United States Court of Appeals
For the First Circuit
No. 08-1797
UNITED STATES OF AMERICA,
Appellee,
v.
TREVOR CHARLTON,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Patti B. Saris, U.S. District Judge]
Before
Lynch, Chief Judge,
Torruella and Boudin, Circuit Judges.
Mark E. Howard, with whom Kacavas Ramsdell & Howard, PLLC, was
on brief for appellant.
Robert E. Richardson, Assistant United States Attorney, with
whom Michael J. Sullivan, United States Attorney, was on brief for
appellee.
April 1, 2010
TORRUELLA, Circuit Judge. Trevor Charlton ("Charlton"),
an African-American, was convicted by a jury of one count of being
a felon in possession of a firearm,1 in violation of 18 U.S.C.
§ 922(g)(1).2 The district court enhanced Charlton's sentence
pursuant to the Armed Career Criminal Act ("the ACCA"), 18 U.S.C.
§ 924(e).3
1
Specifically, the grand jury charged that, "[o]n or about
July 25, 2004, in Brockton in the District of Massachusetts, . . .
Charlton . . . [,] having previously been convicted in a court of
a crime punishable by imprisonment for a term exceeding one year,
did knowingly possess, in and affecting commerce, a firearm, to
wit, a Star, Model 30M, 9mm semi[-]automatic pistol, bearing serial
number 1878329."
2
18 U.S.C. § 922(g)(1) provides:
It shall be unlawful for any person who has been
convicted in any court of, a crime punishable by
imprisonment for a term exceeding one year . . . to ship
or transport in interstate or foreign commerce, or
possess in or affecting commerce, any firearm or
ammunition; or to receive any firearm or ammunition which
has been shipped or transported in interstate or foreign
commerce.
3
18 U.S.C. § 924(e) provides, in part:
In the case of a person who violates section 922(g) of
this title and has three previous convictions by any
court referred to in section 922(g)(1) of this title for
a violent felony or a serious drug offense, or both,
committed on occasions different from one another, such
person shall be fined under this title and imprisoned not
less than fifteen years, and, notwithstanding any other
provision of law, the court shall not suspend the
sentence of, or grant a probationary sentence to, such
person with respect to the conviction under section
922(g).
-2-
On appeal, Charlton makes two claims. First, Charlton
contends that the empanelment of the jury that convicted him was
tainted by racial discrimination in violation of the Constitution
and Batson v. Kentucky, 476 U.S. 79 (1986). Second, Charlton
argues that the district court's imposition of the ACCA enhancement
violated his Constitutional rights because the government did not
plead or prove beyond a reasonable doubt the requisite predicate
convictions, nor did Charlton admit those convictions. Finding
that the district court committed no error in granting the
government's peremptory strike at issue in this case, we affirm
Charlton's conviction. Furthermore, finding that we are bound by
the United States Supreme Court ruling in Almendárez-Torres v.
United States, 523 U.S. 224, 226-27 (1998), and our own precedent
in United States v. Richards, 456 F.3d 260, 262 (1st Cir. 2006),
cert. denied, 550 U.S. 905 (2007), we affirm Charlton's sentence.
I. Facts and Procedural History
A. Incident (2004) and Indictment (2004)
As we observed in 2007, when this case was first before
us, the events leading to Charlton's arrest are generally
undisputed, and their substance is not at issue on this appeal
either. We thus will present these events even more briefly than
we did in our prior opinion in this matter. See United States v.
Charlton, 502 F.3d 1, 2-4 (1st Cir. 2007).
-3-
During the evening of July 25, 2004, while investigating
a shooting, police in Brockton, Massachusetts found a loaded
firearm wrapped in a white shirt on a porch near where Charlton was
standing with four other men. Later that night, after first
offering various denials, Charlton admitted to the police that he
possessed the firearm, owned the white shirt, and had recently
stabbed a man.
On September 29, 2004, a grand jury sitting in Boston,
Massachusetts, returned a one-count indictment against Charlton,
charging him with being a felon in possession of a firearm, in
violation of 18 U.S.C. § 922(g)(1).
