COURT OF APPEALS OF VIRGINIA
Present: Judges Benton, Annunziata and Senior Judge Duff
Argued at Alexandria, Virginia
JOHN F. WILSON
OPINION BY
v. Record No. 1743-96-4 JUDGE ROSEMARIE ANNUNZIATA
NOVEMBER 4, 1997
GEORGIA ANNE WILSON
FROM THE CIRCUIT COURT OF ARLINGTON COUNTY
Paul F. Sheridan, Judge
John F. Wilson, pro se.
No brief or argument for appellee.
Husband, John F. Wilson, and wife, Georgia Anne Wilson, were
divorced by final decree entered in March 1991. Husband appeals
the trial court's decision to enter a Qualified Domestic
Relations Order (QDRO) amending the final decree of divorce. He
appeals a separate order requiring him to pay past due child
support and argues that he should be granted restitution for
amounts he overpaid. Husband further contends that the trial
court erred (1) in finding that it had jurisdiction to hear
wife's petition for an award of attorney's fees incurred on a
previous appeal to this Court; and (2) in requiring him to verify
to the court his income for the years 1992 through 1994. For the
reasons set forth below, we affirm in part and reverse in part.
I. ENTRY OF QDRO
The final decree of divorce entered in March 1991 provided,
in part:
[Husband] will pay thirty percent (30%) of
the marital share of his Federal Reserve
pension each month if, as and when he begins
receiving the pension. Marital share is
defined as that portion of the total
interest, the right to which was earned
during the marriage and before the last
separation and is represented by the fraction
having a numerator of 16 (representing the
years during the marriage which [husband's]
service was credited toward his pension) and
a denominator (T), presently unascertained,
to reflect the total number of years to be
credited towards [husband's] retirement. The
complete formula is .30 x 16/T x pension.
After the divorce, husband resigned from the Federal Reserve.
The Qualified Domestic Relations Order (QDRO) outlined in the
final decree did not qualify as a QDRO under federal law and, as
such, did not effectuate the terms of the final decree with
respect to husband's pension. Accordingly, in December 1992, the
trial court entered an order which provided, in part:
[T]he pension benefits awarded to [wife] in
the Final Decree are her property in which
she has sole ownership rights and as such she
is entitled to designate beneficiaries.
[Husband] is ordered to agree to the
amendments to the Final Decree of Divorce
necessary to have it qualify as a valid
Qualified Domestic Relations Order (QDRO) in
accordance with the requirements of the
Federal Reserve and to promptly sign any
documents which are necessary to effect same.
Pursuant to that order, wife presented a proposed QDRO for
husband's signature at the December 1992 hearing.
Subsection e of the proposed QDRO defined wife's share of
husband's pension according to the formula set forth in the final
decree. By handwritten amendment, however, the terms of
subsection e were modified to provide that wife would receive
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"30% of any Federal Reserve pension as may be accrued from
employment at the Federal Reserve Board in any period following
December 1, 1992." The handwritten amendments were initialled by
husband, wife and wife's attorney. The amended version of the
QDRO was signed by both parties but was not dated, and it was not
entered by the court. Husband attached an objection to the
amended QDRO, complaining of certain provisions unrelated to this
appeal. No objection to the amendment of subsection e was
attached.
A "clean" copy of the amended QDRO was never entered. On
March 5, 1993, wife's counsel submitted the amended QDRO under
letter to the trial judge, requesting that the court enter it "in
the interest of having a complete record." Counsel stated that
if she was later able to achieve a "clean, signed copy," she
would forward it to the court. Husband responded by letter,
stating that he had intended to attach a statement of objections
to the amended QDRO and that the signatures on the draft were
"contingent on full implementation" of certain "adjustments" to
be made on the "clean" copy. Husband also submitted an affidavit
of his former counsel, which stated, in part, that wife's
attorney was supposed to have prepared a "clean" copy of the
amended QDRO to which husband would have attached objections
before signing and submitting the document to the court.
Meanwhile, husband appealed the trial court's December 1992 order
requiring him to effectuate a QDRO which would comply with
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federal law. In that appeal, husband argued, inter alia, that
the amended QDRO improperly provided wife an interest in his
future pension payments. Because the proposed QDRO was "not
signed and, thus, [was] not a part of the official record signed
by the court," this Court considered it a "nullity" and refused
to rule on husband's complaint. Wilson v. Wilson, 18 Va. App.
