IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
OCTOBER SESSION, 1996
STATE OF TENNESSEE, )
) No. 02C01-9510-CC-00303
Appellee )
) MADISON COUNTY
vs. )
) Hon. FRANKLIN MURCHISON, Judge
VINCENT GERRARD )
OVERTON, )
) (Aggravated Burglary, Theft of
Appellant ) Property; Vandalism, Possession of
Drug Paraphernalia
For the Appellant: For the Appellee:
JOHN E. HERBISON CHARLES W. BURSON
2016 Eighth Avenue South Attorney General and Reporter
Nashville, TN 37204
CYRIL V. FRASER
Assistant Attorney General
Criminal Justice Division
450 James Robertson Parkway
Nashville, TN 37243-0493
JAMES G. (JERRY) WOODALL
District Attorney General
DON ALLEN
Asst. District Attorney General
P. O. Box 2825
Jackson, TN 38302
OPINION FILED:
AFFIRMED
David G. Hayes
Judge
OPINION
On May 1, 1995, the appellant, Vincent Gerrard Overton, pled guilty in the
Circuit Court of Madison County to one count of aggravated burglary, a class C
felony, one count of theft of property, a class E felony, one count of vandalism, a
count A misdemeanor, and one count of possession of drug paraphernalia, a
class A misdemeanor. The trial court sentenced the appellant as a standard,
range I offender to six years incarceration for the aggravated burglary conviction,
two years incarceration for the theft conviction, and eleven months and twenty-
nine days incarceration for each misdemeanor conviction. The trial court
ordered concurrent service of the appellant’s sentences, imposing an effective
sentence of six years. The appellant contends that his sentence is excessive.
1. Factual Background
On June 13, 1995, the trial court conducted a sentencing hearing. At the
hearing, the State presented the testimony of Vernon Stubblefield, the
appellant’s probation officer. Stubblefield testified that the appellant had been
placed on probation pursuant to a prior conviction for aggravated burglary. 1 The
appellant’s probationary status was revoked, and he was sent to the Tennessee
Department of Correction “boot camp” program. Following his release from boot
camp, the appellant was placed on intensive probation. The appellant was on
intensive probation at the time of the instant offenses. Moreover, Stubblefield
stated that, while on intensive probation, the appellant had tested positive for
cocaine and, on numerous occasions, had violated his curfew. Finally,
Stubblefield testified that, although he had referred the appellant to a drug
rehabilitation program, the appellant failed to attend the program.2
1
The pre-sentence report reflects that the appellant was convicted of burglary in 1993 and
placed on intensive probation for five years.
2
The pre-s ente nce repo rt sim ilarly ind icate s tha t the a ppe llant h as no t coo pera ted w ith his
probation officers’ efforts to enroll him in a rehabilitation program.
2
The appellant submitted a written statement to the trial court on his own
behalf. In his statement, the appellant described his efforts to abstain from drug
abuse and the obstacles that he had encountered. The appellant also testified
at the sentencing hearing. He testified that he was thirty years old. He
graduated from high school and, subsequently, served in the Marine Corps for
six years until he was honorably discharged. Since his discharge from the
military, the appellant has been employed primarily as a laborer. He testified that
he began abusing drugs in 1991 or 1992. However, he denied stealing in order
to support his addiction. Rather, he explained that he stole “out of hostility and
resentment.” He asserted that he failed to attend the rehabilitation program to
which he had been referred by Mr. Stubblefield, because he was unable to afford
the treatment.3
On cross-examination, the appellant admitted that he had been convicted
in the past of burglary, theft of property, and aggravated criminal trespass. He
admitted that, while on probation for the prior burglary conviction, he had on
numerous occasions tested positive for cocaine and marijuana.
In sentencing the appellant to the maximum sentences available for his
offenses, the trial court noted the appellant’s prior history of criminal conduct or
criminal convictions. Tenn. Code Ann. § 40-35-114 (1993 supp.).4 The court
also noted that the appellant committed the instant offenses while on probation.
3
The a ppellant als o testified tha t the progr am c ounse lor “develo ped an attitude.”
