COURT OF APPEALS OF VIRGINIA
Present: Judges Elder, Annunziata and Frank
Argued by teleconference
DAVID LEE HILLS
OPINION BY
v. Record No. 0367-99-4 JUDGE ROSEMARIE ANNUNZIATA
SEPTEMBER 26, 2000
COMMONWEALTH OF VIRGINIA
UPON A REHEARING
FROM THE CIRCUIT COURT OF FAIRFAX COUNTY
Marcus D. Williams, Judge
Peter D. Greenspun (Vladimir I. Arezina;
Peter D. Greenspun & Associates, P.C., on
brief), for appellant.
Leah A. Darron, Assistant Attorney General
(Mark L. Earley, Attorney General, on
brief), for appellee.
David Lee Hills appeals from his conviction of rape. He
contends: 1) the trial court erred in allowing an expert
witness' testimony based upon statistical data relating to DNA
evidence; 2) that DNA evidence offered by the Commonwealth
should not have been admitted because he was not given proper
notice of the Commonwealth's intent to proffer this evidence; 3)
the trial court erred in denying his motions to strike the
Commonwealth's evidence at the close of the trial, and to set
aside the conviction, because the evidence at trial was
insufficient to support the verdict; 4) that the trial court
erroneously denied his post-trial Brady v. Maryland motion;
5) the trial court erred by admitting blood analysis results
into evidence without an adequate showing of chain of custody;
and 6) that the trial court erred in refusing to instruct the
jury that parole has been abolished in Virginia and in
precluding inquiry during voir dire on the same issue. We
affirm with respect to the first five issues, but find that the
trial court erred in refusing to instruct the jury and allow
voir dire on the subject of abolition of parole. For the
reasons stated herein, we reverse and remand for resentencing.
FACTS
"On appeal, we view the evidence in the light most
favorable to the Commonwealth, granting to it all reasonable
inferences fairly deducible therefrom." Hunley v. Commonwealth,
30 Va. App. 556, 559, 518 S.E.2d 347, 349 (1999). On November
7, 1997, Patricia McKendry began drinking beer at approximately
11:30 a.m. in her home in Fairfax, Virginia. Her birthday was
two days away, and she planned to go out for the evening to
celebrate. By the time she left her apartment at 7:00 p.m., she
had consumed nine beers. She went to P.J. Skidoo's, a nearby
bar, to continue celebrating her birthday. She was a frequent
customer of P.J. Skidoo's and was known by sight to the bar's
doorman.
McKendry spent the evening playing darts and talking with a
number of the bar's patrons. One of the people she encountered
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was the defendant, David Hills, who was also a regular customer
there. McKendry and Hills conversed at the bar between
7:30 p.m. and 8:00 p.m., and, during this time, Hills bought
McKendry a drink. The bartender, Todd Doty, realized after he
served the drink to McKendry that she was extremely intoxicated,
and he told the other bartenders not to serve any more alcohol
to her. Doty also reported McKendry's intoxication to the bar's
general manager, Dimitri Paraskevopoulos, who told one of the
doormen, John Brobst, to ask her to leave. As Brobst approached
McKendry to do so, he observed her putting on her coat and,
surmising that she was leaving of her own accord, decided not to
speak to her.
Paraskevopoulos and Brobst both saw McKendry leave the bar,
and they each saw Hills leave within a few moments of McKendry's
departure. Brobst observed Hills approach McKendry as she stood
beneath the awning of a nearby furniture store, taking shelter
from the rain. Brobst watched as they conversed but did not
overhear their conversation. He then saw them walk together
down the alleyway between P.J. Skidoo's and the furniture store,
toward the parking lot behind the bar, where they got into a
white car which Hills drove. Hills and McKendry remained inside
the car with the engine running for several minutes before they
left.
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McKendry testified that Hills approached her as she stood
under the store's awning and that he offered her a ride home.
She accepted the offer, and the two walked to Hills' car parked
in the lot behind the bar. After they left the parking lot and
traveled a short distance on Lee Highway, McKendry realized they
were traveling in the opposite direction from her apartment.
