COURT OF APPEALS OF VIRGINIA
Present: Judges Willis, Elder and Annunziata
Argued at Richmond, Virginia
DANIEL LAWSON ANDERSON
OPINION BY
v. Record No. 0691-98-2 JUDGE ROSEMARIE ANNUNZIATA
MAY 11, 1999
CHERYL KERNER ANDERSON
FROM THE CIRCUIT COURT OF CHESTERFIELD COUNTY
Herbert C. Gill, Jr., Judge
Lawrence D. Diehl (Susanne L. Shilling;
Shilling & Associates, on brief), for
appellant.
Julie M. Cillo (Phoebe P. Hall, on brief),
for appellee.
In this appeal, Daniel Lawson Anderson ("husband") argues
the trial court erred by: 1) excluding the testimony of Dr.
Arnold Stolberg under the confidentiality provisions of Code
§ 8.01-581.22; 2) failing to grant him joint legal custody of
the parties' child, Elyse; 3) denying his request for additional
holiday visitation; 4) classifying two IRA funds as marital
property; 5) failing to order or address the issue of the
division of tangible personal property in its equitable
distribution award; and 6) failing to award him an equitable
distribution exceeding one-half of the marital property. Wife
alleges cross-error, contending the trial court erred in finding
that husband did not waste marital funds in an IRA account with
Crestar Bank. Both parties ask for an award of attorneys’ fees
incurred on appeal; husband also asks for costs. For the
reasons stated below, we reverse in part and affirm in part.
I.
BACKGROUND
We review the evidence in the light most favorable to wife,
the party prevailing below and grant all reasonable inferences
fairly deducible therefrom. See Gamer v. Gamer, 16 Va. App.
335, 340, 429 S.E.2d 618, 622 (1993).
The parties married on October 20, 1984 and had one child,
Elyse, born November 7, 1989. The parties separated on January
31, 1996. Wife filed a bill of complaint for divorce on
February 9, 1996, charging cruelty and constructive desertion.
Husband's cross-bill alleged desertion.
The trial court entered preliminary orders regarding
custody, child support, and the preservation of the parties'
assets on February 23, May 16, and November 7, 1996, and
February 13, 1997, respectively.
On May 28, 1997, the trial court issued a letter opinion
granting wife a no-fault divorce. It also awarded her sole
legal custody of Elyse with visitation to husband based on an
existing schedule; ruled that husband's American Funds and
Crestar IRA accounts were marital property; found that husband
did not meet his burden of tracing as to the funds in these
accounts; found that husband used marital funds in the Crestar
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account for legitimate post-separation expenses; and awarded an
equal division of marital property. Upon motions to reconsider
its initial ruling, the court issued a second letter opinion on
October 13, 1997, again holding that the American Funds and
Crestar IRA accounts were marital property and that husband had
failed to satisfy his burden of proof on the retracing issue.
The court entered a final decree of divorce, incorporating its
previous findings, on February 26, 1998.
II.
EXCLUSION OF DR. STOLBERG'S TESTIMONY
Husband argues the trial court erred by excluding the
testimony of Dr. Arnold Stolberg pursuant to the confidentiality
provisions of Code § 8.01-581.22, having concluded that he acted
as a mediator in the custody dispute between the parties. 1 We
agree and reverse on that ground.
Shortly after their separation in January 1996, the parties
agreed to meet with Dr. Stolberg, a licensed clinical
psychologist. Dr. Stolberg subsequently prepared a report,
recommending the court award joint legal and physical custody of
Elyse to the parties based on information gathered over the
course of the parties' sessions. Although husband sent this
1
Code § 8.01-581.22 states that "[a]ll memoranda, work
products and other materials contained in the case files of a
mediator or mediation program are confidential." Code
§ 8.01-581.21 defines "mediator" as "an impartial third party
selected by agreement of the parties to a controversy to assist
them in mediation."
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report to the court, the report was not admitted into evidence.
When husband proposed to have Dr. Stolberg testify with respect
to his findings, wife objected, contending Dr. Stolberg acted as
a mediator between the parties and was thus precluded from
testifying under the confidentiality provisions of Code
§ 8.01-581.22.
