COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Felton, Judge Elder and Senior Judge Bumgardner
Argued at Alexandria, Virginia
CVS VIRGINIA DISTRIBUTION INC.,
CVS CAREMARK CORP. AND
GAB ROBINS RISK MGMT. SERV., INC.
MEMORANDUM OPINION * BY
v. Record No. 2221-10-4 JUDGE LARRY G. ELDER
MAY 17, 2011
EVELYN SUZETTE THOMPSON
FROM THE VIRGINIA WORKERS’ COMPENSATION COMMISSION
Michael P. Del Bueno (Corey R. Pollard; Whitt & Del Bueno, P.C.,
on brief), for appellants.
W. Geovanni Munoz (The Chandler Law Group, on brief), for
appellee.
CVS Virginia Distribution, Inc. (employer), appeals from a decision of the Workers’
Compensation Commission (commission) holding that employer was responsible for the
continuing medical treatment of Evelyn Suzette Thompson (claimant) relating to her lumbar
facet joint syndrome. On appeal, employer argues the commission erred in finding that
claimant’s lumbar facet joint syndrome was causally related to the compensable injury claimant
sustained on February 12, 2008. Because the medical evidence and the testimony of claimant’s
treating physician establish the causal connection between claimant’s compensable injury and
her treatment for lumbar facet joint syndrome, we affirm the commission’s decision.
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
I.
BACKGROUND
We view the evidence in the light most favorable to claimant, who prevailed below. See
Westmoreland Coal v. Russell, 31 Va. App. 16, 20, 520 S.E.2d 839, 841 (1999). So viewed, the
evidence shows that claimant, age thirty-one, worked for employer in its distribution center as a
“loose picker.” She picked up the correct number of individual items on a list, going down an
aisle as though a store, and placed them into a tote. On February 12, 2008, claimant sustained a
compensable injury when she fell down icy steps. After claimant returned to work on light duty,
employer could not accommodate her restrictions. Following a hearing, a deputy commissioner
awarded claimant medical benefits and temporary total disability compensation from February
15, 2008 through February 27, 2008 and from March 17, 2008 through April 30, 2008, and
temporary partial disability compensation from May 1, 2008 through July 16, 2008.
Thereafter, on August 12, 2009, claimant sought payment of specific medical bills from
Orthopedic Specialty Clinic dated in 2008 and 2009. 1 Employer defended on the ground that the
treatments after June 2008 were not causally related to the February 12, 2008 injury by accident.
The deputy commissioner found that claimant’s lumbar facet joint syndrome was not
causally related to her February 2008 injury, citing the reticent responses from claimant’s
attending physician during his deposition testimony and relying on the opinion of another
physician that claimant should have recovered within six to eight weeks from her compensable
injury. The commission reversed the deputy commissioner’s denial of medical benefits and
found that employer was responsible for claimant’s medical treatment. This appeal followed.
1
In addition, claimant sought permanent partial disability benefits based upon a fifteen
percent impairment rating to her right lower extremity and filed a change-in-condition claim that
sought temporary total disability compensation beginning June 2, 2009 and continuing. The
commission denied these claims, and claimant does not challenge the commission’s rulings.
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II.
ANALYSIS
Employer argues no credible evidence supports the commission’s conclusion that
claimant’s lumbar facet joint syndrome was causally related to her February 12, 2008 work
accident. Specifically, employer contends the commission erred as a matter of law by relying on
the expert testimony of claimant’s treating physician, Dr. Devashish Sen, and not the expert
opinion of Dr. Michael O’Brien.
To receive an award of medical benefits under Code § 65.2-603(A)(1), the evidence must
“support a finding of causal relation between the accidental injury and the [medical] treatment.”
Watkins v. Halco Eng’g, Inc., 225 Va. 97, 101, 300 S.E.2d 761, 763 (1983). The claimant bears
the burden of proving this causal relation by a preponderance of the evidence. Hoffman v.
Carter, 50 Va. App. 199, 214, 648 S.E.2d 318, 326 (2007). In other words, “for the disability
[and its attendant medical treatments] to be compensable, it must be more probable than not that
[the accident] was caused by the work-related factor.” Duffy v. Commonwealth ex rel. Dep’t of
State Police, 22 Va. App. 245, 251, 468 S.E.2d 702, 705 (1996).
Typically, a claimant establishes causation through the testimony of an attending
physician or the claimant herself. See Farmington Country Club, Inc. v. Marshall, 47 Va. App.
15, 26, 622 S.E.2d 233, 239 (2005) (“Causation of a medical condition may be proved by either
direct or circumstantial evidence, including medical evidence or ‘the testimony of a claimant.’”
(quoting Dollar Gen. Store v. Cridlin, 22 Va. App. 171, 176, 468 S.E.2d 152, 154 (1996))). The
commission’s determination of causation is a finding of fact. See Henrico Cnty Sch. Bd. v.
