COURT OF APPEALS OF VIRGINIA
Present: Judges Elder, Clements and Agee
Argued at Richmond, Virginia
PENNY ANGE
OPINION BY
v. Record No. 0925-01-1 JUDGE JEAN HARRISON CLEMENTS
MARCH 12, 2002
YORK/POQUOSON DEPARTMENT OF
SOCIAL SERVICES
FROM THE CIRCUIT COURT OF YORK COUNTY
Prentis Smiley, Jr., Judge
Douglas J. Walter (McDermott & Roe, on
brief), for appellant.
Carla Blake Hook, Assistant County Attorney,
for appellee.
Penny Ange appeals from a decision of the Circuit Court of
York County (trial court) terminating her residual parental
rights to three of her minor children and approving a foster care
service plan of the York/Poquoson Department of Social Services
(DSS) providing for the placement of another of her minor
children in permanent foster care. On appeal, Ange contends the
trial court abused its discretion by summarily disposing of her
appeals from the Juvenile and Domestic Relations District Court
of York County (juvenile court) without a hearing on the merits
for failure to comply with the trial court's pretrial orders.
For the reasons that follow, we conclude the trial court abused
its discretion and, therefore, reverse the judgment of the trial
court and remand this case for further proceedings.
I. PROCEDURAL BACKGROUND
The record before us includes, in lieu of a transcript, a
written statement of facts, made a part of the record pursuant to
Rule 5A:8(c) and (d).
The procedural posture of this case is not in dispute. On
September 12, 2000, the juvenile court approved DSS's foster care
service plan identifying a goal of permanent foster care for
Ange's daughter M.R. and ordered that M.R. be placed in permanent
foster care. On September 25, 2000, the juvenile court ordered
that Ange's residual parental rights to three of her other minor
children, G.K., S.R., and L.R. (the children), be terminated.
Ange timely noted her appeal of those orders to the trial court.
On appeal to the trial court, a pretrial conference for the
four cases was set for November 14, 2000, to allow the trial
judge to "get a feel of [the] time and direction needed for
trial." At the pretrial conference, acting in its own
discretion, the trial court ordered, pursuant to Rule 1:18, DSS
to conduct a "Home Study" of Ange's home and a "Parental
Evaluation" of Ange and DSS and Ange to "complete the 'Best
Interest of the Child' Proffers pursuant to [Code § 20-124.3]."
The court further ordered that the proffers were to be filed with
the court by 8:00 a.m. on December 15, 2000, or "the presence of
the parties [would] be required" on that date. These directives
were memorialized in a pretrial scheduling order entered by the
trial court, without objection, on December 13, 2000. 1
DSS filed its "Best Interest of the Child Proffers" on
December 14, 2000. Ange did not file her proffers by December
15, 2000, or appear in court on that date. However, a hearing
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attended by Ange's counsel and counsel for DSS was held on that
date, and the trial court extended the deadline for filing the
proffers to January 5, 2001. No order regarding the January 5,
2001 deadline was entered, but the trial court subsequently
entered an order extending the deadline for filing the proffers
to January 16, 2001. That order, entered on January 3, 2001,
read, in pertinent part, as follows:
On the 15th day of December, 2000, came
the York/Poquoson Department of Social
Services by counsel and . . . counsel for Ms.
Ange, to provide cause to the court as to why
the "Best Interest of the Child Proffers"
previously ordered to have been completed by
Ms. Penny Ange had not yet been filed with
the Court.
Having reviewed the issues involved in
the matter, the court does Order as follows:
1. That the Court Order from the
Pretrial Conference on November 14, 2000, be
served on Ms. Penny Ange.
2. That this Court Order be served on
Ms. Penny Ange. . . .
3. That if Ms. Penny Ange does not
comply with the provisions of the November
14, 2000, Court Order by January 16, 2001, at
8:00 a.m., this Court will dismiss Ms. Ange's
Appeal.
The orders of December 13, 2000, and January 3, 2001, were
personally served on Ange on January 6, 2001. Ange appeared in
court with her counsel at 8:00 a.m. on January 16, 2001, and
submitted her "Best Interest of the Child Proffers" to the trial
court. Because the proffers for the four children were only
"partially completed," the trial court granted a two-hour
extension for filing Ange's "signed, notarized and completed"
1
This order did not establish a trial date.
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proffers. Ange filed her completed and notarized proffers within
the required time period.
