SYLLABUS
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in the
interest of brevity, portions of any opinion may not have been summarized).
State v. Terrence Miller (A-35-11) (068558)
Argued September 11, 2012 -- Decided October 2, 2013
PATTERSON, J., writing for a majority of the Court.
At issue in this appeal is the propriety of the trial court’s denial of a request for adjournment by a defendant
who met his appointed counsel for the first time on the day of trial.
Defendant was indicted on drug charges. His privately retained attorney appeared at the initial trial court
hearing, during which a July 16, 2007 trial date was set. The trial did not proceed on that day for unknown reasons.
Defendant proceeded pro se at the next hearing and the subsequent trial date, September 19, 2007, was also
adjourned for unknown reasons. Defendant was then assigned a public defender. The court set December 10, 2007,
as the hearing date for defendant’s motion to suppress. In late November 2007, defendant’s public defender
informed the court that she could not try the case. The Mercer County Office of the Public Defender (OPD),
however, did not formally request an adjournment for change of counsel. On Thursday, December 6, 2007,
defendant’s new public defender was told that he was being transferred from the OPD’s juvenile unit to a new trial
team and that he would serve as defendant’s trial counsel, with trial expected to begin on the following Monday,
December 10, 2007. Defendant’s attorney had nineteen years of legal experience, including some experience in
criminal cases, but had not tried an adult criminal case in seven years. Defendant’s attorney immediately went to the
trial judge’s chambers and informally requested that the trial be adjourned due to the reassignment. The trial judge
denied his request. Between the afternoon of December 6, 2007, and December 10, 2007, defendant’s attorney
spent ten to eleven hours preparing for trial. He had no contact with defendant.
On Monday morning, December 10, 2007, defendant’s counsel and defendant conferred for about fifty-five
minutes in an empty stairwell at the courthouse before the suppression hearing. When the proceedings commenced,
counsel requested an adjournment, explaining his client’s “concern” about the circumstances and that the “rapport”
between attorney and client could not be established on the first day of their relationship. Defendant’s counsel also
acknowledged, however, that he had an opportunity to “review and prepare” for trial. The trial court denied
defendant’s adjournment request. It explained that the case had been listed for trial for several months, that the case
was a non-complex drug prosecution, that after the suppression hearing counsel would have the remainder of the day
to prepare for the commencement of trial the following day, Tuesday, December 11, 2007, and that after the first day
of trial the case would not resume until Friday, December 14, 2007, leaving the defense substantial time to prepare
its case. The trial judge concluded that defendant was not prejudiced. After the suppression hearing, during which
the motion was denied, defendant and his attorney met for approximately one hour at the attorney’s office. Trial
commenced the next day and the jury ultimately convicted defendant.
In a split decision, an Appellate Division panel upheld the conviction, holding that the trial court’s denial of
defendant’s application to adjourn the trial date did not warrant reversal in the absence of a finding of ineffective
assistance of counsel or a showing of prejudice. State v. Miller, 420 N.J. Super. 75 (App. Div. 2011). A member of
the panel dissented, maintaining that the trial court’s decision violated constitutional standards and principles of
fundamental fairness notwithstanding defendant’s failure to demonstrate that he was prejudiced by the trial court’s
decision. Defendant appealed as of right. R. 2:2-1(a)(2).
HELD: The trial judge’s denial of an adjournment did not violate defendant’s constitutional right to effective
representation, was not an abuse of discretion, and did not violate principles of fundamental fairness.
1. In Strickland v. Washington, 466 U.S. 668 (1984), the United States Supreme Court established a two-pronged
test to determine whether a defendant received his constitutional right to effective assistance of counsel. The first
prong requires a showing of deficient performance by counsel and the second prong requires a showing that the
deficient performance prejudiced the defense. In United States v. Cronic, 466 U.S. 648 (1984), the United States
Supreme Court reiterated the second prong with the caveat that there are “circumstances that are so likely to
prejudice the accused that the cost of litigating their effect in a particular case is unjustified.” With the exception of
the unusual circumstance in which prejudice to the defendant is self-evident under Cronic, a defendant must satisfy
1
both prongs of the Strickland test. In State v. Fritz, 105 N.J. 42 (1987), this Court adopted the Strickland and Cronic
standard when analyzing the right to counsel under the New Jersey Constitution. Since Fritz, this Court has never
presumed prejudice under Cronic in a situation analogous to this case, in which the defendant was represented by
competent counsel with no conflict of interest. (pp. 17-25)
2. Defendant seeks to extend the presumption of prejudice recognized by Cronic to a trial court’s deprivation of a
defendant’s opportunity to develop a rapport with his counsel. That proposed expansion implicates the scope of the
right to counsel of one’s choice and the existence of a right to a meaningful attorney-client relationship. A
defendant’s Sixth Amendment right to counsel of one’s choice does not extend to defendants who require counsel to
be appointed for them. United States v. Gonzalez-Lopez, 548 U.S. 140 (2006). The right to counsel guaranteed by
the New Jersey Constitution has never been extended beyond the federal guarantee. Therefore, defendant’s right to
be represented did not entail the right to a public defender of his choice. In addition, although the right to counsel
requires that the attorney be effective and available, which includes open and free communication, that right does
not require an interaction between attorney and client that gives rise to a “meaningful relationship” or that rises to
the level of a “rapport.” Morris v. Slappy, 461 U.S. 1 (1983). Therefore, the extraordinary deprivation of the
assistance of counsel needed to trigger a presumption of prejudice under Cronic is not present here. (pp. 25-30)