McKendry protested that they were going in the wrong direction,
but Hills continued to drive, eventually proceeding southbound
on Route 123. After proceeding south for several miles on Route
123, Hills turned left at Burke Centre Parkway, then into the
parking lot of a shopping center, parking the car in the loading
area in the back. McKendry asked Hills why they were there, and
Hills replied, "[y]ou know what we're doing here." Hills began
to play with McKendry's hair. McKendry protested, "[t]hat ain't
what we're doing, I don't do things like that," and said she
wanted to go home. Hills then reached across to the passenger
side door, unlatched it, and kicked McKendry on the side,
saying, "[g]et the f--- out." The kick knocked McKendry out of
the car.
Hills walked around the car to where McKendry lay, grabbed
her by her jacket, and dragged her toward a wooded area near the
shopping center's loading dock. Hills stopped near a chain link
fence in the patch of woods and placed McKendry against the
fence. He pulled her blouse and bra over her head, and pulled
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down her pants and undergarments, ripping her pants as he did
so. Hills then grabbed McKendry's left breast with his hand and
forcibly had intercourse with her. McKendry did not consent to
the intercourse. McKendry cursed and yelled at Hills to stop
and struck him on the head with her hands. After a few moments,
Hills ceased the attack and fled, leaving McKendry lying by the
fence.
McKendry took several minutes to recover from the assault
sufficiently to try to put on her clothing and look for help.
She walked out of the woods into the shopping center parking
lot, and, seeing that Hills' car was gone, she walked toward
Route 123, hoping to find a way home. She saw a police car
parked nearby and approached it. Two police officers were in
the car, and, seeing her approach, they exited their vehicle and
asked if she needed assistance. She told them she had just been
raped.
One of the police officers was Mark Gleason, a five-year
veteran of the Fairfax County Police. Gleason testified that
when he saw McKendry approach his police cruiser it was
approximately 10:00 p.m., and he could see that McKendry's bra
was up over her neck and her sweater was torn. Her breasts were
exposed, and they exhibited red marks. Her pants were ripped,
leaving her groin area exposed. When McKendry reported she had
been raped, Gleason informed his supervisor of her account and
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requested that a K-9 unit respond to the scene. Gleason asked
McKendry for a description of the attacker, and, after the K-9
unit arrived, he and other officers set out to investigate.
After unsuccessfully searching for the crime scene, Gleason
transported McKendry to Fairfax Hospital, where she was examined
by sexual assault nurse examiner Suzanne Brown. Brown found
five bruises consistent with the impression of fingers on
McKendry's left breast, and she noted severe redness and
swelling in McKendry's vagina, including abrasions on the labia.
Brown used a physical evidence recovery kit ("PERK") to swab
McKendry's body, and she took a blood sample from her. Brown
sealed the results of the PERK examination and gave them and the
blood sample to Detective Joanne Studer, a sexual assault
investigator with the Fairfax County police. Detective Studer
took the sealed evidence to the state crime lab on Braddock Road
and gave it to a representative of the lab, who signed for it.
On November 19, 1998, Hills was tried before a jury on the
charge of rape. Hills objected to the admission of the test
results derived from McKendry's PERK examination and blood
samples, as well as to the results of a blood test performed on
Hills' blood, on the ground the Commonwealth had failed to
establish that the individual who signed for this evidence at
the state forensic lab was authorized to do so. Hills also
objected to the testimony of Mary McDonald, a DNA examiner with
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the Virginia Division of Forensic Science, who received
McKendry's PERK kit and blood sample and the blood sample taken
from Hills. McDonald testified that her analysis of the DNA
recovered from a swab of McKendry's left breast indicated Hills
could not be ruled out as a contributor. She further testified
that it was 330 times more likely that this DNA came from Hills
than from another, randomly selected, Caucasian person. Hills
objected to McDonald's testimony on the grounds that she did not
prepare the statistical database she used to arrive at her
conclusions and that her testimony violated Code § 19.2-270.5
because the Commonwealth failed to give Hills adequate notice of
her testimony. The court overruled these objections.
