COURT OF APPEALS OF VIRGINIA
Present: Judges Benton, Kelsey and McClanahan
Argued at Richmond, Virginia
LOUIS K. HARRIS
MEMORANDUM OPINION* BY
v. Record No. 2153-03-2 JUDGE JAMES W. BENTON, JR.
FEBRUARY 22, 2005
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF THE CITY OF RICHMOND
William R. Shelton, Judge Designate
Craig W. Stallard, Assistant Public Defender (Office of the Public
Defender, on brief), for appellant.
Virginia B. Theisen, Assistant Attorney General (Jerry W. Kilgore,
Attorney General, on brief), for appellee.
The trial judge convicted Louis K. Harris of first-degree murder for fatally stabbing
Evelyn Lewis, his grandmother. Harris contends the trial judge erred in admitting (i) a writing in
which his grandmother recorded that Harris threatened to kill her four months earlier and (ii) the
testimony of a witness about a conversation in which Harris’s grandmother said that Harris had
threatened to kill her and that she was afraid of Harris after he made these threats. For the
reasons that follow, we hold that the arguments on appeal are barred by Rule 5A:18, and we
affirm the trial judge’s rulings.
I.
The evidence at trial proved that on December 28, 2002, Mary Smith arrived in
Richmond to visit Harris’s grandmother, who was her mother, and found her dead on the pantry
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
floor. As she was inventorying Harris’s grandmother’s belongings, Smith found a notebook with
seven pages of her writings and gave it to a detective.
The detective testified he arrested Harris and read him Miranda rights. Harris signed a
waiver and talked to the detective, describing an altercation with his grandmother. Harris said he
arrived home in the evening and had an argument with his grandmother. When the argument
became heated, she threw boiling water on him. Harris displayed to the detective scars he said
resulted from the boiling water, and he told the detective he went into a rage and stabbed his
grandmother. After giving this explanation, Harris wrote the following at the detective’s request:
I, Louis Harris, do confess the sin of murder of Evelyn Lewis. I
did love my Grand very much. It was an accident. After the hot
water hit me, I became enraged, and I’m sorry to all of my family.
I’m going to miss her. . . . I did stab my Granny.
After the detective identified the notebook he had received from Smith, the prosecutor
asked the trial judge to admit the notebook into evidence. The prosecutor directed the judge to a
passage that read as follows:
But since he start bringing his woman here dought asking me he
been acking straing on August 19/02 He told me he was going to
kill me . . . .
The prosecutor said the writing “indicat[ed] a prior threat to kill the woman, not an accident, but
a prior threat had been recorded in her diary.” Harris’s attorney objected on hearsay and
relevance grounds, arguing that Harris’s grandmother’s state of mind is relevant only insofar as it
was expressed to Harris. The trial judge overruled Harris’s objections and admitted the
notebook.
The prosecutor also introduced the testimony of Agnes Lipscomb. Over Harris’s
objection on the grounds of hearsay and relevance, Lipscomb testified that in the same month as
the homicide she had the following conversation with Harris’s grandmother, who was also her
mother:
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[Harris’s grandmother] told me that he came in one day with a
weapon and he stated that he was going to kill her with it. And she
took it and hid it. And he didn’t know where she had hid it. But
she also told me . . . me that he started cursing her out, and she said
I never heard such cursed words in my life.
I said, well, why don’t you put him out? She said, because I’m
afraid of him. She said, because he said, if I put him out, he is
going to set this house, this mother fucking house on fire and burn
me up in it. Them was his words. The words she told me he said.
Lipscomb also testified that Harris’s grandmother “was afraid . . . if she go to the police they
wouldn’t help her, and that would make him kill her faster.”
Harris testified he had been living with his eighty-seven-year-old grandmother for eight
years. According to Harris, he left home on the morning of December 27, 2002 and drank malt
liquor all day. After consuming fifteen quarts of malt liquor, he returned home after 10:00 p.m.
As Harris was preparing to make a sandwich, his grandmother told him his daughter had called.