Wife filed a brief setting forth her position on the issue. 2
In her brief, wife proffered that Dr. Stolberg suggested the
parties use him to "mediate their parenting arrangements,
advising them that he had worked out his own personal custody
arrangements in mediation and that it was a good way to resolve
things." Wife also stated that Dr. Stolberg "worked with [the
parties] to help them work out an agreement as to how they would
parent their child as separated parents, and [wife] relied on
him as a neutral mediator during this process." The only other
evidence wife offered to show that Dr. Stolberg acted as a
mediator were documents describing him as such, including: 1) a
letter from husband suggesting they make "use of Dr. Stolberg to
mediate non-monetary issues between [them]"; 2) a billing
statement provided by husband that describes Dr. Stolberg's
services as "Child Counseling/Psychological Evaluation/Divorce
2
The parties' evidence on this matter originates exclusively
from written documentation submitted to the court in support of
their respective positions; the court heard no oral testimony on
the issue. The court entered an order disposing of this issue
based on the "written argument" of counsel.
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Mediation"; and 3) a proposed order prepared by husband's
counsel that describes the parties' meetings with Dr. Stolberg
as "mediation." 3 Eventually, wife discontinued the sessions
because she felt Dr. Stolberg was "pressing her to agree to
matters she did not feel were in her child's best interest
. . . ."
Husband's written proffer filed with the court reflects
discussions held with Dr. Stolberg respecting his role in the
case. Dr. Stolberg explained that he is a licensed
psychotherapist who does psychotherapy, not mediation.
According to husband, wife was first to consult Dr. Stolberg, a
specialist in counseling children of divorcing parents, for the
purpose of providing counseling to the parties' child. Dr.
Stolberg asked to interview both parents in support of his
counseling goals for the child. Over a period of eight months,
the parties attended twenty-eight sessions with Dr. Stolberg,
either individually or together. Some of the sessions were held
with the child and one of the parents in attendance. Dr.
Stolberg indicated that "what he does is to teach parents how to
work together to promote their child's development and to
minimize problems that already exist and that his work is
3
The order, which was never entered, states: This day came
the parties in person, by counsel, and having representing [sic]
to the Court that certain matters have been agreed to between them
in mediation, respecting the care and custody of their daughter
. . . ."
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exclusively focused around remediation of problems and
prevention of future problems." He characterized mediation as
"directed to equity and fairness in the resolution of disputes"
and distinguished it as a process in which the psychological
adjustment of the parties is not a consideration. According to
Dr. Stolberg, the parties were aware that he was not mediating
their disputes "at all times in their meetings with him."
Barbara Hulburt, an expert in mediation, filed a letter
with the court in response to a request made by husband's
attorney in which she discussed the differences between
mediation, as defined by the Code of Virginia, and therapy.
Hulburt wrote:
[a] mediator serves only as facilitator,
that is, that the mediator is in charge of
the process and the parties in control of
the subject matter[, that] mediation is
characterized by a limited number of
meetings instead of an on-going
relationship[, and that] mediation is
defined through a series of discre[te]
stages which make up a very specific
process. . . . [F]undamentally, . . . a
mediator is a process expert. The parties
to the dispute do not seek the mediator out
because of any substantive expertise--in
fact, it would be inappropriate for a
mediator to offer any opinion with respect
to the "best" outcome of the mediation.
As a general principle, evidence that tends to prove a
matter which is properly at issue in a case is generally
admissible. Horne v. Milgrim, 226 Va. 133, 139, 306 S.E.2d 893,
896 (1983) ("Any fact, however remote, that tends to establish
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the probability or improbability of a fact in issue is
admissible."). See Charles E. Friend, The Law of Evidence in
Virginia § 11.2 (4th ed. 1993). Such evidence "should be
excluded only when its probative value is outweighed by policy
considerations which make its use undesirable in the particular
case." Farley v. Commonwealth, 20 Va. App. 495, 498, 458 S.E.2d
310, 311 (1995). See Friend, supra at § 11.2. Responsibility
for evaluating whether the probative value of evidence is
outweighed by policy considerations mitigating against
admissibility rests within the discretion of the trial court.