Leanne Hooper, a forensic DNA analyst with Cellmark
Diagnostic Laboratory in Montgomery County, Maryland, testified
for the defense. Hooper opined that the DNA analysis results
were inconclusive as to whether Hills could be a contributor of
the DNA recovered from McKendry, because Hills' alleles were not
present in the STR portion of the test results. Hooper
testified that the types of alleles present in the DNA sample
tested were consistent with McKendry's alleles, but not with
those of Hills. Hooper also opined that no conclusion
concerning the statistical probability of the DNA sample
matching Hills' DNA could be made because of the inconclusive
nature of the test results and the small amount of DNA tested.
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Detective Joanne Studer, who investigated the case,
testified as a defense witness. She stated that when she called
McKendry two days after the attack to confirm a meeting,
McKendry told her, "[m]y story is going to change, I was f---ed
up." Hills cited this admission by his accuser as one of the
bases for his motion to strike the Commonwealth's evidence and
for his later motions to set aside the verdict.
Dr. James Valentour, chief forensic toxicologist for the
Commonwealth's Division of Forensic Science, also testified for
the defense. Dr. Valentour opined that McKendry would have had
to have consumed twice the amount of alcohol she admitted to
having consumed on the date in question in order for her blood
alcohol level to reach .26%, the level of intoxication indicated
by her blood test following the attack. Hills cites the
discrepancy between Dr. Valentour's testimony and that of
McKendry in regard to the amount of alcohol she had consumed as
evidence her memory of the rape and her identification of him as
her attacker were unreliable because of her intoxication.
On November 20, 1998, after three days of deliberations,
the jury found Hills guilty of rape and sentenced him to six
years in prison. On January 22, 1999, the court issued an order
of final judgment in accord with the jury's verdict and
sentence. This appeal followed.
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ADMISSIBILITY OF DNA ANALYSIS
Hills contends that Mary McDonald's testimony based upon a
statistical database compiled and maintained by the
Commonwealth's forensic laboratory in Richmond was erroneously
admitted into evidence, because McDonald took no part in its
compilation or maintenance and had no first-hand knowledge of
it. For the reasons which follow, we find the court did not err
in admitting the challenged testimony.
A. Alleged procedural bar
The Commonwealth first contends Hills' argument is
procedurally barred. The Commonwealth argues that when a
defendant utilizes DNA test results offered by the Commonwealth
to his or her own advantage during the presentation of the
defense, he or she waives any objection to the admissibility of
that evidence. The Commonwealth cites Hubbard v. Commonwealth,
243 Va. 1, 413 S.E.2d 875 (1992), for the proposition that
"'[w]here an accused unsuccessfully objects to evidence which he
considers improper and then on his own behalf introduces
evidence of the same character, he thereby waives his objection
and [the appellate court] cannot reverse for the alleged
error.'" 243 Va. at 9, 413 S.E.2d at 879 (quoting Saunders v.
Commonwealth, 211 Va. 399, 401, 177 S.E.2d 637, 638 (1970)).
The Commonwealth contends that Hills, through the testimony of
DNA analyst Leanne Hooper, utilized the DNA test results,
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derived from comparison with the challenged database, in
presenting his case. Thus, under the holding of Hubbard, the
Commonwealth argues that Hills is precluded from contesting the
admissibility of evidence which he used on his own behalf. We
disagree with the Commonwealth's characterization of Hooper's
testimony.
Hills objected to McDonald's analysis of the DNA and blood
samples taken from McKendry on the ground she utilized a
statistical database that was not entered into evidence in
reaching her conclusions. In contrast, Hooper's testimony was
limited to a critique of McDonald's analysis, and she testified
that she did not perform any DNA analysis in this case.
Furthermore, the trial judge specifically noted that Hooper did
"not analyz[e] a DNA sample . . . [but rather] remark[ed] on the
results of the analysis that [the Commonwealth's] witness ha[d]
given." We, therefore, conclude that Hills did not introduce
evidence "of the same character" as the DNA evidence offered by
the Commonwealth through the testimony of Mary McDonald, but was
instead simply challenging the conclusions McDonald reached in
her analysis. Hills is, therefore, not procedurally barred from
making his claim on appeal.
