
- 22 -
citizens of the jurisdiction feel such prejudice against the
defendant as is reasonably certain to prevent a fair trial. Id.
Further, the decision whether to grant a change of venue lies
within the sound discretion of the trial court. George v.
Commonwealth, 242 Va. 264, 274, 411 S.E.2d 12, 18, cert. denied,
503 U.S. 973 (1992).
The fact that there have been media reports about the
accused and the crime does not necessarily require a change of
venue. Buchanan v. Commonwealth, 238 Va. 389, 407, 384 S.E.2d
757, 767-68 (1989), cert. denied, 493 U.S. 1063 (1990). Another
significant factor the trial court must consider is "the
difficulty encountered in selecting a jury." Mueller v.
Commonwealth, 244 Va. 386, 398, 422 S.E.2d 380, 388 (1992), cert.
denied, 507 U.S. 1043 (1993).
Roach did not overcome the presumption that he could receive
a fair trial in Greene County. He concedes that only six members
of the jury pool were so prejudiced by media coverage that they
could not give him a fair trial. Given the relative ease with
which the jury was selected, we hold that the trial court did not
abuse its discretion in denying Roach's motion for a change of
venue.
E. Jury Selection
Roach next argues that the trial court erred in refusing to
strike for cause juror Breeden. During voir dire, juror Breeden
testified that Daniel Bouton, the Commonwealth's Attorney,
- 23 -
formerly had represented him in a legal matter. Although Bouton
was not representing Breeden in any matter at the time of trial,
Breeden stated that he would regard Bouton as his personal
attorney. Breeden also testified that his former connection with
Bouton would not affect his ability to be impartial. Roach
argues that this relationship presented an inherent conflict, and
that Breeden was more likely to be influenced by Bouton's closing
argument because he was accustomed to looking to Bouton for legal
guidance.
The trial court's decision whether to strike a juror for
cause is a matter submitted to its discretion and will not be
disturbed on appeal unless the refusal constitutes manifest
error. Stockton, 241 Va. at 200, 402 S.E.2d at 200. Further, in
Calhoun v. Commonwealth, 226 Va. 256, 263, 307 S.E.2d 896, 900
(1983), we refused to adopt a per se rule disqualifying a juror
solely because the juror had been represented by the
Commonwealth's Attorney at some time in the past.
In the present case, the trial court had the opportunity to
observe Breeden's demeanor when evaluating his statement that his
ability to be impartial would not be affected by his former
association with Bouton. Nothing in the record suggests that the
trial court abused its discretion in accepting Breeden's
statement that he could be impartial in the trial of the case.
Thus, we find no merit in Roach's argument. 7
7
We also find no merit in Roach's claim that his Fourteenth
- 24 -
VI. GUILT PHASE ISSUES
Roach argues that the trial court erred in refusing to set
aside the verdict of capital murder based on the alleged absence
of evidence corroborating his confession that he was the
"triggerman." Roach asserts that his confession was inadequate
as a matter of law to establish that he was the immediate
perpetrator of the killing.
In addition, Roach argues that the trial court erred in
failing to instruct the jury that the "triggerman" portion of his
confession had to be corroborated before he could be convicted of
capital murder. He also assigns as error the court's refusal of
an instruction defining a principal in the second degree, as well
as its refusal of an instruction that only the immediate
perpetrator of a killing can be convicted of capital murder. We
disagree with the above assertions.
The Commonwealth need not corroborate an entire confession,
but it must corroborate the elements of the corpus delicti.
Watkins, 238 Va. at 348, 385 S.E.2d at 54. In the present case,
the Commonwealth met its burden of corroborating the corpus
delicti of capital murder.
The corpus delicti of a homicide consists of "proof of the
(..continued)
Amendment rights were violated by the trial court's refusal to
strike Breeden for cause. The record before us offers no support
for such a claim.
