COURT OF APPEALS OF VIRGINIA
Before: Chief Judge Fitzpatrick, Judges Benton, Elder, Annunziata, Bumgardner, Frank,
Humphreys, Clements, Felton, Kelsey and McClanahan
Argued at Richmond, Virginia
JENNIFER LEA WIDDIFIELD
OPINION BY
v. Record No. 3100-02-2 JUDGE ELIZABETH A. McCLANAHAN
AUGUST 10, 2004
COMMONWEALTH OF VIRGINIA
UPON REHEARING EN BANC
FROM THE CIRCUIT COURT OF HENRICO COUNTY
Catherine C. Hammond, Judge
Samuel P. Simpson, V (Montgomery & Simpson, LLP, on brief),
for appellant.
Robert H. Anderson, III, Senior Assistant Attorney General
(Jerry W. Kilgore, Attorney General, on brief), for appellee.
This matter comes before the Court on a rehearing en banc from a divided memorandum
panel decision, Widdifield v. Commonwealth, Record No. 3100-02-2, decided February 10,
2004. Jennifer Lea Widdifield appeals an order of the Circuit Court of Henrico County revoking
her suspended sentence and effectively imposing a period of incarceration exceeding her original
two-year penitentiary sentence. On appeal, Widdifield contends that the trial court erred in not
giving her credit for twelve months served in jail, thereby causing her to serve three years of
incarceration for a two-year sentence. Upon rehearing en banc, the judgment of the trial court is
affirmed on procedural grounds as set forth in the panel’s plurality opinion and for the reasons
that follow.
I. Background
On October 11, 2000, Widdifield was convicted for grand larceny pursuant to Code
§ 18.2-95.1 On February 5, 2001, Widdifield was sentenced to a term of two years confinement
in the state penitentiary, suspended for five years on the condition the defendant serve twelve
months in jail, be of good behavior for five years, and complete five years of supervised
probation. The court appropriately credited Widdifield for the time spent in pre-trial
confinement pursuant to Code § 53.1-187.
Widdifield served twelve months in the Henrico County jail and was released from
custody in January 2002. In April 2002, a show cause order was issued against Widdifield as a
result of her non-compliance with supervised probation. After a hearing on the probation
violations, the court continued the case for three months. In July 2002, after receiving a report of
her further violations of probation, the court issued a capias. When she failed to appear, the
court set a hearing for October 24, 2002.
At the conclusion of the hearing, the trial court found Widdifield in violation of the terms
of her probation and the conditions of her suspended sentence, and re-imposed her two-year
prison sentence. The following exchange occurred at the conclusion of appellant’s revocation
hearing:
[THE COURT]: Based on all the matters brought to the
Court’s attention, the Court finds you in violation of the
terms of your suspended sentence. The Court revokes the
two years that were suspended. I’m revoking all the time
and you are remanded to the custody of the Sheriff.
MR. SIMPSON: Judge she receives –
1
Code § 18.2-95 provides for punishment “by imprisonment in a state correctional
facility for not less than one nor more than twenty years or, in the discretion of the jury or court
trying the case without a jury, be confined in jail for a period not exceeding twelve months or
fined not more than $2,500, either or both.”
-2-
THE COURT: She’ll have a credit for the capias time. Is
that your question?
MR. SIMPSON: Does she receive credit for the 12 months
she pulled as well?
THE COURT: No, because I gave her a two-year sentence
suspended on the condition that she serve 12 months and
she served that and there’s still two years left.
DEFENDANT WIDDIFIELD: I serve two years?
THE COURT: Yes, I just checked the sentencing order to
make sure.
MR. SIMPSON: I understand.
THE COURT: You can check it.
MR. SIMPSON: I’m not sure that’s how it works but –
THE COURT: All right, go ahead.
MR. SIMPSON: Thank you.
The court’s order read:
Whereupon, after taking into consideration all of the
evidence and the argument of counsel, the Court Adjudges
and Orders that the sentence imposed in this case on
February 1, 2001 of confinement in the penitentiary of this
Commonwealth for a term of two (2) years, the execution
of which sentence was suspended for five (5) years on the
condition the defendant serve (12) months in jail, is hereby
revoked.
The appeal followed.
II. Analysis
On appeal we view the facts in the light most favorable to the Commonwealth, the party
prevailing below, together with all reasonable inferences fairly deducible therefrom. See Ortega
v. Commonwealth, 31 Va. App. 770, 786, 525 S.E.2d 623, 627 (2000). Rule 5A:18 states, “No
ruling of the trial court . . . will be considered as a basis for reversal unless the objection was
stated together with the grounds therefor at the time of the ruling, except for good cause shown
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or to enable the Court of Appeals to attain the ends of justice.” Under Rule 5A:18, a specific
argument must be made to the trial court at the appropriate time, or the allegation of error will
not be considered on appeal. See Mounce v. Commonwealth, 4 Va. App. 433, 435, 357 S.E.2d
742, 744 (1987). An abstract reference is not sufficient to preserve an issue. Buck v.