At the January 16, 2001 hearing, the trial court also
ordered Ange to "report to [DSS's] offices by noon on January 16,
2001, to begin the home study process, or her appeal [would] be
dismissed." The trial court further ordered Ange to "cooperate
with [DSS] in completing the home study." 2 These directives were
memorialized in an order entered January 22, 2001.
By letter dated January 16, 2001, DSS informed the trial
court that Ange had reported that day to its offices and had been
given a "Home Study packet which [was] to be completed by January
30, 2001." Ange had also been asked, according to DSS's letter,
to inform DSS if her address changed and to make an appointment
with DSS to discuss information pertaining to the "Home Study."
By letter dated February 12, 2001, DSS advised the trial
court that Ange returned the "Home Study packet" on January 30,
2001, noting, however, that "it was only partially completed, as
[Ange] did not complete the Autobiography or the authorization to
3
release school information form." DSS also indicated in the
letter that the information provided by Ange on the
"Questionnaire" form in the packet was "so vague" it did not, in
the opinion of the DSS social worker assigned to the case,
"address[] the matter . . . before [the] Court." DSS further
2
In making this directive, unlike the one requiring Ange to
"report to [DSS's] offices by noon on January 16, 2001, to begin
the home study process," the trial court did not designate a
deadline or a sanction for noncompliance.
3
The record fails to reveal whether the trial court had the
referenced "Home Study packet" before it during these
proceedings. Regardless, it was not made a part of the record
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reported that Ange failed to respond to two letters sent by DSS
on February 1, 2001, and February 5, 2001, respectively, to
Ange's last known address informing her of two appointments that
had been made for her to meet with the social worker assigned to
her case "to discuss the Home Study and schedule a home visit."
According to DSS's letter to the trial court, Ange did not attend
either meeting. DSS also set forth in the February 12, 2001
letter "Ange's Child Protective Services history," consisting of
six "Founded dispositions" entered against Ange between 1993 and
2001 and the removal of her children from the home in February
1999. In concluding the letter, DSS wrote as follows:
At this time, it does not appear as
though this agency would be able to complete
a Home Study on Ms. Ange, as she is not
willing to meet with [the assigned social]
worker. However, this agency has not been
informed of a specific date in which this
Home Study is to be completed. Currently, we
are under the perception that Ms. Ange has an
open time frame in which to comply. Please
advise us in regards to your Honor's intent.
Upon receipt of DSS's letter of February 12, 2001, the trial
court set a "further pretrial hearing" on the "matters raised in
[DSS's] letter" for March 8, 2001. At that hearing, the trial
court, referencing DSS's letter of February 12, 2001, found that
Ange had "not substantially complied with any of" its pretrial
orders concerning the preparation of the case for trial, in that
she had not "proper[ly] complet[ed] . . . the Best Interests of
the Child Proffers" or "full[y] cooperat[ed] in the performance
of a Home Study and a Parental Evaluation."
Based on its determination that Ange had not complied with
before us.
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its pretrial orders, the trial court then proceeded, at the March
8, 2001 hearing, to sanction Ange for her noncompliance by
summarily resolving the four cases involving Ange's children
without benefit of a hearing on the merits. 4 The court summarily
found, "upon the evidence," 5 that the children and M.R. were
younger than fourteen years of age and not "otherwise of an age
of discretion," that reasonable efforts had been made "to prevent
removal from the home and to reunite the children and [M.R.] with
Ange," that termination of Ange's residual parental rights was
"in the children's best interests," and that placement in
permanent foster care was in M.R.'s best interests. The court
further summarily found as follows:
6. According to § 16.1-282(B) of the
Virginia Code, based upon clear and
convincing evidence, the neglect and/or abuse
suffered by the children presents a serious
and substantial threat to their life, health
and/or development, and it is not reasonably
likely that the conditions which resulted in
such neglect or abuse can be substantially
corrected or eliminated so as to allow the
children's safe return to Ange within a
reasonable period of time; and
7. According to § 16.1-283(C) of the
Virginia Code, based upon clear and
convincing evidence, Ange has without good
cause been unwilling or unable within a
reasonable period of time not exceeding
twelve (12) months from the date the children
were placed in foster care to remedy
substantially the conditions which led to or
required continuation of the children's
4
The record does not disclose whether the trial court
imposed this sanction sua sponte or on DSS's motion. Nor does
the record identify the source of the court's authority to
impose the sanction.