B. First Trial (2006) and Charlton's Denied Motion to Dismiss
(2006)
On March 13, 2006, Charlton's first trial began. Seven
days later, on the government's motion and over Charlton's
objection, the district court declared a mistrial after the jury
repeatedly declared it was deadlocked.
On May 23, 2006, Charlton filed a motion to dismiss the
indictment against him on the ground that "further prosecution
would violate the Double Jeopardy clause of the Fifth Amendment to
the United States Constitution." On June 12, 2006, the district
court denied Charlton's motion. United States v. Charlton, 2006
U.S. Dist. LEXIS 97012, at *14 (D. Mass., June 12, 2006). On
August 10, 2007, we affirmed. Charlton, 502 F.3d at 6.
-4-
C. Second Trial -- Jury Selection (2007)
On December 3, 2007, Charlton's second trial began, and
jury selection commenced. Because this was a non-capital felony
case, the government possessed six peremptory challenges to
prospective jurors and Charlton had ten. See Fed. R. Crim. P.
24(b)(2). Each side also possessed one additional peremptory
challenge for the two prospective alternate jurors. See Fed. R.
Crim. P. 24(c)(4)(A).
The district court qualified the venire, which consisted
of fifty-five potential jurors. The district court and defense
counsel argued about the precise number of African-Americans in the
jury pool, which defense counsel stated was seven and the district
court at one point estimated was twelve.4
1. Peremptory Challenges -- Round One
The district court proceeded by seating the first twelve
potential jurors, which the defense noted included two African-
Americans. The government then exercised three of its peremptory
challenges, striking Juror No. 23, one of the two African-
Americans. Next, the defense exercised five of its peremptory
challenges, after which the defense objected to the government's
peremptory challenge of Juror No. 23, stating: "she's one of the
4
The district court alternated between saying that its estimate
of the number of African-Americans in the jury pool "doesn't even
count the Chinese guy and the people with Hispanic surnames" and
"included people with Hispanic and Chinese names."
-5-
two black jurors seated in the jury, and I think one of the few
black jurors in the jury pool." The government attorney, when
asked by the district court if he "want[ed] to give a reason for
the record," responded: "It has nothing to do with the race, just
she's an attorney, and I do not want an attorney on the jury." The
district court accepted this explanation and excused Juror No. 23.
2. Peremptory Challenges -- Round Two
The district court then seated eight new potential
jurors, including one African-American. The defense then exercised
two of its five remaining peremptory challenges. The government
followed by exercising one of its three remaining peremptory
challenges, striking Juror No. 37, the newly called African-
American. The defense again objected, stating: "This is the second
African-American that's being challenged. Our client is entitled
to a fair jury. If she's off, there will be one African-American
on the jury, and I'm pressing that." The government, when asked by
the district court why he was striking the prospective juror,
responded:
[S]he's a member of the clergy. It has
nothing to do with race . . . . Whether she
was black, white, Hispanic, Asian, male or
female, I'd be challenging her because I think
members of the clergy tend to be more
sympathetic towards people and less likely to
judge them, and I note for the record the
first two that I challenged last time happened
to be white males.
-6-
The district court accepted this explanation, stating: "I do know
that, typically speaking, prosecutors challenge clergy. I mean,
that's the way they do it, so I'm not going to call this a black
challenge."
After then determining that there was a maximum of two
African-Americans in the remaining jury pool,5 the district court,
referring to one of those prospective jurors, asked the government:
"She is African-American, and I'm not striking three, so will you
withdraw [your peremptory challenge]?" The government agreed to
withdraw its peremptory challenge against Juror No. 37.
5
It is unclear whether, at this point, there was one African-
American remaining in the jury pool, as the defense claims, or two,
as the district court and the government seemed to suggest. The
relevant portion of the transcript is as follows:
THE COURT: On the other hand, there are two [African-
Americans] out there in the pool, at least right now,
that I would identify that way . . . .
. . .
MR. RICHARDSON: -- before we get to it, who else are we
calling African-American that's still out there?
THE COURT: It looks like there are two.
MS. BYRNE: One of them is his father.
THE COURT: No. There's one.
