Geith, Inc./Comm. Union Ins. v. Dale E. Wilborne.

COURT OF APPEALS OF VIRGINIA

Present: Judges Elder, Frank and Humphreys
Argued at Richmond, Virginia

GEITH, INC. AND
COMMERCIAL UNION INSURANCE COMPANY
MEMORANDUM OPINION* BY
v. Record No. 1822-01-2 JUDGE ROBERT J. HUMPHREYS
MARCH 19, 2002
DALE E. WILBORNE

FROM THE VIRGINIA WORKERS' COMPENSATION COMMISSION

Arthur T. Aylward (Kevin T. Streit; Midkiff,
Muncie & Ross, on brief), for appellants.

No brief or argument for appellee.

Geith, Inc. appeals a decision of the Workers' Compensation

Commission awarding Dale E. Wilborne temporary total disability

benefits. Geith argues that the commission erred in finding

that Wilborne suffered a compensable injury. The issue is

whether Wilborne sustained an injury arising out of and in the

course of his employment. For the reasons that follow, we

reverse the decision of the commission.

On April 1, 1998, Wilborne worked for Geith, Inc. as a

fitter/welder. His duties in this capacity included fabricating

and welding steel parts. On that particular date, he was

working on a "bucket," which is the front shovel on a bulldozer.

* Pursuant to Code § 17.1-413, this opinion is not
designated for publication.
The bucket was approximately eight feet high and six feet wide.

In order to work on the bucket, Geith used a portable rolling

staircase. The staircase consisted of three steps and a top

platform. The staircase rested on wheels which collapsed and

folded inward under the weight of the user, making the steps

stable.

Wilborne testified that on the date of the injury, the

wheels on one side were not collapsing properly, making the

staircase unstable. Nevertheless, he testified that he walked

up and down the staircase four to five times without incident.

Later, as he attempted to step off the bucket onto the platform,

he testified that "the step wasn't there. I don't know if – I

don't know exactly if it moved or what exactly happened, but it

wasn't there when I put my foot down." As he fell, he tried to

grab onto something, but the staircase had no handrail, so there

was nothing for him to grab onto. He fell from the staircase

almost to the floor, injuring his right knee.

Wilborne testified that he did not slip or trip coming down

the stairs. He further stated that after the fall, he told his

supervisor that he was not sure what had caused his fall. He

stated he told his supervisor he was not sure whether he had

tripped or if the steps moved. However, at the hearing he

testified, "to this point right now, I believe the staircase

moved," causing the fall. Nevertheless, he conceded that he

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told the insurance adjustor that he may have miscalculated the

step.

Wilborne further testified that the stairs on the staircase

seemed like they were farther apart than normal stairs, but he

"[couldn't] remember exactly." Wilborne also stated that there

was "no way" to get his entire foot on a stair. Finally, he

claimed that the lighting conditions were poor and obscured in

that area, due to a crane blocking the light.

Wilborne's supervisor testified that when Wilborne reported

the incident to him, he stated his knee went out while he was

descending the stairs. Wilborne also told medical personnel

that he stepped "down from a ladder and [his] knee gave out" and

that he was "walking down a set of portable stairs at work [,

when his] [l]eg got twisted on stairs."

Wilborne's supervisor stated that the stairs on that

particular staircase were evenly spaced, ten inches apart. He

also testified that the width of the individual stairs was

twenty inches and that there were no side rails on the

staircase. 1 Wilborne's supervisor and co-worker had used the

staircase several times prior to Wilborne's injury, and neither

experienced any problems. Wilborne's supervisor also testified

1
He further testified that a handrail is not necessary on
the staircase to meet OSHA regulations, because it is under
forty inches in height.
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that he measured the light in the area using a light meter and

found that the light level exceeded the light in his own office.

A co-worker who was working near Wilborne at the time he

was injured, testified that he witnessed the incident. He

stated he "turned around and [Wilborne] was more or less turning

to the side to step back down the ladder and he crouched down

and grabbed his leg and he stepped down the steps and walked

over to – I went to see if I could help him." He further

testified that the lighting conditions in the area at the time

of the injury were adequate. He stated that he could see well

enough to read and to see the stairs on the staircase.