5
Neither the written statement of facts nor the trial
court's "Final Decree" identifies the evidence upon which the
trial court relied to make its findings.
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foster care placements not withstanding the
reasonable and appropriate efforts of social,
medical, mental health and/or other
rehabilitative agencies to such end; . . . .
Based on its factual findings, the trial court, with the
concurrence of the guardian ad litem for Ange's children, 6
ordered that Ange's residual parental rights to the children be
terminated and that DSS's foster care service plan with the goal
of permanent foster care for M.R. be approved. On April 6, 2001,
the trial court entered a "Final Decree" memorializing its
findings and orders from the March 8, 2001 hearing. 7 This appeal
followed.
6
On appeal, the guardian ad litem did not file a brief or
appear for argument on behalf of the children and M.R. in this
case.
7
The written statement of facts in the record indicates
that the trial court "dismissed" Ange's appeals from the
juvenile court and "affirmed" the juvenile court's orders at the
March 8, 2001 hearing. However, in light of the trial court's
findings of fact and orders set forth in the "Final Decree"—as
recited hereinabove—and the absence of any language in that
decree regarding dismissal of the subject cases or affirmance of
the juvenile court's orders, we conclude that Ange's appeals
were summarily adjudicated by the trial court without a hearing
on the merits, rather than dismissed. See Waterfront Marine
Constr., Inc. v. North End 49ers Sandbridge Bulkhead Groups A, B
and C, 251 Va. 417, 427 n.2, 468 S.E.2d 894, 900 n.2 (1996)
(holding that "a court speaks through its orders" and that, when
a court's orders conflict with its statements made at a hearing
or its letter opinions, "we presume that the orders accurately
reflect what transpired") (citing Stamper v. Commonwealth, 220
Va. 260, 280-81, 257 S.E.2d 808, 822 (1979) (holding that, where
an order conflicts with a transcript of a related proceeding,
the order is presumed to be an accurate reflection of what
transpired)); see also Anderson v. Commonwealth, 13 Va. App.
506, 509, 413 S.E.2d 75, 77 (1992) (observing that, because
transcripts and written statements of facts serve the same
purpose on appeal, policies concerning them should be reasonably
analogous).
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II. ANALYSIS
Ange contends the trial court erred in sanctioning her for
noncompliance with its pretrial orders by summarily terminating
her residual parental rights to three of her children and
approving the placement in permanent foster care of another of
her children without a hearing on the merits. The imposition of
such a severe sanction, Ange argues, was unwarranted under the
circumstances of this case and, thus, constituted an abuse of
discretion. 8
DSS contends the trial court did not abuse its discretion.
A trial court, DSS argues, has broad discretion in enforcing its
orders and determining the appropriate sanctions for
noncompliance with its orders. In this case, DSS continues, the
trial court, "[a]fter five months of patient attempts to obtain
. . . Ange's compliance with its orders," acted within its
discretion in punishing Ange for her noncompliance with its
pretrial orders. According to DSS, "Ange was not entitled to
disregard the orders of the [t]rial [c]ourt in preparing the case
for trial and still have a full hearing on the merits."
8
Because Ange raises, on appeal, only the issue of whether
the trial court abused its discretion, "we limit our review to
that issue, and we do not express any opinion on other potential
issues." Dammerau v. Commonwealth, 3 Va. App. 285, 287, 349
S.E.2d 409, 410 (1986), overruled on other grounds by Vescuso v.
Commonwealth, 5 Va. App. 59, 69, 360 S.E.2d 547, 552 (1987) (en
banc).
- 8 -
There is no question the trial court had the authority to
sanction Ange for noncompliance with its pretrial orders. "All
litigants . . . are required to comply with court orders and
their failure to do so subjects them to the sanction powers of
the court." Parish v. Spaulding, 257 Va. 357, 363, 513 S.E.2d
391, 394 (1999). A court's ability to punish a litigant for
noncompliance with its orders is "essential to the proper
administration of the law, to enable courts to enforce their
orders, judgments and decrees." Steinberg v. Steinberg, 21 Va.