See Farley, 20 Va. App. at 498, 458 S.E.2d at 311-12. The party
seeking to establish the existence of a privileged communication
carries the burden of proof. See Commonwealth v. Edwards, 235
Va. 499, 509, 370 S.E.2d 296, 301 (1988) (stating that the
proponent of an attorney-client privilege has the burden of
proving "that an attorney-client relationship existed, that the
communications under consideration are privileged, and that the
privilege was not waived"); Robertson v. Commonwealth, 181 Va.
520, 540, 25 S.E.2d 352, 360 (1943) (finding that the party
seeking to avoid production of a document on the ground that it
is a privileged communication has the burden of establishing his
contention).
We find that wife did not satisfy her burden of proving the
communications with Dr. Stolberg were privileged because the
evidence fails to support the trial court's conclusion that Dr.
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Stolberg acted as a mediator in the dispute between the parties
on the issues of custody and visitation. The only evidence wife
presented on the issue of Dr. Stolberg's role was her
understanding of that role and the characterization she or
others had placed on it. Absent from wife's case was
substantive evidence from which the trial court could conclude
that Dr. Stolberg used a facilitative, rather than a
therapeutic, problem solving methodology. See Code
§ 8.01-581.21 (defining "mediation" as a process by which a
mediator assists and facilitates two or more parties to a
controversy in reaching a mutually acceptable resolution of a
controversy). Wife's description of Dr. Stolberg as a mediator
cannot substitute for evidence that he, in fact, acted as a
mediator in the parties' custody dispute. See Edwards, 235 Va.
at 509, 370 S.E.2d at 301.
Furthermore, husband's evidence regarding Dr. Stolberg's
role shows it to be wholly inconsistent with mediation. Dr.
Stolberg described the sessions with the parties and their child
as psychotherapeutic, the focus of which was directed to the
child's developmental needs and the parties' relationship with
her. To that end, a wide variety of psychological tests and
evaluations were administered to husband. Dr. Stolberg
described his work as "most specifically addressed toward
remediation in this case because of the child's increased
anxiety," having identified "four pathogenic processes which
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concerned him as a psychotherapist." He also focused on
addressing the relationship between wife and child through the
therapeutic process.
Dr. Stolberg's role as described contrasts broadly with
that delineated in Hulburt's letter:
In contrast [to a mediator], a therapist is
sought out for the knowledge, experience,
and expertise he or she brings to the
subject matter of the dispute. While a
therapist may do problem-solving work on
particular issues with clients, it is based
on the input of the therapist as an expert
in the subject matter of the particular
problem (relationships, psychological
development, child rearing, etc.). The
mediator, as facilitator, may help the
parties see that they need to seek out such
expert advice . . . but does not offer such
advice himself.
* * * * * * *
In a situation in which a subject-matter
expert (i.e. a psychologist, therapist, or
social worker) is sought out for the purpose
of giving advice and counsel with respect to
a particular problem, it would be
inappropriate to label the work done with
that expert as mediation if: (a) it
involved advice from the mental health
professional; (b) it was entered into as an
evaluation or as therapy; (c) it was entered
into without any formal agreement to mediate
or any other indication that the parties and
the therapist considered it a mediation.
Here, the evidence, including wife's testimony that Dr. Stolberg
was "pressing" her to reach agreement on matters relating to
Elyse, shows that Dr. Stolberg's relationship with the parties
was that of therapist, not mediator. We find no foundation for
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the trial court's conclusion that Dr. Stolberg mediated the
parties' dispute.
For these reasons, we find the trial court erred in
excluding Dr. Stolberg's testimony pursuant to Code
§ 8.01-581.22. Because Dr. Stolberg’s expected testimony
encompassed matters relating to the psychological status of the
parties and the child, the parties' relationship with the child,
the parties' parenting styles, and other issues relevant to
custody and visitation, we find the error was not harmless. See
Edwards v. Commonwealth, 10 Va. App. 140, 143, 390 S.E.2d 204,
206 (1990). Accordingly, we reverse and remand. 4
III.
CLASSIFICATION OF IRA ACCOUNTS
Husband next contends the trial court erred by classifying
two IRA accounts, one with American Funds and the other with
Crestar, as marital property. Husband contends the American
Funds account is entirely his separate property and the Crestar
account is part marital and part separate property. Husband
admits the American Funds and Crestar accounts were established
during the parties' marriage and prior to their separation.