3. Broad discretion must be granted to a trial court on matters of continuances because they implicate a trial court’s
authority to control its own calendar. This Court has not previously considered the standard that a trial judge should
apply when a criminal defendant requests an adjournment to confer with newly-assigned counsel. In State v. Hayes,
205 N.J. 522 (2011), in the context of a defendant’s request for an adjournment to retain a new attorney, the Court
held that two conditions must exist to reverse a conviction based on a denial of an adjournment: (1) the judicial
action must have been clearly unreasonable in the light of the surrounding circumstances and (2) the ruling must
have prejudiced the complaining party. The Hayes Court explained that deciding a defendant’s request for an
adjournment to retain new counsel involves a fact-sensitive inquiry that requires the balancing of the following
factors: the length of the requested delay; requests for and grants of other continuances; the inconvenience to the
litigants, witnesses, counsel and the court; whether the requested delay is for legitimate reasons; whether defendant
contributed to the need for a continuance; whether other competent counsel was prepared to try the case; the
existence and scope of prejudice; and the complexity of the case. The Hayes analytical framework is equally
applicable to this case. (pp. 30-34)
4. The Hayes balancing test, applied to the record of this case, does not decisively favor either the grant or the
denial of the requested adjournment. Because either decision arguably would have been a proper exercise of the
trial court’s discretion, the trial court’s denial of an adjournment was not clearly unreasonable in the light of the
surrounding circumstances. In addition, there was no showing of prejudice. Therefore, the trial judge’s denial of
the requested adjournment was not an abuse of his broad discretion under the Hayes test and did not violate
defendant’s constitutional right to effective representation under the Strickland/Fritz test. (pp. 34-39)
5. The doctrine of fundamental fairness is an integral part of due process and is used in rare cases in which the
defendant would be subject to oppression, harassment, or egregious deprivation absent its application. This is not
one of those rare cases. Defendant was not deprived of competent counsel. He had a meeting with his attorney,
albeit one constrained in duration and conducted in a less than optimal location, prior to his suppression hearing.
Following that hearing and before the commencement of trial the next day, defendant met in private with his counsel
at the attorney’s office. The attorney claimed he was prepared and conducted a vigorous defense, and no prejudice
was found. Therefore, there was no oppression, harassment, or egregious deprivation in this case. (pp. 39-41)
The judgment of the Appellate Division is AFFIRMED.
JUSTICE ALBIN, DISSENTING, expresses the view that defendant was denied his constitutional rights
to the effective assistance of counsel and to a fair trial.
CHIEF JUSTICE RABNER and JUSTICES LaVECCHIA and HOENS join in JUSTICE
PATTERSON’s opinion. JUSTICE ALBIN filed a separate, dissenting opinion.
2
SUPREME COURT OF NEW JERSEY
A-35 September Term 2011
068558
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
TERRENCE MILLER,
Defendant-Appellant.
Argued September 11, 2012 – Decided October 2, 2013
On appeal from the Superior Court, Appellate
Division, whose opinion is reported at 420
N.J. Super. 75 (2011).
Amira R. Scurato, Assistant Deputy Public
Defender, argued the cause for appellant
(Joseph E. Krakora, Public Defender,
attorney).
Dorothy A. Hersh, Assistant Prosecutor,
argued the cause for respondent (Joseph L.
Bocchini, Jr., Mercer County Prosecutor).
Alexander R. Shalom argued the cause for
amicus curiae American Civil Liberties Union
of New Jersey Foundation (Edward L. Barocas,
Legal Director, attorney).
Carol M. Henderson, Assistant Attorney
General, argued the cause for amicus curiae
Attorney General of New Jersey (Jeffrey S.
Chiesa, Attorney General, attorney).
Peter J. Gallagher submitted a brief on
behalf of amicus curiae Criminal Defense
Lawyers of New Jersey (Porzio, Bromberg &
Newman, attorneys).
JUSTICE PATTERSON delivered the opinion of the Court.
1
By virtue of a reassignment within the Mercer County Office
of the Public Defender (OPD), defendant Terrence Miller did not
meet his attorney until the morning on which his trial was
scheduled to begin. The attorney advised the court he was
prepared to proceed with the trial but noted defendant’s concern
that defendant and his counsel had not had sufficient time
together prior to the commencement of the proceeding. On
defendant’s behalf, the attorney asked the trial court to
adjourn the trial so that client and counsel could confer and
plan the defense. The trial court denied defendant’s
application for an adjournment and proceeded that morning with
the hearing on defendant’s suppression motion. The judge denied
the suppression motion, and defendant’s trial began the
following day. At trial, the jury convicted defendant of two
drug charges.
Defendant appealed, claiming he was deprived of his
constitutional right to effective assistance of counsel. In a
split decision, an Appellate Division panel upheld the
conviction, holding that the trial court’s denial of defendant’s
application to adjourn the trial date did not warrant reversal
in the absence of a finding of ineffective assistance of counsel
or a showing of prejudice. State v. Miller, 420 N.J. Super. 75,
78 (App. Div. 2011). A member of the panel dissented,
maintaining that the trial court’s decision violated
2
constitutional standards and principles of fundamental fairness
notwithstanding defendant’s failure to demonstrate that he was
prejudiced by the trial court’s decision. Id. at 99 (Fuentes,
J.A.D., dissenting).
Defendant appealed as of right to this Court. R. 2:2-
1(a)(2). He argued that prejudice should be presumed when a
trial court’s denial of an adjournment motion constrains a
criminal defendant’s opportunity to develop a rapport with his
counsel. After briefing and oral argument, this Court remanded
the matter to develop a factual record with respect to
defendant’s opportunity to confer with his counsel before the
trial court’s hearing on the suppression motion. Following an
evidentiary hearing, the judge on remand submitted factual
findings with respect to defense counsel’s opportunity to
prepare for the trial and the setting and duration of
defendant’s first meeting with his counsel prior to the
suppression hearing.