App. 42, 46, 461 S.E.2d 421, 423 (1995). "Courts often impose
sanctions when a litigant . . . has acted in bad faith." Gentry
v. Toyota Motor Corp., 252 Va. 30, 34, 471 S.E.2d 485, 488
(1996). Sanctions are also "used to protect courts against those
who would abuse the judicial process." Oxenham v. Johnson, 241
Va. 281, 286, 402 S.E.2d 1, 3 (1991). "The purpose of such . . .
sanction[s] is to punish the offending party and deter others
from acting similarly." Gentry, 252 Va. at 34, 471 S.E.2d at
488.
"[A] court's decision of whether and how to enforce an order
is reviewed only for an abuse of discretion." Parish v.
Spaulding, 26 Va. App. 566, 576, 496 S.E.2d 91, 96 (1998), aff'd,
257 Va. 357, 513 S.E.2d 391 (1999). Consequently, we will not
reverse the trial court's decision in this case "unless the court
abused its discretion" in summarily adjudicating Ange's appeals
from the juvenile court without a hearing on the merits. Gentry,
252 Va. at 34, 471 S.E.2d at 488. We must be mindful, however,
that, although we "accord deference to the decision of the trial
court," we "should not simply rubber stamp every discretionary
- 9 -
decision of a trial court. To the contrary, we have an
obligation to review the record and, upon doing so, to reverse
the judgment of the trial court if we find a clear abuse of
discretion." Walsh v. Bennett, 260 Va. 171, 175, 530 S.E.2d 904,
907 (2000).
Generally, "[t]he determination whether a trial court has
abused its discretion is fact-specific." Id. However, in
assessing the propriety of the imposition of a particular
sanction, we may also take into account the context in which the
sanction was imposed and any policy considerations that might be
pertinent to the imposition of that sanction. See, e.g., id. at
176, 530 S.E.2d at 907 (holding that, in addition to constituting
an abuse of discretion on the facts of the case, the pretrial
sanction imposed by the trial court was also inappropriate
because it deprived plaintiff "of his day in court").
In support of its claim that the trial court based the
sanction it imposed on "five months of noncompliant behavior by
Ange," DSS asserts that Ange failed (1) to file her "Best
Interest of the Child Proffers," or, alternatively, appear in
court, by 8:00 a.m. on December 15, 2000, as directed by the
trial court in its order entered December 13, 2000, (2) to file
her notarized and completed proffers by 8:00 a.m. on January 16,
2001, as directed by the trial court in its order entered January
3, 2001, (3) to cooperate with DSS in completing the home study,
as directed by the trial court in its order entered January 22,
2001, and (4) to cooperate with DSS in completing the parental
evaluation, "after repeated orders of the [t]rial [c]ourt to do
so." While these acts are each referenced in the record and are
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clearly not to be condoned if proved, we cannot say, upon a
careful examination of the record, even considering the record in
the light most favorable to DSS, that Ange acted in bad faith or
abused the judicial process to the extent that DSS would have us
believe.
The trial court issued its pretrial order of December 13,
2000, pursuant to Rule 1:18. It directed Ange and DSS to file
"Best Interests of the Child Proffers" and DSS to conduct a home
study and parental evaluation. The order's clear purpose was, in
the language of Rule 1:18, to promote the "efficient and orderly
administration of justice," or, in other words, to prepare the
case in a timely fashion for trial. However, no trial date was
9
set in that order. Likewise, no deadline was established for
the home study or parental evaluation. The only time-related
directive in the court's initial pretrial order required Ange and
DSS to file their proffers by 8:00 a.m. on December 15, 2000.
DSS met the designated deadline, but Ange did not. Nor did Ange
appear in court at that time.
However, following a hearing attended by Ange's counsel, the
trial court extended the deadline for Ange to file her
9
Indeed, no trial date was ever set in this case, despite
Code § 16.1-296(E), which provides, in pertinent part:
Where an appeal is taken in a case
involving termination of parental rights
brought under § 16.1-283, the circuit court
shall hold a hearing on the merits of the
case within ninety days of the perfecting of
the appeal.
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proffers. 10 The court ordered Ange to file her proffers by
8:00 a.m. on January 16, 2001, and to report to DSS by noon on
January 16, 2001, or her appeals from the juvenile court would be
dismissed. Ange submitted her proffers to the trial court at
8:00 a.m. on January 16, 2001. Finding the proffers incomplete,
the trial court gave Ange a short time extension within which to
complete them. Ange completed the proffers within the designated
time limit, and the trial court accepted them as complete. Ange
then reported that day to DSS, where she received a home study
packet. According to DSS, Ange was to complete and return the
packet by January 30, 2001.
