COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Fitzpatrick, Judges Elder and Humphreys
Argued at Alexandria, Virginia
JOSE RODRIGUEZ
OPINION BY
v. Record No. 2078-01-4 JUDGE LARRY G. ELDER
MARCH 25, 2003
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF FAIRFAX COUNTY
Henry E. Hudson, Judge
Jeanne E. Klapps, Assistant Public Defender
II (Thomas H. Estes, Jr., Deputy Public
Defender; Office of the Public Defender, on
brief), for appellant.
Michael T. Judge, Assistant Attorney General
(Jerry W. Kilgore, Attorney General, on
brief), for appellee.
Jose Rodriguez (appellant), a juvenile, appeals from his
jury trial conviction for second degree murder. Appellant was
fourteen years old at the time of the offense. On appeal, he
challenges the constitutionality of Code § 16.1-269.1(B), which
provides for certification to the grand jury of specified
charges of murder or aggravated malicious wounding allegedly
committed by a juvenile fourteen years of age or older upon a
finding of probable cause. In the alternative, he argues the
trial court erroneously refused to suppress his statements to
police, contending that his waiver of Miranda rights was not
knowing and intelligent and that his waiver and statements were
involuntary.
We hold that certification without a transfer hearing as
required by statute did not violate appellant's constitutional
rights. We hold further that the evidence, viewed in the light
most favorable to the Commonwealth, meets the minimum standards
required to support the trial court's conclusion that
appellant's waiver of rights and confession were knowing,
intelligent and voluntary. Thus, we affirm.
I.
BACKGROUND 1
On July 30, 2000, appellant was taken into custody for the
alleged murder of Mario Rubio-Martinez (the victim) in violation
of Code § 18.2-32. On August 25, 2000, the juvenile and
domestic relations district court (district court) conducted a
preliminary hearing pursuant to Code § 16.1-269.1(B). The
district court found that appellant was fourteen years of age or
older at the time of the charged offense and that probable cause
existed to believe appellant committed that offense. It
certified the charge to the grand jury, which indicted appellant
for murder.
1
In reviewing the denial of a motion to suppress, we view
the evidence adduced at the suppression hearing and at trial in
the light most favorable to the Commonwealth. See, e.g.,
DePriest v. Commonwealth, 4 Va. App. 577, 583, 359 S.E.2d 540,
542-43 (1987).
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Prior to trial, appellant moved to suppress statements he
made to police when he was interrogated at the police station
shortly following the murder on the ground that the statements
were involuntary. The trial court made specific findings of
fact regarding appellant's courtroom demeanor and level of
sophistication, and it denied appellant's motion to suppress his
statements as involuntary.
Appellant then moved to dismiss on the ground that the
automatic certification provisions of Code § 16.1-269.1(B) were
a violation of his substantive due process rights and right to
counsel. The trial court denied that motion, as well.
In his subsequent jury trial, appellant was convicted for
second degree murder, and he noted this appeal.
II.
ANALYSIS
A.
CONSTITUTIONALITY OF AUTOMATIC CERTIFICATION PROCEDURE
Code § 16.1-269.1 provides in relevant part as follows:
A. Except as provided in subsections B
and C, if a juvenile fourteen years of age
or older at the time of the alleged offense
is charged with an offense which would be a
felony if committed by an adult, the court
shall, on motion of the attorney for the
Commonwealth and prior to a hearing on the
merits, hold a transfer hearing and may
retain jurisdiction or transfer such
juvenile for proper criminal proceedings to
the appropriate circuit court having
criminal jurisdiction of such offenses if
committed by an adult. Any transfer to the
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appropriate circuit court shall be subject
to the . . . conditions [enumerated in the
statute].
B. The juvenile court shall conduct a
preliminary hearing whenever a juvenile
fourteen years of age or older is charged
with murder in violation of §§ 18.2-31,
18.2-32 or § 18.2-40, or aggravated
malicious wounding in violation of
§ 18.2-51.2.
