IN THE COURT OF APPEALS OF TENNESSEE
AT JACKSON
ANTONIO L. SWEATT v. FRED RANEY, ET AL.
A Direct Appeal from the Circuit Court for Lake County
No. 98-7870 The Honorable R. Lee Moore, Jr., Judge
No. W1999-02458-COA-R3-CV - Decided June 14, 2000
An inmate in correctional facility filed a civil rights case for alleged violation of his
constitutional rights, primarily for transferring the inmate from one facility to equally-rated facility.
The trial court dismissed the case for failure to state a claim upon which relief can be granted. The
inmate has appealed.
Tenn. R. App. P. 3; Appeal as of Right; Judgment of the Circuit Court Affirmed and
Remanded
CRAWFORD , P.J., W.S., delivered the opinion of the court, in which HIGHERS , J., and FARMER , J.,
joined.
Antonio L. Sweat, Pro se
Paul G. Summers, Attorney General and Reporter; Arthur Crownover II, Assistant Attorney General
and Reporter
OPINION
Plaintiff-appellant, Antonio L. Sweatt, appeals from the order of the trial court dismissing
his complaint for failure to state a claim against defendants-appellees, Fred Raney, et al.
In reviewing an appeal from an order dismissing a suit for failure to state a claim upon which
relief can be granted, we obviously are limited to the allegations in the complaint, and we must
construe the complaint liberally in favor of the plaintiff, taking all of the allegations of fact therein
as true. Randolph v. Dominion Bank of Middle Tennessee, 826 S.W.2d 477, 478 (Tenn. Ct. App.
1991) (citing Huckeby v. Spangler, 521 S.W.2d 568, 571 (Tenn. 1974)). Dismissal under
Tenn.R.Civ.P. 12.02(6) is warranted only when no set of facts will entitle the plaintiff to relief.
Pemberton v. American Distilled Spirits Co., 664 S.W.2d 690, 691 (Tenn. 1984). Moreover, a
complaint should not be dismissed no matter how poorly drafted if it states a cause of action. Dobbs
v. Guenther, 846 S.W.2d 270, 273 (Tenn. Ct. App. 1992). In Humphries v. West End Terrace,
Inc., 795 S.W.2d 128 (Tenn. Ct. App. 1990), this Court said:
A motion to dismiss pursuant to Rule 12.02(6), Tenn.R.Civ.P., for
failure to state a claim upon which relief can be granted is the
equivalent of a demurrer under our former common law procedure
and, thus, is a test of the sufficiency of the leading pleading.
Cornpropst v. Sloan, 528 S.W.2d 188, 190, 93 A.L.R.3d 979 (Tenn.
1975). Such a motion admits the truth of all relevant and material
averments contained in the complaint but asserts that such facts do
not constitute a cause of action. Cornpropst, 528 S.W.2d at 190. A
complaint should not be dismissed upon such motion “unless it
appears beyond doubt that the plaintiff can prove no set of facts in
support of his claim that would entitle him to relief.” Fuerst v.
Methodist Hospital South, 566 S.W.2d 847, 848 (Tenn. 1978). In
considering whether to dismiss a complaint for failure to state a claim
upon which relief can be granted, the court should construe the
complaint liberally in favor of the plaintiff taking all of the
allegations of fact therein as true. Huckeby v. Spangler, 521 S.W.2d
568, 571 (Tenn. 1975).
Id. at 130. On appeal, issues raised by a Rule 12.02(6) motion to dismiss are questions of law that
are reviewed de novo with no presumption of correctness. Owens v. Truckstops of Am., 915 S.W.2d
420, 424 (Tenn. 1996).
With the above in mind, we examine plaintiff’s complaint filed January 7, 1999, against Fred
Raney, James Dukes, Cherry Lindamood, Ray Goodgine, Gerald Daniels, Gray Copland, Sonya
Little, Rachelle Chisholm, Donal Campbell, Jim Rose, and Howard Cook. The pertinent allegations
of the complaint are as follows: Plaintiff was incarcerated at the Northwest Correctional Complex
(hereinafter Northwest) from March 1, 1995, until May 18, 1999, when he was transferred to the
Turney Center Industrial Prison & Farm (hereinafter TCIP). Defendant, Donal Campbell is
Commissioner of the Tennessee Department of Correction and the other defendants are employees
of the department.
The complaint alleges that on February 12, 1998, plaintiff filed a civil rights suit against
Donal Campbell and Fred Raney, and that plaintiff’s transfer violated plaintiff’s constitutional rights
by denying him access to the courts in retaliation for plaintiff’s seeking access to the court’s
remedies.