- 25 -
victim's death from the criminal act or agency of another
person." Swann v. Commonwealth, 247 Va. 222, 236, 441 S.E.2d
195, 205, cert. denied, ___ U.S. ___, 115 S.Ct. 234 (1994). The
testimony of Dr. Kay, the medical examiner, established that
Hughes died from a shotgun wound to the chest. There was no
evidence that the wound was self-inflicted. Further, the
Commonwealth produced evidence which tended to corroborate that
Roach was the "triggerman" in the killing.
The Commonwealth showed that Roach owned a 12 gauge shotgun
and that he had shot number eight shot from it the day before the
murder. The shot and wadding retrieved from Hughes's chest were
consistent with the type used in Roach's weapon. The
Commonwealth also produced evidence taken from Hughes's car
including a number eight shot shell casing, as well as latent
fingerprints which matched Roach's fingerprints.
The corpus delicti of robbery, the predicate offense of this
capital murder charge, was also corroborated by evidence
independent of Roach's confession. The autopsy report revealed
evidence of violent force used on Hughes, and the videotape from
the automatic teller machine showed Roach attempting to use
Hughes's credit card. Further, as stated above, latent
fingerprints matching Roach's fingerprints were found in Hughes's
vehicle, which was taken from the murder scene.
Since the Commonwealth sufficiently corroborated the corpus
delicti of capital murder, the trial court did not err in denying
- 26 -
Roach's motion to set aside the verdict. Likewise, the court did
not err in failing to instruct the jury that Roach's confession
that he was the "triggerman" must be corroborated since the court
had already correctly determined, as a matter of law, that the
confession was sufficiently corroborated to go to the jury. See
Watkins, 238 Va. at 350-51, 385 S.E.2d at 55.
Finally, there was no error in the trial court's refusal to
give a jury instruction that only the immediate perpetrator of
the killing can be found guilty of capital murder. There was no
evidence that Roach acted with an accomplice other than the first
version of his confession, which he later recanted. Also, since
his theory that another person was the triggerman was unsupported
by the evidence, Roach was not entitled to an instruction
defining a principal in the second degree. See Eaton v.
Commonwealth, 240 Va. 236, 255, 397 S.E.2d 385, 397 (1990), cert.
denied, 502 U.S. 824 (1991).
VII. PENALTY PHASE ISSUES
Juror Question
Roach contends that the jury prematurely began deliberations
during the penalty phase of the trial. In support of his claim,
he notes that, after the jury had been instructed but before it
began deliberating, one juror asked the trial court, "Does life
in prison mean with no chance of parole or truly life in prison,
or is he eligible for parole?"
At this point, Roach's counsel informed the trial court that
- 27 -
"unless the possibility can be excluded that this question
originated solely with one juror, the defense would respectfully
move for a mistrial." The trial court declined to question the
jury on the matter, but gave the jury an additional instruction
stating, "Having found the defendant guilty, you should impose
such punishment as you feel is just under the evidence and within
the instructions of the Court. You are not to concern yourself
with what may happen afterwards."
We find no merit in Roach's claim. The question posed by
the individual juror does not indicate that the jury had begun
deliberating Roach's penalty. Thus, the trial court did not
abuse its discretion in denying the mistrial motion.
Jury Instructions
Roach argues that the trial court erred in refusing to
instruct the jury on the meaning of the word "probability," in
the context of the "future dangerousness" provision of Code
§ 19.2-264.2. We disagree. In Mickens v. Commonwealth, 247 Va.
395, 403, 442 S.E.2d 678, 684, vacated on other grounds, 513 U.S.
___, 115 S.Ct. 307 (1994), we held that the word "probability,"
as it appears in the statutory context of the "future
dangerousness" predicate, is not ambiguous. Therefore, Roach was
not entitled to a jury instruction defining that word. See
Lovisi v. Commonwealth, 212 Va. 848, 850, 188 S.E.2d 206, 207,
208 (1972).