Based on the above, the commission found:

the evidence predominates that [Wilborne]
fell either because the rolling staircase
moved, or because in placing his foot on a
step which was smaller than his foot, with
no handle to hold onto, disembarking from a
bulldozer shovel, with the light partially
obscured, he misstepped and lost his
balance. Under either scenario it was more
likely a risk of the employment which
prompted the fall, not a syncopal spell or
an idiopathic medical condition.

The sole issue on appeal is whether the commission erred in

finding Wilborne's injury arose out of and in the course of

employment.

In order for an injured worker to recover under the Act, he

must prove an injury by accident "arising out of and in the

course of the employment." Code § 65.2-101. "Whether an injury

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arises out of and in the course of employment involves a mixed

question of law and fact, which we review de novo on appeal." 2

"We have held that in order for a fall on stairs to be

compensable there must either be a defect in the stairs or

claimant must have fallen as a result of a condition of the

employment." 3 Here, the commission found, based on the evidence,

that Wilborne's fall was caused either because the rolling

staircase moved, or because the steps were small, there was no

handrail and the lighting conditions were poor, causing him to

misstep.

However, in the case of an unexplained fall, "a claimant

must prove by a preponderance of the evidence that the fall

'arose out of' the employment by establishing a causal

connection between his or her employment and the fall." 4 In this

case, the commission was persuaded that the condition of the

stairs and/or the environment caused Wilborne's fall, but no

credible evidence supports this finding. The mere fact that the

wheels were not collapsing properly, or that the steps were

small, there was no handrail, and the lighting conditions were

poor, does not establish the basis for Wilborne's fall.

2
Blaustein v. Mitre Corp., 36 Va. App. 344, 348, 550 S.E.2d
336, 338 (2001).
3
County of Buchanan School Bd. v. Horton, 35 Va. App. 26,
29-30, 542 S.E.2d 783, 784-85 (2001).
4
PYA/Monarch & Reliance Ins. Co. v. Harris, 22 Va. App.
215, 224, 468 S.E.2d 688, 692 (1996).
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Further, Wilborne admitted telling his supervisor that he wasn't

sure "exactly what happened." He testified that he "went to

step and there was nothing – the step wasn't there. I don't

know if – I don't know exactly if it moved or what exactly

happened but it wasn't there when I put my foot down." He later

testified, "to this point right now, I believe the staircase

moved on me."

It is clear from Wilborne's own testimony that at the time

of the injury, he did not know the cause of the fall. At one

point, he indicated his knee "gave out," resulting in the fall.

At another point he did not know "exactly what happened." His

statement at the hearing that "[t]o this point right now, I

believe the staircase moved on me" clearly indicates his present

interpretation of the events of the fall. However, this is

speculation at best, which cannot serve as factual basis for the

commission's finding. 5 Thus, Wilborne failed to prove the

requisite causal connection between his employment and his fall. 6

We are mindful that factual findings of the commission,

based on credible evidence, are conclusive and binding upon this

Court. 7 Further if "reasonable inferences" may be drawn from

5
See Sullivan v. Suffolk Peanut Co., 171 Va. 439, 443, 199
S.E. 504, 506 (1938) ("[a]n award based upon surmise or
conjecture will be set aside").
6
See PYA/Monarch, 22 Va. App. at 224-25, 468 S.E.2d at 692.
7
See Fairfax Hospital v. DeLaFleur, 221 Va. 406, 410, 270
S.E.2d 720, 722 (1980); Code § 65.2-706.
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credible evidence, "they will not be disturbed by this Court on

appeal." 8 However, before circumstantial evidence "may serve as

the basis from which further inference of fact may be drawn," it

first "must establish a fact," reliance upon which is not to be

"extremely attenuated." 9 While the record here may establish

Wilborne's injury in the course of employment, as stated above,

it does not establish that Wilborne's injury arose out of the

employment. The evidence here simply does not support the

factual inferences drawn by the commission. Accordingly, the

decision of the commission is reversed.