193, 198-99, 442 S.E.2d 694, 697 (1994). 1
In February 1996, wife petitioned the trial court to compel
husband to sign the amended QDRO. The record contains a
typewritten version of the QDRO, which incorporated the
handwritten amendments to subsection e described above. The
trial court signed that version in March 1996, noting, "this
typed order is a copy of another version with handwritten parts
and attached signatures." Neither party signed that version of
the QDRO.
The final, typewritten version of the QDRO from which this
appeal arises, also incorporated the contested language providing
that wife would receive "30% of any Federal Reserve pension as
may be accrued from employment at the Federal Reserve Board in
any period following December 1, 1992." That version was signed
by husband on February 29, 1996, and by husband's attorney the
following day.
At a June 1996 hearing for entry of the amended QDRO, the
1
This Court affirmed the procedural steps the trial court
ordered to satisfy the requirements for a valid QDRO under
federal law. Id. at 199-201, 442 S.E.2d at 697-99.
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parties and the court agreed that the court had no authority to
award wife a portion of husband's pension benefits accruing after
the parties' divorce. However, wife's counsel represented to the
court the parties' intention to modify the QDRO and argued that
husband agreed to the inclusion of the provision at issue.
Husband's counsel represented to the court his understanding that
husband had made no such agreement. He contended that he and
husband had signed the final version of the QDRO on February 29,
1996, because he mistakenly believed that this Court had
previously decided the issue.
The trial court took no evidence but found that the
provision at issue was "a product of an agreement which included
many interchangeable offers and acceptances." The court,
therefore, entered the final version of the QDRO the subject of
this appeal, on June 14, 1996. Husband noted his objection to
the language in subsection e which would effectuate a
distribution of separate property; he also objected to the
court's "interpretation of this as an agreement that cannot be
retracted." The jurisdiction of the court to enter orders
effectuating and enforcing its equitable distribution order
entered pursuant to Code § 20-107.3 is limited. Equitable
distribution orders become final within twenty-one days of entry.
See Rule 1:1; see also Fahey v. Fahey, 24 Va. App. 254, 256, 481
S.E.2d 496, 497 (1997). Thereafter, the court's power to modify
such orders is governed by statute. Under Code § 20-107.3(K)(4),
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an equitable distribution order "intended to affect or divide any
pension or retirement benefits pursuant to . . . federal laws
. . . [may be modified by subsequent order] only for the purpose
of establishing or maintaining the order as a qualified domestic
relations order or to revise or conform its terms so as to
effectuate the expressed intent of the order." (Emphasis added).
See Fahey, 24 Va. App. at 257, 481 S.E.2d at 497. Guided by the
dictates of this statute, we find the trial court was without
authority to substantively modify its original order equitably
distributing husband's pension benefits, irrespective of any
2
agreement by the parties to the contrary. The jurisdiction of
the court cannot be established by consent. Rogers v. Damron, 23
Va. App. 708, 714, 479 S.E.2d 540, 541 (1997). We accordingly
reverse the entry of the amended QDRO on June 14, 1996, and
direct the trial court to decree distribution of the pension
benefits pursuant to its original decree and consistent with this
Court's decision in Wilson v. Wilson, 18 Va. App. 193, 198-201,
442 S.E.2d 694, 697-99 (1994).
II. CHILD SUPPORT
The trial court's December 1992 order required husband to
pay wife $950 per month for the support of the parties' minor
child. The order directed that payment begin in August 1992 and
"be payable directly to [wife] on the first of each month
2
Because we decide this issue on jurisdictional grounds, it
is unnecessary to decide whether the parties had reached
agreement to modify the order as wife contends.
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thereafter in accordance with Section 20-107.2." At the time of
the court's order, Code § 20-107.2 read, in part:
[U]pon decreeing a divorce . . . the court
may make such further decree as it shall deem
expedient concerning the custody and support
of the minor children of the parties . . . .
The court may also order that support be
paid for any child of the parties who is (i)
a full-time high school student, (ii) not
self-supporting and (iii) living in the home
of the parent seeking or receiving such child
support until such child reaches the age of
nineteen or graduates from high school,
whichever first occurs.