In its order entered January 22, 2001, the trial court also
directed Ange to "cooperate with [DSS] in completing the home
study." That order, however, did not establish a deadline for
the home study or a consequence should Ange not comply. Nor did
it address the parental evaluation at all. In a letter dated
February 12, 2001, DSS informed the trial court that Ange had
returned only a "partially completed" home study packet on
January 30, 2001, had provided "vague" information on a
questionnaire in the packet, and had not responded to two letters
sent by DSS telling her about appointments that had been made for
her to meet with DSS personnel. As noted in DSS's letter,
however, DSS was "under the perception that . . . Ange ha[d] an
open time frame in which to comply" with the court's and DSS's
directives because no deadline had been established for the home
10
Although the record does not disclose the court's reason
for granting Ange that extension, we presume the court had a
valid reason for doing so.
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study and no trial date had been set.
It appears, from our review of the record, that Ange made
some efforts to comply with the trial court's orders and that,
when given an ultimate deadline and faced with a manifest
consequence for noncompliance, she complied with the trial
court's orders, or at least attempted to do so. We further
observe, for purposes of our present analysis, that the trial
court's order requiring Ange "to cooperate with [DSS] in
completing the home study," without setting a deadline or
establishing the extent of cooperation required to constitute
compliance, put Ange, as well as DSS, in a position of not
knowing what was expressly required of her and not knowing when
it was required. Ange's return to DSS of even a partially
completed home study packet on January 30, 2001, could reasonably
be construed, on some level, as constituting "cooperation" in
"completing the home study." "As a general rule, 'before a
person may be held in contempt for violating a court order, the
order must be in definite terms as to the duties thereby imposed
upon him and the command must be expressed rather than implied.'"
Winn v. Winn, 218 Va. 8, 10, 235 S.E.2d 307, 309 (1977) (quoting
Wood v. Goodson, 485 S.W.2d 213, 217 (Ark. 1972)); see also
Mardula v. Mendelson, 34 Va. App. 120, 128, 538 S.E.2d 338, 342
(2000) (noting that, "in instances where the order does not
explicitly direct, mandate or prohibit specific conduct, it is
insufficient to sustain a finding of contempt"). Furthermore, we
find no order in the record directing Ange to cooperate with DSS
in the completion of the parental evaluation.
We raise these matters not to absolve Ange of her
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improprieties, or to suggest that courts give defiant or
reluctant parties the benefit of the doubt before sanctioning
their noncompliance or lead them by the hand through pretrial
proceedings. 11 We intend merely to distinguish this case from
those cases in which a party's noncompliance and disobedience
manifest a clear and total disregard for the court's authority.
Plainly, that is not the case here. Ange's noncompliance was not
absolute. Her lack of compliance was not a complete failure to
comply with the trial court's pretrial orders. This is not to
say, however, that Ange's actions constitute "compliance" or
that, under these circumstances, the trial court should not have
12
imposed any sanctions on her. Rather, it is to say that some
of the findings by the trial court upon which the imposition of
the sanction in question was based—namely, that Ange had "not
substantially complied with any of" its pretrial orders, in that
she had not "proper[ly] complet[ed] . . . the Best Interests of
the Child Proffers" or "full[y] cooperat[ed] in the performance
of a Home Study and a Parental Evaluation" (emphasis added)—are
not fully supported by the record, in that they are overstated or
include requirements that were not part of the court's
directives.
Moreover, given the context in which this issue arises, we
find the extreme nature of the sanction imposed on Ange
especially troublesome. This case was before the trial court on
11
To rule thus would not only condone the type of behavior
sanctions are intended to deter, it would also greatly dishonor
those who properly and respectably comply with the orders of
courts.
12
Indeed, Ange herself concedes, on appeal, that some less
severe sanction might have been appropriate.