Following a supplementation of the record ordered by this
Court, we affirm the Appellate Division. We apply the
principles set forth in State v. Hayes, 205 N.J. 522, 537-38
(2011), governing a trial court’s exercise of its discretion to
grant or deny adjournments. We hold that when a defendant
seeking an adjournment asserts an inadequate opportunity to
confer with new counsel, the trial court should consider the
3
factors enumerated in Hayes, carefully weighing the competing
interests raised by the factual setting of the individual case.
Id. at 538 (citing State v. Furguson, 198 N.J. Super. 395, 402
(App. Div.), certif. denied, 101 N.J. 266 (1985)). We reiterate
the rule articulated in Hayes: a trial court’s abuse of
discretion in denying an adjournment request does not require
reversal absent a showing of prejudice. Id. at 537-39. We
decline to adopt the inflexible rule advocated by defendant,
which would mandate reversal in the event of such an abuse of
the trial court’s discretion regardless of whether the defendant
made a showing of prejudice.
Applied here, the Hayes balancing test does not warrant the
reversal of defendant’s conviction. Given the late substitution
of counsel, for which defendant was not accountable, and
defendant’s limited opportunity to confer with his new attorney
prior to the suppression motion, it would have been preferable
for the trial judge to have postponed the commencement of the
suppression hearing. The judge’s denial of the adjournment,
however, did not constitute an abuse of discretion, in light of
the history of the case, the defendant’s brief meeting with his
counsel before the pretrial hearing and the newly-appointed
attorney’s representation that he was prepared to proceed. We
hold that the trial court’s decision offended neither
4
constitutional norms nor principles of fundamental fairness.
Accordingly, we affirm the judgment of the Appellate Division.
I.
This case arose from surveillance conducted by the Trenton
Police Department on August 4, 2006. Acting on an informant’s
tip that an individual was selling drugs at a particular
location, a police officer observed a woman approach the suspect
under surveillance. The officer watched through binoculars as
the suspect crossed the street, walked to the window of a
residence and reached into an area next to an air conditioner
that was installed in the window. The suspect then returned to
the woman and handed her an object for which she gave him money
in exchange.
The officer called for an arrest unit. While waiting for
that unit’s arrival, the officer observed a man, later
identified as Joseph McKinney, approach the suspect. The
suspect crossed the street again, approached the same window and
retrieved objects adjacent to the air conditioner. The man
returned to McKinney, handed him the objects and collected money
from him. The suspect then left the scene.
As two officers from an arrest unit arrived, McKinney threw
“a quantity of off-white rock-like substance” on the ground, and
the officers arrested him. The officers retrieved the bag,
which contained 0.09 grams of crack cocaine. Ten minutes later,
5
the officer who had conducted the surveillance saw a man, whom
he identified as the same suspect he had seen exiting a Cadillac
in which he was a passenger, on the same corner previously under
surveillance. Officers arrested the suspect, later identified
as defendant. The officers retrieved a bag from the area near
the air conditioner, which contained 7.29 grams of crack
cocaine. One of the officers conducted a search incident to
arrest and found $790 in defendant’s possession.
The indictment charged defendant with two counts of third-
degree possession of a controlled dangerous substance (CDS),
N.J.S.A. 2C:35-10(a)(1), two counts of third-degree possession
of a CDS with intent to distribute, N.J.S.A. 2C:35-5(a)(1), two
counts of second-degree possession of a CDS with intent to
distribute on or near a public park, N.J.S.A. 2C:35-7.1(a), one
count of third-degree distribution of CDS, N.J.S.A. 2C:35-
5(a)(1), and one count of second-degree distribution of CDS on
or near a public park, N.J.S.A. 2C:35-7.1(a).
Defendant privately retained an attorney, and that attorney
appeared before the trial court at a May 14, 2007 hearing. The
trial judge set a July 16, 2007 trial date. The trial did not
proceed on that day for reasons not revealed by the record. On
September 10, 2007, the date of the next hearing, defendant
proceeded pro se. A second trial date was set for September 19,
2007, but it was also adjourned, again for reasons unexplained
6
in the record. Prior to the next scheduled court hearing on
October 29, 2007, defendant was assigned a public defender. At
that hearing, the court set December 10, 2007, as the date for a
hearing on defendant’s motion to suppress. For unknown reasons,
defendant’s initial public defender was unable to serve as
defendant’s trial counsel; sometime in late November 2007, his
initial public defender informed the court that she would not be
able to try the case. The Mercer County OPD, however, never
formally requested an adjournment for change of counsel.
Defendant’s new attorney was a public defender with
nineteen years of experience in legal practice, including some
experience in criminal cases.1 On Thursday, December 6, 2007,
defendant’s new attorney was informed by his supervisors at the
Mercer County OPD that he would be transferred from his current
assignment in the Mercer County OPD’s juvenile unit to a trial
team responsible for cases overseen by the trial judge in this
case. The attorney was told that day that he would serve as
defendant’s trial counsel and that defendant’s trial was
expected to begin on the following Monday, December 10, 2007.
It would be his first adult criminal trial in seven years.
Defendant’s attorney, concerned that he was being assigned a
1
The facts regarding the new attorney’s involvement in this case
between his assignment on December 6, 2007 and the suppression
hearing were developed by the judge on remand at the evidentiary
hearing that was directed by this Court following oral argument.
7
case with an imminent trial date, immediately went to the trial
judge’s chambers, explained the reassignment and informally
requested that the trial date be adjourned. The trial judge
denied his request and advised him that the case would proceed
to trial as scheduled.
Defendant’s counsel returned to his office and prepared his
trial binder, working for ninety minutes on the case that
afternoon. The next day, Friday, December 7, 2007, counsel
worked on defendant’s case for approximately two-and-one-half
hours. That day, the attorney tried to reach defendant by
telephone using contact information provided by the Mercer
County OPD but was unsuccessful. He was unaware that he could
enlist the services of a Mercer County OPD investigator to
assist him in locating his new client.