B. Admissibility of expert testimony based
upon data not in evidence
Hills contends that Mary McDonald's testimony, discussing
her reliance on the DNA database compiled and maintained by the
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Department of Forensic Science when performing her analysis of
the DNA samples taken from McKendry, included references to the
database that constituted inadmissible hearsay. Hills argues
that McDonald's testimony was, therefore, inadmissible without
introduction of the database upon which her analysis was based.
His claim is without merit.
"[T]he principal rationale underlying the hearsay rule [is]
that of reliability . . . ." King v. Commonwealth, 18 Va. App.
57, 59, 441 S.E.2d 704, 705 (1994) (citation omitted). It is
well settled that the legislature may "exonerat[e] . . .
otherwise hearsay [evidence] from the application of the Hearsay
Rule, thus making that [evidence] admissible." Basfield v.
Commonwealth, 11 Va. App. 122, 124, 398 S.E.2d 80, 81 (1990).
The legislature has established such an exception to the hearsay
rule with respect to DNA evidence.
Code § 19.2-270.5 is a rule of evidence which provides, in
pertinent part: "[i]n any criminal proceeding, DNA . . .
testing shall be deemed to be a reliable scientific technique
and the evidence of a DNA profile comparison may be admitted to
prove or disprove the identity of any person." The statute's
clear import is the admissibility of DNA testing, with all its
constituent parts, which necessarily involves and includes a DNA
profile comparison. Its admissibility is based on a legislative
determination that the database used to perform the testing is
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presumptively reliable. See Evans-Smith v. Commonwealth, 5
Va. App. 188, 199, 361 S.E.2d 436, 442 (1987) ("The rationale
for allowing hearsay [is] the inherent reliability of the
statement . . . ."). It is thus implicit in the statutory
language that testimony regarding the results of the DNA testing
is admissible, notwithstanding the nature of the database used
to perform the comparative analysis portion of the test. 1
Furthermore, such evidence is admissible under the
principles established in Virginia case law. In Funderburk v.
Commonwealth, 6 Va. App. 334, 368 S.E.2d 290 (1988), we
addressed the admissibility of an expert's testimony concerning
her blood serology analysis, which was based upon the expert's
use of studies not admitted into evidence to arrive at a
statistical prevalence evaluation of the victim's blood type in
the general population. Although generally an expert witness
must base his or her opinion only on facts in evidence, see
Simpson v. Commonwealth, 227 Va. 557, 565, 318 S.E.2d 386, 391
(1984), we held that an exception exists for expert testimony
concerning information not specifically prepared for the case at
hand and which is of a type "customarily relied upon and
consulted by those in [the expert witness'] field." Funderburk,
1
Although the statute excludes objections to the analysis
based on hearsay, nothing in the statute precludes a challenge
by the opposing party to the "accuracy and reliability of the
procedures employed in the collection and analysis of a
particular DNA sample." Code § 19.2-270.5 (emphasis added).
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6 Va. App. at 338, 368 S.E.2d at 292. "Such information and
knowledge [was] within the expertise of the [witness] and the
court did not err to admit her testimony when the studies or
tables [were] not in evidence or not identified." Id. (citing
Missouri v. Onken, 701 S.W.2d 518, 522 (Mo. App. 1985)); see
also Kern v. Commonwealth, 2 Va. App. 84, 87, 341 S.E.2d 397,
399 (1986) (jewelry appraiser's testimony concerning market
value of gemstone was properly admitted, although expert relied
on market data brochure not admitted into evidence; because
brochure "was not prepared for the sole purpose of arriving at a
specific opinion at issue in [the] case," the general rule did
not apply).
In this case, the forensic science DNA database utilized to
prepare the analysis was not prepared specifically for Hills'
prosecution, and it was of a type generally relied upon by DNA
analysts. McDonald's testimony was, therefore, properly
admitted.
ADEQUACY OF NOTICE OF INTENT TO OFFER DNA EVIDENCE
Hills further contends the notice sent to him on June 16,
1998 by the Commonwealth, which stated that DNA evidence would
be introduced against him at trial, failed to adequately notify
him of the character and content of the testimony to be given by
Mary McDonald, and this failure violated the requirements of
Code § 19.2-270.5. We disagree.