Reversed and dismissed.

8
Hawks v. Henrico County School Bd., 7 Va. App. 398, 404,
374 S.E.2d 695, 698 (1988).
9
Johnson v. Commonwealth, 15 Va. App. 73, 77, 422 S.E.2d
593, 595 (1992).
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Elder, J., dissenting:

I believe the record contains credible evidence to support

the commission's conclusion that the injury sustained by Dale E.

Wilborne (claimant) on April 1, 1998, arose out of his

employment. Thus, I would affirm the commission's award of

benefits, and I respectfully dissent from the majority's

reversal of that award.

In order for an injury to be compensable under the Workers'

Compensation Act (the Act), it must "arise out of" and occur "in

the course of" employment. Code § 65.2-101; see County of

Chesterfield v. Johnson, 237 Va. 180, 183, 376 S.E.2d 73, 74

(1989). "Arising out of" refers to the origin or cause of the

injury. Richmond Mem. Hosp. v. Crane, 222 Va. 283, 285, 278

S.E.2d 877, 878 (1981). "An injury arises out of the employment

if there is apparent to the rational mind a causal connection

between the conditions under which the work is required to be

performed and the resulting injury." Marion Corr. Treatment

Ctr. v. Henderson, 20 Va. App. 477, 480, 458 S.E.2d 301, 303

(1995). An injury does not arise out of one's employment if it

is caused by "a hazard to which the employee would have been

equally exposed apart from the employment." United Parcel Serv.

of Am. v. Fetterman, 230 Va. 257, 258, 336 S.E.2d 892, 893

(1985). Thus, our case law holds that an employee's fall on

stairs is compensable only if either a defect exists in the

stairs or the employee fell as a result of a condition of the
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employment. See, e.g., County of Buchanan Sch. Bd. v. Horton,

35 Va. App. 26, 29, 542 S.E.2d 783, 784-85 (2001).

Although the commission's decision that an accident arises

out of employment involves a mixed question of law and fact,

Mullins v. Westmoreland Coal Co., 10 Va. App. 304, 307, 391

S.E.2d 609, 611 (1990), the determination of causation is a

question of fact, Ingersoll-Rand Co. v. Musick, 7 Va. App. 684,

688, 376 S.E.2d 814, 817 (1989). "If there is evidence or [if]

reasonable inference[s] . . . can be drawn from the evidence to

support the Commission's findings [of fact], they will not be

disturbed by this Court on appeal, even though there is evidence

in the record to support contrary findings of fact." Caskey v.

Dan River Mills, Inc., 225 Va. 405, 411, 302 S.E.2d 507, 510-11

(1983). Thus, the "inquiry must be whether credible evidence

supports [the commission's] finding that a defect in the stairs

or a condition of [claimant's] employment caused [him] to fall

down the steps . . . ." Southside Va. Training Ctr. v. Shell,

20 Va. App. 199, 203, 455 S.E.2d 761, 763 (1995).

The commission found that

claimant fell either because the rolling
staircase moved, or because placing his foot
on a step which was smaller than his foot,
with no handle to hold onto, disembarking
from a bulldozer shovel, with the light
partially obscured, he misstepped and lost
his balance. There was nothing for
[claimant] to grab onto. Under either
scenario it was more likely a risk of the

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 employment which prompted the fall, not a
syncopal spell or an idiopathic medical
condition.

Credible evidence in the record, in the form of the claimant's

testimony, supports the commission's conclusion. That the

record may also contain evidence which would support a contrary

finding of fact is irrelevant.