Husband contends, however, he presented sufficient evidence to
4
Because the decision of the trial court is reversed and
remanded for the purpose of considering erroneously excluded
evidence on the issues of custody and visitation, we do not reach
husband's allegations of error regarding the court's disposition
of these issues.
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trace the funds in the American Funds and Crestar accounts back
to two pre-marital Keogh accounts, which are presumed to be
separate property. See Barnes v. Barnes, 16 Va. App. 98, 104,
428 S.E.2d 294, 299 (1993). We disagree.
At trial, husband testified that he opened two Keogh
accounts with Heritage Savings & Loan Association prior to
marrying wife. Husband then testified to a series of
post-marriage transfers and deposits involving the Heritage
accounts. These transactions involved the creation of several
new accounts and the movement of these funds from one account to
the next before they ultimately reached the American Funds and
Crestar accounts at issue here. Husband admitted commingling
his allegedly separate funds with marital funds over the course
of the marriage. In support of his testimony, husband relied on
a flow chart, which the court received as demonstrative
evidence, and certain financial documents to trace the source of
his allegedly separate funds in the American Funds and Crestar
accounts back to his pre-marital Keogh accounts. Husband
introduced the chart and financial documents as Exhibit 8 at a
deposition on April 9, 1997, explaining what they purported to
show at that time.
We find no error in the trial court's conclusion that
husband presented insufficient evidence of tracing and no error
in the court's classification of the funds at issue as marital
property. Husband failed to prove by a preponderance of the
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evidence that any portion of the funds in the American Funds and
Crestar accounts are his separate property. See Code
§ 20-107.3(A)(3)(d)-(e); Barker v. Barker, 27 Va. App. 519, 531,
500 S.E.2d 240, 246 (1998); Rahbaran v. Rahbaran, 26 Va. App.
195, 207, 494 S.E.2d 135, 141 (1997).
We find it unnecessary to recite every step of the
complicated series of transactions leading to the deposit of the
funds at issue into the American Funds and Crestar accounts.
For the purposes of our decision, it is sufficient to recite the
following relevant evidence pertaining to each account.
As to the American Funds account, husband claims he
established the account on May 23, 1986 with a roll over deposit
of $5,000 of allegedly separate funds from another IRA account
with Investors Savings. Husband contends he made no further
deposits or contributions to the American Funds account after
1986 and claims its balance, $13,831.26, as separate property,
the result of passive interest earnings. Assuming without
deciding that appellant's claim regarding the deposit of $5,000
of separate property is true, the evidence does not support his
assertion that the balance of the American Funds account is his
separate property.
Before the trial court, husband offered only one financial
statement showing the activity in the American Funds account
after 1986. This statement shows the account's activities
during 1996 and a balance of $13,831.26 on December 31, 1996.
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Husband presented no other statements regarding the activity in
this account over the preceding nine years of its existence,
including any statement showing the rate of interest that it may
have earned. Thus, husband's claim that no other contributions
were made to the account and that the account's growth was
solely attributable to passive interest earnings rested on his
testimony and the demonstrative flow chart alone. "It is well
established that the trier of fact ascertains a witness'
credibility, determines the weight to be given to their
testimony, and has the discretion to accept or reject any of the
witness' testimony." Street v. Street, 25 Va. App. 380, 387,
488 S.E.2d 665, 668 (1997) (en banc). Furthermore, the flow
chart, as a demonstrative, or illustrative, exhibit that played
no actual part in the events before the court and that husband
offered to explain and clarify his testimony, had no independent
probative value. See Kehinde v. Commonwealth, 1 Va. App. 342,
347, 338 S.E.2d 356, 358 (1986) (approving of the use of
illustrative evidence "to clarify [a] witness' explanation and
to insure a common understanding between the witness and [the
trier of fact] as to the events which took place"); Saunders v.