Roach next asserts that he was denied his Fourteenth
- 28 -
Amendment right of equal protection, because he was refused an
instruction informing the jury that, if he received a life
sentence on the capital murder charge, he would not be eligible
for parole for 25 years. In contrast, Roach argues, certain
"adjudicated recidivists" are entitled to an instruction
informing the jury that they would be ineligible for parole if
given a life sentence for the same offense. See Simmons v. South
Carolina, 512 U.S. 2198 (1994).
As stated above, in applying the rule of Simmons, this Court
has held that a defendant charged with capital murder is entitled
to an instruction regarding parole eligibility only when (1) the
defendant's future dangerousness is in issue, and (2) the
defendant is ineligible for parole at the time he is sentenced on
the capital murder charge. Wright, 248 Va. at 487, 450 S.E.2d at
362. Since Roach does not contend that he was ineligible for
parole when he was sentenced, he was not entitled to an
instruction regarding parole eligibility. Moreover, Roach has
not suffered a denial of equal protection from the refusal of
such an instruction, because a non-suspect classification is
involved here and that classification "rationally advances a
reasonable and identifiable governmental objective." Schweiker
v. Wilson, 450 U.S. 221, 235 (1981); see Evans, 228 Va. at 481,
323 S.E.2d at 122.
When a "recidivist" is ineligible for parole at the time of
sentencing on a capital murder charge, this fact is relevant to
- 29 -
the issue whether "there is a probability that the defendant
would commit criminal acts of violence that would constitute a
continuing serious threat to society." See Code § 19.2-264.2(1).
In contrast, the fact that Roach would be eligible for parole in
25 years is not probative of this issue. This fact could do
nothing more than invite the jury to speculate on the effect
incarceration might have on Roach. The elimination of such
improper speculation provides a rational basis supporting the
denial of the requested instruction. Thus, Roach's equal
protection claim fails. See Schweiker at 235.
Standard of Proof for Future Dangerousness
Roach argues that, because this Court has never reversed a
death sentence based on insufficiency of evidence of "future
dangerousness," "Virginia cases articulate no standards to
confine the reach of" that sentencing factor. Roach contends
that such standards must be articulated.
We disagree, because the conclusion Roach urges ignores the
central purpose of Code § 19.2-264.2, that of individualized
consideration of the defendant and the crime committed. Under
the direction of Code § 19.2-264.2, the trier of fact may not
impose the death penalty unless it finds "future dangerousness"
beyond a reasonable doubt, upon consideration of all relevant
evidence of the defendant's background, as well as the crime for
which the defendant is being sentenced. This individualized
consideration necessarily precludes the articulation of precise
- 30 -
requirements for a finding of "future dangerousness." Moreover,
a defendant is protected from an unsupported finding of "future
dangerousness" by the right to appellate review of the
sufficiency of the evidence in support of that finding.
Sufficiency of Evidence
of "Future Dangerousness"
Under Code § 19.2-264.2, the death penalty may not be
imposed unless the trier of fact shall find one or both of two
aggravating factors we have referred to as "future dangerousness"
and "vileness." Yeatts v. Commonwealth, 242 Va. 121, 139, 410
S.E.2d 254, 265 (1991), cert. denied, 503 U.S. 946 (1992). In
the present case, the jury found "future dangerousness," meaning
"there is a probability that [Roach] would commit criminal acts
of violence that would constitute a continuing serious threat to
society." Code § 19.2-264.2.
Roach argues that the Commonwealth failed to produce
sufficient proof of his "future dangerousness." He first
emphasizes that the only expert psychological testimony at the
penalty phase was given by Dr. Hawk, who stated that there was no
pattern of violent behavior in Roach's life. Although he
concedes that "[a]ll of [his] misconduct arguably involved
potential for violence," Roach asserts that the Commonwealth
never introduced evidence of any actual or threatened violence in
his past behavior. He also notes that his misconduct occurred
only during the period of his family's "disintegration."
- 31 -
Further, given his difficult family background and the fact that
he had only one probation violation prior to December 3, 1993,
Roach asserts that the jury's finding of "future dangerousness"
is unsupported by the evidence. We disagree.