C. . . . .
D. Upon a finding of probable cause
pursuant to a preliminary hearing under
subsection B . . . , the juvenile court
shall certify the charge, and all ancillary
charges, to the grand jury. . . .
On appeal, appellant concedes the district court acted in
accordance with Code § 16.1-269.1. However, citing Kent v.
United States, 383 U.S. 541, 553-54, 86 S. Ct. 1045, 1053-54, 16
L. Ed. 2d 84 (1966), appellant contends he had a constitutional
right to a transfer hearing and to representation by counsel at
that hearing before being stripped of his juvenile status and
being tried as an adult. We disagree with appellant's
characterization of Kent and hold that no constitutional right
exists to a transfer hearing.
Kent involved a juvenile arrested for various crimes
allegedly committed in the District of Columbia. Under the
existing statutory scheme, he was subject to the exclusive
jurisdiction of the District of Columbia Juvenile Court unless
that court, after "'full investigation,'" chose to "'waive
jurisdiction and order the child held for trial under the
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regular procedure of the court which would have jurisdiction of
such offense if committed by an adult,'" the United States
District Court for the District of Columbia. 383 U.S. at
542-48, 86 S. Ct. at 1048-51 (quoting D.C. Code § 11-914
(1961)). The juvenile court waived jurisdiction, and Kent
challenged that waiver "on a number of statutory and
constitutional grounds," contending, inter alia, that the waiver
was defective because the juvenile court held no hearing, made
no findings, stated no reasons for the waiver, and denied
counsel access to information which, presumably, it relied on in
making its decision. Id. at 552, 86 S. Ct. at 1053.
In concluding that the juvenile court's order waiving
jurisdiction was invalid, the Court held the statute provided
the juvenile court with "considerable latitude" but that "it
assumes procedural regularity sufficient in the particular
circumstances to satisfy the basic requirements of due process
and fairness, as well as compliance with the statutory
requirement of a 'full investigation.'" Id. at 552-53, 86
S. Ct. at 1053. It noted further,
[T]here is no place in our system of law for
reaching a result of such tremendous
consequences without ceremony -- without
hearing, without effective assistance of
counsel, without a statement of reasons. It
is inconceivable that a court of justice
dealing with adults, with respect to a
similar issue, would proceed in this manner.
It would be extraordinary if society's
special concern for children, as reflected
in the District of Columbia's Juvenile Court
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Act, permitted this procedure. We hold that
it does not.
* * * * * * *
The net, therefore, is that petitioner
-- then a boy of sixteen -- was by statute
entitled to certain procedures and benefits
as a consequence of his statutory right to
the "exclusive" jurisdiction of the Juvenile
Court. In these circumstances, . . . we
conclude that, as a condition to a valid
waiver order, petitioner was entitled to a
hearing, including access by his counsel to
the social records and probation or similar
reports which presumably are considered by
the court, and to a statement of reasons for
the Juvenile Court's decision. We believe
that this result is required by the statute
read in the context of constitutional
principles relating to due process and the
assistance of counsel.
Id. at 554-57, 86 S. Ct. at 1053-55 (emphases added). Thus, the
Court's references to Kent's constitutional rights to due
process and counsel arose in the context of the hearing and
other procedures expressly provided for by the transfer statute
at issue in that case.
The Court in Kent resolved any doubt about the basis for
its decision by stating that it declined
the invitation to rule that constitutional
guarantees which would be applicable to
adults charged with the serious offenses for
which Kent was tried must be applied in
juvenile court proceedings concerned with
allegations of law violations. The Juvenile
Court Act and the decisions of the United
States Court of Appeals for the District of
Columbia provide an adequate basis for
decision of this case, and we go no further.
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Id. at 556, 86 S. Ct. at 1054-55 (emphasis added) (footnote
omitted); see also In re Gault, 387 U.S. 1, 66 n.1, 87 S. Ct.