Commonwealth, 1 Va. App. 396, 397-98, 339 S.E.2d 550, 551 (1986)
(indicating that photographs introduced for the purpose of
illustrating a witness' testimony do not constitute substantive
evidence in the case); Friend, supra at § 13.1 (defining
illustrative evidence as that which "played no part in the
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events of the case but which is introduced to assist the jury in
understanding what happened in the case" and "to demonstrate the
meaning of a witness' testimony . . . "). See also United
States v. Paulino, 935 F.2d 739, 752 (6th Cir.) (holding that
charts summarizing documents or testimony may be admitted as
demonstrative evidence under Rule 611(a) and "should be
accompanied by a limiting instruction which informs the jury of
the summary's purpose and that it does not constitute
evidence"), cert. denied, 502 U.S. 914 (1991); Sykes v. Floyd,
308 S.E.2d 498, 499 (N.C. Ct. App. 1983) (stating that
photographs introduced to illustrate testimony are not
admissible as substantive evidence); Smith v. Ohio Oil Co., 134
N.E.2d 526, 530 (Ill. App. Ct. 1956) ("Demonstrative evidence
. . . is distinguished from real evidence in that it has no
probative value in itself, but serves merely as a visual aid to
the jury in comprehending the verbal testimony of a witness.").
It follows that the trial court was also entitled to give the
flow chart no weight. See Jurado v. Jurado, 892 P.2d 969,
975-76 (N.M. Ct. App. 1995) (finding that any error in the
admission of demonstrative exhibits calculating the rates of
return on two properties was harmless because the trial court
did not rely on the exhibits in determining an award). In
short, the trier of fact determines the credibility and weight
of the evidence. It was therefore entitled to give no weight to
husband's testimony that the funds in the American Funds account
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were maintained as separate property, particularly in the
absence of documentary evidence establishing the integrity of
the funds as separate property. We accordingly find no error in
the court's refusal to classify the American Funds account as
husband’s separate property.
As to the Crestar account, husband opened a new account
with Investors Savings in 1988 with $5,070.88 of admittedly
marital property. Husband offered an annual financial statement
showing the initial deposit and appellant's interest earnings in
1988. Subsequently, Crestar Bank bought Investors, thus
converting husband's account into the Crestar account at issue.
Husband contends, in 1989, he rolled over the balance of an IRA
account with Dominion Federal Savings, containing marital and
separate funds, into the Crestar account. 5 At the end of 1996,
the Crestar account contained $18,744.92, of which husband
claims $3,561.40 as separate property, the portion of separate
property contributed from the Dominion Federal account plus
passive interest earnings. Husband offered one other statement,
which verifies the balance of the Crestar account at the end of
1996 and shows the account's activities during the last quarter
of 1996, but nothing further.
5
Husband rolled over $6,752.95 from the Dominion Federal
account into the Crestar account, of which he claims $2,263.37 was
his separate property.
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Husband's tracing evidence with respect to this claim
suffers the same infirmity as that which exists with respect to
his claim of separate property in the American Funds account.
We assume for the purpose of this discussion that a portion of
the funds husband rolled over from the Dominion Federal account
were sufficiently identified as separate. No documentation,
however, shows that the claimed separate funds were deposited in
the Crestar account in 1989. Moreover, other than the two
statements showing the account's initial deposit in 1988 and the
account's balance at the end of 1996, respectively, husband
offered no documentation of the activity within the
Investors/Crestar account, including what rate of interest the
account might have enjoyed. Thus, other than husband's
testimony and his flow chart, there is no evidence that husband
deposited separate funds from Dominion Federal into the Crestar
account, no evidence of the activity within the Crestar account
for a period of nearly eight years, and no evidence
corroborating husband's testimonial evidence that the growth of
the Crestar account after 1988 was solely passive in nature, the
result of interest earnings. In short, there is no basis upon
which to identify what portion of this account was husband's
separate property at the time of the equitable distribution
hearing.
For the foregoing reasons, we affirm the trial court's
finding that husband failed to meet his burden to trace the
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funds in the American Funds and Crestar accounts to a
contribution of separate property and the court's classification
of these funds as marital property.
IV.
TANGIBLE PERSONAL PROPERTY
Husband next contends the trial court erred by failing to
order or address the division of tangible personal property in
its equitable distribution award. We find no merit in husband's
contention.