Sweat avers that while at Northwest, the inmates elected plaintiff their counsel representative
for housing unit four, which required him to voice grievances to the defendants. On April 6, 1998,
plaintiff prepared and circulated a petition regarding Northwest’s policy on legal mail. On April 7,
1998, plaintiff prepared a petition regarding the level of lighting in the guild housing unit. Plaintiff
presented these petitions to defendants Campbell and Raney. On April 22, 1998, plaintiff submitted
a petition to Raney complaining that the new laundry procedures at Northwest were inadequate.
The complaint avers that on April 21, 1998, plaintiff filed a second civil rights complaint in
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the Lake County Circuit Court styled, “Antonio Sweatt v. Robert Conley, et al.” Plaintiff alleged
violations of his First, Eighth, and Fourteenth Amendments of the United States constitution by the
defendants’ deliberate indifference to his serious medical condition.
The complaint alleges 42 U.S.C. § 1983, 1985, and 1986 actions for deprivation of
constitutional rights under the First, Eighth and fourteenth Amendments of the United States
Constitution. Plaintiff alleges that the defendants conspired to retaliate against him and transferred
him on May 28, 1998, from Northwest to TCIP in retaliation for his filing lawsuits and grievances.
Plaintiff also asserts that defendants showed deliberate indifference to his serious chronic sinusitis
and breathing conditions by subjecting plaintiff to second-hand cigarette smoke and that the
defendants engaged in a conspiracy to intimidate, oppress and harass him with the intent to deny
plaintiff the right to petition the government for grievances.1
On January 26, 1999, plaintiff filed motions styled “Motion for Extension of Time for
Completion of Requested Discovery from Defendants, “Motion for Order Directing Defendants to
File Martinez Report,” and a “Motion for Continuance.” These motions were denied as being
premature by order entered April 16, 1999.
On April 12, 1999, the defendants filed a motion pursuant to Tenn. R. Civ.P. 12.02(6) to
dismiss the complaint for failure to state a claim upon which relief can be granted.
On June 23, 1999, the trial court entered a detailed and well-reasoned order granting the
motion to dismiss, which we quote:
On January 7, 1999, Plaintiff filed “Civil Rights Complaint.”
Plaintiff alleges that Defendants conspired to retaliate against him by
transferring him from the Northwest Correctional Center to the
Turney Center on May 28, 1998. Plaintiff alleges that the Defendants
either made the transfer or failed to stop the transfer and that the
transfer was made under the pretense of population control
management. Plaintiff further alleges that the action taken violated
his constitutional rights to access to courts and amounted to
retaliation and civil rights intimidation. The Complaint further
alleges that Defendants have violated T.C.A. § 39-16-402 and T.C.A.
§ 39-16-403. T.C.A. § 39-16-402 deals with official misconduct.
T.C.A. § 39-16-403 deals with official oppression. Neither of these
statutes are applicable to the factual situation alleged in the original
Complaint. The Complaint sues each Defendant in his or her
individual capacity. There are, however, no allegations against any
1
In the trial court’s order granting the plaintiff’s motion to dismiss, the court held that
plaintiff’s allegations that defendants violated T.C.A. § 39-16-401 and § 39-16-403 were not
applicable to the factual situation in the original complaint. We agree with the trial court’s ruling.
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Defendant except in his or her capacity as employees of the
Tennessee Department of Corrections. On April 12, 1999,
Defendants filed “Motion to Dismiss” and “Memorandum of Law In
Support Of Motion To Dismiss.” Defendants take the position that
the Complaint should be dismissed for failure of the Plaintiff to
comply with T.C.A. § 41-21-801 et seq. T.C.A. § 41-21-805 requires
the indigent inmate who files a claim in state court to list any and all
lawsuits filed by the inmate along with the operative facts of each
case and given information. Although the Plaintiff may not have
completely complied with T.C.A. § 41-21-805, it appears that he has
substantially complied with this statute for the purpose of this lawsuit.
The Defendants also take the position that his allegations
regarding the transfer do not state a claim against the Defendants
upon which relief can be granted. The Defendants also state that
there is no evidence of any retaliation against the Plaintiff and that
this action is based only on conclusory allegations not acceptable
under 42 U.S.C. 1983. The Defendants also state that they are
entitled to qualified immunity in this case and that the case should
further be dismissed because of the defense of qualified immunity.
The issue raised by Defendant regarding T.C.A. § 41-21-801
et seq. has been addressed.