1428, 1464 n.1, 18 L. Ed. 2d 527 (1967) (Harlan, J., concurring
in part and dissenting in part) (noting that Kent "did not
purport to rest on constitutional grounds"). The Virginia
Supreme Court has expressly agreed with this interpretation,
characterizing Kent as "upholding the right to assistance of
counsel in juvenile court proceedings . . . [under] the Juvenile
Court Act of the District of Columbia, not on the right to
assistance of counsel under the Sixth Amendment." Cradle v.
Peyton, 208 Va. 243, 245-47, 156 S.E.2d 874, 876-77 (1967).
Appellant has cited no controlling legal authority
providing that a juvenile defendant has a constitutional right
to a transfer hearing before being treated as an adult. The
cases he cites provide, at most, that juvenile proceedings,
including transfer proceedings, when provided for by statute,
"'must measure up to the essentials of due process and fair
treatment.'" Anderson v. Commonwealth, 15 Va. App. 226, 229,
421 S.E.2d 900, 902 (1992) (quoting Kent, 383 U.S. at 562, 86
S. Ct. at 107); see Cheeks v. Commonwealth, 20 Va. App. 578,
583-86, 459 S.E.2d 107, 109-11 (1995) (holding that procedure
for juvenile transfer appeal review in circuit court under
former Code § 16.1-269(E) was jurisdictional and that failure to
provide juvenile with statutory review that complied with due
process as "spelled out in Kent" required that juvenile's
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convictions be vacated); see also Lewis v. Commonwealth, 214 Va.
150, 153, 198 S.E.2d 629, 631 (1973) (noting United States
Supreme Court's holdings that, "in juvenile hearings to
adjudicate delinquency[,] . . . a juvenile is entitled to
adequate notice of the charge, the right to counsel, the right
to confrontation and cross-examination of witnesses and the
privilege against self-incrimination" but "refusing to extend
the right to trial by jury to state juvenile delinquency
proceedings").
Finally, as the Commonwealth points out, the Virginia
Supreme Court has expressly held that "the Constitution 'does
not require juvenile transfer hearings nor does it require
additional procedural safeguards for juveniles tried [for]
capital crimes.'" Thomas v. Commonwealth, 244 Va. 1, 7, 419
S.E.2d 606, 609 (1992). Although appellant contends this
language was dicta, the Court relied on this statement as one of
several bases supporting its conclusion that the accused was not
entitled to retract a waiver of his statutory right to a
transfer hearing. Id.; see also Deiter v. Commonwealth, 205 Va.
771, 775, 139 S.E.2d 788, 791 (1965) (noting that dicta is
language that is "not responsive to the question presented and
. . . not necessary to a disposition of the case").
The Supreme Court repeated this holding in Wright v.
Commonwealth, 245 Va. 177, 182-83, 427 S.E.2d 379, 384 (1993),
in which a juvenile challenged the transfer provisions of former
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Code § 16.1-269 on Eighth Amendment grounds. Although the
applicable version of the transfer statute did not list any
offenses for which trial as an adult was mandatory, it provided
for a transfer hearing on motion of the Commonwealth's Attorney
for any juvenile "15 years of age or older . . . charged with an
offense that, if committed by an adult, could be punishable by
confinement in a state correctional facility." Id. at 181 &
n.1, 427 S.E.2d at 383 & n.1. Wright contended the statute
violated his Eighth Amendment rights because it did not "mandate
[individualized] consideration of his moral responsibility and
psychological maturity." Id. at 182, 427 S.E.2d at 384. In
denying Wright's claim, the Court characterized Thomas as
"[holding] that the Constitution does not require transfer
hearings or additional procedural safeguards for juveniles tried
for capital offenses." Id. at 183, 427 S.E.2d at 384; see Novak
v. Commonwealth, 20 Va. App. 373, 382-83, 457 S.E.2d 402, 406-07
(1995) (under version of transfer statute providing that "'the
court may certify the child without making the [amenability to
treatment] finding'" when "'the alleged delinquent act is armed
robbery, rape . . . or murder,'" holding that certification
based solely on fact that charged offense was murder and not on
finding of "unamenab[ility] 'to treatment or rehabilitation'" as
juvenile violated neither equal protection nor due process
(quoting former Code § 16.1-269(A)(3)(b) (emphasis added)); see
also Hughes v. Commonwealth, 39 Va. App. 448, 454-63, 573 S.E.2d
- 9 -
324, 327-30 (2002) (addressing validity of Code § 16.1-269.1 and
operation of provision divesting juvenile court of jurisdiction
upon transfer pursuant to subsection (B) or (C) in case where
offense for which defendant ultimately was convicted was not
violent felony enumerated in subsection (B) or (C) but rather a
lesser-included offense).