4
The pre-s ente nce repo rt refle cts th e follo wing crim inal his tory:
(1) on January 8, 1990, the appellant was convicted in the Jackson
City Court o f public intox ication and disorder ly conduc t;
(2) on June 18, 1991, the appellant was convicted in the Jackson
City Court of breach of peace;
(3) on October 18, 1991, the appellant was convicted in the Jackson
City Court of public intoxication;
(4) on December 14, 1993, the appellant was convicted in the
Madison County Circuit Court of one count of burglary and one
count of theft occurring on September 24, 1992, two counts of
aggravated criminal trespass occurring on December 29, 1992,
and one count of theft occurring on December 20, 1992.
3
Tenn. Code Ann. § 40-35-114 (13)(C). The court entered no findings concerning
any applicable mitigating factors.
2. Analysis
Review, by this court, of the length of a sentence is de novo with a
presumption that the determination made by the trial court is correct. Tenn.
Code Ann. § 40-35-401(d) (1990). This presumption only applies, however, if
the record demonstrates that the trial court properly considered sentencing
principles and all relevant facts and circumstances. State v. Ashby, 823 S.W.2d
166, 169 (Tenn. 1991). If the trial court applies inappropriate factors or
otherwise fails to comply with the 1989 Sentencing Act, the presumption of
correctness falls. State v. Shelton, 854 S.W.2d 116, 123 (Tenn. Crim. App.
1992).
In any event, the appellant bears the burden of establishing that the
sentences imposed by the trial court are erroneous. State v. Lee, No. 03C01-
9308-CR-00275 (Tenn. Crim. App. at Knoxville, April 4, 1995). In determining
whether the appellant has met this burden, this court must consider the factors
listed in Tenn. Code Ann. § 40-35-210(b)(1990) and the sentencing principles
described in Tenn. Code Ann. § 40-35-102 (1990) and § 40-35-103 (1990).
Moreover, with respect to the length of a sentence, Tenn. Code Ann. § 40-
35-210 provides that the minimum sentence within the appropriate range is the
presumptive sentence. If there are enhancing and mitigating factors, the court
must start at the minimum sentence in the range and enhance the sentence as
appropriate for the enhancement factors and then reduce the sentence within the
range as appropriate for the mitigating factors. Id. If there are no mitigating
factors, the court may set the sentence above the minimum in that range, but still
within the range. Id. See also State v. Dies, 829 S.W.2d 706, 710 (Tenn. Crim.
4
App. 1991). "[T]here is no particular value assigned by the 1989 Sentencing Act
to the various factors and the 'weight afforded mitigating or enhancement factors
derives from balancing relative degrees of culpability within the totality of the
circumstances of the case involved.'" State v. Marshall, 870 S.W.2d 532, 541
(Tenn. Crim. App. 1993)(citation omitted).
With respect to the trial court’s failure to make any findings concerning
mitigating factors, the presence or absence of mitigating factors must be noted
on the record. Dies, 829 S.W.2d at 710; Tenn. Code Ann. § 40-35-210,
Comments. "Because of the importance of enhancing and mitigating factors
under the sentencing guidelines, even the absence of these factors must be
recorded if none are found ... These findings by the trial judge must be recorded
in order to allow an adequate review on appeal." State v. Chrisman, 885 S.W.2d
834, 839 (Tenn. Crim. App. 1994). Nevertheless, this court will apply the
presumption of correctness even in the absence of an explicit listing of the
rejected mitigating factors so long as the record and the findings are reasonably
clear as to their absence. State v. Parks, No. 02C01-9401-CC-00010 (Tenn.
Crim. App. at Jackson, April 5, 1995). As subsequently discussed, we conclude
that the record adequately supports the absence of any significant mitigating
factors.
In any event, even assuming that the presumption of correctness is
inapplicable in the instant case, we conclude that the appellant’s sentences are
appropriate. With respect to the appellant’s military service, honorable military
service may always be considered as a mitigating factor consistent with the
purposes of the 1989 Sentencing Act. See State v. Yelloweyes, No. 01C01-
9407-CC-00256 (Tenn. Crim. App. at Nashville), perm. to appeal denied, (Tenn.