The following day, Saturday, December 8, 2007, defendant’s
counsel conducted a three- to four-hour review of relevant
evidence rules and suppression law to prepare himself for
proceedings in adult criminal court; he did not complete billing
records for this review because of the general nature of his
work. On Sunday, December 9, 2007, counsel spent approximately
three hours reviewing discovery and preparing to cross-examine
the State’s witnesses. According to the attorney’s testimony
and billing records, he spent a total of ten to eleven hours
8
preparing for trial. He had no contact with defendant in the
days leading up to trial.
On Monday morning, December 10, 2007, defendant’s counsel
arrived at the courthouse before 9:00 a.m. and met defendant.
According to counsel, the trial court delayed the commencement
of proceedings to afford him “an opportunity to at least speak
to the client . . . for the first time.” After introducing
themselves, counsel and defendant conferred for approximately
twenty-five minutes in a window area of an empty stairwell
between two floors of the courthouse. The attorney described
the location of their initial meeting as “the only private area”
available and recalled the “awkwardness” of the circumstances.
The attorney testified that he and defendant discussed
requesting an adjournment, among other procedural matters.
Counsel briefly left defendant to speak with the prosecutor to
discuss a possible plea agreement, but their negotiations were
unsuccessful. Defendant and his attorney then met privately for
approximately one-half hour.
At approximately 10:30 a.m., following counsel’s second
conversation with defendant, the trial judge commenced the
proceedings. Before the hearing on defendant’s motion to
suppress, the prosecutor dismissed three counts of the
indictment. Subsequently, counsel requested an adjournment and
stated on the record that his contact that morning had been “the
9
first opportunity I’ve had to meet with [my client].” The
attorney explained his client’s “concern” about the
circumstances and commented that the “rapport” between attorney
and client could not be established on the first day of their
relationship, with a suppression hearing about to begin.
Defendant’s counsel acknowledged that he had an opportunity to
“review and prepare” for trial and that the trial court intended
to begin the hearing as scheduled. He stated, however, that he
thought “Mr. Miller would still prefer that this matter not
proceed at this time.” The prosecutor did not object to the
application for an adjournment.
The trial court denied defendant’s request for an
adjournment. It explained that the case had been listed for
trial for several months. Citing Rule 1:11, which governs
withdrawal or substitution of counsel, the trial judge informed
counsel that he had put the Mercer County OPD on notice that an
adjournment was unlikely to be granted. He commented that the
case was a simple drug prosecution involving “nothing difficult
or complex” and that after the suppression hearing, counsel
would have the remainder of the day to prepare for the
commencement of trial the following day, Tuesday, December 11,
2007. The judge noted that after the first day of trial the
case would not resume until Friday, December 14, 2007, leaving
the defense substantial time to prepare its case. The trial
10
judge conceded that defendant was somewhat uncomfortable because
he had been working with Ms. Montgomery but concluded that “the
defendant [wa]s prejudiced in no way.”
The trial court commenced the hearing on defendant’s
suppression motion. In that motion, defendant argued that there
had not been probable cause for his arrest and sought
suppression of currency found on his person when he was
arrested. After one of the police officers testified about the
circumstances of defendant’s arrest, defendant took the stand.
He testified that he was arrested shortly after being dropped
off by a friend after a shopping trip. Defendant stated that he
was “grabbed” by police in a corner store, pulled outside and
searched, along with several others detained by police.
Defendant contended that an officer approached him with “a bag
of something” and that the officer rejected defendant’s attempt
to disclaim ownership of the bag with the comment, “it is yours
now.” Defendant testified that one of the officers then
arrested him. He also testified that it would have been
impossible for the police officer conducting surveillance to see
either the area where defendant was arrested or the area in
which the air conditioner was located because trees blocked the
view. In order to explain his possession of $790 at the time of
his arrest, defendant testified he was a professional boxer, a
minister and a car salesman, and further noted he usually
11
carries more cash. Defendant said that he had witnesses who
were prepared to testify on his behalf, including the person who
had driven the Cadillac and dropped defendant off immediately
before his arrest.
The trial court denied defendant’s motion, finding the
police officer more credible than defendant. The prosecutor
objected to defendant’s alibi defense, which had not been
disclosed in a notice of alibi pursuant to Rule 3:12-2, and
defendant’s counsel promised to “address those issues.” The
trial court adjourned the proceeding for the day. After leaving
court, defendant and his attorney met for approximately one hour
at the attorney’s office.2
Defendant’s trial commenced on Tuesday, December 11, 2007,
with jury selection, opening statements and the State’s
presentation of its witnesses: two of the investigating police
officers. The defense commenced its case on Friday, December
14, 2007. Defendant did not testify. McKinney testified on
defendant’s behalf, stating that he had bought cocaine from
someone other than defendant on the day of defendant’s arrest.
A second witness testified that she observed defendant’s arrest,
watched officers retrieve an item from across the street,
2
The judge on remand did not determine how much time defendant’s
attorney spent completing his trial preparation, as this Court
did not require inclusion of such information as part of its
remand order.
12
overheard defendant deny ownership of that item and heard an
officer say “[i]t is yours now.” Another witness testified that
she saw defendant get out of a Cadillac and go into a store.
The jury convicted defendant of all remaining charges. After
the jury rendered its verdict, defendant blurted out that his
brother, not he, had sold the drugs at issue.