Commonwealth, 247 Va. 449, 452-53, 443 S.E.2d 414, 416 (1994); Scott v. Commonwealth, 31
Va. App. 461, 464-65, 524 S.E.2d 162, 164 (2000). The record in this case shows only that
appellant’s counsel queried whether appellant would receive credit for the twelve months she
had already served imposed as a condition for the two-year sentence. In fact, in appellant’s brief,
counsel’s actions are described as an “inquiry” and a “question.”
After inquiry by defense counsel, the court ordered that defendant
would receive no credit for the 12 months in jail already served in
the case. [Appendix p. 36, ln. 24; Appendix p. 37, ln. 1-3]
Defense counsel questioned the correctness of such an order, but
the court took no further action, and the defendant was remanded.
[Appendix p. 37, ln. 7-10].
(Emphasis added.) Such an inquiry or question does not expressly indicate the action that
appellant wanted the trial court to take. Appellant failed to state an objection “together with the
grounds therefor” at the time of the ruling.
Rule 5A:18 allows exceptions for good cause or to meet the ends of justice. However,
appellant does not argue that we should invoke the exceptions. See Redman v. Commonwealth,
25 Va. App. 215, 221, 487 S.E.2d 269, 272 (1997). Here, there is no affirmative showing of
cause to invoke any exception to Rule 5A:18. Appellant did not raise it in her brief on appeal,
did not file a reply brief responding to the Commonwealth’s assertion of the default issue in its
brief, did not assert it in oral argument at the three-judge panel stage, and, again, did not assert it
in her brief or in oral argument at the en banc stage, even though she was alerted to her failure to
raise the ends-of-justice exception in the three-judge panel decision. When an appellant has had
so many opportunities to raise the exception and has not, for the Court to raise it sua sponte
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would compromise the Court’s role and place it in the position of becoming a de facto advocate.
This Court will not consider, sua sponte, an ends-of-justice argument under Rule 5A:18.
Affirmed.
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Elder, J., with whom Annunziata J., joins, dissenting.
I would find appellant’s assignment of error was preserved for appeal for the reasons set
forth by Judge Frank in his concurring opinion at the panel stage, and would reverse on the
merits for the reasons set forth by Senior Judge Coleman in his concurring and dissenting
opinion at the panel stage.
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Benton, J., with whom Fitzpatrick, C.J., joins, dissenting.
I join in Judge Elder’s dissent. In addition, however, I continue to believe that this Court
may consider sua sponte the exception to Rule 5A:18 that permits our review “for good cause
shown or to enable the Court of Appeals to attain the ends of justice.” See Edwards v.
Commonwealth, 41 Va. App. 752, 770-77, 589 S.E.2d 444, 453-56 (2003) (Benton, J.,
dissenting). See also Ball v. Commonwealth, 221 Va. 754, 758, 273 S.E.2d 790, 792-93 (1981)
(noting that appellant’s attorney, “[i]n response to [the Supreme Court’s] inquiry,” addressed an
issue “not presented at trial” and that, therefore, the Court would invoke Rule 5:21 (the
predecessor to its Rule 5:25) to reverse the conviction “because it was necessary to attain the
ends of justice”).
For these reasons, I would reverse the trial judge’s order, which refused to credit
appellant for the twelve months she was incarcerated in the jail. By refusing to credit appellant
for the incarceration, the trial judge has caused appellant to be incarcerated for three years even
though the final conviction order imposed only a term of two years of confinement. As Judge
Coleman noted in his dissent to the panel opinion “the trial [judge’s] failure to award credit was
clear error” and was in excess of the judge’s statutory authority.2
I dissent.
2
Judge Benton continues to hold to his opinion “that a trial judge has neither statutory
nor inherent authority to impose incarceration in jail as a condition for suspension of an imposed
penitentiary sentence.” Nuckoles v. Commonwealth, 12 Va. App. 1083, 1087-92, 407 S.E.2d
355, 357-60 (1991) (Benton, J., dissenting).
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Tuesday 9th
March, 2004.
Jennifer Lea Widdifield, Appellant,
against Record No. 3100-02-2
Circuit Court No. CR00-3000-01F
Commonwealth of Virginia, Appellee.