Thus, we reject appellant's claim that Code § 16.1-269.1 is
unconstitutional because it presumes juveniles fourteen years of
age and older who commit the serious crimes listed in that code
section are not amenable to treatment as juveniles and gives
them no opportunity to have a juvenile court make a
determination regarding such amenability.
B.
DENIAL OF MOTION TO SUPPRESS
A suspect must knowingly and intelligently waive his rights
against self-incrimination and to the assistance of legal
counsel in order for a confession made during a custodial
interrogation to be admissible in evidence against him. Morris
v. Commonwealth, 17 Va. App. 575, 579, 439 S.E.2d 867, 870
(1994). Even when a suspect has waived his Miranda rights, his
confession is inadmissible if it was involuntary for other
reasons. See id. At a hearing on a defendant's motion to
suppress a confession, the Commonwealth must prove by a
preponderance of the evidence both that the accused knowingly,
intelligently and voluntarily waived his Miranda rights and that
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the confession itself was voluntary. Mills v. Commonwealth, 14
Va. App. 459, 468, 418 S.E.2d 718, 722-23 (1992). Appellant
challenges both the waiver of his rights and the voluntariness
of his statements.
"[T]he inquiry whether a waiver of Miranda rights was made
knowingly and intelligently is a question of fact, and the trial
court's resolution of that question is entitled on appeal to a
presumption of correctness." Harrison v. Commonwealth, 244 Va.
576, 581, 423 S.E.2d 160, 163 (1992). 2 In considering this
issue, "'[the trial court] evaluates the credibility of the
witnesses, resolves any conflicts in their testimony, and weighs
the evidence as a whole.'" Id. (quoting Watkins v.
Commonwealth, 229 Va. 469, 477, 331 S.E.2d 422, 429 (1985)). A
finding as to whether the waiver of Miranda rights was knowing
and intelligent must be based on the totality of the
circumstances and "'will not be disturbed on appeal unless
plainly wrong.'" Id. (quoting Watkins, 229 Va. at 477, 331
S.E.2d at 430).
"Whether a statement is voluntary is ultimately a legal
rather than a factual question, but subsidiary factual decisions
2
Appellant contends that this standard of review is "wrong"
and that Virginia courts "ought to undertake an independent
review of" the voluntariness of one's waiver of Miranda rights,
just as they do in reviewing the voluntariness of a confession,
see textual discussion infra. Because appellant cites no
controlling authority for this assertion, we consider ourselves
bound by Harrison and do not entertain appellant's claim
regarding the standard of review in this appeal.
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are entitled to a presumption of correctness." Commonwealth v.
Peterson, 15 Va. App. 486, 487, 424 S.E.2d 722, 723 (1992)
(citing Miller v. Fenton, 474 U.S. 104, 110, 112, 106 S. Ct.
445, 449, 450, 88 L. Ed. 2d 405 (1985)). Thus, "we are bound by
the trial court's subsidiary factual findings unless those
findings are plainly wrong." Wilson v. Commonwealth, 13
Va. App. 549, 551, 413 S.E.2d 655, 656 (1992).
In determining whether an individual has voluntarily,
knowingly and intelligently waived his Miranda rights, a court
must conclude
the relinquishment of the right [was]
voluntary in the sense that it was the
product of a free and deliberate choice
rather than intimidation, coercion or
deception. . . . [T]he waiver must [also]
have been made [knowingly and
intelligently,] with a full awareness of
both the nature of the right being abandoned
and the consequences of the decision to
abandon it.