At his sentencing hearing on June 30, 2008, defendant was
represented by the privately-retained attorney whom he had hired
and dismissed prior to trial, but argued pro se motions on his
own behalf. He told the trial judge that he did not meet his
trial attorney until the day of the suppression hearing and that
both he and his attorney had been “unprepared.” He said that he
had wanted to present evidence that the suspect observed by
police was someone else. The trial court denied defendant’s
motion for a new trial, Rule 3:20-1, denied the State’s motion
for an extended term, Rule 3:21-4(e), merged two of the
offenses, and sentenced defendant to a five-year term of
incarceration with a two-year period of parole ineligibility.3
Defendant appealed.4 An Appellate Division majority held
that defendant had not demonstrated that he had ineffective
3
Defendant also filed a pro se motion for judgment of acquittal,
but the record does not reveal the trial court’s ruling on that
motion.
4
Defendant initially filed a pro se appeal, but the Appellate
Division granted his motion to proceed as an indigent, and he
has been represented by the Mercer County OPD in this appeal.
13
assistance of counsel, given the Mercer County OPD’s active work
on his behalf and the trial court’s two-week notice to defendant
that the trial would proceed. Miller, supra, 420 N.J. Super. at
78-79. The majority emphasized the trial court’s discretion in
controlling its calendar and the requirement that a defendant
demonstrate prejudice in order to obtain a new trial. Id. at
86-88.
The dissenting judge acknowledged “the absence of direct
prejudice.” Id. at 99 (Fuentes, J.A.D., dissenting). He
maintained, however, that the trial court’s denial of an
adjournment, compelling the defendant to proceed when he had
just met his attorney for the first time, fundamentally offended
principles of trial fairness and justice. Id. at 102. He
observed that this case raised the specter of a two-tiered
system in which indigent defendants are left “at the mercy of
staff attorneys beholden to their supervisors.” Id. at 103.
The dissenting judge disputed the trial court’s conclusion that
the trial of this case was uncomplicated and asserted that the
court has a non-delegable duty to guarantee the administration
of justice, requiring reversal of defendant’s conviction. Id.
at 99-100, 103-04.
Defendant appealed as of right with regard to the issue
raised by the dissent. R. 2:2-1(a)(2).
II.
14
Defendant asserts that the trial court deprived him of
counsel of his choice in violation of U.S. Const. amend. VI and
N.J. Const. art. I, ¶ 10. He contends that the trial judge did
not properly exercise his discretion in denying the requested
adjournment because that decision was prompted by the judge’s
annoyance at mismanagement by the Mercer County OPD, for which
defendant was not responsible. Defendant urges the Court to
hold that he need not demonstrate prejudice because prejudice is
presumed when the denial of an adjournment deprives a criminal
defendant of his choice of counsel and a fair trial.
Alternatively, defendant contends that he has demonstrated
prejudice because his testimony at the suppression hearing
prompted his decision not to testify at trial and his counsel
inadequately prepared his defense in various respects.
The State asserts a trial court has broad discretion to
grant or deny adjournments as a component of its authority to
control its calendar. It argues that defendants represented by
appointed counsel do not have the right to counsel of their
choice. The State contends that the panel majority correctly
required a showing of prejudice to warrant reversal of
defendant’s conviction. According to the State, the record of
this case precludes any finding of prejudice because defendant
and his counsel met prior to trial, defense counsel admittedly
had an adequate opportunity to prepare the defense and the case
15
was uncomplicated. The State argues that while the issue of
prejudice is not raised by the Appellate Division dissent, and
therefore is not before this Court, defendant has, in any event,
failed to make a showing of prejudice.
Amicus curiae the American Civil Liberties Union (ACLU)
argues that the trial court’s decision constituted an arbitrary
insistence on an expeditious trial that violated defendant’s
right to effective assistance of counsel and represented an
abuse of discretion. ACLU asserts that the trial court’s denial
of the adjournment precluded defendant and his counsel from
establishing an effective attorney-client relationship and that
prejudice should be presumed in this setting. Amicus curiae the
Association of Criminal Defense Lawyers of New Jersey (ACDL)
argues that defendants must be afforded time to develop trust
and confidence in their counsel, which is impossible when an
attorney and client who have never met are compelled to proceed.
ACDL contends that prejudice should be presumed and urges
reversal of defendant’s conviction based on principles of due
process and fundamental fairness.
Amicus curiae Attorney General of New Jersey (Attorney
General) contends that the trial court’s denial of defendant’s
motion for an adjournment did not constitute an abuse of
discretion because it was not unreasonable, did not prompt a
deficient performance by defense counsel and did not prejudice
16
defendant. The Attorney General argues that there was no
fundamental unfairness in this case because at each stage of the
proceedings defendant was represented by competent counsel with
no conflict of interest.
III.
The Court reviews this matter “as an appeal as of right,
arising only through the dissent in the Appellate Division.”
Borough of Sayreville v. 35 Club, L.L.C., 208 N.J. 491, 503
(2012) (citing R. 2:2-1(a)(2)). Accordingly, “our review is
confined to the issue which was the subject of the dissent.”
Ibid.; accord State v. Allegro, 193 N.J. 352, 371 n.9 (2008).
As to all other issues, “certification must be sought
separately,” Allegro, supra, 193 N.J. at 371 n.9, and no such
certification was requested or granted here.
The majority of the panel, Miller, supra, 420 N.J. Super.
at 96, and the dissenting judge, id. at 96-97 (Fuentes, J.A.D.,
dissenting), agreed that defendant had not made a showing that
he was prejudiced by the trial court’s denial of an adjournment.
The panel sharply disagreed as to whether the denial of the
adjournment represented an abuse of discretion that warrants a
new trial absent a showing of prejudice and whether principles
of fundamental fairness require reversal of defendant’s
conviction. Id. at 99 (Fuentes, J.A.D., dissenting). We thus
address both issues.
17
We begin with core constitutional principles. The United
States and New Jersey Constitutions guarantee to criminal
defendants the right to counsel. U.S. Const. amend. VI (“In all
criminal prosecutions, the accused shall enjoy the right . . .
to have the Assistance of Counsel for his defence.”); N.J.