Upon a Petition for Rehearing En Banc
Before the Full Court
On February 23, 2004 came the appellant, Jennifer Lea Widdifield, by court-appointed counsel,
and filed a petition praying that the Court set aside the judgment rendered herein on February 10, 2004,
and grant a rehearing en banc thereof.
On consideration whereof, the petition for rehearing en banc is granted, the mandate entered
herein on February 10, 2004 is stayed pending the decision of the Court en banc, and the appeal is
reinstated on the docket of this Court.
The parties shall file briefs in compliance with Rule 5A:35. The appellant shall attach as an
addendum to the opening brief upon rehearing en banc a copy of the opinion previously rendered by the
Court in this matter. It is further ordered that the appellant shall file with the clerk of this Court twelve
additional copies of the appendix previously filed in this case.
A Copy,
Teste:
Cynthia L. McCoy, Clerk
By:
Deputy Clerk
COURT OF APPEALS OF VIRGINIA
Present: Judges Frank, McClanahan and Senior Judge Coleman
Argued at Richmond, Virginia
JENNIFER LEA WIDDIFIELD
MEMORANDUM OPINION∗ BY
v. Record No. 3100-02-2 JUDGE ELIZABETH A. McCLANAHAN
FEBRUARY 10, 2004
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF HENRICO COUNTY
Catherine C. Hammond, Judge
Samuel P. Simpson, V (Montgomery & Simpson, on brief),
for appellant.
Robert H. Anderson, III, Senior Assistant Attorney General
(Jerry W. Kilgore, Attorney General, on brief), for appellee.
Jennifer Lea Widdifield appeals an order of the Circuit Court of Henrico County
revoking her suspended sentence and effectively imposing a period of incarceration exceeding
her original two-year penitentiary sentence. On appeal, Widdifield contends that the trial court
erred in not giving her credit for twelve months served in jail, thereby causing her to serve three
years of incarceration for a two-year sentence. Failure to raise this issue in the trial court
precludes our review on appeal. Consequently, I would not reach the merits of appellant’s
argument.
∗
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
I. Background
On appeal, we view the facts in the light most favorable to the Commonwealth, the party
prevailing below, together with all reasonable inferences fairly deducible therefrom. See Ortega
v. Commonwealth, 31 Va. App. 779, 786, 525 S.E.2d 623, 627 (2000). On October 11, 2000,
Widdifield was convicted for grand larceny pursuant to Code § 18.2-95.1 On February 5, 2001,
Widdifield was sentenced to a term of two years confinement in the state penitentiary, suspended
for five years on the condition the defendant serve twelve months in jail, be of good behavior for
five years and complete five years of supervised probation. The court appropriately credited
Widdifield for the time spent in pre-trial confinement pursuant to Code § 53.1-187.
Widdifield served twelve months in the Henrico County jail and was released from
custody in January 2002. In April 2002, a show cause order was issued against Widdifield as a
result of her non-compliance with supervised probation. After a hearing on the probation
violations, the court continued the case for three months. In July 2002, after receiving a report of
her further violations of parole, the court issued a capias. When she failed to appear, the court
set a hearing for October 24, 2002.
At the conclusion of the hearing, the trial court found Widdifield in violation of the terms
of her probation and the conditions of her suspended sentence, and re-imposed her two-year
prison sentence. The court entered a revocation order on October 28, 2002, which in pertinent
part reads:
Whereupon, after taking into consideration all of the evidence and
the argument of counsel, the Court Adjudges and Orders that the
sentence imposed in this case on February 1, 2001 of confinement
in the penitentiary of this Commonwealth for a term of two (2)
1
Code § 18.2-95 provides for punishment “by imprisonment in a state correctional
facility for not less than one nor more than twenty years or, in the discretion of the jury or court
trying the case without a jury, be confined in jail for a period not exceeding twelve months or
fined not more than $2,500, either or both.”
-2-
years, the execution of which sentence was suspended for five (5)
years on the condition the defendant serve (12) months in jail, is
hereby revoked.
The appeal followed.
II. Procedural Bar
Rule 5A:18 states: “No ruling of the trial court . . . will be considered as a basis for
reversal unless the objection was stated together with the grounds therefor at the time of the
ruling, except for good cause shown or to enable the Court of Appeals to attain the ends of
justice.” “‘The main purpose of requiring timely specific objections is to afford the trial court an
opportunity to rule intelligently on the issues presented, thus avoiding unnecessary appeals and
reversals.’” Ohree v. Commonwealth, 26 Va. App. 299, 307, 494 S.E.2d 484, 488 (1998)
(quoting Weidman v. Babcock, 241 Va. 40, 44, 400 S.E.2d 164, 167 (1991)). When such
specific objections have not been made, this Court will not consider an argument on appeal that
was not presented to the trial court. Id. at 308, 494 S.E.2d at 488 (citing Jacques v.