Moran v. Burbine, 475 U.S. 412, 421, 106 S. Ct. 1135, 1141, 89
L. Ed. 2d 410 (1986). Proof of "coercive police activity is
. . . a necessary predicate to a finding that a waiver of
Miranda rights is not voluntary." United States v. Cristobal,
293 F.3d 134, 141 (4th Cir. 2002). Determining whether a waiver
was knowing and intelligent, "[w]here a juvenile is involved,
'. . . includes evaluation of the juvenile's age, experience,
education, background, and intelligence [in order to determine]
whether he has the capacity to understand the warnings given
- 12 -
him, the nature of his Fifth Amendment rights, and the
consequences of waiving those rights.'" Roberts v.
Commonwealth, 18 Va. App. 554, 557-58, 445 S.E.2d 709, 711
(1994) (quoting Fare v. Michael C., 442 U.S. 707, 717, 99 S. Ct.
2560, 2567, 61 L. Ed. 2d 197 (1979)); see also Potts v.
Commonwealth, 35 Va. App. 485, 495-96, 546 S.E.2d 229, 234,
aff'd on reh'g en banc, 37 Va. App. 64, 553 S.E.2d 560 (2001).
An individual's repeated exposure to Miranda warnings may weigh
in favor of concluding that the individual knowingly and
intelligently waived those rights. Correll v. Commonwealth, 232
Va. 454, 464, 352 S.E.2d 352, 358 (1987).
Assessing whether a confession is voluntary requires an
examination of the totality of the circumstances to determine
whether the statement is the "product of an essentially free and
unconstrained choice by its maker," or whether the maker's will
"has been overborne and his capacity for self-determination
critically impaired." Schneckloth v. Bustamonte, 412 U.S. 218,
225, 93 S. Ct. 2041, 2046, 36 L. Ed. 2d 854 (1973). Just as in
assessing whether the waiver of one's Miranda rights was knowing
and intelligent, a court determining whether a confession was
voluntary must consider both "the details of the interrogation"
and "the characteristics of the accused." Kauffmann v.
Commonwealth, 8 Va. App. 400, 405, 382 S.E.2d 279, 281 (1989).
Such factors include "the purpose and flagrancy of any police
misconduct," "the length of the interview," and any "moral and
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psychological pressures to confess emanating from official
sources." Morris, 17 Va. App. at 579, 439 S.E.2d at 870. As
with the assessment of the voluntariness of a waiver of Miranda
rights, "coercive police activity is a necessary predicate to
finding that a confession is not 'voluntary' . . . ." Colorado
v. Connelly, 479 U.S. 157, 167, 107 S. Ct. 515, 522, 93
L. Ed. 2d 473 (1986).
Although
it is desirable to have a parent, counsel or
some other interested adult or guardian
present when . . . a juvenile waives
fundamental constitutional rights and
confesses to a serious crime . . . , the
mere absence of a parent or counsel does not
render a waiver invalid. . . . [T]he
presence or absence of a parent, guardian,
independent interested adult, or counsel is
. . . [but one] factor to be considered in
the totality of the circumstances . . . .
Grogg v. Commonwealth, 6 Va. App. 598, 613, 371 S.E.2d 549, 557
(1988); see also Potts, 35 Va. App. at 496, 546 S.E.2d at 235
(voluntariness of confession); Novak, 20 Va. App. at 387-88, 457
S.E.2d at 409 (voluntariness of confession). Although "[t]he
absence of a parent or counsel is 'a circumstance that weigh[s]
against the admissibility of the confession,'" Grogg, 6 Va. App.
at 613, 371 S.E.2d at 557 (quoting Miller v. Maryland, 557 F.2d
1158, 1159 (4th Cir. 1978)), we have held that the absence of a
parent or other interested adult "weighs less heavily against
the admissibility of the confession" where the juvenile is given
the opportunity to contact such a person but "decline[s] to do
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so," id. at 614, 371 S.E.2d at 557; see Roberts, 18 Va. App. at
558, 445 S.E.2d at 711; Smith v. Commonwealth, 7 Va. App. 310,
315, 373 S.E.2d 340, 343 (1988).