Const. art. I, ¶ 10 (“In all criminal prosecutions the accused
shall have the right . . . to have the assistance of counsel in
his defense.”). As the United States Supreme Court held in
United States v. Cronic, 466 U.S. 648, 654, 104 S. Ct. 2039,
2044, 80 L. Ed. 2d 657, 664 (1984), “[t]he special value of the
right to the assistance of counsel explains why ‘[i]t has long
been recognized that the right to counsel is the right to the
effective assistance of counsel.’” (second alteration in
original) (quoting McMann v. Richardson, 397 U.S. 759, 771 n.14,
90 S. Ct. 1441, 1449 n.14, 25 L. Ed. 2d 763, 773 n.14 (1970)).
The Sixth Amendment right to effective assistance of
counsel was defined by the United States Supreme Court in
Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L.
Ed. 2d 674 (1984). There, the Supreme Court identified two
distinct categories of cases in which defendants claim
violations of their constitutionally guaranteed right to
counsel. In the first category, a defendant asserts an “actual
or constructive denial of the assistance of counsel altogether,
as well as claims based on state interference with the ability
18
of counsel to render effective assistance to the accused.” Id.
at 683, 104 S. Ct. at 2062, 80 L. Ed. 2d at 690.
In the second category, a defendant claims that his counsel
failed to provide competent assistance. Id. at 686, 104 S. Ct.
at 2064, 80 L. Ed. 2d at 692. For such “actual ineffectiveness”
cases, the Supreme Court established its familiar two-pronged
test. Id. at 683-87, 104 S. Ct. at 2062-64, 80 L. Ed. 2d at
690-93. The first prong requires a showing of deficient
performance by counsel. Id. at 687, 104 S. Ct. at 2064, 80 L.
Ed. 2d at 693. The Supreme Court declined to impose a
“particular set of detailed rules for counsel’s conduct,” id. at
688-89, 104 S. Ct. at 2065, 80 L. Ed. 2d at 694, establishing
instead “a strong presumption that counsel’s conduct falls
within the wide range of reasonable professional assistance,”
id. at 689, 104 S. Ct. at 2065, 80 L. Ed. 2d at 694.
The second, or “prejudice,” prong of the Strickland test
compels a showing that “the deficient performance prejudiced the
defense.” Id. at 687, 104 S. Ct. at 2064, 80 L. Ed. 2d at 693.
Accordingly, a defendant must show “that counsel’s errors were
so serious as to deprive the defendant of a fair trial, a trial
whose result is reliable.” Ibid., 104 S. Ct. at 2064, 80 L. Ed.
2d at 693. This second prong was reiterated by the Supreme
Court in Cronic, supra, 466 U.S. at 658, 104 S. Ct. at 2046, 80
L. Ed. 2d at 667, with the caveat that there are “circumstances
19
that are so likely to prejudice the accused that the cost of
litigating their effect in a particular case is unjustified.”5
With the exception of the unusual setting in which prejudice to
the defendant is self-evident, a defendant must make a showing
of prejudice to meet the federal constitutional standard.
Strickland, supra, 466 U.S. at 693, 104 S. Ct. at 2067, 80 L.
Ed. 2d at 697; Cronic, supra, 466 U.S. at 661-62, 104 S. Ct. at
2048, 80 L. Ed. 2d at 669-70.
This Court has adopted the standard of Strickland and
Cronic as the benchmark by which the violation of a right to
counsel is measured under the New Jersey Constitution. State v.
Fritz, 105 N.J. 42, 58 (1987). In Fritz, the “defendant had
only sporadic contact with the Public Defender’s Office prior to
trial.” Id. at 47. After defendant and his first assigned
attorney discussed a potential plea bargain, the case was
reassigned to another attorney, and “communications broke down.”
Ibid. Nothing further was done on the defendant’s case until
the original attorney received a trial notice and confirmed,
three days before the trial date, that the trial would proceed
5
Only one of the cases noted by Cronic involved the right to
counsel -- Flanagan v. United States, 465 U.S. 259, 262-63, 104
S. Ct. 1051, 1053, 79 L. Ed. 2d 288, 293 (1984) -- but that case
did not ultimately decide the Sixth Amendment issue because the
Court reversed for lack of jurisdiction, and thus, is not
relevant here. In any event, the claim involved the denial of
the right to counsel of defendant’s choice, unlike the
circumstances here. Ibid., 104 S. Ct. at 1053, 79 L. Ed. 2d at
293.
20
as scheduled. Id. at 47-48. No witnesses had been contacted
and the transcript of the probable cause hearing had not been
ordered. Id. at 48. Nonetheless, the trial court denied a
motion for an adjournment, noting that only jury selection would
occur on the first day of trial. See ibid. The defendant was
convicted, and the Appellate Division affirmed his conviction on
two of the three offenses. Ibid.
This Court applied the test of Strickland and Cronic. Id.
at 61. It rejected defendant’s claim that he was denied
effective assistance of counsel, observing that counsel was
familiar with the case from his involvement with the proposed
plea agreement and that “counsel had at least one full day, and
potentially three full days” to prepare for a case that “did not
present overly difficult or complicated issues to an experienced
criminal trial attorney.” Id. at 63.
In that setting, the Court held that the presumption of
prejudice recognized in Cronic did not apply:
[A]s Cronic and the cases decided after it
make clear, the obstacles facing defendant’s
attorney in terms of inability to prepare
are insufficient to warrant a presumption of
prejudice and to excuse the need for an
inquiry into the actual conduct of the
trial. Indeed, no federal court has
reversed a criminal conviction, pursuant to
Cronic, based solely on the ground of
inadequate attorney preparation, whether
attributable to the trial court’s refusal of
a continuance or not.