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Ange's appeal of the orders of the juvenile court terminating her
residual parental rights to the children and ordering the
placement of M.R. in permanent foster care. Finding that Ange
had not complied with its pretrial orders concerning the
preparation of the case for trial, the trial court sanctioned her
for her noncompliance by summarily adjudicating her appeals from
the juvenile court without a hearing on the merits. Thus, the
court terminated Ange's residual parental rights to the children
and approved the placement of M.R. in permanent foster care
without allowing Ange to put on evidence at trial, rebut DSS's
evidence, confront adverse witnesses, or present any argument in
defense of DSS's foster care service plan and petition for the
termination of her residual parental rights. In other words, the
court's sanction did not let Ange's appeals go forward and, thus,
deprived her of her day in court on the merits of the case. Such
drastic measures that summarily terminate the legal process are
generally not favored and are to be avoided when possible. See
Walsh, 260 Va. at 176, 530 S.E.2d at 907 (noting that the Supreme
Court has "often warned of the dangers of 'short circuiting'
litigation because in doing so, a trial court 'deprives a
litigant of his day in court and deprives [the appellate courts]
of an opportunity to review a [more] thoroughly developed record
on appeal.'" (quoting Seyfarth, Shaw, Fairweather & Geraldson v.
Lake Fairfax Seven Ltd. P'ship, 253 Va. 93, 95, 480 S.E.2d 471,
472 (1997))); see also Brown v. Black, 260 Va. 305, 316, 534
S.E.2d 727, 732 (2000) (Kinser, J., concurring) (noting that
imposition of the "most severe sanction" requires inquiry as to
whether the "trial court could have furthered the [applicable]
- 15 -
goals . . . through less drastic measures").
Furthermore, while it was Ange's appeals that brought this
case before the trial court, it was DSS's case to prove. As we
stated in Fairfax County Dep't of Family Servs. v. D.N., 29 Va.
App. 400, 406, 512 S.E.2d 830, 832 (1999) (citations omitted):
[A]n appeal from the juvenile court must
be heard de novo by the circuit court. Code §
16.1-136. "'A de novo hearing means a trial
anew, with the burden of proof remaining upon
the party with whom it rested in the juvenile
court.'" A trial de novo in the circuit
court "annuls the judgment of the [juvenile
court] as completely as if there had been no
previous trial . . . and . . . grants to a
litigant every advantage which would have
been [available to the litigant] had the case
been tried originally in [the circuit]
court." "'A court which hears a case de
novo, which disregards the judgment of the
court below, which hears evidence anew and
new evidence, and which makes final
disposition of the case, acts not as a court
of appeals but as one exercising original
jurisdiction.'"
Thus, the burden in this case was on DSS to prove by clear
and convincing evidence that termination of Ange's residual
parental rights was in the best interests of the children and
that the other requisite provisions of Code § 16.1-283(B) or
16.1-283(C) had been met. With regards to M.R., DSS had the
burden of proving that the requisite provisions of Code
§ 16.1-282.1 had been satisfied and that placement in permanent
foster care was in her best interests. In preventing this case
from going to trial, the trial court precluded DSS from
presenting the full extent of its evidence in support of its
petition for termination of Ange's residual parental rights to
the children and its foster care service plan for M.R. The legal
process, as well as the trial court's important appellate role in
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that process, was thus short-circuited. While the question of
whether DSS ultimately met its burden of proof is not before us,
we note with some skepticism that the trial court, relying,
apparently, exclusively on the parties' "Best Interest of the
Child" proffers, 13 found that DSS had proved its case. 14
We are also mindful, in a case of this type, that, "[w]hen
addressing matters concerning a child, including the termination
of a parent's residual parental rights, the paramount
consideration of a trial court is the child's best interests."
Logan v. Fairfax County Dep't of Human Servs., 13 Va. App. 123,
128, 409 S.E.2d 460, 463 (1991). "In matters of a child's
welfare, trial courts are vested with broad discretion in making
the decisions necessary to guard and to foster a child's best
interests." Farley v. Farley, 9 Va. App. 326, 328, 387 S.E.2d
794, 795 (1990). "It is clearly not in the best interests of a
13
DSS argues that the trial court also had the
recommendations of the guardian ad litem and Ange's Child
Protective Services history before it for consideration in
making its findings. Notwithstanding the fact that neither of
those items was ever received into evidence by the trial court,
the record is devoid of any indication that the guardian ad
litem presented testimony, a report, or recommendations to the
trial court, other than that he concurred in the court's
ultimate rulings in the case. Likewise, the record does not
show that Ange's Child Protective Services history, which was
related to the trial court in DSS's letter of February 12, 2001,
was presented to the court under oath.
14
Because Ange did not challenge the propriety of this
finding or the trial court's apparent reliance solely on the
parties' written proffers in terminating Ange's residual
parental rights, we do not address the issue further, except to
note that the "Best Interest of the Child" proffers submitted by
the parties were clearly intended to assist the trial court and
parties prepare for a trial de novo on the merits, not to serve
as the entire evidentiary basis for the court's findings and
orders in this case.