Here, appellant's age dictates special caution, 3 and no
evidence established he had any prior experience with the
criminal justice system. Nevertheless, we hold the totality of
the circumstances, including the trial court's specific findings
about appellant's courtroom demeanor and level of
sophistication, supported its conclusion that appellant's waiver
of his Miranda rights was knowing, intelligent and voluntary and
that his subsequent confession was voluntary, as well.
Detective Steve Shillingford asked appellant on two
separate occasions whether he wished to have a parent present
during questioning. Appellant told Detective Shillingford that
he believed both his parents were at home, but appellant
declined both of Shillingford's offers to secure the presence of
a parent. The second of those offers came after appellant
learned the victim had died, but appellant again declined the
offer. We must presume, based on the trial court's findings of
fact, that appellant "under[stood] what he [was] involved in"
3
The American Bar Association's Task Force on Youth in the
Criminal Justice System urges particular caution when evaluating
a waiver of substantive rights by "any youth fourteen years of
age or younger." ABA Criminal Justice Section Task Force on
Youth in the Criminal Justice System, Youth in the Criminal
Justice System: Guidelines for Policymakers & Practitioners 15
(2001).
- 15 -
when he did so. Appellant was not under the influence of drugs
or alcohol at the time of the questioning. He was fluent in
English and had completed the eighth grade. The trial court
noted that, despite appellant's age, it "[could] take the
measure of [appellant] by the way he . . . presented himself
. . . in court [at the suppression hearing]" and that
appellant's presentation "[gave] the Court some idea of
[appellant's] level of sophistication, his ability to understand
what he [was] involved in."
The evidence also established that the police read
appellant his Miranda rights on two different occasions before
he waived them. Appellant first received his Miranda rights
from an unknown officer when he was put in a police car
following his apprehension. The second reading occurred in a
twelve-foot square interview room where only appellant and two
detectives were present. Appellant was not in handcuffs or any
other restraints at that time. Although that reading occurred
at 5:20 a.m., the stabbing itself had occurred at 3:00 a.m., and
the evidence, viewed in the light most favorable to the
Commonwealth, supported a finding that appellant was not too
tired to understand his rights and the consequences of waiving
them.
Detective Shillingford read each right to appellant, and
appellant indicated, either verbally or by nodding his head,
that he understood each right. He also agreed with the
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statement that no promises or threats had been made to him by
anyone. He then agreed to speak to Detective Shillingford about
the stabbing. Although appellant initially expressed some
hesitation about signing the waiver of rights form, he signed
the form willingly after Detective Shillingford explained his
signature indicated only that he understood his rights. In
audiotaped questioning which occurred immediately after
appellant confessed, appellant confirmed that he understood his
rights.
Finally, when appellant testified at the suppression
hearing, he ultimately admitted that Detective Shillingford had
informed him of his Miranda rights prior to questioning and that
he understood them. Although appellant had inquired prior to
being informed of his rights the second time whether he should
have a lawyer, he testified at the suppression hearing that
having his rights read to him answered that question and that he
understood his rights. The trial court concluded appellant's
question about whether he needed a lawyer "indicate[d] that
[appellant] under[stood] why he [was] there and perhaps
under[stood] the nature of what he [was] about to engage in. It
[was] not indicative of a person who was so sleepy that [he was]
not aware of what [was] going on around [him]." It noted that,
although appellant "was perhaps yawning at the station, . . . he
was not indicating anything that would make it apparent that he
wanted to sleep as opposed to undertake the business at hand."
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Thus, despite appellant's age and the absence of a parent,
counsel, or other interested adult, the totality of the
circumstances supports the trial court's finding that
appellant's waiver of his Miranda rights was knowing and
intelligent under the specific facts of this case.