Husband stopped paying his child support obligation upon his
child's graduation from high school, approximately five months
before her eighteenth birthday. Wife petitioned the court to
order husband to pay support for the months prior to the child's
eighteenth birthday. Citing the fact that the child remained a
minor until her eighteenth birthday, the court found that
husband's duty to support continued until that time and ordered
husband to pay $5,100 in back child support.
Husband contends that his support obligation under the
December 1992 order is governed by former Code § 20-107.2 and
that the court's 1996 order was, in effect, an improper,
retroactive modification of the 1992 order. This argument
misconstrues the trial court's finding. The trial court
interpreted former Code § 20-107.2 and found husband's support
obligation did not terminate upon the child's graduation from
high school. In so finding, the court simply interpreted its
prior order; it did not retroactively modify it. The issue we
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address, therefore, is whether the court properly interpreted
former Code § 20-107.2. We find that it did.
Husband argues that former Code § 20-107.2 "very plainly
means that a support obligation terminates if a child graduates
from high school prior to reaching age nineteen." We agree, but
only if that child is then eighteen years of age.
The provisions at issue must be construed in context with
the statutory scheme providing for child support. Both parents
are legally required by statute to support and maintain their
minor children. Code §§ 20-61, 20-107.2, and 20-108.2;
Commonwealth ex rel. Gray v. Johnson, 7 Va. App. 614, 622, 376
S.E.2d 787, 791 (1989). Former Code § 20-107.2 (now codified at
§ 20-124.2), granted the trial court discretion to order support
for the minor children of the parties. In addition, under former
Code § 20-107.2, the court could grant support "for any child of
the parties who is (i) a full-time high school student, (ii) not
self-supporting and (iii) living in the home of the parent
seeking or receiving such child support until such child reaches
the age of nineteen or graduates from high school, whichever
first occurs." This latter provision extended the court's
authority to award support for minor children to allow it to
award support for eighteen-year-old children still in high
3
school, living at home, and not self-supporting. That provision
3
The present version of Code § 20-124.2(C) requires that
support shall continue to be paid for any such child over the age
of eighteen.
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did not terminate the authority of the court to award support for
minor children who had graduated from high school. Accordingly,
the trial court's order on this issue is affirmed.
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III. RESTITUTION
Husband argues that this Court should grant him restitution
of the child support he paid pursuant to the trial court's order.
In light of our decision with respect to husband's continuing
child support obligation, this issue is moot, and, in any event,
the issue is without merit. Cf. Reid v. Reid, 245 Va. 409, 415,
429 S.E.2d 208, 211 (1993) (trial court has no statutory or
inherent authority to order restitution of spousal support paid
pursuant to erroneous order).
IV. FEES
Wife requested the trial court to award her attorney's fees
she incurred defending husband's former appeal to this Court. On
that appeal, we affirmed the trial court on all counts, and our
mandate directed that husband pay to wife "damages according to
law." We subsequently denied husband's petition for rehearing en
banc, and the Supreme Court denied husband's petition for appeal.
The record contains no specific remand, from either this Court
or the Supreme Court, with particularized instructions to the
trial court to award attorney's fees incurred on appeal.
Accordingly, the trial court's conclusion that it had
jurisdiction to do so is erroneous and must be reversed. See
O'Loughlin v. O'Loughlin, 23 Va. App. 690, 692-95, 479 S.E.2d 98,
99-100 (1996).
V. VERIFICATION OF INCOME
Wife raised three issues in her pleadings giving rise to the
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June 1996 hearing: (1) attorney's fees incurred defending
husband's prior appeal; (2) husband's failure to sign the QDRO;
and (3) husband's termination of child support payments upon the
child's graduation from high school. At that hearing, wife's
counsel represented to the court her belief that husband had
previously misrepresented to the court his income for the years
1992-1994. Counsel stated that she had issued a request for
production of documents, seeking husband's income tax returns,
but that husband had refused to comply. Counsel requested that
the court compel husband to verify his income for those years.
Husband's counsel complained that he was "surprised" by
wife's request, but the court granted it. The court stated,
To the extent that a party in litigation
isn't 100 . . . percent right, that's not a
problem. That's in the realm of human
variations, but to the extent that anybody
had, in large dramatic differences, misled
the process that we hope is a system of
justice, then the system ought to have an
alert review of that, and to the extent that
this Court was told something untrue, I want
to satisfy myself on that.