The evidence established that when the accident occurred,

claimant was in his employer's shop working on an "earth moving

bucket" which was seven to eight feet tall and six to eight feet

wide. Claimant and a co-worker, Steven Crabtree, were using an

overhead crane to "plac[e] a jig on top of the bucket." "[T]he

only way [for claimant] to reach the top of the bucket" in order

to perform his work was to stand on a portable staircase which

had collapsible, spring-loaded wheels. Claimant testified that

"when you step on [the staircase], the wheels are supposed to

collapse and . . . set firm to the ground." On the day of the

accident, however, the wheels on the left side of the staircase

were not collapsing as they were supposed to, and the staircase

remained uneven and moved while claimant was using it. The

staircase did not have handrails. Due to the absence of

handrails, claimant positioned the staircase "alongside the

bucket" rather than "pointing away from the bucket" so that he

would "[have] the side of the bucket to grab onto in case

something would happen."

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 Claimant testified that lighting conditions on the

staircase were poor because "the crane [they were using to lift

the jig] would block the only light that [he] had." Crabtree

agreed that it was possible to position the crane between the

ceiling lights and work area and that the crane, when so

positioned, would block the light "to some degree."

Photographs of the staircase showed that the steps had no

backs; the staircase consisted of a metal frame with four

horizontal steps attached to the frame on both sides, but the

steps were not connected to one another with vertical dividers.

Claimant's supervisor, plant manager Andrew Fitzsimmons,

testified that the staircase was under forty inches in height,

that the steps were "evenly spaced at ten inches," that the part

of the step "that you stand on" is "twenty inches wide," and

that he believed the platform at the top of the steps was

"twenty by sixteen" inches. When asked how the design and

spacing of the steps on the floating staircase compared to the

stairs in the building where the hearing was held, Fitzsimmons

was unable to make a comparison. Claimant, however, said the

collapsible stairs were different from "normal stairs in a

building or a house." He testified that "there was no way to

get your whole foot [on] the stair" and that "the steps seem[ed]

like they were a little further apart than what a normal stair

is," "taller in-between steps."

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 Claimant testified at the September 24, 1998 hearing that

when the accident occurred, he was on the top of the staircase

and had just "unhook[ed] the crane or tak[en] tools off the top

of . . . the bucket." "[L]ighting conditions . . . where [he

was] working" were "[v]ery poor," too poor to "read a

blueprint." "[He] came off . . . the top of [the] bucket" and

"was on top of the staircase." When "[claimant] went to step

[down]," he put his foot down and "the step wasn't there."

"[He] tried to grab onto something," but the staircase had no

handrails, and "there was nothing to grab." He then "got [his]

leg tied up in the stairs . . . and fell . . . almost to the

floor."

Claimant admitted he did not know precisely what had

happened to cause his fall and that he "wasn't sure if the

stairs moved or if [he] tripped" or "misstepped." However, he

did not waiver from his testimony that "[the step] wasn't there

when [he] put [his] foot down." The record established that

claimant relayed this same information to the insurance

company's representative on April 21, 1998, just three weeks

after the accident.

Whether claimant described the incident to his co-worker or

supervisor in this fashion immediately after the accident

occurred is not dispositive because the commission found

credible claimant's hearing testimony about how the injury

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occurred. Further, claimant testified the pain was so great

immediately after the accident that he almost passed out and

that he sat still for fifteen minutes trying to "regain[] [his]

composure." Thus, the commission could reasonably have found

that claimant's failure, if any, to tell Crabtree and

Fitzsimmons precisely how the accident occurred resulted from

the severity of the pain he experienced after the fall and not

from a lack of awareness as to what had happened.

How claimant described the incident to treating medical

personnel also is not dispositive. Claimant testified before

the commission that his treating physician did not "ask [him]

for a precise description of exactly what happened." The

physician asked him what happened, and claimant responded that

"[he] fell off a staircase."

Thus, the record contains credible evidence to support the

commission's finding that the fall occurred "either because the

rolling staircase moved, or because [when claimant] plac[ed] his

foot on a step which was smaller than his foot, with no handle

to hold onto, disembarking from a bulldozer shovel, with the

light partially obscured, he misstepped and lost his balance."

As the commission further found, "[u]nder either scenario it was

more likely a risk of the employment which prompted the fall,

not a syncopal spell or an idiopathic medical condition."

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 Because credible evidence supports the commission's finding

that claimant's injury arose out of his employment, I would

affirm the commission's award, and I respectfully dissent.

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