The evidence in the penalty phase showed that, within
approximately a seven-month period prior to Roach's murder of
Hughes, he had broken and entered a private residence, stolen a
.357 Magnum pistol from that dwelling, committed two automobile
larcenies, and violated a condition of his probation.
As this Court emphasized in Yeatts,
Burglary laws are based primarily upon a recognition of
the dangers to personal safety created by the usual
burglary situation - the danger that the intruder will
harm the occupants in attempting to perpetrate the
intended crime or to escape and the danger that the
occupants will in anger or panic react violently to the
invasion, thereby inviting more violence.
242 Va. at 140, 410 S.E.2d at 266 (citations omitted). Thus,
Roach's commission of burglary, and his theft of a .357 Magnum
pistol during the burglary, were relevant evidence in determining
8
his "future dangerousness." See id.
The jury also heard evidence from John Frey, Roach's
probation officer, that Roach violated his probation in carrying
a shotgun. Violent behavior arose from this probation violation
8
The fact that the dwelling Roach broke and entered was
unoccupied at the time of the offense is a fortuitous
circumstance that does not affect our analysis here.
- 32 -
when Roach used the shotgun to kill Mrs. Hughes. Therefore, both
the fact of the violation and its particular nature were relevant
evidence in the jury's determination of "future dangerousness."
Most significantly, this Court has recognized that the facts
and circumstances surrounding the capital murder alone may be
sufficient to support a finding of "future dangerousness." See
Murphy v. Commonwealth, 246 Va. 136, 145, 431 S.E.2d 48, 53,
cert. denied, 510 U.S. ___, 114 S.Ct. 336 (1993). Here, Roach
killed a defenseless, 70-year-old neighbor because he wanted her
money. He admitted that Mrs. Hughes had always been kind to him.
Yet, after shooting her at point-blank range, he walked past her
body, robbed her of her money and car keys, and left her lying on
the floor.
From this evidence, the jury was entitled to conclude that
Roach placed little value on human life and was willing to kill
even a defenseless friend in order not to be identified as the
perpetrator of a robbery. Given Roach's escalating pattern of
criminal behavior culminating in the murder of Mrs. Hughes, the
jury had sufficient evidence from which to find, beyond a
reasonable doubt, that there was a probability that Roach would
commit criminal acts of violence that would constitute a
continuing serious threat to society.
Our conclusion in this regard is not altered by Dr. Hawk's
testimony. Although he testified that Roach had no pattern of
violent behavior in his life, the jury was entitled to weigh this
- 33 -
opinion in conjunction with all the evidence of Roach's criminal
behavior, including the facts and circumstances surrounding his
robbery and murder of Mrs. Hughes.
Roach also argues that the "trial court erred [by] finding
that no good cause had been shown to set aside the sentence of
death and impose a sentence of imprisonment for life." In
reviewing the record pursuant to Code § 19.2-264.5, the trial
court is vested with discretion, upon good cause shown, to set
aside the sentence of death. Here, the record shows that the
trial court reviewed all evidence presented in both mitigation
and aggravation of the offense. Based on the evidence presented,
we cannot conclude that the trial court erred in finding an
absence of "good cause shown" to set aside the jury verdict of
death and to impose a sentence of life imprisonment.
VIII. SENTENCE REVIEW
Under Code § 17-110.1(C)(1) and (2), we are required to
determine "[w]hether the sentence of death was imposed under the
influence of passion, prejudice or any other arbitrary factor"
and "[w]hether the sentence of death is excessive or
disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant."
A. Passion and Prejudice
Roach contends that the sentence of death was imposed under
the influence of passion, prejudice, or other arbitrary factor.
In support of his argument, he restates several of the errors
- 34 -
assigned above. Since we have found no error in the trial
court's rulings, we reject this argument. See Pope v.