The court ordered husband to provide documentation of his income
directly to the court at the subsequent hearing on wife's request
for appellate attorney's fees. We hold that the trial court
erred.
Relief of any type will only be granted
when a party specifically requests the relief
in a pleading filed in the proper court. It
is firmly established that no court can base
its judgment or decree upon facts not alleged
or upon a right which has not been pleaded
and claimed. "Pleadings are as essential as
proof, and no relief should be granted that
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does not substantially accord with the case
as made in the pleading." "The office of
pleadings is to give notice to the opposing
party of the nature and character of the
claim, without which the most rudimentary due
process safeguards would be denied."
Hur v. DCSE ex rel. Klopp, 13 Va. App. 54, 62, 409 S.E.2d 454,
459 (1991) (citations omitted); see also Boyd v. Boyd, 2 Va. App.
16, 18-19, 340 S.E.2d 578, 580 (1986); Ted Lansing Supply Co. v.
Royal Aluminum & Const. Corp., 221 Va. 1139, 1141, 277 S.E.2d
228, 229-30 (1981); Potts v. Mathieson Alkali Works, 165 Va. 196,
207, 181 S.E. 521, 525 (1935). In the absence of a pleading in
the record placing the issue of husband's income verification for
the years 1992 through 1994 before the court, the court's order
that husband produce documents to verify his income must be
reversed. See Hur, 13 Va. App. at 63, 409 S.E.2d at 459.
Affirmed in part,
reversed in part,
and remanded.
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Benton, J., concurring and dissenting.
I concur in Parts I, II, III, and V of the majority opinion.
With all due respect, however, I dissent from Part IV, in which
the majority holds that O'Loughlin v. O'Loughlin, 23 Va. App.
690, 479 S.E.2d 98 (1996), decided that a circuit court judge
lacked jurisdiction to award attorney's fees following an appeal.
Although O'Loughlin states that the question presented was
"whether, absent an order from the Court of Appeals specifically
remanding the issue of attorney's fees incurred on appeal, a
trial court has jurisdiction to award such fees," id. at 691, 479
S.E.2d at 98, I do not read the opinion to address the question
of the trial judge's jurisdiction to award fees. The opinion
merely holds "that a specific remand for attorney's fees is
required" before the trial judge may assess attorney's fees for
services rendered on appeal. Id.
O'Loughlin appears to be based on the following analysis:
The rationale for the appellate court
being the proper forum to determine the
propriety of an award of attorney's fees for
efforts expended on appeal is clear. The
appellate court has the opportunity to view
the record in its entirety and determine
whether the appeal is frivolous or whether
other reasons exist for requiring additional
payment.
Id. at 695, 479 S.E.2d at 100 (footnote omitted). I disagree
with that conclusion and with what I believe to be the O'Loughlin
holding -- that the trial judge is divested of the right to
exercise discretion to award attorney's fees unless the mandate
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returned to the circuit court following an appeal specifically
remands the issue. I would hold that Code §§ 20-103, 20-79, and
20-99 provide independent authority for a circuit court judge to
award attorney's fees. That authority, specifically conferred by
the General Assembly, is not eliminated by a mandate from this
Court implementing an opinion that does not address attorney's
fees.
The context in which the fee request arose in this case is
not atypical. During the initial proceeding in the circuit
court, the trial judge awarded a divorce and other relief,
including attorney's fees, to the wife. The husband appealed to
this Court from the divorce decree and raised several issues. In
response to that appeal and as part of her request for relief,
the wife requested this Court to affirm the judgment and award
her attorney's fees for the appeal. Although this Court affirmed
the ruling of the trial judge in all aspects, this Court failed
to address the wife's request for attorney's fees for the
appellate services provided by her counsel. The husband then
filed a further appeal to the Supreme Court. The Supreme Court
dismissed the husband's petition for appeal and thereby affirmed
the ruling of the trial judge. However, the Supreme Court also
failed to act upon the wife's request for attorney's fees for the
appellate services of her counsel. As has been the usual
practice in the Commonwealth, the wife sought an award of
attorney's fees when the mandate was returned to the circuit
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court ending the husband's appeals. See, e.g., Bandas v. Bandas,
32 Va. Cir. 285 (1993) (Circuit Court of the City of Richmond);
Adams v. Adams, Chancery No. 90000011 (1994) (Circuit Court of
Augusta County). The trial judge awarded her attorney's fees for
the appellate services of her counsel.