During depositions, the parties stipulated that they had
"determined not to attempt to resolve the division of tangible
personalty within the home at this time . . . and that [they
would] not present additional evidence regarding the value to
th[e] Court." The parties further agreed to "work out the
division of all the tangible personalty."
However, during the parties' final appearance before the
court on April 22, 1997, husband's counsel asked the court to
equitably distribute the parties' tangible personal property.
Husband's counsel presented a document to the court itemizing
the personal property of the parties, appraising the property's
value, and presenting a proposed distribution plan. 6 In response
to husband's document, the court noted:
More and more in these cases I'm getting
mixed signals. The problem is those mixed
6
This document, however, was not admitted into evidence.
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signals result in equities to one side or
the other or both. I'm going to put counsel
on notice right now, I'm going to deal with
the personal property with the evidence that
I have before me.
* * * * * * *
As I recall during the depositions, counsel
agreed, they stated that they would deal
with personal property outside the Court's
forum, but today I get this and I note --
and by this I'm talking about the handout
that was provided by counsel for [husband].
It deals with the appraisals from Owen
Valentine and other appraisals. I don't
know what I'm supposed to work with that or
not work with that.
Apparently attempting to accommodate husband's request, the
court invited the parties to file a "wish list" within five
days, summarizing their positions as to the distribution of
personal property. The court stated, "Give me some direction on
what you want me to do with this personal property, . . . either
deal with it or not deal with it, that's fine, but I can't deal
with mixed signals." The parties then had the following
dialogue:
[WIFE'S COUNSEL]: I think counsel has
agreed on the record that we will not have
the Court value the personal property and
that we will divide it through the
parties. . . .
THE COURT: I need to know what you want me
to do, and again, I'm getting mixed signals.
[HUSBAND'S COUNSEL]: I think we need to
talk about it.
THE COURT: Let me know in five days what
you want to do . . . .
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Within the allotted time, husband filed a "Request for
Settlement" that proposed three alternative distributions of the
parties' assets, including tangible personal property. The
record contains no evidence of what, if anything, wife filed
with the court.
In its letter opinion of May 28, 1997, the court found that
the parties agreed they would work out the equitable
distribution of personal property, citing the parties'
stipulation. Although noting the parties had been unable to
agree on the distribution of personal property, the court
declined to address the issue, stating it would not include
personal property in its equitable distribution because "the
parties have failed to submit sufficient evidence." The court
reiterated this finding in its final decree.
Although Code § 20-107.3 mandates that trial courts
determine the ownership and value of all real and personal
property upon request of either party, "'[t]he burden is always
on the parties to present sufficient evidence to provide the
basis on which a proper determination can be made, and the trial
court in order to comply . . . must have the evidence before it
. . . to grant or deny a monetary award.'" Bowers v. Bowers, 4
Va. App. 610, 617, 359 S.E.2d 546, 550 (1987) (quoting Hodges v.
Hodges, 2 Va. App. 508, 516, 347 S.E.2d 134, 139 (1986)). When
the parties have had a reasonable opportunity to provide the
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necessary evidence to prove the class or value of property but
have failed to do so by lack of diligence, a court may make a
monetary award without giving consideration to the class or
value of every item of property. See id. at 618, 359 S.E.2d at
551. The court must give parties reasonable opportunity to
develop and present evidence regarding the class and value of
property, must not arbitrarily refuse to classify or value
property when sufficient evidence exists, and must not
arbitrarily reject credible evidence of value. See id.
Here, the parties were given opportunity over the course of
the proceedings to present evidence regarding the class and
value of their tangible personal property. The parties agreed,
however, to withdraw this issue from the court, to reach
agreement themselves with respect to distribution, and to
present no evidence on the issue. At the latest possible stage
of the proceedings, husband attempted, over wife's objection, to
renege on the parties' stipulation, asking the court to classify
and value the parties' personal property. The court properly
declined to do so. See Bauer v. Harn, 223 Va. 31, 36, 286
S.E.2d 192, 194 (1982) ("Absent a challenge to the authority of
an attorney to make them, stipulations are definitive of
issues."); Southeastern Tidewater Area Manpower Authority v.