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Code § 19.2-270.5 provides, in pertinent part:
At least twenty-one days prior to
commencement of the proceeding in which the
results of a DNA analysis will be offered as
evidence, the party intending to offer the
evidence shall notify the opposing party, in
writing, of the intent to offer the analysis
and shall provide or make available copies
of the profiles and the report or statement
to be introduced. In the event that such
notice is not given, and the person proffers
such evidence, then the court may in its
discretion either allow the opposing party a
continuance or, under appropriate
circumstances, bar the person from
presenting such evidence.
A certificate of analysis was prepared by McDonald on March 16,
1998, and she produced a supplemental report on September 1,
1998, a copy of which was immediately provided to defense
counsel. The supplemental report included McDonald's conclusion
that Hills was 330 times more likely to have contributed the DNA
recovered from McKendry than another, randomly selected
Caucasian. By letter dated June 16, 1998, the Commonwealth
notified Hills' counsel of its intent to introduce DNA evidence.
At that time, trial was scheduled for July 7, 1998, but was
later continued until September 22, 1998. Thus, both the June
16, 1998 letter and the September 1, 1998 supplemental report
were received by Hills at least twenty-one days before the
scheduled trial dates. The statutory time requirement for
notice of DNA evidence was, therefore, met.
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Hills argues, however, that although he received the
supplemental report twenty-one days prior to his trial, he was
not given "notice" that this report would be offered as
evidence. We disagree. Code § 19.2-270.5 provides: "At least
twenty-one days prior to commencement of the proceeding in which
the results of a DNA analysis will be offered as evidence, the
party intending to offer the evidence shall notify opposing
counsel, in writing, of the intent to offer the
analysis . . . ." (Emphasis added). By letter dated June 16,
1998, the Commonwealth provided Hills with such notice of
intent. The supplemental report prepared by McDonald
constituted additional analysis of the DNA evidence in question,
not an analysis of new evidence requiring additional notice to
Hills. The supplemental report merely completed the summary of
the analysis contained in McDonald's report of March 16, 1998.
On June 16, 1998, well in advance of his trial, Hills received
the notice required by statute. The court thus properly
admitted the supplemental report.
SUFFICIENCY OF THE EVIDENCE
Hills further contends the evidence admitted against him at
trial failed to prove his guilt beyond a reasonable doubt. This
challenge is based primarily on the credibility of the
complaining witness. He cites McKendry's extreme state of
inebriation at the time of her attack and the presence of trace
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amounts of PCP in her blood stream at that time, as
demonstrating the unreliability of her memory of the attack. 2
His argument is without merit.
"In reviewing the sufficiency of the evidence, we consider
the record 'in the light most favorable to the Commonwealth,
giving it all reasonable inferences deducible therefrom.'"
DeAmicis v. Commonwealth, 31 Va. App. 437, 440, 524 S.E.2d 151,
152 (2000) (quoting Watkins v. Commonwealth, 26 Va. App. 335,
348, 494 S.E.2d 859, 866 (1998)). "'An appellate court must
discard all evidence of the accused that conflicts with that of
the Commonwealth . . . .'" Id. (quoting Lea v. Commonwealth, 16
Va. App. 300, 303, 429 S.E.2d 477, 479 (1993)). The credibility
of witnesses and the weight assigned their testimony are matters
exclusively for the jury. See Lynn v. Commonwealth, 27 Va. App.
336, 351, 499 S.E.2d 1, 8 (1998). "This Court does not
substitute its judgment for that of the trier of fact." Hunley,
30 Va. App. at 559, 518 S.E.2d at 349 (citing Cable v.
Commonwealth, 243 Va. 236, 239, 415 S.E.2d 218, 220 (1992)). A
"jury [is] entitled to disbelieve [an] appellant's self-serving
2
Hills also cites the testimony of defense witness Dr.
James Valentour, chief forensic toxicologist for the
Commonwealth's Division of Forensic Science, who testified that
McKendry would have had to have consumed twice the amount of
alcohol she admitted to having consumed on the date in question
in order for her blood alcohol level to reach .26%, the level of
intoxication indicated by her blood test following the attack.
Hills cites this discrepancy between McKendry's testimony and
that of Dr. Valentour as impeaching McKendry's credibility.