Attorney's fees have long been considered a cost necessary
to enable a spouse or child to maintain a suit for support. See,
e.g., Carswell v. Masterson, 224 Va. 329, 331, 295 S.E.2d 899,
901 (1982); Ingram v. Ingram, 217 Va. 27, 29, 225 S.E.2d 362, 364
(1976); McKeel v. McKeel, 185 Va. 108, 116-17, 37 S.E.2d 746,
750-51 (1946); McClaugherty v. McClaugherty, 180 Va. 51, 69, 21
S.E.2d 761, 768 (1942); Heflin v. Heflin, 177 Va. 385, 399-400,
14 S.E.2d 317, 322 (1941). By statute, the legislature has
provided for attorney's fees as follows:
In suits for divorce . . . , the court having
jurisdiction of the matter may, at any time
pending a suit pursuant to this chapter, in
the discretion of such court, make any order
that may be proper (i) to compel a spouse to
pay any sums necessary for the maintenance
and support of the petitioning spouse,
including an order that the other spouse
provide health care coverage for the
petitioning spouse, unless it is shown that
such coverage cannot be obtained, (ii) to
enable such spouse to carry on the suit
. . . .
Code § 20-103(A) (emphasis added). This statute allows an award
of attorney's fees in the trial judge's discretion. See
Wilkerson v. Wilkerson, 214 Va. 395, 398, 200 S.E.2d 581, 584
(1973); Rowlee v. Rowlee, 211 Va. 689, 690, 179 S.E.2d 461, 462
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(1971).
In addition, Code § 20-79(b) provides as follows:
In any suit for divorce, the court in which
the suit is instituted or pending, when
either party to the proceedings so requests,
shall provide in its decree for the
maintenance, support, care or custody of the
child or children in accordance with Chapter
6.1 (§ 20-124.1 et. seq.), support and
maintenance for the spouse, if the same be
sought, and counsel fees and other costs, if
in the judgment of the court any or all of
the foregoing should be so decreed.
That statute also gives the circuit court judge discretionary
authority to award attorney's fees. See Stratton v. Stratton, 16
Va. App. 878, 884, 433 S.E.2d 920, 923 (1993); Alphin v. Alphin,
15 Va. App. 395, 406, 424 S.E.2d 572, 578 (1992).
Furthermore, "[c]osts may be awarded to either party as
equity and justice may require." Code § 20-99(5). This statute
likewise authorizes an award of attorney's fees, if necessary, as
the cost of enabling a spouse to carry on the suit. See D'Auria
v. D'Auria, 1 Va. App. 455, 461, 340 S.E.2d 164, 167 (1986).
When the legislature enacted Code §§ 20-79, 20-99, and
20-103, it clearly intended to protect the ability of an eligible
spouse to obtain fees for that spouse's legal counsel. The need
for attorney's fees is just as compelling when a spouse has been
required to secure the services of counsel to defend on appeal a
judgment in that spouse's favor. To enable judges to respond
adequately to the needs of spouses, the legislature gave broad
discretion to judges to award attorney's fees and did not limit
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in a strict manner the time in which attorney's fees could be
awarded. The only statutory requirement is that the suit must be
pending. Indeed, one of the statutory provisions allows the
trial judge discretion to award attorney's fees and costs "at any
time" in a pending suit for divorce. Code § 20-103. O'Loughlin
does not hold that the divorce suit is not pending when the
mandate has issued and is before the circuit court on remand. It
also does not address the authority of the circuit court judge to
award attorney's fees pursuant to Code § 20-103 while the suit is
still pending on remand.
Generally, when a trial judge has discretion to award
attorney's fees, that discretion may be invoked after an appeal
has resolved the merits of the case. See White v. New Hampshire
Dep't of Employment Sec., 455 U.S. 445 (1982). A request for
attorney's fees and costs has traditionally been deemed to be
collateral to the judgment because the request seeks a benefit as
a consequence of the judgment. See id. at 451-52; see also
Sprague v. Ticonic Nat'l Bank, 307 U.S. 161, 168-69 (1939).