. . .
MR. RICHARDSON: I'm just trying to figure out who they
are because if one of them is being counted as African-
American and one has a son serving in prison --
-7-
3. Peremptory Challenges -- Rounds Three Through Six
In the third round, the district court seated two new
potential jurors, one of which the defense struck. In the fourth
round, the district court seated one new potential juror, which the
defense struck. At this point, the defense had one remaining
peremptory challenge and, because it had withdrawn its previous
peremptory challenge, the government had three. In the fifth
round, the district court seated one new potential juror, which the
defense struck, exhausting its peremptory challenges.
In the sixth round, the district court seated one new
potential juror, Juror No. 43, an African-American. The government
exercised one of its three remaining peremptory challenges,
striking Juror No. 43. The government, without prompting from the
district court, provided the following explanation, to which the
defense did not object:
Your Honor, this is a juror who indicated that
she's got a son who went to prison for
possession of a firearm. Therefore I'm going
to exercise a peremptory as to her. And I
just do want to make a record that I
understand the Court's position, but for
whatever it's worth, I do think it's unfair
that the government is precluded, for reasons
that have absolutely nothing to do with race,
from challenging people that under any other
circumstance would be unremarkable anyway.
That's why I'm challenging this juror.
At this point, the defense had no remaining peremptory challenges
and the government had two.
-8-
4. Peremptory Challenges -- Final Rounds
The district court then seated the final juror, after
which the district court called the first two candidates for the
alternate slots. The government exercised its sole peremptory
challenge for the two prospective alternate jurors, striking Juror
No. 47, who was not African-American. The government, without
prompting from the district court, provided the following
explanation, to which the defense did not object: "This is the
other individual who indicated in this case [that] a[] cousin[,] I
believe, is in jail for possession [of a firearm]." Afterwards,
the district court seated one new potential alternative juror, to
which neither party objected.
Of the twelve jurors who were ultimately empaneled, two
-- one of the first twelve prospective jurors to be called from the
jury pool and Juror No. 37 -- were African-American.
D. Second Trial -- Stipulation (2007), Conviction (2007),
Sentencing (2008), and Appeal (2008)
At trial, the parties stipulated to the fact that, prior
to July 25, 2004, Charlton was convicted of a crime punishable by
imprisonment for a term exceeding one year. The jury trial
concluded after seven days on December 10, 2007, resulting in the
conviction of Charlton.
A presentence investigation report ("PSI report"), dated
May 6, 2008, documented Charlton's prior criminal history,
including three felony convictions under Massachusetts law.
-9-
Concluding that these convictions subsumed either a violent felony
or an applicable serious drug offense committed on occasions
different from one another, the probation officer who prepared the
PSI report recommended that Charlton be sentenced as an armed
career criminal -- a classification that would trigger a fifteen-
year minimum sentence. 18 U.S.C. § 924(e). Absent that
classification, Charlton's total offense level and prior criminal
history would have placed him in a lower guidelines sentencing
range and, therefore, probably would have yielded a lesser sentence
than the district court imposed on him. On June 9, 2008, the
district court, observing that Charlton "had quite a few prior
convictions," sentenced Charlton to a term of imprisonment of 204
months, sixty months of supervised release, and a $100 special
assessment.
Judgment was entered on June 11, 2008. Five days later,
Charlton filed his timely notice of appeal. Charlton challenges
both the peremptory challenges the government exercised in the
process of jury empanelment and the imposition of the ACCA.
II. Discussion
A. Batson Challenge
On appeal, Charlton argues that empanelment of the jury
that convicted him was tainted by racial discrimination and
therefore violated his rights to equal protection of the law under
the Fifth Amendment and Batson, 476 U.S. 79 (1986). Charlton
-10-
contends that the government's exercise of peremptory challenges
"was heavily weighted to exclude African-Americans from the jury."
Charlton concedes that the government provided race-neutral
explanations for its peremptory challenges. He argues, however,
that "those explanations appear pretextual." Consequently,
Charlton states, his conviction must be reversed and the matter
remanded for a new trial. As discussed below, we find that the
district court committed no error in accepting the explanations for
the peremptory challenges the government exercised at trial.