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testimony and to conclude that he was lying to conceal his
guilt." Price v. Commonwealth, 18 Va. App. 760, 768, 446 S.E.2d
642, 647 (1994). The jury's verdict may not be disturbed unless
it is plainly wrong or without evidence to support it. See
Lynn, 27 Va. App. at 351, 499 S.E.2d at 8 (citing Traverso v.
Commonwealth, 6 Va. App. 172, 176, 366 S.E.2d 719, 721 (1988)).
The jury's verdict in this case is fully supported by
evidence in the record and is not plainly wrong. McKendry
testified to her encounter with Hills at P.J. Skidoo's and to
Hills' offer to drive her home from the bar. She testified to
the attack that ensued, including specific details, such as the
location and discrete acts committed by Hills in the course of
raping her and Hills' action in kicking her out of the parked
car. The jury was able to assess McKendry's credibility as she
testified and took its assessment of her into account in
reaching its verdict, including the evidence offered of her
inebriation on the evening in question. Because we "do[ ] not
substitute [our] judgment for that of the trier of fact,"
Hunley, 30 Va. App. at 559, 518 S.E.2d at 349, we cannot say the
jury's assessment of McKendry's credibility was plainly wrong.
McKendry's account of the events of the evening which
culminated in the rape was corroborated by the testimony of
other witnesses. Dimitri Paraskevopoulos and John Brobst saw
Hills leave the bar soon after McKendry, and Brobst saw Hills
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approach McKendry and engage her in conversation outside the
bar. He also reported seeing McKendry go to Hills' car with
him. Witnesses Kathleen Gregg, Kathy Rosnick, and Dennis Stubbs
saw Hills and McKendry leave the bar within minutes of each
other, and all three confirmed that McKendry and Hills had
conversed at the bar during the evening of the attack. 3
The Commonwealth's DNA evidence demonstrated that it was
330 times more likely that Hills contributed the DNA recovered
from McKendry following the attack than another, randomly
selected Caucasian. Hills offered his own expert's testimony to
question this determination, leaving the jury to decide the
relative weight of the two experts' opinions. The jury gave
greater weight to Mary McDonald's testimony. Because "[t]he
credibility of the witnesses, the weight accorded testimony, and
the inferences to be drawn from proven facts are matters to be
determined by the fact finder," we cannot say the jury erred in
its conclusion. DeAmicis, 31 Va. App. at 440, 524 S.E.2d at
152.
3
Hills contends that the witnesses contradicted one
another. However, as noted, we view the record in the light
most favorable to the Commonwealth and discard all evidence of
the accused that conflicts with that offered by the prosecution.
See DeAmicis, 31 Va. App. at 440, 524 S.E.2d at 152. The weight
to be accorded the evidence was exclusively for the jury to
decide, and, as its conclusion was not plainly wrong, we will
not disturb its judgment. See Lynn, 27 Va. App. at 351, 499
S.E.2d at 8.
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The jury was not bound to accept Hills' account of the
evening in question, in which he denied offering McKendry a ride
home and denied committing the offense. See Price, 18 Va. App.
at 768, 446 S.E.2d at 647. Nor was the jury bound to accept the
testimony of Hills' fiancée regarding the time Hills returned
home. Because the jury's conclusion cannot be said to be
plainly wrong, the trial court properly denied Hills' motion to
strike the Commonwealth's evidence and his post-trial motion to
set aside the verdict or to order a new trial. We will not
disturb the court's decision on appeal.
POST-TRIAL BRADY MOTION
Hills additionally contends the Commonwealth failed to
disclose exculpatory evidence, in violation of Brady v.
Maryland, 373 U.S. 83 (1963). He argues that McKendry's
admission to Detective Studer that her account of the attack was
going to change because of her extreme inebriation was a
statement that tended to exculpate him and should, therefore,
have been disclosed to Hills no later than June 19, 1998,
pursuant to the trial court's order following a hearing on
Hills' motion for exculpatory evidence held on June 12, 1998.
We hold that his claim is barred under Rule 5A:18.