Coley, 221 Va. 859, 862, 275 S.E.2d 589, 591 (1981) (stating
that stipulations should be encouraged and "that a party should
not be permitted to assert at trial a contention which is
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contrary to a stipulation to which that party, by counsel or
otherwise, has freely and in good faith agreed"); McLaughlin v.
Gholson, 210 Va. 498, 500, 171 S.E.2d 816, 817 (1970) (citing
favor for the use of stipulations and other pretrial techniques
designed to narrow the issues and expedite trial or settlement
of litigation).
Based on their agreement to withdraw the distribution of
personal property from the court's consideration and resolve the
issue themselves, the parties presented no evidence of the items
to be distributed or their value. In the absence of evidence
upon which to base an equitable distribution of the parties'
tangible personal property, no distribution could be made and
the court did not err in failing to address the issue. See
Bowers, 4 Va. App. at 619-20, 359 S.E.2d at 552. Under the
circumstances of this case, we find that the court did not abuse
its discretion in deciding "to deal with the personal property
with the evidence . . . before" it and by declining to relieve
the parties of their proffer to reach agreement with respect to
this issue. We accordingly affirm the court's decision on this
issue.
V.
EQUITABLE DISTRIBUTION
Husband next contends the trial court erred by failing to
award him an equitable distribution exceeding one-half of the
parties' marital property. Husband asserts the trial court did
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not correctly apply the statutory factors set forth in Code
§ 20-107.3(E).
In its letter opinion of May 28, 1997, the court equally
divided the marital assets and liabilities of the parties,
stating it "considered the factors in Code § 20-107.3(E) in
light of the evidence." The court provided no particular
findings regarding the applicable factors.
Husband cites the following evidence in support of his
position: 1) his ownership and extensive improvements to the
parties' first residence prior to marriage; 2) his contribution
of eighty-nine percent of the parties' salaried income; 3) his
testimony that he performed fifty percent of the non-monetary
contributions to the well-being of the family; and 4) his
post-separation monetary contributions to the parties' property
in the sum of $19,830.
Wife responds the court based its decision on substantial
evidence and in proper consideration of the statutory factors.
Wife asserts: 1) she stayed home for several years, by
agreement, to care for Elyse; 2) her time at home enabled
husband to focus on his career and to travel for extended
periods; 3) she contributed to the maintenance and care of
marital property, including the marital home; 4) she made
monetary contributions prior to the birth of Elyse; and 5)
husband treated her abusively throughout their marriage.
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"In reviewing an equitable distribution award on appeal, we
have recognized that the trial court's job is a difficult one,
and we rely heavily on the discretion of the trial judge in
weighing the many considerations and circumstances that are
presented in each case." Klein v. Klein, 11 Va. App. 155, 161,
396 S.E.2d 866, 870 (1990). Unless the record shows that the
judge has abused his or her discretion by misapplying the
statutory factors, the judge's determination will not be
reversed on appeal. See id.
Based on our review of the record, we find that the trial
court did not abuse its discretion by equally distributing the
marital property in this case. See Code § 20-107.3(E) (stating
the court shall consider, inter alia, the duration of the
parties' marriage, the monetary and non-monetary contributions
of each party to the well-being of the family, the monetary and
non-monetary contributions of each party to the acquisition,
care, and maintenance of marital property, and the circumstances
contributing to the dissolution of the marriage). The parties
were married for over twelve years before permanently separating
in 1996. For the first four years of their marriage, wife
worked full-time outside the home. In 1988, wife left her job
to increase the probability of becoming pregnant. After the
birth of Elyse in November 1989, wife remained at home to care
for Elyse until July 1996. Husband continued working,
increasing his personal income during the years wife stayed at
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home. It is undisputed that, in connection with his employment,
husband spent significant periods of time away from his family
after Elyse's birth. Further, the parties stipulated that
wife's "income capacity" would be higher today if she had
continued working. Although the parties' testimony conflicted
as to the share of household responsibilities that each assumed
during their marriage, the credibility of witnesses and the
weight to be given their testimony is a matter committed to the
sound discretion of the trial court. See Street, 25 Va. App. at
387, 488 S.E.2d at 668; see also Hurt v. Hurt, 16 Va. App. 792,
799, 433 S.E.2d 493, 498 (1993) (finding the trial court did not
err in choosing to accept the testimony of husband's witness,
notwithstanding conflicting testimony of wife's witness, when
determining classification of property). Similarly, the trial
court was entitled to find wife's testimony regarding husband's
abusive treatment during the marriage credible and to reject
husband's testimony regarding wife's failure to provide
emotional support or household services in determining the
circumstances leading to the dissolution of the marriage that
affected the value of the marital estate. See Street, 25 Va.