When Harris asked whether his daughter had left a message, his grandmother began to “fuss
around” and made derogatory comments about his mother. They began to argue. Harris testified
that he “thought the argument was over” and went to the bathroom. When he returned to the
kitchen, his grandmother threw a pot of boiling water onto his back and arm. Harris testified that
they began to argue again and that his grandmother lunged at him with a knife and cut his shirt.
Harris testified he hit her in the forehead and she again attacked him with the knife. According
to Harris, they wrestled as he attempted to get the knife. During the struggle, the knife “hits her
somewhere and she falls.” He testified he did not know where the knife entered and he had not
intended to harm her. After she fell to the floor, he cut the telephone lines and ran from the
house.
Harris testified that he and his grandmother argued often. However, he denied previously
threatening to kill her. While testifying, he identified photographs taken after his arrest, showing
the burn injuries.
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At the conclusion of the evidence, the trial judge convicted Harris of first-degree murder.
II.
Harris challenges the admissibility of the notebook and of Lipscomb’s testimony. He
contends the “trial judge erred in admitting hearsay evidence without an appropriate exception to
the rule against hearsay.”
Hearsay is an out-of-court statement offered in court to prove the truth of the matter
asserted therein. Stevenson v. Commonwealth, 218 Va. 462, 465, 237 S.E.2d 779, 781 (1977).
Hearsay is inadmissible unless it falls within a recognized exception to the hearsay rule.
Robinson v. Commonwealth, 258 Va. 3, 6, 516 S.E.2d 475, 476 (1999). “[T]he party attempting
to introduce a hearsay statement has the burden of showing the statement falls within one of the
exceptions.” Id. at 6, 516 S.E.2d at 476-77.
Relying on Clay v. Commonwealth, 262 Va. 253, 257, 546 S.E.2d 728, 730 (2001), the
prosecutor argued at trial that the writing and Lipscomb’s testimony were admissible as an
exception to the hearsay rule to prove Harris’s grandmother’s state of mind. He also argued the
evidence was relevant to prove the killing was “not an accident.”
When the writing was offered by the prosecutor, Harris’s attorney objected as follows:
We would have two objections, to hearsay and relevance.
I understand the Commonwealth’s position is they are
introducing it to show state of mind, but in this situation, Judge --
And I know there is also case law that has been presented to the
Court regarding the state of mind exception to the hearsay rule.
It also has to be relevant. And understandably that would come
in in a situation where the accused is claiming self-defense or
accident, but it also has to be relevant that the state of mind was
conveyed or communicated to the accused.
In this case there has been no evidence whatsoever presented to
the Court that any alleged threats, or any statements, or any
feelings of alleged fear by the deceased was ever communicated to
my client.
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We would object based on, again, hearsay and also relevance
because her state of mind would not be relevant unless it has been
communicated to my client.
This argument states two objections, “hearsay and relevance,” and asserts as the basis for the
relevance objection that Harris’s grandmother’s “state of mind would not be relevant unless it
has been communicated to [Harris].” Except to note that the prosecutor had given the judge a
copy of a decision about the state of mind exception to the hearsay rule, Harris’s attorney made
no argument addressing hearsay.
Similarly, Harris’s attorney objected to Lipscomb’s testimony as follows:
Your Honor, we would renew our objection based on hearsay and
relevance, and that there is no evidence that this alleged statement
or information regarding state of mind was ever related to my
client.
I would cite the case of Hansen v. Commonwealth, which is 14
Va App 173, 1992 case. It states that it is not relevant unless it has
been communicated to accused. There is no evidence that any of
these statements by this accused were communicated to my client,
and we would renew our objection on that.
The Commonwealth contends that Harris’s arguments on appeal concerning the
evidentiary issues are different than the arguments that Harris made at trial in support of the
objection. We agree.
On appeal, Harris accepts the proposition that “[g]enerally, statements made by a crime
victim that show the victim’s state of mind are admissible as an exception to the hearsay rule,
provided the statements are relevant and probative of some material issue in the case.” Harris
then argues as follows:
There seems to be substantial agreement, however, that a victim’s
statements regarding fear of the accused are admissible to rebut
claims by the defense of self-defense, suicide, or accidental death.