Rule 5A:18 establishes that "[n]o ruling of the trial court
. . . will be considered as a basis for reversal unless the
objection was stated together with the grounds therefor at the
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time of the ruling . . . ." This rule exists "to inform the
trial judge of the action complained of in order to give the
judge the opportunity to consider the issue and to take timely
corrective action . . . in order to avoid unnecessary appeals,
reversals and mistrials." Robinson v. Commonwealth, 13 Va. App.
574, 576, 413 S.E.2d 885, 886 (1992) (citing Hogan v.
Commonwealth, 5 Va. App. 36, 45, 360 S.E.2d 371, 376 (1987)).
"To hold otherwise would invite parties to remain silent at
trial, possibly resulting in the trial court committing needless
error. In order to avoid this result, we adhere to the policy
of placing an affirmative duty on the parties to enter timely
objections to rulings made during the trial." Gardner v.
Commonwealth, 3 Va. App. 418, 423, 350 S.E.2d 229, 232 (1986).
Hills neither objected nor moved for dismissal of the
prosecution when defense counsel elicited from Detective Studer
the fact that McKendry admitted her "story was going to change"
at trial because of her intoxication on the night of the attack.
Because Hills failed to timely object, as required by Rule
5A:18, his claim is waived, and we find no basis to review his
contention under the "ends of justice" exception to the Rule.
CHAIN OF CUSTODY
Hills also claims the court erred by admitting into
evidence the certificate of blood analysis issued by the state
forensic lab, because the Commonwealth failed to establish a
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proper chain of custody. Hills contends that because the
Commonwealth offered no proof of the identity of the lab
representative who signed for the PERK kit and blood sample from
Detective Studer, 4 the chain of custody was not established and
the evidence should have been excluded from trial. We find no
error in the admission of the certificate of analysis.
4
Defense counsel conducted voir dire of Studer and elicited
the following testimony:
Q. Detective Studer, who did you give these
materials to at the lab?
A. The individual who signed their names on
the lab sheets.
Q. I'm asking you who?
A. I can't read their handwriting. I don't
know their name right offhand.
Q. So you don't know who it was that you
gave it to?
A. Offhand, no.
Q. And you don't know what their role or
what their job at the lab was?
A. The lab is to accept incoming evidence
and to log it in the computer and to make
sure what I'm giving them is what I said I'm
giving them.
Q. [] You don't know who those people were
so you don't know of your own personal
knowledge what their particular job was. Do
you?
A. Their job description, no. In
particular; no, sir.
Q. And you don't know of your knowledge
what their authorization was to receive or
not to receive evidence or things related to
criminal cases, do you?
A. I know that they are authorized to
accept what I give them and they sign for it
and I sign for it.
(Emphasis added).
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Code § 19.2-187.01 establishes that certificates of
analysis serve as evidence of the chain of custody required for
the particular sample examined. The statute reads, in part:
A report of analysis duly attested by the
person performing such analysis or
examination in any [authorized]
laboratory . . . shall be prima facie
evidence in a criminal or civil proceeding
as to the custody of the material described
therein from the time such material is
received by an authorized agent of such
laboratory until such material is released
subsequent to such analysis or examination.
Any such certificate of analysis purporting
to be signed by such person shall be
admissible as evidence in such hearing or
trial without any proof of the seal or
signature or of the official character of
the person whose name is signed to it. The
signature of the person who received the
material for the laboratory on the request
for laboratory examination form shall be
deemed prima facie evidence that the person
receiving the material was an authorized
agent and that such receipt constitutes
proper receipt by the laboratory for
purposes of this section.
Code § 19.2-187.01 (emphasis added).
Detective Studer testified that she relinquished the DNA
and blood samples to a person at the forensic lab. That person
signed for the material on the request form. Thus, according to
the plain meaning of the statute, the signature constituted
prima facie evidence that the signor was an authorized agent of
the lab and that his receipt of the material constituted proper
receipt for purposes of the chain of custody. Studer's
inability to identify at trial the employee who received the
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samples or to address, other than generally, the employee's
authority to receive evidence, is not sufficient to rebut the
presumption that the chain of custody was properly maintained.
For these reasons, we affirm the decision of the trial court to
admit the certificate of analysis under challenge in this
appeal.