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child to spend a lengthy period of time waiting to find out when,
or even if, a parent will be capable of resuming his [or her]
responsibilities." Kaywood v. Halifax County Dep't of Soc.
Servs., 10 Va. App. 535, 540, 394 S.E.2d 492, 495 (1990).
On the other hand, "'the rights of parents may not be
lightly severed but are to be respected if at all consonant with
the best interests of the child.'" Ward v. Faw, 219 Va. 1120,
1124, 253 S.E.2d 658, 661 (1979) (quoting Malpass v. Morgan, 213
Va. 393, 400, 192 S.E.2d 794, 799 (1972)). "The termination of
parental rights is a grave, drastic, and irreversible action.
When a court orders termination of parental rights, the ties
between the parent and child are severed forever, and the parent
becomes 'a legal stranger to the child.'" Lowe v. Dep't of Pub.
Welfare of City of Richmond, 231 Va. 277, 280, 343 S.E.2d 70, 72
(1986) (quoting Shank v. Dep't of Soc. Servs., 217 Va. 506, 509,
230 S.E.2d 454, 457 (1976)). Therefore, in reviewing such cases,
we must have a
respect for the natural bond between children
and their natural parents. The preservation
of the family, and in particular the
parent-child relationship between parent and
child, is an important goal for not only the
parents but also government itself. . . .
Statutes terminating the legal relationship
between parent and child should be
interpreted consistently with the
governmental objective of preserving, when
possible, the parent-child relationship.
Weaver v. Roanoke Dep't of Human Res., 220 Va. 921, 926, 265
S.E.2d 692, 695 (1980).
Thus, while the paramount concern is the best interests of
Ange's children, Ange's rights must also be protected.
Certainly, the efficient resolution of this case is in the
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children's best interest, but so, too, is the preservation of the
children's relationship with their mother, if that is found to be
warranted. As plainly shown in the record, the trial court did
not base the imposition of its sanction in this case on the best
interests of Ange's children. Rather, it was imposed strictly to
punish Ange for failing to comply with the court's pretrial
orders.
Thus, given the nature of this case, the severity of the
sanction imposed, Ange's partial compliance with the trial
court's orders, and the need to protect Ange's rights, we
conclude that, in summarily disposing of Ange's appeals from the
juvenile court without a hearing on the merits based on Ange's
noncompliance with the trial court's pretrial orders, the trial
court clearly abused its discretion. Less drastic sanctions
would have served the same purpose of punishing Ange for her
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noncompliance, without short-circuiting these significant legal
proceedings.
Accordingly, we reverse the judgment of the trial court and
remand this case to the trial court for further proceedings
consistent with this opinion.
Reversed and remanded.
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Agee, J., concurring.
I agree with the majority that the decision of the trial
court to summarily terminate Ange's residual parental rights to
three of her four children and to place the fourth child in
permanent foster care was erroneous and requires reversal. While
I concur in the majority's decision to reverse and remand, I do
not agree with describing the trial court's decision to proceed
summarily as "a sanction" imposed against Ange for an alleged
failure to comply with its orders.
A sanction is a discretionary measure employed by a trial
court to coerce a party to comply with a discovery order or to
punish a party for abusing the judicial system. See, e.g., Code
§ 8.01-271.1 (trial court shall impose an appropriate sanction
against a party and/or counsel whose pleading, motion or other
paper is signed or made without being "well grounded in fact" and
"warranted by existing law or a good faith argument for the
extension, modification, or reversal of existing law"); Rule 4:12
(trial court has broad discretion to sanction a party for failing
to comply with discovery orders). Ange never argued that the
trial court proceeded summarily as a sanction. The record before
us does not indicate that the decision to proceed summarily was
rendered as a form of sanction in the ordinary sense of our
jurisprudence, a measure used "to protect [the trial court]
against those who would abuse the judicial
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process." Oxenham v. Johnson, 241 Va. 281, 286, 402 S.E.2d 1, 3
(1991).
I do not conclude from the facts before us in the record
that the trial court elected to proceed summarily to either
punish Ange or to coerce her into complying with its orders. The
facts reflect the trial court simply erred procedurally,
believing it could rule on the DSS petitions summarily, and not
as a sanction against Ange.
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