Commonwealth, 12 Va. App. 591, 593, 405 S.E.2d 630, 631 (1991)).
The transcript shows that the following exchange occurred at the conclusion of
appellant’s revocation hearing:
[THE COURT]: Based on all the matters brought to the Court’s
attention, the Court finds you in violation of the terms of your
suspended sentence. The Court revokes the two years that were
suspended. I’m revoking all the time and you are remanded to the
custody of the Sheriff.
MR. SIMPSON: Judge she receives –
THE COURT: She’ll have a credit for the capias time. Is that
your question?
MR. SIMPSON: Does she receive credit for the 12 months she
pulled as well?
-3-
THE COURT: No, because I gave her a two-year sentence
suspended on the condition that she serve 12 months and she
served that and there’s still two years left.
DEFENDANT WIDDIFIELD: I serve two years?
THE COURT: Yes, I just checked the sentencing order to make
sure.
MR. SIMPSON: I understand.
THE COURT: You can check it.
MR. SIMPSON: I’m not sure that’s how it works but –
THE COURT: All right, go ahead.
MR. SIMPSON: Thank you.
The court’s order read:
Whereupon, after taking into consideration all of the evidence and
the argument of counsel, the Court Adjudges and Orders that the
sentence imposed in this case on February 1, 2001 of confinement
in the penitentiary of this Commonwealth for a term of two (2)
years, the execution of which sentence was suspended for five (5)
years on the condition the defendant serve (12) months in jail, is
hereby revoked.
Therefore, the record in this case shows only that appellant’s counsel queried whether
appellant would receive credit for the twelve months she had already served imposed as a
condition for the two-year sentence. In fact, in appellant’s brief, counsel’s actions are described
as an “inquiry” and a “question.”
After inquiry by defense counsel, the court ordered that defendant
would receive no credit for the 12 months in jail already served in
the case. [Appendix p. 36, ln. 24; Appendix p. 37, ln. 1-3] Defense
counsel questioned the correctness of such an order, but the court
took no further action, and the defendant was remanded.
[Appendix p. 37, ln. 7-10].
(Emphasis added.) Such an inquiry or question does not expressly indicate the action that
appellant wanted the trial court to take, her objection to the court’s refusal to give her credit, or
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the grounds therefor. Thus, counsel’s actions do not meet the requirements of either Code
§ 8.01-384(A) or Rule 5A:18.
With regard to an ends of justice exception, Widdifield never responded to the specific
Rule 5A:18 objection argument made by appellee, much less raise an ends of justice argument.
This Court will not consider, sua sponte, an ends of justice exception under Rule 5A:18. “In
order to avail oneself of the exception, a defendant must affirmatively show that a miscarriage of
justice has occurred . . . .” Redman v. Commonwealth, 25 Va. App. 215, 221, 487 S.E.2d 269,
272 (1997) (citation omitted). Without even a mention of Rule 5A:18 or ends of justice, it is
obvious that there is no affirmative showing of cause for invoking the rule. See Gelletly v.
Commonwealth, 16 Va. App. 457, 460, 430 S.E.2d 722, 724 (1993); F.E. v. G.F.M., 35 Va. App.
648, 660 n.3, 547 S.E.2d 531, 537 n.3 (2001).
Because Widdifield’s objection was not properly preserved, I would not reach the merits
of her case.
Affirmed.
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Frank, J., concurring, in part.
I concur with Judge McClanahan’s decision in that it affirms the judgment of the trial
court. However, as I believe appellant at trial sufficiently raised the issue regarding credit for
time served, I address the merits of that issue.2
Rule 5A:18 provides that “[n]o ruling of the trial court . . . will be considered as a basis
for reversal unless the objection was stated together with the grounds therefor at the time of the
ruling . . . .” The purpose of the rule is to allow the trial court to consider the objection and to
take corrective action that will “avoid unnecessary appeals, reversals and mistrials.” Robinson v.
Commonwealth, 13 Va. App. 574, 576, 413 S.E.2d 885, 886 (1992) (citation omitted). Formal
exceptions to the court’s rulings are not necessary as long as a party “makes known to the court
the action which he desires the court to take or his objections to the action of the court and his
grounds therefor.” Code § 8.01-384(A).