1995); Tenn. Code Ann. § 40-35-113(13). However, such service will be
considered in the context of other applicable factors, as will the mitigating factor
5
that the appellant’s conduct neither caused nor threatened serious bodily injury. 5
Tenn. Code Ann. § 40-35-113(1). We disagree with the appellant’s assessment
of his potential for rehabilitation. The trial court correctly found that the
appellant’s criminal history is significant.6 The appellant has a previous history of
unwillingness to comply with the conditions of a sentence involving release in the
community, Tenn. Code Ann. § 40-35-114(8), as demonstrated by his persistent
use of drugs while on probation and his failure to comply with the curfew
imposed. Moreover, the appellant was on probation at the time of the instant
offenses. Tenn. Crim. App. 40-35-114(13)(C). Finally, the record does not fully
support the appellant’s claim that he accepts responsibility for his conduct. See
State v. Dowdy, 894 S.W.2d 301, 306 (Tenn. Crim. App. 1994)(a defendant’s
willingness to accept responsibility is germane to his potential for rehabilitation).
Accordingly, we affirm the judgments of the trial court.
5
The appellant testified at the sentencing hearing that he and his co-defendan t were
under the influence of drugs and alcohol at the time of the instant burglary. We simply note that
the perpetrators’ intoxicated condition increased the danger of harm both to themselves and
others. Indeed, the owner of the burglarized residence returned home before the appellant and
his co-d efenda nt left the res idence.
6
The appellant challenges the trial court’s consideration of his Jackson City Court
convictions. He contends that if these convictions involved violations of municipal ordinances,
they cannot support a finding of “criminal convictions or criminal behavior.” The appellant cites
City of Chattanooga v. Myers, 787 S.W.2d 921, 922 (Tenn. 1990)(citation omitted), in which the
Sup rem e Co urt no ted th at, pro ced urally, c ase s invo lving th e viola tion o f city or dinan ces are c ivil in
nature. See also Clark v. M etropolitan G overnm ent of N ashville and Davids on Co unty, 827
S.W .2d 3 12, 3 15 (T enn . App . 199 1)(“[a ] pros ecu tion fo r an a ct viola ting a city ord inanc e is a c ivil
and no t a crimin al procee ding and is govern ed by rules in civil cases ”); City of Adamsville v. Cass,
No. 0 2A0 1-96 06-C V-00 141 (Te nn. A pp. D ece mb er 20 , 199 6)(“[a ] mu nicipa l ordin anc e viola tion is
civil in nature and not criminal”). However, the characterization of municipal ordinance violations
as civil for procedural purposes does not necessarily preclude a sentencing court’s consideration
of su ch vio lation s as evide nce of prio r crim inal conduct. For exa mple , in the instan t case, bo th
disorderly conduct, Tenn. Code Ann. § 39-17-305 (1991), and public intoxication, Tenn. Code
Ann. § 39-17-310 (1991), are punishable pursuant to state criminal statutes. In any event, the
remaining criminal convictions comprising the appellant’s criminal history, in conjunction with other
applicable enhancement factors, adequately support the appellant’s sentences. Moreover, the
appellant did not object to the trial court’s consideration of the city court convictions. This court
has held, “[E]vid enc e of a defe nda nt’s p rior c onvic tions cont ained in the p rese nten ce re port is
sufficient and properly used to enhance the range of punishment when the defendant does not
object to the use of such convictions, deny their existence, or attempt to rebut their existence.”
State v. Lord, No. 03C 01-931 2-CR -00391 (Tenn . Crim. A pp. at Kno xville), perm. to appeal denied,
(Tenn. 1995)(citing State v. Richardson, 875 S.W .2d 671, 677 (Tenn. Crim . App. 1993)).
6
____________________________________
DAVID G. HAYES, Judge
CONCUR:
_______________________________________
JOHN H. PEAY, Judge
_______________________________________
PAUL G. SUMMERS, Judge
7