1. Background and Framework
The Supreme Court has observed that "a defendant has no
right to a petit jury composed in whole or in part of persons of
his own race . . . but the defendant does have the right to be
tried by a jury whose members are selected pursuant to non-
discriminatory criteria." Batson, 476 U.S. at 85-86 (internal
quotation marks omitted) (citing Strauder v. West Virginia, 100
U.S. 303, 305 (1880); Martin v. Texas, 200 U.S. 316, 321 (1906); Ex
parte Virginia, 100 U.S. 339, 345 (1880)). As we have previously
observed, in the 1986 case of Batson, the Supreme Court "held that
the defendant's equal protection rights under the Fourteenth
Amendment were violated where jury selection at his trial had been
affected by invidious racial discrimination." United States v.
Girouard, 521 F.3d 110, 112 (1st Cir. 2008); see also Batson, 476
U.S. at 89 ("[T]he component of the jury selection process at issue
-11-
here, the State's privilege to strike individual jurors through
peremptory challenges, is subject to the commands of the Equal
Protection Clause. Although a prosecutor ordinarily is entitled to
exercise permitted peremptory challenges for any reason at all, as
long as that reason is related to his view concerning the outcome
of the case to be tried, the Equal Protection Clause forbids the
prosecutor to challenge potential jurors solely on account of their
race or on the assumption that black jurors as a group will be
unable impartially to consider the State's case against a black
defendant.") (internal citations and quotation marks omitted).
"Batson applies to proceedings in federal courts under the Fifth
Amendment's Due Process Clause." Girouard, 521 F.3d at 112 n.1.
As we have also previously observed, "[t]he Batson
framework [for challenging jury composition] requires three steps."
Id. at 113; see also Snyder v. Louisiana, 552 U.S. 472, 476 (2008).
We have articulated those steps as follows:
First, the defendant must make a prima facie
showing of discrimination in the prosecutor's
launching of the strike. If the defendant
fulfills this requirement by establishing,
say, a prima facie case of a racially driven
impetus, then the prosecutor must proffer a
race-neutral explanation for having challenged
the juror. If the prosecutor complies, then,
at the third and final stage, the district
court must decide whether the defendant has
carried the ultimate burden of proving that
the strike constituted purposeful
discrimination on the basis of race.
-12-
Girouard, 521 F.3d at 113 ("The three-step process attempts to
balance the time-honored principle of unfettered exercise of the
peremptory challenge with a need to conform trial process to the
Constitution."); see also Snyder, 552 U.S. at 476-77.
"The opponent of a strike bears the burden of proof
throughout the inquiry." Girouard, 521 F.3d at 113. In order to
establish a prima facie case of discrimination, "the moving party
must 'raise an inference that the prosecutor used [peremptory
challenges] to exclude the veniremen from the petit jury' because
of their membership in a protected class." Aspen v. Bissonnette,
480 F.3d 571, 574 (1st Cir. 2007) (citation omitted). We have
recognized that "the Supreme Court has recently reiterated that the
Batson prima facie standard is not onerous." Id. (citing Johnson
v. California, 545 U.S. 162, 170 (2005)).
2. Standard / Scope of Review
A preserved Batson claim is one in which contemporaneous
objection was raised at trial; an unpreserved Batson claim is one
in which no such objection was raised at trial. See United States
v. Pulgarin, 955 F.2d 1, 1-2 (1st Cir. 1992). "We review preserved
Batson claims for clear error, including cases in which the trial
court finds no prima facie case of discrimination." Girouard, 521
F.3d at 115; see also Snyder, 552 U.S. at 477. "We will not find
clear error unless, after reviewing all of the evidence, we are
left with the definite and firm conviction that a mistake has been
-13-
committed." United States v. González-Meléndez, 594 F.3d 28, 35
(1st Cir. 2010) (citation and internal quotation marks omitted).