Citing his right to due process, appellant contends the
police had a duty to explain to him "the true nature of his
situation[,] . . . that he would be charged with first degree
murder, that he would automatically be certified and tried as an
adult, and that he faced the potential of life in adult prison
if he was found guilty of that charge." We disagree. We noted
in Roberts, 18 Va. App. at 558, 445 S.E.2d at 711, that where
the accused, a juvenile, "was informed that he stood charged
with murder and attempted murder, . . . his waiver [of rights]
was not invalid simply because he had not been informed of the
range of punishment for these offenses."
Under the transfer statute in effect when the events at
issue in Roberts occurred, the juvenile court had the discretion
to retain jurisdiction over a juvenile alleged to have committed
a felony or to transfer the juvenile to circuit court for trial
as an adult. See 1993 Va. Acts chs. 6, 908; 1990 Va. Acts
ch. 651 (former Code § 16.1-269). However, we see no reason to
hold that a juvenile must be informed of the punishment he might
face on a murder charge simply because the legislature has
concluded an individual charged with such an offense is not
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amenable to treatment as a juvenile rather than leaving the
decision regarding amenability to the juvenile court.
Although we find instructive the Supreme Court's holding in
Gallegos v. Colorado, 370 U.S. 49, 82 S. Ct. 1209, 8 L. Ed. 2d
325 (1962), cited by appellant, we conclude that holding does
not require a different result. In Gallegos, the Court said
that
a 14-year-old boy, no matter how
sophisticated, is unlikely to have any
conception of what will confront him when he
is made accessible only to the police.
[Such a person] is not equal to the police
in knowledge and understanding of the
consequences of the questions and answers
being recorded and . . . is unable to know
how to protect his own interests or how to
get the benefit of his constitutional
rights.
370 U.S. at 54, 82 S. Ct. at 1212; see also Haley v. Ohio, 332
U.S. 596, 601, 68 C. Ct. 302, 304, 92 L. Ed. 224 (1948) (holding
interrogation of fifteen year old without parent or attorney
violated due process).
Gallegos is distinguishable from appellant's case.
Although Gallegos confessed "immediately" after being taken into
custody, the Supreme Court noted that the "crucial evidence
introduced at the trial [was] a formal confession which he
signed . . . after he had been held for five days during which
time he saw no lawyer, parent, or other friendly adult." 370
U.S. at 50, 82 S. Ct. at 1210; see also Haley, 332 U.S. at
599-600 (noting that "police, working in relays, questioned
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[juvenile] hour after hour, from midnight until dawn"). Thus,
we do not view Gallegos as holding that a confession made by a
juvenile fourteen years old or younger is per se involuntary if
made in the absence of a parent, counsel or other interested
adult. Rather, we view it as holding that a court should use
special care in scrutinizing the voluntariness of a confession
made by a suspect of that age.
Although we are unaware of any Virginia appellate decisions
upholding the rights waiver of a fourteen-year-old suspect, our
case law makes clear that the age of a juvenile suspect,
although an important factor, is not dispositive and that we
must consider it as part of the totality of the circumstances.
Grogg, for example, involved a suspect who was "a week shy of
his sixteenth birthday," but he had completed only the seventh
grade, and intelligence testing showed his "verbal comprehension
ability fell within the low average range." 6 Va. App. at 614,
371 S.E.2d at 557-58. Under the facts of that case, we held the
evidence supported the trial court's finding that Grogg's waiver
was knowing and intelligent. Id. at 617, 371 S.E.2d at 559.
Grogg was in good physical health, was not under the influence
of any drugs or alcohol, and had one prior appearance in
juvenile court. Id. at 614, 371 S.E.2d at 557-58. He had been
advised of his Miranda rights twice before making his first
statement and an additional two times before making the
statement at issue in that appeal. Id. at 614-15, 371 S.E.2d at
- 20 -
558. The evidence established that the investigating officer
read each Miranda right to Grogg individually, confirmed that he
understood each right and the nature of the offense about which
he was being questioned, and obtained Grogg's consent to speak
with them without an attorney present. Id. at 615, 371 S.E.2d
at 558.