However, in the case at bar, Harris argued that the death was
manslaughter and not an accident or self-defense so the statements
referring to the victim’s state of mind were not relevant.
Furthermore, the statements from the diary, assuming they were
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written when dated, pre-date the episode by at least four months,
and were therefore irrelevant.
(Citations and footnote omitted).
This argument asserts (i) that the grandmother’s state of mind is irrelevant where the
defense is manslaughter and (ii) that the writing is irrelevant because it is remote from the event.
It bears no resemblance to the argument advanced at trial to support the objection that the writing
was irrelevant. There, Harris argued the evidence was not relevant because his grandmother had
not communicated her fear to him.
Rule 5A:18 provides that “No ruling of the trial court . . . will be considered as a basis for
reversal unless the objection was stated together with the grounds therefor at the time of the
ruling, except for good cause shown or to enable the Court of Appeals to attain the ends of
justice.” Applying Rule 5A:18, we have held that “this Court ‘will not consider an argument on
appeal [that] was not presented to the trial court.’” Farnsworth v. Commonwealth, 43 Va. App.
490, 500, 599 S.E.2d 482, 487 (2004) (citation omitted).
The main purpose of requiring timely specific objections is to
afford the trial court an opportunity to rule intelligently on the
issues presented, thus avoiding unnecessary appeals and reversals.
In addition, a specific, contemporaneous objection gives the
opposing party the opportunity to meet the objection at that stage
of the proceeding.
Weidman v. Babcock, 241 Va. 40, 44, 400 S.E.2d 164, 167 (1991) (citation omitted). Accord
Andrews v. Commonwealth, 37 Va. App. 479, 493, 559 S.E.2d 401, 408 (2002) (holding that the
purpose of Rule 5A:18 “is to ensure that the trial court and opposing party are given the
opportunity to intelligently address, examine, and resolve issues in the trial court, thus avoiding
unnecessary appeals”). These rules are “‘in accord with the general principle that to preserve
error in a ruling on evidence a party must notify the trial court of his position and the specific
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rule of evidence on which [the party] relies.’” Neal v. Commonwealth, 15 Va. App. 416, 422,
425 S.E.2d 521, 525 (1992) (citation omitted).
We further note that although Harris presents as the question to be decided “whether the
trial court erred in admitting hearsay evidence without an appropriate exception to the hearsay
rule,” Harris confines his argument on brief to the relevance of the writing and of Lipscomb’s
recounting of the grandmother’s statement. Harris makes no argument that his statements are not
evidence of his grandmother’s state of mind and that, therefore, the state of mind exception to the
hearsay rule does not permit the introduction of Harris’s own statements through the writing or
Lipscomb’s testimony. See, e.g., Clay, 262 Va. at 257-58, 546 S.E.2d at 730 (holding that a
crime victim’s “statements regarding fear of the accused are admissible” under the state of mind
exception “provided the statements are relevant and probative of some material issue in the
case”). Thus, we do not address whether statements by an accused constitute a crime victim’s
statements regarding fear of the accused.
Finally, we note that Harris also argues for the first time on appeal that the
Commonwealth failed to establish the identity of the person referred to in the writing as “he.”
Rule 5A:18 bars our consideration of the issue for the first time on appeal. Moreover, we further
note that a page in the notebook clearly refers to “Keith” and leaves no doubt from the context
that the “he” is Harris. Thus, the exception to Rule 5A:18 is not implicated.
In summary, we hold that the arguments Harris raises on appeal in support of his
contention that “the trial court erred in admitting hearsay evidence without an appropriate
exception to the rule against hearsay” are not the same arguments advanced at trial. Therefore,
we do not address whether the rule announced in Clay, “that a victim’s statements regarding fear
of the accused are admissible to rebut claims by the defense of self-defense, suicide, or
accidental death,” 262 Va. at 257, 546 S.E.2d at 730, applies to a case in which the defense of
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manslaughter is raised. Rule 5A:18 bars our consideration of those issues on this appeal. For
these reasons, we affirm the judgment.
Affirmed.
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