Etter, 36 Va. App. 437, 443, 552 S.E.2d 372, 375 (2001); Marcus v. Arlington Cnty Bd. of
Supers., 15 Va. App. 544, 551, 425 S.E.2d 525, 530 (1993). “The commission’s factual findings
. . . are conclusive and binding on this Court if supported by credible evidence.” R.G. Moore
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Bldg. Corp. v. Mullins, 10 Va. App. 211, 213, 390 S.E.2d 788, 789 (1990). “The fact that there
is contrary evidence in the record is of no consequence if there is credible evidence to support
the commission’s finding.” Wagner Enters, Inc. v. Brooks, 12 Va. App. 890, 894, 407 S.E.2d
32, 35 (1991).
The record contains ample evidence supporting the commission’s conclusion that
claimant’s lumbar facet joint syndrome was caused by her February 12, 2008 injury. When
claimant came to Dr. Sen on March 18, 2008, she indicated that she had pain on the right side of
her lower back that radiated into her right leg. An EMG/nerve conduction test showed abnormal
reduced results in the right peroneous long muscle, indicating that a nerve had been irritated by
something other than a disc desiccation. Dr. Sen initially diagnosed claimant with lumbosacral
radiculopathy and recommended claimant undergo epidural steroid injections to treat the
inflamed nerves. On August 27, 2008, Dr. Sen modified his treatment of claimant’s pain
because she was receiving no relief from the epidural steroid injections and the MRI results did
not provide any explanation for the pain. 2 Dr. Sen recommended claimant undergo facet joint
injections, and claimant reported thirty percent relief from the pain in her lower back and legs
after the first injection. This led Dr. Sen to diagnose claimant with lumbar facet joint syndrome.
According to Dr. Sen, facet joint inflammation is caused by either arthritis or an accident
similar to a whiplash injury from a car accident. Dr. Sen confirmed that a fall down stairs
emulated the type of whiplash injury typically associated with lumbar facet joint syndrome.
Because claimant experienced no symptoms of lumbar facet joint syndrome prior to her fall and
a review of her medical history revealed “[n]othing significant,” including no history of arthritis,
2
On March 7, 2008, claimant underwent an MRI that showed disc desiccation, a broad
based central and slightly left paracentral herniated disc in claimant’s lower spine, and an
annular tear. Dr. Sen opined that because the desiccation was on claimant’s left side, it could not
account for claimant’s right lower back and right leg pain.
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Dr. Sen concluded that claimant’s ongoing right-sided pain was “probabl[y] . . . related to her
fall.” Accordingly, evidence in the record supports the commission’s finding that claimant’s
lumbar facet joint syndrome and treatment were casually related to her compensable injury.
Employer nevertheless contends Dr. Sen’s testimony is inherently incredible because he
“repeatedly refused to state that [claimant’s] alleged disability was more probably than not
causally related to her work accident.” Employer further argues the medical evidence does not
support Dr. Sen’s expert opinion because the MRI results did not show any abnormalities in
claimant’s facet joints, and claimant’s pain became worse with each subsequent injection. In
light of the conflicting medical evidence, employer reasons that the commission was required to
disregard Dr. Sen’s testimony in its entirety. We disagree.
The general rule is that when an attending physician is
positive in his diagnosis of a disease, great weight will be given by
the courts to his opinion. However, when it appears . . . there is
medical expert opinion contrary to the opinion of the attending
physician, then the trier of the fact is left free to adopt that view
which is most consistent with reason and justice.
McPeek v. P.W. & W. Coal Co., Inc., 210 Va. 185, 188, 169 S.E.2d 443, 445 (1969). “[I]t is for
the [c]ommission to determine the probative weight to be accorded [conflicting] evidence.” Pilot
Freight Carriers, Inc. v. Reeves, 1 Va. App. 435, 439, 339 S.E.2d 570, 572 (1986). “Thus, the
commission’s ‘finding upon conflicting medical evidence that a certain condition does or does
not exist is . . . a conclusive finding of fact.’” Georgia-Pacific Corp. v. Robinson, 32 Va. App. 1,
5, 526 S.E.2d 267, 268 (2000) (quoting McPeek, 210 Va. at 188, 169 S.E.2d at 445).
Applying these principles to the case at hand, we conclude the commission relied on
Dr. Sen’s testimony to establish causation and reconciled any internal conflicts in favor of
claimant. When asked whether claimant’s lumbar facet joint syndrome was “[m]ore probable
than not, or just probabl[y]” related to her compensable injury, Dr. Sen stated, “I would just say
probable, because she did not have any symptoms prior to that.” Although Dr. Sen’s reticent
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answers may not have elevated his expert opinion to the level of medical certainty, he later
clarified in a questionnaire answer that by “probable” at his deposition, he meant “51% or
greater.” “A doctor’s statement that a certain condition is probably connected to the injury
means there is a reasonable likelihood of causation, which ‘is sufficient to permit a trier of fact to
accord the statement probative weight.’” Marriot Int’l, Inc. v. Carter, 34 Va. App. 209, 215, 539
S.E.2d 738, 741 (2001) (emphasis added) (quoting Cook v. City of Waynesboro Police Dep’t,
225 Va. 23, 30, 300 S.E.2d 746, 749 (1983)); see, e.g., Etter, 36 Va. App. at 445, 552 S.E.2d at
375 (permitting the claimant’s attending physician to give numerous conflicting opinions
regarding causation because “the commission, as fact finder, was entitled to determine the
weight, meaning, and credibility to give his respective responses and statements and to reconcile
any possible conflicts therein”); Turcios v. Holiday Inn Fair Oaks, 24 Va. App. 509, 517, 483
S.E.2d 502, 506 (1997) (finding no reversible error where the commission relied on the attending
physician’s medical opinion to establish causation even though he “never used the words, ‘I find
a causal connection’”).