"We . . . apply plain error review to unpreserved Batson claims
. . . ." Girouard, 521 F.3d at 115. In applying this standard of
review, we have observed a Supreme Court ruling that, "[u]nless a
discriminatory intent is inherent in the prosecutor's explanation,
the reason offered will be deemed race neutral." Pulgarin, 955
F.2d at 2 (citing Hernández v. New York, 500 U.S. 352, 360 (1991)).
"We have cautioned those who object to peremptory strikes
that they should come forward with facts, not just numbers alone."
Girouard, 521 F.3d at 116 (internal quotation marks omitted).
Rather, "in considering a Batson objection, or in reviewing a
ruling claimed to be Batson error, all of the circumstances that
bear upon the issue of racial animosity must be consulted."
Snyder, 552 U.S. at 478. Those circumstances include both numeric
and non-numeric forms of evidence:
Relevant numeric evidence includes the
percentage of strikes directed against members
of a particular group, the percentage of a
particular group removed from the venire by
the challenged strikes, and a comparison of
the percentage of a group's representation in
the venire to its representation on the jury.
Relevant non-numeric evidence includes the
striking party's questions and statements
during the voir dire, whether the striking
party had unused peremptory challenges through
which he or she could have eliminated more
members of the allegedly targeted group,
apparent non-discriminatory reasons for
striking potential jurors based on their voir
dire answers, and whether similarly situated
-14-
jurors from outside the allegedly targeted
group were permitted to serve . . . .
Aspen, 480 F.3d at 577 (internal citations omitted). "We follow
this approach of looking at all relevant circumstances even in
cases where we are reviewing a district court's finding that no
prima facie case has been made." Girouard, 521 F.3d at 115-16.
3. Analysis
We consider below both the proper standard / scope of
review to employ in this matter, as well as Charlton's specific
Batson challenge.
a. Standard / Scope of Review
Charlton contends that we should review his Batson
challenge to the striking of Juror No. 23 for clear error. The
government suggests, rather, that we should review Charlton's
challenge for plain error. The government supports its argument by
observing that Charlton did not renew his challenge when the
purported purposeful discrimination became apparent: after the
government withdrew its strike of Juror No. 37,6 and then exercised
a peremptory challenge against Juror No. 43. We need not take a
position on this matter, as we find that the district court
committed no error -- clear or plain -- in denying Charlton's
Batson challenge.
6
In its appellate brief, the government refers to "juror number
23" as the prospective juror against which the government withdrew
a peremptory challenge. Appellee's Br. at 18. However, it is
clear that the government meant Juror No. 37.
-15-
b. Charlton's Specific Batson Challenge
Charlton focuses his Batson claim on the government's
exercise of a peremptory challenge against Juror No. 23. At trial,
Charlton objected to the striking of Juror No. 23 on Batson
grounds. As discussed below, Charlton has relied entirely on the
number of prosecution strikes against African-Americans. As we
have previously held, "[i]t is at least questionable whether this
evidence is adequate to surpass the prima facie hurdle." Aspen,
480 F.3d at 577 (citing United States v. Esparsen, 930 F.2d 1461,
1467 (10th Cir. 1991) ("By itself, the number of challenges used
against members of a particular [group] is not sufficient to
establish . . . a prima facie case.")) (alteration in original).
But even assuming that Charlton could establish a prima facie case,
it is clear that he cannot ultimately establish a Batson violation.
Charlton concedes in his appellate brief that the reason
the government offered at trial -- that Juror No. 23 is "an
attorney, and I do not want an attorney on the jury" -- "is a
sufficient race-neutral explanation for the challenge and, standing
alone, would vitiate his argument." Charlton contends, however,
that the totality of the circumstances indicates that "a purpose to
eliminate or minimize an African-American presence on the jury can
be gleaned, and accordingly Charlton's rights were violated."
To support his totality-of-the-circumstances argument,
Charlton points to several developments throughout the process of
-16-
voir dire. First, Charlton emphasizes that the government
exercised "only one" peremptory challenge in the second round in
which the district court called prospective jurors when it struck
Juror No. 37, the sole newly called African-American. Second,
Charlton points to the fact that the jury that was ultimately
empaneled included two African-Americans, "one of whom[, Juror No.