FAILURE TO INSTRUCT THE JURY AND ALLOW
VOIR DIRE INQUIRY ON THE ABOLITION OF PAROLE
A. Jury Instruction
Finally, Hills contends the trial court erred in refusing
to instruct the jury that parole has been abolished in Virginia
and in precluding inquiry during voir dire on the same issue.
The issue raised is controlled by the Virginia Supreme Court's
recent decision in Fishback v. Commonwealth, 260 Va. 104, 532
S.E.2d 629 (2000). 5 In Fishback, the Supreme Court declared a
"new rule," holding that "juries shall be instructed, as a
matter of law, on the abolition of parole for non-capital felony
offenses committed on or after January 1, 1995 pursuant to Code
§ 53.1-165.1." Id. at 115, 532 S.E.2d at ___. 6
5
Because the present case was not yet final when Fishback
was decided, the new rule enacted in Fishback is controlling in
this case. See Mueller v. Murray, 252 Va. 356, 361, 478 S.E.2d
542, 546 (1996).
6
The Court noted that despite the abolition of parole, a
defendant could still be eligible for early release, pursuant to
Code § 53.1-40.01 and Code § 53.1-202.2 et seq., which provide
for geriatric release and sentence reduction for good behavior
credit. See Fishback, 260 Va. at 111-12, 532 S.E.2d at ___.
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We hold the trial court erred in refusing to instruct the
jury concerning the abolition of parole. In this case, as in
Fishback, the jury specifically inquired as to whether parole is
available in Virginia. Defense counsel for Hills requested that
the jury be instructed that parole is no longer available in
Virginia. As in Fishback, the trial court refused this
requested instruction and instead instructed the jury, "[y]ou
should not concern yourself with this. You should sentence in
accordance with the instructions given to you."
In light of the Fishback decision requiring that juries be
instructed as to the abolition of parole, we conclude the trial
court erred in refusing to so instruct the jury in this case,
and we reverse and remand for resentencing.
B. Voir Dire
Because the issue of proper voir dire on the question of
parole will likely arise again on remand, we further address
this final claim. We hold the trial court erred in limiting
Hills' inquiry on voir dire relative to the abolition of parole.
Because the possibility of geriatric release is predictable at
the time of sentencing, the Court held that "where applicable
juries shall also be instructed on the possibility of geriatric
release . . . ." Id. at 115-16, 532 S.E.2d at ___. However,
because an assessment of the likelihood of sentence reduction
for good behavior credit would include mere speculation as to
the defendant's future conduct, the Court concluded that "juries
are not to be instructed with regard to [the good behavior
sentence credit] statutory provisions." Id. at 116, 532 S.E.2d
at ___.
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Code § 8.01-358 sets forth the four areas of inquiry upon
which voir dire examination may be based. The statute provides
that the court and counsel may ask potential jurors "any
relevant question to ascertain whether he is related to either
party, or has any interest in the cause, or has expressed or
formed any opinion, or is sensible of any bias or prejudice
therein . . . ." Code § 8.01-358.
The questions asked must be relevant and the trial court,
in its discretion, determines the issue of relevancy. See
LeVasseur v. Commonwealth, 225 Va. 564, 581, 304 S.E.2d 644, 653
(1983). "The test of relevancy is whether the questions relate
to any of the four criteria set forth in the statute. If an
answer to the question would necessarily disclose, or clearly
lead to the disclosure of the statutory factors of relationship,
interest, opinion, or prejudice, it must be permitted." Id.
In this case, defense counsel sought to determine what, if
anything, prospective jurors knew or understood about the status
of parole in Virginia, and to ferret out any existing
misconceptions and/or biases which could taint the jurors'
ability to render a fair and impartial verdict. The Fishback
opinion makes central to the jury's sentencing task its
understanding of a specific legal principle, viz., that whatever
sentence they determine appropriate is no longer subject to a
subsequent shortening by parole.
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It follows, logically, that an examination of the issue
during voir dire is proper, subject to the discretion of the
court regarding the scope of the inquiry and other pertinent
considerations. Therefore, the trial court erred in not
allowing Hills to examine prospective jurors during voir dire
concerning their understanding of the status of parole in
Virginia.
Affirmed in part, reversed
and remanded in part.
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