The Defendant moves to dismiss because the Complaint fails
to state a claim against the Defendants upon which relief can be
granted. Defendants cite the case of Ward v. Dyke, 58 Fed. 3d 271
(6th Cir. 1995). The Ward case appears to be directly on point. It
deals specifically with the issues raised in this particular case. Ward
holds that prisoners do not have the constitutional right to be
incarcerated in any particular institution. It states further that the
Supreme Court has held repeatedly that the ability to transfer
prisoners is essential to prison management, and that requiring
hearings for such transfers would interfere impermissibly with prison
administration. Ward also cites the case of Meachum v. Fano, 42
U.S. at 228, 96 Sup. Ct. at 2540, stating “whatever expectation the
prisoner may have in remaining at a particular prison so long as he
behaves himself, it is ephemeral and insubstantial to trigger
procedural due process protections as long as prison officials have
discretion to transfer him for whatever reason or for no reason at all.”
The inmate in the Ward case was transferred for the very reasons the
Plaintiff alleges that he was transferred in the present case. Since the
Plaintiff has no protected constitutional right not to be transferred,
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there is no constitutional violation on the part of the Defendants.
It is clear also after analyzing the Ward case, that Plaintiff’s
fundamental right of access to courts and his right to petition for
redress of grievances have not been violated. Although Plaintiff has
been transferred, he still has access to the court system and to the
grievance system.
Defendants next state that this action is based only on
conclusory allegations and that this case should be dismissed again
for failure to state a claim against the Defendants upon which relief
can be granted. Allegations in the Complaint are conclusory in
nature. The claim under 42 U.S.C. 1983 cannot be sustained on
conclusory allegations alone. Smith v. Rose, 760 Fed.2d 102 (6th
Circuit 1985). There are no specific allegations showing that
retaliation was a substantial or motivating factor in the Defendants’
action against the Plaintiff.
The Defendants next indicate that they are entitled to qualified
immunity as a defense to this case. “Governmental officials
performing discretionary functions generally are shielded from
liability for civil damages in so far as their conduct does not violate
clearly established statutory or constitutional rights of which a
reasonable person would have known.” Harlow v. Fitzgerald, 457
U.S. 800; 102 Sup. Ct. 2727; 73 L. Ed. 2d 396 (1982). The Ward
case holds that the prison officials in this case were entitled to
qualified immunity when accused of transferring an inmate in
retaliation for his grievance filing stating that the Defendants were
entitled to qualified immunity because there was no constitutional
right not to be transferred form one level II institution to another
when prison officials in the exercise of their discretion, determine
whether a prisoner is an adjustment problem.
For the reasons stated above, the Motion To Dismiss of all
Defendants is hereby granted.
Furthermore, Plaintiff had requested additional time for
discovery in this case. T.C.A. § 41-21-804 (d) requires the trial court
to suspend all discovery upon the filing of a motion to dismiss
asserting that a claim is frivolous or malicious. Because Defendant’s
Motion To Dismiss was based, in part, upon the assertion that
Sweatt’s claim had no basis in law and in fact (i.e. that Sweatt failed
to state a claim upon which relief can be granted), the Motion to
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Dismiss amounted to one that asserted Sweatt’s claim to be frivolous
or malicious. Accordingly, the trial court is required to suspend all
discovery at that point. From viewing the material in the court file in
its entirety, this Court finds that this claim is frivolous. The claim
had no chance of success. There are no specific facts set forth that
would state a claim against any Defendant upon which relief can be
granted. The claim, therefore, has no basis in fact for the Court to
determine that there would be any basis for the claim under prevailing
law. This case also involves either the same or very similar operative
facts of several prior lawsuits filed in this Court by the Plaintiff. It is
substantially similar to previous claims. Pursuant to T.C.A. § 41-21-
807, the Plaintiff shall pay all filing fees, court costs and other related
expenses in accordance with this code section. The Clerk shall mail
to Plaintiff, Antonio Sweatt, a certified copy of this Order along with
the Clerk’s Bill of Costs. Pursuant to T.C.A. § 41-21-812, the Circuit
Clerk for Lake County may not accept for filing any other claims filed
by Antonio Sweatt until all fees, taxes, court costs and other expenses
of this case are paid in full.
Plaintiff has appealed, and the only issue for review is whether the trial court erred in
dismissing plaintiff’s complaint.
Prisoners do not have a constitutional right to be incarcerated in any particular institution.