37,] was seated only because the prosecutor withdrew his peremptory
challenge in the face of a Batson challenge." Finally, Charlton
notes that the government attempted to exercise three, or fifty
percent, of its six peremptory challenges on African-Americans:
Juror No. 23, Juror No. 37, and Juror No. 43. Charlton contends
that, although the government withdrew its peremptory challenge
against Juror No. 37, "the government's use of half of its
challenges to rid, or attempt to rid[,] the jury of three (3) of
the four (4) African-Americans who were seated casts a pall over
the selection process that amounts to discrimination and undercuts
the prosecutor's stated reason for challenging Juror No. 23."
i. Relevant Numeric Evidence
Charlton's argument is unavailing given our consultation
of all of the circumstances that bear upon the issue of racial
animosity. Although on appeal Charlton focuses his Batson claim on
the government's exercise of a peremptory challenge against Juror
No. 23, our totality-of-the-circumstances analysis will also
-17-
evaluate the government's treatment of other prospective jurors.
We begin by considering the relevant numeric evidence.
First, Charlton correctly notes that fifty percent of the
government's strikes were directed against members of a particular
group, African-Americans. Second, if we take the most conservative
estimate of African-Americans in the jury pool, seven, these
strikes resulted in three out of seven, or forty-three percent, of
a particular group, African-Americans, being removed from the
venire. Since only one of these strikes -- against Juror No. 23 --
is directly challenged on appeal, the percentage of a particular
group, African-Americans, being removed from the venire by the
challenged strike is one out of seven, or fourteen percent.
Third, if we compare the percentage of a group's
representation in the venire to its representation on the jury, we
find the two percentages to be similar. Again adopting the
conservative estimate of African-Americans in the jury pool, we
find that African-Americans comprised seven out of fifty-five, or
thirteen percent, of the venire, and they comprised two out of
twelve, or seventeen percent, of the jury that was ultimately
empaneled. The proportion of African-Americans on the empaneled
jury was thus actually slightly higher than in the venire.
In submitting this Batson claim concerning Juror No. 23,
Charlton appeals to "just numbers alone," precisely what we have
cautioned against. See Girouard, 521 F.3d at 116 (citation
-18-
omitted). The government's use of half of its statutorily
permitted peremptory challenges to rid, or attempt to rid, the jury
of three of the four African-Americans who were seated does not
necessarily amount to racial discrimination and does not
necessarily undercut the government's stated reason for challenging
Juror No. 23.
ii. Relevant Non-Numeric Evidence
This finding is further supported by the relevant non-
numeric evidence. First, the government did not ask any questions
or make any statements during voir dire that suggested it was
operating with racial animosity towards African-Americans.
Second, by the end of voir dire for the prospective
jurors, the government had two unused peremptory challenges through
which it could have eliminated more members of the allegedly
targeted group of African-Americans. One African-American was
seated in the first round of voir dire and the government did not
strike or attempt to strike that person at any point during voir
dire. As other circuits have found, this circumstance suggests
that the government was not exercising its peremptory challenges in
a racially discriminatory manner. See, e.g., King v. Moore, 196
F.3d 1327, 1335 (11th Cir. 1999) (rejecting a prospective African-
American juror "after accepting another black venireperson . . .
[indicates] not only was there no pattern of discriminatory
strikes, there was a sort of 'antipattern'"); United States v.
-19-
Mixon, 977 F.2d 921, 923 (5th Cir. 1992) (in a situation in which
"[t]he government used five out of its six challenges against
blacks[, t]he one black accepted by the government weakens the
argument that the government was accepting jurors solely on a
racial basis").