21
[Id. at 61-62 (footnote omitted).]
The Court further noted that “[r]eversals following Cronic have
arisen only from more significant impairments of adequate
representation than usually occur from lack of preparation.”
Id. at 62. It commented that “[s]uch circumstances involve the
complete denial of the right to counsel altogether, actual or
constructive.” Id. at 53. In contrast, the Court was satisfied
in Fritz “that the trial court’s denial of defendant’s motion
for a continuance . . . to enable defense counsel to prepare did
not completely vitiate the ‘crucible of meaningful adversarial
testing.’” Id. at 63 (quoting Cronic, supra, 466 U.S. at 656,
104 S. Ct. at 2045, 80 L. Ed. 2d at 666). In short, when the
defendant had the benefit of experienced counsel,
notwithstanding that counsel’s limited opportunity to prepare
the defense, the Court declined to presume prejudice.
Since Fritz, this Court has presumed prejudice under Cronic
in only two cases, State v. Tyler, 176 N.J. 171 (2003), and
State v. Cottle, 194 N.J. 449 (2008). In Tyler, supra, 176 N.J.
at 173, the Court considered the trial judge’s decision to
sanction a prospective juror who had expressed bias by forcing
her to sit through a day of trial as a non-deliberating juror.
Reversing the defendant’s conviction and remanding for a new
trial, the Court noted that “‘[t]here are times, even in the
absence of prejudice to a defendant, when it is essential to
22
insure future observance of a prescribed practice safeguard or
the vindication of a fundamental principle that courts should
not hesitate to reverse.” Id. at 182-83 (quoting State v.
Wagner, 180 N.J. Super. 564, 567 (App. Div. 1981)).
In Cottle, supra, 194 N.J. at 452, the Court presumed
prejudice and found a per se conflict of interest when an
attorney representing a juvenile in an adult criminal case was
simultaneously under indictment in the same county and was being
prosecuted by the same office as his client. The Court relied
on State v. Bellucci, 81 N.J. 531, 543 (1980), in which the
Court previously held that simultaneous representation of a
codefendant by an attorney or a lawyer associated with that
attorney amounts to a per se conflict of interest and presumed
prejudice. Cottle, supra, 194 N.J. at 467, 471. The Court
concluded that “[t]he same concerns about divided loyalties
present in Bellucci” were present in the case. Id. at 471. It
reversed the conviction and remanded for a new trial finding
“[t]he undisclosed conflict . . . denied the juvenile the
effective representation of counsel.” Id. at 452.
In contrast, this Court has never presumed prejudice under
Cronic in a situation analogous to this case, in which the
defendant was represented by competent counsel with no conflict
of interest. In State v. Bey, 161 N.J. 233, 254 (1999), cert.
denied, 530 U.S. 1245, 120 S. Ct. 2693, 147 L. Ed. 2d 964
23
(2000), the Court found that a defendant’s counsel had
incompletely prepared the defense of a death penalty case. It
rejected, however, the defendant’s argument that prejudice
should be presumed, noting that “[t]he presumption of prejudice
is reserved for cases involving the complete denial of the right
to counsel.” Id. at 255-56 (citing Fritz, supra, 105 N.J. at
53). In another capital case, State v. Savage, 120 N.J. 594,
617 (1990), the Court rejected a similar claim that a showing of
prejudice was unnecessary because of the deficient performance
of counsel. The Court explained that “the per se analysis is
reserved for those cases in which counsel’s performance is so
likely to prejudice the accused that it is tantamount to a
complete denial of counsel.” Id. at 616 (citing Cronic, supra,
466 U.S. at 659, 104 S. Ct. at 2046, 80 L. Ed. 2d at 668;
Strickland, supra, 466 U.S. at 692, 104 S. Ct. at 2067, 80 L.
Ed. 2d at 696). Indeed, in State v. Dennis, 185 N.J. 300, 301-
02 (2005), cert. denied, 547 U.S. 1045, 126 S. Ct. 1629, 164 L.
Ed. 2d 342 (2006), this Court recognized a defendant’s right to
counsel at his probable cause hearing, but it declined to
presume prejudice when the defendant was unrepresented by
counsel at such a hearing.6
6
In an Appellate Division case decided more than thirty years
before Strickland, Cronic and Fritz, a panel did not require a
showing of prejudice in an ineffective assistance of counsel
inquiry. Jablonowski v. State, 29 N.J. Super. 109, 112-13 (App.
24
There is, in short, no authority in this Court for the
expansion of the presumption of prejudice beyond the narrow
parameters set in Cronic. To secure reversal of his or her
conviction premised upon a claim that his or her attorney was
ineffective in conducting the defense, a defendant must satisfy
both prongs of the Strickland/Fritz test: counsel’s deficient
performance and prejudice. Strickland, supra, 466 U.S. at 687,
693, 104 S. Ct. at 2062, 2067, 80 L. Ed. 2d at 690-91, 697;
Fritz, supra, 105 N.J. at 60-61.
IV.
In this case, defendant seeks to extend the presumption of
prejudice recognized by Cronic to a new setting: a trial court’s
claimed deprivation of a defendant’s opportunity to develop a
rapport with his counsel. The proposed expansion of the
presumption of prejudice implicates federal and state authority
addressing two issues: the scope of the right to counsel of
one’s choice and the existence of a right to a meaningful
attorney-client relationship. We consider those issues in turn.
Div. 1953). There, an attorney was appointed on the morning of
trial to represent the defendant and his codefendant, and the
trial court denied an application for an adjournment. Id. at
110-11. Because Jablonowski was decided long before Strickland,
Cronic and Fritz, the panel did not apply the analytical
framework that currently governs ineffective assistance of
counsel cases. Further, Jablonowski involved considerations not
at issue here because unlike defense counsel in this case, the
assigned attorney in that case had no opportunity to prepare a
defense for his clients prior to the day of trial. Id. at 112-
13.