Commonwealth, 234 Va. 114, 127, 360 S.E.2d 352, 360 (1987), cert.
denied, 485 U.S. 1015 (1988); Wise v. Commonwealth, 230 Va. 322,
335, 337 S.E.2d 715, 723 (1985), cert. denied, 475 U.S. 1112
(1986). Additionally, our independent review of the entire
record fails to disclose that the jury's death sentence "was
imposed under the influence of passion, prejudice or any other
arbitrary factor." Code § 17-110.1(C).
B. Excessiveness and Proportionality
Roach contends that the death sentence is excessive and
disproportionate to those imposed in similar cases. He argues
that comparable death sentence cases involve "fact patterns more
aggravated as to (1) surrounding circumstances of the offense,
(2) age and background of the defendant and (3) unrebutted
defense evidence offered in mitigation." With regard to evidence
in mitigation, Roach relies primarily on Dr. Hawk's testimony and
the other testimony concerning Roach's school, work, and family
life.
In conducting the proportionality review, we consider
"whether other sentencing bodies in this jurisdiction generally
impose the supreme penalty for comparable or similar crimes,
considering both the crime and the defendant." Jenkins v.
Commonwealth, 244 Va. 445, 461, 423 S.E.2d 360, 371 (1992), cert.
denied, 507 U.S. 1036 (1993). With this purpose in mind, we have
- 35 -
compared the record in this case with the records in other
capital murder cases to determine whether the death penalty
imposed here is "excessive or disproportionate to the penalty
imposed in similar cases, considering both the crime and the
defendant." Code § 17-110.1(C)(2).
Here, the jury based its sentence of death only on the
"future dangerousness" predicate. Therefore, in making our
proportionality determination we have given particular
consideration to other capital murder cases in which robbery was
the underlying felony and the death penalty was based only on the
"future dangerousness" predicate.
Those cases were compiled in Yeatts, 242 Va. at 143, 410
S.E.2d at 267-68, and supplemented in Chichester v. Commonwealth,
248 Va. 311, 332-33, 448 S.E.2d 638, 652 (1994), cert. denied,
___ U.S. ___, 115 S.Ct. 1134 (1995). The following additional
cases involving robberies and findings of "future dangerousness"
were decided after Chichester and have been considered by us:
Chandler v. Commonwealth, 249 Va. 270, 455 S.E.2d 219, cert.
denied, ___ U.S. ___, 116 S.Ct. 233 (1995); Joseph, 249 Va. 78,
452 S.E.2d 862. We have also reviewed the records in capital
murder cases in which robbery was the underlying offense and a
sentence of life imprisonment was imposed.
Based on this review, we conclude that, while there are
exceptions, juries in this Commonwealth generally impose the
death sentence for crimes comparable or similar to Roach's murder
- 36 -
of Mrs. Hughes. Roach killed an elderly, defenseless friend with
a shotgun at point blank range in the process of robbing her of a
portion of her social security funds. This crime, like the other
death sentence crimes we have reviewed, shows extreme cruelty and
lack of respect for human life.
In addition, although there was evidence in mitigation
concerning Roach's status as a 17-year-old offender and his
family background, the present case also involved significant
evidence in aggravation of the offense. As stated above, Roach
had been found guilty of four felonies in the seven-month period
prior to the commission of this offense. Although he had been on
supervised probation since August 1993, this rehabilitative
measure did not deter Roach from carrying a weapon in violation
of the terms of his probation. Moreover, his use of this weapon
to kill Mrs. Hughes represented the ultimate failure of
rehabilitative efforts on his behalf. Given this escalating
pattern of criminal behavior, which culminated in the commission
of the present offense, we conclude that the imposition of the
death penalty in this case is neither excessive nor
disproportionate to the penalty imposed in comparable cases.
IX. CONCLUSION
We find no reversible error in the issues presented here.
Having reviewed Roach's sentence of death pursuant to Code
§ 17-110.1, we decline to commute the sentence of death.
Accordingly, we will affirm the judgment of the trial court.
- 37 -
Affirmed.
- 38 -