Here, as quoted in more detail in Judge McClanahan’s opinion, when the trial court
announced it was revoking the two years that had been suspended, appellant’s counsel inquired,
“Does [appellant] receive credit for the [twelve] months she pulled as well?” The trial court
responded that appellant was not entitled to credit for the twelve months she served in jail
because the court originally “gave her a two-year sentence suspended on the condition that she
serve [twelve] months and she served that and there’s still two years left.” Appellant’s counsel
responded, “I’m not sure that’s how it works . . . .” The trial court’s revocation order specifically
indicated that it “[took] into consideration all of the evidence and the argument of counsel.”
Thus, appellant, through counsel, expressly indicated both the actions that she wanted the
trial court to take and her disagreement with the court’s refusal to give her credit for the twelve
2
Appellant also raises on appeal the issue of double jeopardy. As this issue was not
raised at the trial level, I agree that we cannot consider it. See Rule 5A:18.
-6-
months she served in jail. Requiring appellant to object further, when the court indicated it
would not give such credit, “would, in effect, recreate the requirement of noting an exception to
a final adverse ruling of the trial judge.” Martin v. Commonwealth, 13 Va. App. 524, 530, 414
S.E.2d 401, 404 (1992) (en banc). Counsel’s question about whether appellant would receive
credit for that time, coupled with his response, “I’m not sure that’s how it works,” when the trial
judge ruled appellant was not entitled to credit, made clear what action was requested and was
sufficient to preserve for appeal the request for credit. See Cuffee-Smith v. Commonwealth, 39
Va. App. 476, 480-81, 574 S.E.2d 294, 296 (2002) (holding an issue preserved where the
defendant requested electronic monitoring and trial court ruled it lacked authority to order
electronic monitoring in cases with a mandatory minimum sentence).
On October 11, 2000, appellant was convicted of grand larceny, pursuant to Code
§ 18.2-95.3 On February 5, 2001, appellant was sentenced on that conviction to a term of two
years confinement in the state penitentiary, suspended for five years on the condition the
defendant serve twelve months in jail, be of good behavior for five years, and complete five
years of supervised probation.
Appellant served twelve months in the Henrico County jail and was released from
custody in January 2002. In April 2002, a show cause order was issued against appellant as a
result of her non-compliance with supervised probation. After several delays and hearings, the
trial court found appellant in violation of the terms of her probation and the conditions of her
suspended sentence, and imposed the two-year prison sentence. The court entered an order on
October 28, 2002, revoking the suspended sentence:
3
Code § 18.2-95 provides for punishment “by imprisonment in a state correctional
facility for not less than one nor more than twenty years or, in the discretion of the jury or court
trying the case without a jury, be confined in jail for a period not exceeding twelve months or
fined not more than $2,500, either or both.”
-7-
Whereupon, after taking into consideration all of the evidence and
the argument of counsel, the Court Adjudges and Orders that the
sentence imposed in this case on February 1, 2001 of confinement
in the penitentiary of this Commonwealth for a term of two (2)
years, the execution of which sentence was suspended for five (5)
years on the condition the defendant serve (12) months in jail, is
hereby revoked.
This appeal followed, in which appellant contends she was sentenced to serve three years of a
two-year sentence.
Code § 19.2-306(A) authorizes the revocation of a suspended sentence “for any cause the
court deems sufficient that occurred at any time within the probation period, or within the period
of suspension fixed by the court.” Subsection (C) provides, “If the court, after hearing, finds
good cause to believe that the defendant has violated the terms of suspension, then . . . the court
shall revoke the suspension and the original sentence shall be in full force and effect.”
The court’s revocation order did not enlarge the sentence originally ordered by the court
on February 5, 2001. The February 5, 2001 order clearly stated that the twelve months in jail
was a condition of suspending the two-year penitentiary sentence. This Court, in Nuckoles v.
Commonwealth, 12 Va. App. 1083, 407 S.E.2d 355 (1991), held that such a condition is within
the authority of the trial court.
In Nuckoles, the defendant was sentenced to five years in the penitentiary, all suspended,
conditioned upon certain terms, one of which was that he serve twelve months in jail. Id. at
1084, 407 S.E.2d at 355. Nuckoles served the jail time and was released. Id. Upon violation of
the conditions of his suspended sentence, the trial court revoked the suspension of the five-year
sentence, crediting Nuckoles with the twelve months already served. Id. at 1087, 407 S.E.2d at
357. The maximum penalty for the underlying felony was five years. On appeal, the only issue
before the Court was whether the trial court had “the authority to impose a period of
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incarceration as a condition of suspending the execution of a five year penitentiary sentence.”
Id. at 1084, 407 S.E.2d at 355.