Here, although appellant was approximately one-and-one-half
years younger than Grogg, Grogg had limited verbal comprehension
skills and had completed only the seventh grade. Appellant, by
contrast, had completed the eighth grade, and no evidence
established below-average intelligence or comprehension. The
trial court, which observed appellant testify at the suppression
hearing, was entitled, as it did, to draw inferences about
appellant's "level of . . . sophistication" and ability to
"understand[] why he [was] there" and "what he [was] involved
in."
Appellant challenges the voluntariness of both the waiver
of rights and the confession itself, alleging the assertion by
police of "authority [over] a suspect who is 'especially
susceptible'" may amount to "coercive police activity." He
makes no "specific allegations of misconduct on the part of the
police."
As the Fourth Circuit Court of Appeals recently emphasized,
"a deficient mental condition (whether the result of a
pre-existing mental illness or, for example, pain killing
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narcotics administered after emergency treatment) is not,
without more, enough to render a waiver [or confession]
involuntary. . . . The evidence [must] show that law
enforcement officials exploited [the accused's] weakened
condition with coercive tactics," Cristobal, 293 F.3d at 141,
although the degree of coercion required is lower where the
suspect's level of susceptibility is higher, see Peterson, 15
Va. App. at 488, 424 S.E.2d at 723. Under this standard, we
hold the evidence, viewed in the light most favorable to the
Commonwealth, supports the trial court's conclusion that
appellant's waiver of rights and confession were voluntary.
The trial court found that the evidence of appellant's
susceptibility to coercion was minimal. Although appellant was
only fourteen years old, he admitted receiving and understanding
his Miranda rights and expressly declined two offers to have a
parent present. The record established that he had an eighth
grade education and was fluent in English, and the trial court,
after observing appellant testify at the suppression hearing,
drew certain inferences regarding appellant's "level of
sophistication" and "ability to understand what he [was]
involved in." Although appellant claimed to have been "really
tired" and inattentive, the trial court resolved this factual
issue largely in the Commonwealth's favor, finding that although
appellant may have "yawned" some "at the station," his behavior
showed an awareness of what was going on around him, and he gave
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no indication to the detectives "that he wanted to sleep as
opposed to undertake the business at hand."
Further, the conduct of the police and the circumstances
surrounding the interview were insufficient to compel a finding
of coercion, explicit or implicit. As discussed in detail,
supra, Detective Shillingford explained the nature of the
offense about which he hoped to question appellant, gave
appellant two opportunities to have a parent present during
questioning, read appellant his Miranda rights, and ascertained
that appellant understood those rights and was willing to speak
with the officers. Detective Shillingford advised appellant of
his Miranda rights at 5:20 a.m. and completed the initial
interview, in which appellant admitted stabbing the victim,
about an hour later. The subsequent audiotaped interview, in
which appellant repeated that confession, lasted approximately
twenty minutes. The entire encounter from the reading of
appellant's rights to completion of the taped interview, lasted
only one-and-one-half hours. Appellant concedes that the police
engaged in no specific misconduct. Any pressure to confess
exerted by the detectives consisted only of Detective
Shillingford's statement that the victim's family and
appellant's friends identified appellant as the perpetrator and
Detective Shillingford's exhortation to appellant "to be
honest."
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Thus, under the totality of the circumstances, giving
deference to the trial court's findings of fact, we hold the
evidence, although troubling based on appellant's age, supports
the conclusion that appellant's waiver of rights was knowing and
intelligent and that the waiver and confession were voluntary.
III.
For these reasons, we hold that certification of the murder
charge to a grand jury without a transfer hearing, as provided
for in Code § 16.1-269.1, did not violate appellant's
constitutional rights and that the evidence, viewed in the light
most favorable to the Commonwealth, meets the minimum standards
required to support the trial court's conclusion that
appellant's waiver of rights was knowing and intelligent and
that his waiver and confession were voluntary. Thus, we affirm
the conviction.
Affirmed.
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