Third, the government offered apparent non-discriminatory
reasons for striking potential jurors based on their voir dire
answers. The defense concedes on appeal that the explanations the
government provided were "race-neutral." The district court
accepted each explanation, either implicitly, by not soliciting an
explanation and not rejecting the peremptory challenge, or
explicitly, by soliciting an explanation and then not rejecting the
peremptory challenge. See Girouard, 521 F.3d at 115 (where defense
counsel objected on religious grounds to a peremptory challenge and
the district court refused to ask the prosecutor for a race-neutral
explanation, we interpreted the district court's action "as an
implicit rejection of [the defendant's] prima facie case of a
Batson violation"). The government stated it struck Juror No. 23
because the prospective juror was an attorney. Other courts have
not only permitted such peremptory challenges, but have, sua
sponte, declared their obviousness. For example, a district court
in the District of Massachusetts, without asking the prosecution to
justify a strike against a prospective juror who was an attorney,
stated, "[O]ne can think of many reasons why we wouldn't want an
-20-
attorney on a criminal case." Id. at 114. The government stated
it attempted to strike Juror No. 37 because the prospective juror
was a member of the clergy. Other courts have permitted such
peremptory challenges. For example, the U.S. Court of Appeals for
the Fifth Circuit found to be race-neutral the government's
peremptory challenge of an African-American prospective juror who
indicated that she and her husband were ordained ministers and the
government inferred that she might have a higher threshold of
reasonable doubt. Mixon, 977 F.3d at 923. The government stated
it struck Juror No. 43 because the prospective juror had a son in
prison for a crime similar to the one charged against Charlton:
possession of a firearm. The defense did not object to the
peremptory challenge against Juror No. 43 at the time but cites the
strike on appeal as part of the totality of the circumstances that
indicate that the government intended "to eliminate or minimize an
African-American presence on the jury." However, other circuits
have upheld similar juror dismissals. See, e.g., United States v.
Hendrix, 509 F.3d 362, 370 (7th Cir. 2007) (finding "a valid and
race-neutral basis for the strikes" where prosecution exercised
peremptory challenges against three jurors, all of whom had
relatives in prison); United States v. Crawford, 413 F.3d 873, 875
(8th Cir. 2005) ("There is no Batson violation when a juror is
dismissed because the juror's relatives have been prosecuted or
convicted of a crime . . . .").
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Finally, there is no evidence in the record that
similarly situated jurors (attorneys, members of clergy, or
relatives of convicts) from outside the allegedly targeted group of
African-Americans were permitted to serve. In fact, the government
was consistent when, according to the trial transcript, the only
other similarly situated prospective juror, Juror No. 47, who
stated she had a relative in jail for possession of a firearm, was
considered as an alternate juror. As with Juror No. 43, the
government exercised a peremptory challenge against this
prospective (alternate) juror, offering the same explanation in the
process, notwithstanding that Juror No. 47 was not African-
American.
Having consulted all of the circumstances that bear upon
the issue of racial animosity, we conclude that Charlton failed to
establish that the government purposely discriminated against
African-Americans in exercising its peremptory challenge against
Juror No. 23 and thus the district court committed no error --
clear or plain -- in permitting the government's peremptory
challenge against that prospective juror. Furthermore, we are not
left with the definite and firm conviction that the district court
made a mistake in deciding that Charlton failed to prove that the
strike constituted purposeful discrimination on the basis of race.
We have not determined an inherent discriminatory intent in the
government's explanation for striking Juror No. 23, and so deem the
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reason offered -- that she was an attorney and the government did
not want an attorney on the jury -- to be race-neutral. Thus,
contrary to Charlton's contention, we glean no purpose by the
government to eliminate or minimize an African-American presence on
the jury.
B. Predicate Convictions
Charlton was convicted of being a felon in possession of
a firearm under 18 U.S.C. § 922(g)(1) and subsequently sentenced
under the provisions of the ACCA. On appeal, Charlton argues that
his Sixth Amendment right to trial by jury was violated because the
government did not plead or prove beyond a reasonable doubt the
requisite predicate convictions, nor did Charlton admit to those
convictions. Consequently, Charlton states, his sentence must be
vacated and the matter remanded for resentencing. "We have
consistently rejected this argument in light of Supreme Court
precedent." United States v. LaFortune, 520 F.3d 50, 58 (1st Cir.
2008). As discussed below, because of the Supreme Court's and our
own precedent on this matter, we must uphold Charlton's sentence.
See Richards, 456 F.3d at 262.