In any event, Dr. Sen’s testimony accounted for any discrepancies between his diagnosis
and the medical evidence. Despite repeated facet joint injections, claimant reported that her pain
had returned. However, Dr. Sen testified that the results from facet joint injections could vary
with each treatment, so it was possible for claimant to experience relief from one injection yet
have increased pain from a subsequent injection. And even though the results from the MRI
tests showed no abnormality on the right side of claimant’s body, 3 Dr. Sen explained that facet
joint inflammation rarely is visible on an MRI. Thus, Dr. Sen relied on his clinical observations
of claimant’s “tenderness in her right-sided lumbar facets” and her right-sided pain to conclude
3
Claimant underwent a second MRI on July 10, 2009. Dr. Sen reviewed the MRI report
and concluded no significant differences existed between the two MRI results.
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that the pain stemmed from inflammation in her facet joints. The commission “evaluated the
conflicting medical evidence” and resolved the “internal[] inconsisten[cies]” in claimant’s favor.
Clinch Valley Med. Ctr. v. Hayes, 34 Va. App. 183, 192, 538 S.E.2d 369, 373 (2000).
This same reasoning compels us to reject employer’s argument that the commission
erroneously failed to rely on the expert medical opinions of Dr. O’Brien. 4 See Dep’t of State
Police v. Taubert, 1 Va. App. 250, 253, 337 S.E.2d 307, 308 (1985) (“A finding based upon
conflicting medical opinions is one of fact [that] cannot be disturbed.”). On October 12, 2009,
Dr. O’Brien reviewed medical records provided by counsel for the employer. Based on his
review of claimant’s MRI records, Dr. O’Brien opined “with a reasonable degree of medical
certainty that [claimant] suffered a minor low back strain” and should have recovered “within six
to eight weeks at the most.” Dr. O’Brien “disagree[d] completely with Dr. Sen’s opinion that
[claimant] require[d] multilevel injections and chronic narcotics to treat her injury.” Dr.
O’Brien’s report amounts to nothing more than a medical opinion that conflicted with the
conclusions of Dr. Sen, and we are unable to second-guess the commission’s reliance on one
medical expert over another. Indeed, Dr. Sen relied on his clinical observations of the tenderness
near claimant’s facet joints and claimant’s initial reaction to the facet joint injections to conclude
claimant suffered from lumbar facet joint syndrome. Dr. O’Brien relied solely on a review of
claimant’s medical reports and did not have this same opportunity to examine and treat claimant.
Accordingly, “[h]aving resolved the conflict in favor of [claimant] on the basis of credible
evidence, the finding by the [c]ommission is binding on this Court on appeal.” Reeves, 1
Va. App. at 439, 339 S.E.2d at 572; see Herbert Clements & Sons, Inc. v. Harris, 52 Va. App.
4
Employer further argues that Dr. Kirchmier’s expert opinion conflicts with Dr. Sen’s
opinion. However, Dr. Kirchmier’s medical opinion extended only to the conclusion that
claimant’s pain was not discogenic. Dr. Sen arrived at the same conclusion when he modified
claimant’s treatment to facet joint injections.
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447, 453, 456, 663 S.E.2d 564, 568-69 (2008) (affirming the commission’s finding of causation
despite the conflicting medical opinion of a doctor who “could [not] substantiate a disability
from a work-related injury”).
III.
ATTORNEY’S FEES AND COSTS
Claimant requests an award of attorney’s fees and costs incurred in the course of this
appeal. 5 Code § 65.2-713(A) grants this Court the authority to assess against employer the costs
of these proceedings including “a reasonable attorney’s fee,” if we determine these “proceedings
have been brought, prosecuted, or defended without reasonable grounds.” See, e.g., Lowes of
Short Pump Va. v. Campbell, 38 Va. App. 55, 62, 561 S.E.2d 757, 760 (2002). Although
employer has not prevailed on appeal, it brought this appeal with reasonable grounds, and we
decline to award claimant attorney’s fees and costs.
IV.
CONCLUSION
For these reasons, we affirm the commission’s determination that employer is responsible
for claimant’s medical treatment for her lumbar facet joint syndrome. Claimant’s request for
appellate attorney’s fees is denied.
Affirmed.
5
Claimant makes this request under Rule 5A:30; however, Code § 65.2-713 is the proper
mechanism on which to base a request for attorney’s fees incurred on an appeal from the
commission.
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