IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs October 2, 2001
STATE OF TENNESSEE v. LUIS ANTHONY RAMON
Direct Appeal from the Circuit Court for Henry County
No. 12937 Julian P. Guinn, Judge
No. W2001-00389-CCA-R3-CD - Filed August 9, 2002
JOSEPH M. TIPTON, J., dissenting.
Given the present state of the law, I respectfully disagree with the result reached in the
majority opinion. I believe that it was the jury’s prerogative to discredit some or all of the
defendant’s experts’ testimony and to conclude that their testimony did not prove by clear and
convincing evidence that the defendant could not appreciate the wrongfulness of his conduct.
The 1995 amendment to the insanity defense statute dramatically altered the insanity defense
in Tennessee in two ways. Although sanity was presumed, once the evidence raised a reasonable
doubt, the burden of proof shifted to the state, which had to prove a defendant’s sanity beyond a
reasonable doubt. See Graham v. State, 547 S.W.2d 531, 544 (Tenn. 1977). Also, the insanity
standard provided that a person was not responsible if as a result of mental disease or defect he or
she lacked substantial capacity either to appreciate the wrongfulness of the conduct or to conform
the conduct to the requirements of law. See id. at 543. Since the 1995 amendment, a defendant has
the burden of proving insanity by clear and convincing evidence. As important, it is no defense to
crime to prove that a defendant’s mental disease or defect prevented the defendant from conforming
conduct to the requirements of the law. Instead, the defendant must prove by clear and convincing
evidence that he or she, “as a result of a severe mental disease or defect,” was unable to appreciate
the nature or wrongfulness of such defendant’s acts.
I believe that shifting the burden of proof to the defendant means that the state has no duty
to prove sanity, just the duty to prove the existence of the elements of the offense charged beyond
a reasonable doubt. When the jury rejects insanity as a defense, I believe the appropriate standard
of review on appeal is whether, after viewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have failed to find that the defendant’s criminal insanity
at the time of the offense was established by clear and convincing evidence. This is the standard
used under the federal statute requiring the defendant to prove insanity by clear and convincing
evidence. See State v. Barton, 992 F.2d 66, 68-69 (5th Cir. 1993). In this respect, we should not
reweigh the evidence but presume that the jury has resolved all conflicts in the testimony and drawn
all reasonable inferences from the evidence in favor of the state. This also includes appreciating the
fact that a jury may rightfully reject an expert’s opinion.
In determining the issue of insanity, the trier of fact may consider
both lay and expert testimony and may discount expert testimony
which it finds to be in conflict with the facts of the case. Where there
is a conflict between expert testimony and testimony as to the facts,
the trier of fact is not required to accept expert testimony over other
testimony and must determine the weight and credibility of each in
light of all the facts and circumstances of the case.
State v. Holder, 15 S.W.3d 905, 912 (Tenn. Crim. App. 1999) (citations omitted).
Along with her testimony quoted in the majority opinion, Dr. Ann Quinn Phyfer testified
regarding schizophrenia and the defendant’s condition as follows:
Schizophrenia is characterized by a positive and negative symptom.
Positive symptoms are hallucination and/or delusions. Those are the
essential features that have to be there for the diagnosis to be made.
[The defendant] had delusions, that is, beliefs that have no basis in
reality, but which are nevertheless held rigidly by the person. You
can’t be talked out of them, and the delusion is such that it governs
their behavior. And they respond to the delusional false belief and
don’t have any contact, or much contact, with reality. The delusion
is more real to them than what’s out there in the world. When the
delusion is--well the delusion can take any kind of content. The
person can believe that he’s king of a small country, he can believe
that he’s God. In the case of the persecutory delusion, the paranoid
delusion, the person believes that somebody is out to get him, that he
is in danger. And that was the nature of [the defendant’s] belief. He
believed that there were a group of people who were going to kill
him, and he was powerless against this group of people. And he was
constantly think, ah, that this fearful delusion just occupied him and
made him unable to function in other areas, because he was so afraid,
he couldn’t do anything but respond to this delusion. And it was a
delusion that made him believe--he thought that he was going to be
killed unless he could somehow protect himself.
I believe that Dr. Phyfer’s testimony lends itself more logically to a person who cannot
conform his conduct to the requirements of the law. Although both experts testified that the
defendant was unable to appreciate the wrongfulness of his acts at the time of the killing, I do not
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believe the jury was required to accept their testimony as fact. The very fact that the defendant
called 9-1-1 and explained what he had done, and to whom, reflects an awareness of what had
occurred. Moreover, his history of plans to kill others, including the use of a knife because he could
not conceal a gun, does not reflect an incapacity to know right from wrong.
Unquestionably, the defendant suffers from severe mental illness. However, the Tennessee
legislature has chosen to limit exoneration for criminal conduct by the mentally ill. I would affirm
the conviction.
_____________________________
JOSEPH M. TIPTON, JUDGE
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