Meachum v. Fano, 427 U.S. 215, 96 S.Ct. 2532, 49 L.Ed.2d 451 (1976). Prison administrators have
wide discretion in adopting and executing policies which in their expert judgment are necessary to
preserve internal order and discipline and to maintain security. O’Lone v. Estate of Shabazz, 482
U.S. 342, 107 S.Ct. 2400, 96 L.Ed.2d 282 (1987); Hewitt v. Helms, 459 U.S. 460, 103 S.Ct. 864,
74 L.Ed.2d 675 (1983).
In Ward v. Dyke, 58 Fed.3d 271 (6th Cir. 1995), the Sixth Circuit Court of Appeals reversed
the district court’s denial of qualified immunity for the defendant prison officials. The inmate had
sued the officials alleging that they violated his rights when they transferred him from one prison to
another because he exercised his right to seek redress of grievances. The Court stated:
Government officials performing discretionary functions “generally
are shielded from liability for civil damages insofar as their conduct
does not violate ‘clearly established’ statutory or constitutional rights
of which a reasonable person would have known.” Harlow v.
Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2738, 73 L.Ed.2d 396
(1982). When a claim for qualified immunity is raised within the
context of a motion for summary judgment, we first examine whether
the plaintiff has stated a § 1983 claim against the defendants before
addressing whether qualified immunity should attach. McLaurin v.
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Morton, 48 F.3d 944, 947 (6th Cir. 1995). If the plaintiff has asserted
a violation of a clearly established constitutional right, we then
examine whether the defendant’s conduct violated that right. Id.
Id. at 273.
In Thaddeus-X v. Blatter, 175 F.3d 378 (1999), the Court stated:
A retaliation claim essentially entails three elements: (1) the
plaintiff engaged in protected conduct; (2) an adverse action was
taken against the plaintiff that would deter a person of ordinary
firmness from continuing to engage in that conduct; and (3) there is
a causal connection between elements one and two – that is, the
adverse action was motivated at least in part by the plaintiff’s
protected conduct. See, e.g., Bloch v. Ribar, 156 F.3d 673, 678 (6th
Cir. 1998); Lewis v. ACB Bus. Servs., Inc., 135 F.3d 389, 406 (6th
Cir. 1998); Penny v. United Parcel Serv., 128 F.3d 408, 417 (6th Cir.
1997); Yellow Freight Sys., Inc. v. Reich, 27 F.3d 1133, 1138 (6th cir.
1994). This formulation describes retaliation claims in general, but
it will yield variations in different contexts.
Id. at 394.
In Mandella v. Campbell, No. 97-5712, 1999 WL 357825 (6th Cir. Tenn. 1999), Mandella
filed a civil rights action against nine employees of the Tennessee Department of Correction alleging
that there was retaliation by various personnel because he filed grievances, complaints, and lawsuits
on his own behalf and on behalf of other inmates. He also alleged that he was transferred from
Turney Center Industrial Prison to the SCC as retaliation for the exercise of constitutional rights.
He appealed only the issue concerning his transfer. Affirming the district court’s dismissal, the
Court said:
Thaddeus-X expressly reaffirmed the familiar principle that “a prison
regulation [that] impinges on inmates’ constitutional rights . . . is
valid if it is reasonably related to legitimate penological interests.”
Thaddeus-X, ____ F.3d at ____, 1999 WL 114379 at *8. To
establish a First Amendment retaliation claim, moreover, Thaddeus-
X teaches that a prisoner must show an “adverse action” of a sort
“that would ‘deter a person of ordinary firmness’ from the exercise of
the right at stake.” Id. at *15, quoting Bart v. Telford, 677 F.2d 622,
625 (7th Cir. 1982).
“[A]n action comparable to transfer to administrative
segregation,” the Thaddeus-X opinion notes, “would certainly be
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adverse.” Thaddeus-X, ___ F.3d at ___, 1999 WL 114379 at *15.
Transfer to the general population of another penal institution, in
contrast, is, as we have said, simply one of the ordinary incidents of
prison life. It cannot rise to the level of an “adverse action” because
it would not deter a person of ordinary firmness from the exercise of
his First Amendment rights.
1999 WL 357825, **3.
Under the above authorities, the trial court did not err in holding that the defendants are
entitled to qualified immunity and that the allegations of the complaint do not state a claim because
there was no violation of established constitutional rights. Moreover, the allegations of the
complaint are conclusory and do not sufficiently state a civil rights claim.
Accordingly, the order of the trial court dismissing plaintiff’s complaint is affirmed. This
case is remanded to the trial court for such further proceedings as may be necessary. Costs of the
appeal are assessed against the appellant, Antonio Sweatt.
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Antonio Sweatt v. Fred Raney
Combined Opinion