Thus, a trial judge's award of attorney's fees under Code
§ 20-103 for services rendered on appeal is collateral to the
remand order contained in the mandate. Accord Wheeler v.
Wheeler, 636 A.2d 888, 890 (Del. 1993) (holding that trial
judge's statutory power "to award attorney's fees following an
appeal is not dependent upon a remand . . . for that purpose");
Dahnke v. Dahnke, 571 N.E.2d 1278, 1282 (Ind. Ct. App. 1991)
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(holding that appellate attorney's fees were incurred during the
divorce proceedings and were awardable by the trial judge). As
long as the remand order is still pending, Code § 20-103(A) is
statutory authority, independent of the mandate, that empowers
the judge to award attorney's fees. Accord Tolman v. Tolman, 461
P.2d 433, 435 (Idaho 1969) (stating that a trial judge's
statutory authority to award attorney's fees in a pending divorce
action is "unaffected by the fact that the mandate . . . did not
mention attorney fees"). Thus, I would hold that, in a case such
as this, where the trial judge otherwise has authority to award
attorney's fees and costs, the trial judge may properly consider
a timely motion to award attorney's fees for services rendered on
appeal even though the appellate court has not ruled upon the fee
request and has not addressed the issue in its remand order. See
Code § 20-103.
Contrary to O'Loughlin, I do not believe that "the appellate
court . . . [is] the [only] proper forum to determine the
propriety of an award of attorney's fees for efforts expended on
appeal." 23 Va. App. at 695, 479 S.E.2d at 100. Indeed,
Virginia authority suggests that the trial judge is initially in
the best position to assess both the entitlement and quantum of
attorney's fees, leaving to the appellate court a review of that
decision. Although the Supreme Court in Craig v. Craig, 115 Va.
764, 80 S.E. 507 (1914), remanded to the circuit court judge the
issue of attorney's fees, the Court did not hold that the
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appellee was entitled to attorney's fees. The Court ruled as
follows:
Counsel for appellee have asked that an
allowance for counsel fees be made for
services rendered in this court. This we
decline to do, being of opinion that the
trial court is in a better position to
inquire into and do what is right and just
between the parties in the first instance
than this Court. We shall, therefore, affirm
the decree and remand the cause, but with
leave to counsel for appellee to prosecute
their claim for compensation before the law
and equity court in the first instance, with
the right of appeal to this court if a proper
case shall be made for its exercise.
Id. at 765, 80 S.E. at 507 (emphasis added). Thus, the Supreme
Court recognized that both the issues of entitlement and quantum
of fees were matters that could properly be addressed initially
by the trial judge. See id.; accord Knighton v. Watkins, 616
F.2d 795, 801 (5th Cir. 1980); White v. White, 683 So. 2d 510,
512 (Fla. Dist. Ct. App. 1996) (stating that because the
appellate court has "no way of knowing how great is the need
. . . , nor how great is the ability to pay," the propriety and
amount of an award of attorney's fees usually should first be
"addressed by the trial court"), aff'd, 695 So. 2d 381
(Fla. Dist. Ct. App. 1997) (en banc). Indeed, the trial judge is
better positioned to assess the financial needs of the parties
and consider evidence germane to the reasonableness of the fee
request.
The practical effect of the rule pronounced in O'Loughlin is
to require this Court to superintend attorney's fees requests in
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domestic relations appeals. After O'Loughlin, to preserve a
claim for attorney's fees expended on appeal, counsel must
present the issue of attorney's fees as a question presented on
appeal either in the appellant's opening brief or in appellee's
cross-appeal. This Court might possibly consider a timely
separate motion bringing the issue to the attention of this
Court. Less certain is a mechanism for presenting the issue
before the Supreme Court at the petition stage. Moreover, as
this case demonstrates, if the appellate courts fail to rule on
the issue, counsel must request a rehearing to raise anew the
entitlement to attorney's fees and request a ruling. I believe
the statutes make that effort unnecessary.
Because I believe that the statutes clearly authorize the
trial judge to consider a timely motion for appellate attorney's
fees when the mandate is pending on remand, I would affirm the
judgment for attorney's fees. Therefore, I dissent from Part IV.
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