App. at 387, 488 S.E.2d at 668. Thus, our review of the record
reveals sufficient evidence on which the trial court could have
based its equal distribution of the parties' marital property.
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VI.
ALLEGED WASTE OF MARITAL FUNDS BY HUSBAND
Wife contends the trial court erred in ruling that husband
did not waste $15,183.52 of marital funds in the Crestar IRA
account after their separation on January 31, 1996. We find
this argument to be without merit.
Husband's evidence showed that the Crestar account
contained $18,744.92 at the end of 1996. Husband acknowledges
that he withdrew $15,288.58 of marital funds from the Crestar
account on March 10, 1997 and testified that he deposited these
funds into a savings account with Crestar Bank on the same day.
Husband further testified he subsequently spent these marital
funds to pay marital debts, including two mortgages and two
credit card bills, and legal expenses incurred by him during the
parties' divorce proceedings. In support of his testimony,
husband submitted two lists detailing each expenditure as well
as copies of various financial statements, receipts, money
orders, and cashier's checks, which verified husband's lists and
testimony regarding how these funds were spent.
Waste or dissipation of assets occurs when "one spouse uses
marital property for his own benefit and for a purpose unrelated
to the marriage at a time when the marriage is undergoing an
irreconcilable breakdown." Amburn v. Amburn, 13 Va. App. 661,
666, 414 S.E.2d 847, 850 (1992). As husband does not dispute
that he withdrew the marital funds at issue and put them into an
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account under his sole dominion and control, husband had the
burden to establish by a preponderance of the evidence that the
funds were used for a proper purpose. See Alphin v. Alphin, 15
Va. App. 395, 402, 424 S.E.2d 572, 576 (1992). "Once the
aggrieved spouse shows that marital funds were withdrawn or used
after the breakdown, the burden rests with the party charged
with dissipation to prove that the money was spent for a proper
purpose." Clements v. Clements, 10 Va. App. 580, 587, 397
S.E.2d 257, 261 (1990). We have previously held that marital
funds spent for living expenses, attorney's fees for the divorce
proceedings, and other necessities of life while the parties are
separated do not constitute dissipation. See Decker v. Decker,
17 Va. App. 12, 19, 435 S.E.2d 407, 412 (1993); Alphin, 15 Va.
App. at 403, 424 S.E.2d at 576.
Here, husband provided sufficient evidence for the court to
conclude that he did not waste $15,288.58 of marital funds in
the Crestar account. Husband provided the court with two
detailed lists showing each expenditure of the funds at issue.
These expenditures included payments on two mortgages and two
credit card debts incurred during the marriage and payment of
husband's legal fees incurred over the course of the divorce
proceedings. Husband submitted financial documentation
supporting each and every expenditure detailed by his lists and
by his testimony. Wife presented no evidence to suggest the
Crestar funds were used for any other purpose. The trial court
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found husband's evidence credible, stating in its final decree
that husband "proved he spent these proceeds on legitimate
post-separation expenses." As the court's ruling is supported
by credible evidence, that ruling will not be disturbed on
appeal. See Alphin, 15 Va. App. at 403, 424 S.E.2d at 576;
Amburn, 13 Va. App. at 667, 414 S.E.2d at 851.
For the foregoing reasons, we reverse the trial court's
ruling excluding Dr. Stolberg's testimony as privileged under
Code § 8.01-581.22 and remand the issues of custody and
visitation for renewed consideration in light of this holding.
As to husband and wife's remaining allegations of error, we
affirm the trial court's decision. 7
Affirmed in part
and reversed in part.
7
Based on the circumstances of this case, we deny the parties'
respective requests for an award of attorneys' fees and costs
related to this appeal.
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