We held:
The obvious purpose of affording trial courts discretion in matters
of suspension and probation is to provide a remedial tool to use in
the rehabilitation of criminals. A jail condition serves a punitive
function, demonstrating to offenders the seriousness of their
conduct. Moreover, this condition also serves as a deterrent by
giving offenders a taste of what lies ahead if they do not reform
their conduct. Cohen & Gilbert, The Law of Probation and Parole,
240-41 (1983).
Id. at 1086, 407 S.E.2d at 356. In Nuckoles, the trial court afforded credit for the twelve months,
therefore, the sentence did not exceed the statutory maximum of five years. Id. at 1087, 407
S.E.2d at 357.
Here, the jail time imposed as a condition of the suspended sentence gave appellant a
“taste” of incarceration and served as a “remedial tool” to improve her chances of compliance
with the terms of the suspended sentence. This goal is quite separate from the sentence. To
mandate credit for jail time in the instant situation would unjustly advantage appellant, who
refused to benefit from the remedial nature of that incarceration.
Code § 19.2-303 authorizes, “After conviction, whether with or without jury, the court
may . . . suspend the sentence in whole or in part and in addition may place the accused on
probation under such conditions as the court shall determine.” As explained in Nuckoles, the
trial court can place conditions on the suspension of a sentence:
The Virginia Supreme Court has noted the wide latitude the
legislature has afforded trial courts in fashioning rehabilitative
programs for defendants. “Inherent in the power granted under
[Code] § 19.2-303 . . . to suspend imposition or execution [of
sentence,] is the power to place conditions on such suspension.”
Grant v. Commonwealth, 223 Va. 680, 685, 292 S.E.2d 348, 351
(1982).
-9-
The only limitation placed upon the discretion of the trial court in
its determination of what conditions are to be imposed is that a
condition be “reasonable.” Dyke v. Commonwealth, 193 Va. 478,
484, 69 S.E.2d 483, 486 (1952).
Nuckoles, 12 Va. App. at 1085-86, 407 S.E.2d at 356 (1991). Appellant does not contend that
requiring her to serve twelve months in jail was an unreasonable condition for the suspension of
her two-year sentence.
Moreover, sentencing statutes “confer upon trial courts ‘wide latitude’ and much
‘discretion in matters of suspension and probation . . . to provide a remedial tool . . . in the
rehabilitation of criminals’ and, to that end, ‘should be liberally construed.’” Deal v.
Commonwealth, 15 Va. App. 157, 160, 421 S.E.2d 897, 899 (1992) (quoting Nuckoles, 12
Va. App. at 1085-86, 407 S.E.2d at 356; Dyke, 193 Va. at 484, 69 S.E.2d at 486). When
considering the appropriateness of actions taken pursuant to sentencing statutes, this Court
liberally construes the authority provided by those statutes and allows trial courts “broad
discretion” in their sentencing decisions. Bazemore v. Commonwealth, 25 Va. App. 466, 468,
489 S.E.2d 254, 255 (1997). “[W]hen a statute prescribes a maximum imprisonment penalty and
the sentence does not exceed that maximum, the sentence will not be overturned as being an
abuse of discretion.” Abdo v. Commonwealth, 218 Va. 473, 479, 237 S.E.2d 900, 903 (1977)
(citing Perry v. Commonwealth, 208 Va. 283, 156 S.E.2d 566 (1967)). In the case at bar, while
appellant was not credited for the time she served in jail, her incarceration did not exceed the
statutory maximum of twenty years permitted under Code § 18.2-95.
I do not believe Smith v. Commonwealth, 222 Va. 700, 284 S.E.2d 590 (1981), compels
a different result since that case is distinguishable on its facts. Smith was convicted of a Class 6
felony, which carried a sentence of incarceration in jail or in the penitentiary, but not both. The
trial court suspended imposition of any sentence and conditioned that suspension on Smith
serving six months in jail and then remaining supervised on probation. Id. at 701-02, 284 S.E.2d
- 10 -
at 590. Subsequently, the trial court found Smith had violated the terms of his probation, and the
court imposed a ten-month jail sentence. Id. at 702, 284 S.E.2d at 590. Upon his release from
jail, Smith again violated the terms of his probation, and the trial court imposed a penitentiary
sentence of three years and eight months, the balance of the five-year maximum sentence
allowed by the statute. Id. The Supreme Court opined:
This is a case of suspension of imposition of sentence. The trial
court might originally have imposed up to five years in the
penitentiary or up to twelve months in jail and a fine. Code
§ 18.2-10(f). The disjunctive language of the statute prescribes
penalties in the alternative. When the trial court revoked
suspension of imposition of sentence for the first probationary
violation and imposed a ten month jail term, the sentencing
authority vested in it by Code § 19.2-306 was exhausted. Because
the trial court was without jurisdiction to impose the penitentiary
sentence, the order appealed from is null and void.