On appeal, Charlton acknowledges that we have
characterized as "hopeless" claims
that the Fifth and Sixth Amendments precluded
the district court from classifying
[appellant] as an armed career criminal
because (i) the indictment did not charge him
as an armed career criminal and (ii)
[appellant] did not admit -- nor did a jury
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find -- that [appellant's] prior crimes
qualified as predicate offenses under the
ACCA.
Id. Charlton's characterization is accurate. "[A] sentencing
enhancement may be grounded on prior criminal convictions neither
separately charged nor proven to a jury." Id. (citing Almendárez-
Torres, 523 U.S. at 226-27). "[T]his court normally is bound by a
Supreme Court precedent unless and until the Court itself disavows
that precedent. For that reason, we recently have rejected a
parade of similarly sculpted challenges to the continuing vitality
of Almendárez-Torres [in the context of the ACCA]. We reiterate
those holdings today." Id. (internal citations omitted).
We conclude that the district court did not err in
sentencing Charlton as an armed career criminal.
III. Conclusion
We find no error in the district court's granting of the
government's peremptory strike against Juror No. 23. We are bound
by precedent in rejecting Charlton's ACCA claim. Charlton's
conviction and the district court's sentence are thus both
affirmed.
Affirmed.
"Concurring opinion follows"
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LYNCH, Chief Judge, concurring. Sometimes the whole can
be greater than the sum of the parts, including in Batson cases.
I write separately to emphasize that the defendant's underlying
theory is sound, though little help to him here. Even if the
prosecution offers facially neutral reasons for striking individual
members of protected groups at the time of the strike, if those
strikes together later create a concern that certain groups are
underrepresented, it may well make sense for a trial judge to take
a second look at the exclusions.
Batson and its progeny are not ultimately about
statistical disparities or disparate impact; they are about animus.
See Snyder v. Louisiana, 552 U.S. 472, 478 (2008). Determining
when a party acted with discriminatory purpose when exercising its
peremptory challenges with is never easy and is not well suited for
bright-line rules. See Miller-El v. Dretke, 545 U.S. 231, 238-40
(2005). The Supreme Court's recent jurisprudence reminds courts to
consider "all of the circumstances that bear upon the issue of
racial animosity." Snyder, 552 U.S. at 478; see also Miller-El,
545 U.S. at 240 ("If any facially neutral reason sufficed to answer
a Batson challenge, then Batson would not amount to much more than
Swain. Some stated reasons are false, and although some false
reasons are shown up within the four corners of a given case,
sometimes a court may not be sure unless it looks beyond the case
at hand.").
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But objections based solely on numerical effects are
inherently problematic. Although courts may consider statistics as
evidence of discrimination, Miller-El, 545 U.S. at 240-41, the
Supreme Court has not accepted the proposition that a showing of
disparate impact alone meets the Batson requirement, see Hernandez
v. New York, 500 U.S. 352, 362 (1991) (plurality opinion) ("An
argument relating to the impact of a classification does not alone
show its purpose.").
Relying only on statistics to uncover discriminatory
intent can be over- or underinclusive. Prosecutors often exercise
peremptories against a series of minority jurors for valid,
nondiscriminatory reasons. And no matter how many or how few
minority jurors the government strikes, "[t]he Constitution forbids
striking even a single prospective juror for a discriminatory
purpose." Snyder, 552 U.S. at 478 (quoting United States v.
Vasquez-Lopez, 22 F.3d 900, 902 (9th Cir. 1994)).
Frequently in life, later, related events have
explanatory power as to what happened earlier. Thus an explanation
for a strike that seems minimally adequate at the time may look
more suspect in light of later challenges. The cumulative impact
of a series of peremptories is one of many facts courts can
consider when interpreting a prosecutor's motives.
Here, the defendant has no more than numbers, as Judge
Torruella's opinion clearly explains. The other facts do not show
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that the government acted with animus. The government exercised
two peremptories to which Charlton objects, first against an
attorney and then, initially, against a clergymember. In the end,
the prosecution decided, after it looked at the assembled jurors,
not to strike Juror No. 37 (the clergymember), which removed any
suspicion of a Batson violation from the case. While the
defendant's case has been ably argued, there was no error.
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