Id. at 702-03, 284 S.E.2d at 591 (emphasis in original). Thus, Smith stands for the proposition
that once a trial court sentences a defendant to incarceration in jail under Code § 18.2-95, it
cannot then additionally sentence a defendant to incarceration in the penitentiary.
Smith does not address the exact issue presented in the instant case. Here, the trial court
did not suspend imposition of a sentence, but instead imposed penitentiary time and then
suspended it on the condition that appellant serve time in jail. Although appellant argues the
twelve months were part of the initial two years of penitentiary time, the trial court’s February 1,
2001 order clearly indicates otherwise. After sentencing appellant to two years, the order
continues, “The Court suspends 2 years of the grand larceny sentence, for a period of 5 years, for
a total suspension of 2 years, upon the following condition(s): that [appellant] serve 12 months
in jail.” (Emphasis omitted.) The order then provides for a term of good behavior and
supervised probation.
The trial court clearly conditioned the suspension of appellant’s two-year sentence upon
the condition that she serve twelve months in jail. While appellant did serve the twelve months,
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she also violated the other conditions of her suspended sentence. I would hold that the trial court
did not abuse its discretion in revoking the suspension and imposing appellant’s two-year
penitentiary sentence. Thus, I concur with Judge McClanahan’s holding that we affirm the trial
court’s order.
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Coleman, J., concurring, in part, and dissenting, in part.
I would hold appellant preserved for appeal her claim of entitlement to credit for the time
she served in jail against the two-year penitentiary term to which she was sentenced. Thus, I
concur with Judge Frank on the Rule 5A:18 Procedural Bar holding. However, on the merits of
whether appellant was entitled to credit for the twelve-month jail sentence against the two-year
suspended penitentiary sentence, I would hold existing case law compels the conclusion that the
jail sentence was necessarily part of the penitentiary sentence, thus, appellant was entitled to
credit for the time served. Therefore, I respectfully disagree with Judge Frank’s conclusion that
the trial judge may impose a jail sentence as a condition of probation, separate and in addition to
the penitentiary sentence imposed for the grand larceny conviction.
I.
PRESERVATION FOR APPEAL
I concur with Judge Frank’s analysis of the Rule 5A:18 Procedural Bar holding.
However, even if appellant had not properly preserved the issue in the trial court, as Judge
McClanahan concludes, I would hold that the ends of justice exception to Rule 5A:18 compels a
review on the merits. To invoke the ends of justice exception, the record must “affirmatively
show[] that a miscarriage of justice has occurred, not . . . merely . . . that a miscarriage [of
justice] might have occurred.” Mounce v. Commonwealth, 4 Va. App. 433, 436, 357 S.E.2d
742, 744 (1987). The record must show an error that is “clear, substantial and material.” Brown
v. Commonwealth, 8 Va. App. 126, 132, 380 S.E.2d 8, 11 (1989). The court’s ruling, in effect,
increased appellant’s two-year penitentiary sentence by an additional twelve-month jail sentence
without authority for doing so and contrary to Code § 18.2-95. Appellant was entitled to credit
for the time she served in jail. Because the jail time served was necessarily part of the sentence
imposed, I would hold the trial court’s failure to award that credit was clear error and reach
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appellant’s assignment of error under the ends of justice exception. See Akers v.
Commonwealth, 31 Va. App. 521, 527 n.2, 525 S.E.2d 13, 16 n.2 (2000) (in case involving
inconsistent bench trial verdicts, holding “whether ends of justice exception would apply [was]
inextricably linked to the merits determination”).
CREDIT FOR JAIL TIME SERVED AS CONDITION OF
SUSPENSION OF SENTENCE AND PROBATION
“It is a judicial function to fix the amount of punishment,” but the punishment fixed must
be “within the limits prescribed by the legislature.” Wilborn v. Saunders, 170 Va. 153, 160, 195
S.E. 723, 726 (1938). Here, the statute appellant was convicted of violating provided for
punishment of up to twelve months in jail and/or a fine or twenty years in the penitentiary, but
not both. Code § 18.2-95. The trial court sentenced appellant to a two-year suspended
penitentiary sentence, imposed an active jail sentence of twelve months as a condition of the
suspended sentence and of probation pursuant to Code § 19.2-303. When appellant subsequently
violated the conditions of the suspended sentence and probation the trial judge then refused to
give her credit for time served in jail against the penitentiary sentence. By failing to grant the
requested credit, the court effectively imposed both a jail sentence and a penitentiary sentence,
which I believe it lacked the authority to do.
The decision in Nuckoles v. Commonwealth, 12 Va. App. 1083, 407 S.E.2d 355 (1991),
compels this conclusion, in my opinion. The legislature has expressly provided in Code
§ 18.2-95 that a trial court may impose upon conviction for grand larceny either a penitentiary
sentence or a jail sentence, but not both. “The disjunctive language of the statute prescribes
penalties in the alternative.” Smith v. Commonwealth, 222 Va. 700, 702, 284 S.E.2d 590, 591
(1981) (construing similar provisions in Code § 18.2-10). Thus, here, the trial court could not
impose both a jail sentence and a penitentiary sentence.
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Nevertheless, as we noted in Nuckoles, a trial court may impose a term of confinement in
jail as a condition of a suspended penitentiary sentence or probation. But, in my opinion, the
term of confinement in jail is necessarily a part of the penitentiary sentence imposed, otherwise,
the court would be imposing both a jail and penitentiary sentence, which Code § 18.2-95 and the
Supreme Court’s decision in Smith expressly disallow. Smith, 222 Va. at 702, 284 S.E.2d at
590.
In Nuckoles, we approved the widespread practice of trial courts throughout Virginia
wherein they impose an active term of confinement in jail as a condition of a suspended
penitentiary sentence. By allowing a convicted offender to serve a portion of the penitentiary
sentence in a local jail, the court retains the options and ability to permit the convicted criminal
to participate in community-based rehabilitation programs or in work-release and enhances
access to the person’s family and other support systems, while at the same time giving them “a
taste of what lies ahead if they do not reform their conduct.” Nuckoles, 12 Va. App. at 1086, 407
S.E.2d at 356; see also People v. Robinson, 299 N.W.2d 13, 15 (Mich. Ct. App. 1980) (“We do
not conclude that the incentive to comply with the conditions of probation is threatened by
granting credit for jail time only [and not for periods of probation during which the offender is
not incarcerated].”).
We did not in Nuckoles approve of the trial court imposing both a penitentiary sentence
and jail sentence, which is precisely what Judge Frank would necessarily approve the trial
court’s doing by holding that the appellant is not entitled to credit against the penitentiary
sentence for time served in jail. Without question the General Assembly could authorize, if it
saw fit, both a penitentiary sentence and a jail sentence for a grand larceny conviction, but
instead, it expressly prohibited both a jail and penitentiary sentence in Code § 18.2-95.
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Significantly, Nuckoles involved imposition of a suspended penitentiary sentence
conditioned upon Nuckoles serving twelve months in jail, followed by supervised probation.
Nuckoles, 12 Va. App. at 1084, 407 S.E.2d at 355. When Nuckoles violated a condition of his
suspension and probation, the trial judge imposed the remainder of the penitentiary sentence. Id.
On appeal, we held the court had authority to condition the suspension of Nuckoles’ penitentiary
sentence on the service of a jail term, but that action was appropriate because the court “gave
him credit for the time he served in jail.” Id. at 1087, 407 S.E.2d at 357. Therefore, it is
apparent in Nuckoles that the term of confinement in jail was not treated as a separate sentence
but was credited as part of the penitentiary sentence. Furthermore, we observed that, as a result
of Nuckoles receiving credit for jail time he, “will, in fact, be incarcerated no more than five
years,” the full amount of the originally suspended sentence. Id. at 1087, 407 S.E.2d at 357.
Because the time Nuckoles spent in jail was served (1) as a condition of the suspension of his
penitentiary sentence and (2) in lieu of a portion of the time he had been sentenced to serve in the
penitentiary, Nuckoles’ “sentence was within the trial court’s authority under Code § 19.2-306.”
Thus, while the Nuckoles decision approves of imposing a period of confinement in jail as a
condition of a suspended sentence, the time served is part of the original sentence, in my opinion,
for which the appellant must be given credit.
To hold as Judge Frank would have us do would be either (1) to allow both a jail and
penitentiary sentence to be imposed for violating Code § 18.2-95, contrary to the statute’s
express provision, or (2) terms of confinement in jail to be imposed as if it were not part of the
sentence imposed for a criminal conviction. Such a holding would enable courts to impose
successive terms of confinement in jail against a defendant who violates the conditions of
suspension without regard for the sentence imposed. I would reverse the trial court and remand
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the matter for resentencing with directions to the trial court to credit Widdifield with the time she
served in jail.
II.
For the foregoing reasons, I would hold appellant preserved for appeal her claim of
entitlement to credit for the time she served in jail and that the trial court’s refusal of the request
for credit was erroneous. Thus, I respectfully dissent.
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