25
The United States Supreme Court has recognized a
defendant’s Sixth Amendment right to “a fair opportunity to
secure counsel of his own choice.” Powell v. Alabama, 287 U.S.
45, 53, 53 S. Ct. 55, 58, 77 L. Ed. 158, 162 (1932); accord
Wheat v. United States, 486 U.S. 153, 165, 108 S. Ct. 1692,
1700, 100 L. Ed. 2d 140, 153 (1988) (Marshall, J., dissenting).
“Deprivation of the right is ‘complete’ when the defendant is
erroneously prevented from being represented by the lawyer he
wants, regardless of the quality of the representation he
received.” United States v. Gonzalez-Lopez, 548 U.S. 140, 148,
126 S. Ct. 2557, 2563, 165 L. Ed. 2d 409, 419 (2006).
A defendant’s Sixth Amendment right to counsel of his or
her choice, however, “does not extend to defendants who require
counsel to be appointed for them.” Id. at 151, 126 S. Ct. at
2565, 165 L. Ed. 2d at 421 (citing Wheat, supra, 486 U.S. at
159, 108 S. Ct. at 1697, 100 L. Ed. 2d at 148-49; Caplin &
Drysdale, Chartered v. United States, 491 U.S. 617, 624, 109 S.
Ct. 2646, 2652, 105 L. Ed. 2d 528, 541 (1989)). The right to
counsel guaranteed by the New Jersey Constitution, N.J. Const.
art. I, ¶ 10, has never been extended beyond the federal
guarantee in this regard. As the Appellate Division noted in
State v. Wiggins, 291 N.J. Super. 441, 451-52 (App. Div.),
certif. denied, 146 N.J. 568 (1996):
26
The Sixth Amendment and our Constitution
guarantee that an individual charged with a
crime has the right to an attorney. Our
organic law does not command, however, that
he be given the attorney of his choice. Nor
does it require that his legal
representation be changed at his whim.
[(citing State v. Kordower, 229 N.J. Super.
566, 576 (App. Div. 1989)); accord State v.
Harris, 384 N.J. Super. 29, 59 (App. Div.
2006), certif. denied, 188 N.J. 357 (2006).]
In the setting here, in which defendant sought and obtained
assigned counsel, defendant’s right to be represented did not
entail the right to a public defender of his choice.
The right to counsel afforded by the federal and state
constitutions, however, does require that the attorney be
“effective as well as available.” State v. Sugar, 84 N.J. 1, 17
(1980) (citing Cuyler v. Sullivan, 446 U.S. 335, 344-45, 100 S.
Ct. 1708, 1716, 64 L. Ed. 2d 333, 343-44 (1980); Tollett v.
Henderson, 411 U.S. 258, 266-67, 93 S. Ct. 1602, 1608, 36 L. Ed.
2d 235, 243 (1973); McMann, supra, 397 U.S. at 771 n.14, 90 S.
Ct. at 1449 n.14, 25 L. Ed. 2d at 773 n.14). A criminal defense
attorney must not be hindered by conflicts of interest that
could compromise his or her duty to a client; the
“representation must be ‘untrammeled and unimpaired,’ [the
lawyer’s] loyalty undivided.” Bellucci, supra, 81 N.J. at 538;
accord Sugar, supra, 84 N.J. at 17; see also Wood v. Georgia,
450 U.S. 261, 271, 101 S. Ct. 1097, 1103, 67 L. Ed. 2d 220, 230
27
(1981) (“Where a constitutional right to counsel exists, our
Sixth Amendment cases hold that there is a correlative right to
representation that is free from conflicts of interest.”);
Cuyler, supra, 446 U.S. at 349, 100 S. Ct. at 1719, 64 L. Ed. 2d
at 347 (“[A] defendant who shows that a conflict of interest
actually affected the adequacy of his representation need not
demonstrate prejudice.”). Further, “[i]t has been said that the
right to counsel ‘would be meaningless if the defendant were not
able to communicate freely and fully with the attorney.’” State
v. Land, 73 N.J. 24, 30 (1977) (quoting M. Freedman, Lawyers’
Ethics In An Adversary System 8 (1975)); see also Weatherford v.
Bursey, 429 U.S. 545, 554, 97 S. Ct. 837, 843, 51 L. Ed. 2d 30,
39 (1977) (noting Sixth Amendment could be violated by
prosecution receipt of defense trial preparation details
acquired from informant present at defendant’s meeting with
counsel); United States v. Costanzo, 740 F.2d 251, 254-57 (3d
Cir. 1984) (applying Weatherford but finding no Sixth Amendment
violation).
A criminal defendant’s constitutional guarantee of loyal
counsel and open communication, however, does not equate to a
guarantee of attorney-client rapport. In Morris v. Slappy, 461
U.S. 1, 5-6, 103 S. Ct. 1610, 1613, 75 L. Ed. 2d 610, 616
(1983), an indigent defendant’s assigned counsel had emergency
surgery, necessitating the substitution of new counsel six days
28
before trial and prompting the defendant to move for an
adjournment. Substituted counsel represented that he was
prepared for trial. Id. at 6, 103 S. Ct. at 1614, 75 L. Ed. 2d
at 616. He did not join his client’s application for an
adjournment. See ibid., 103 S. Ct. at 1614, 75 L. Ed. 2d at
616. The trial judge denied the motion. Id. at 7, 103 S. Ct.
at 1614, 75 L. Ed. 2d at 617. The United States Court of
Appeals for the Sixth Circuit reversed, holding that the trial
court had “ignored respondent’s Sixth Amendment right to a
‘meaningful attorney-client relationship’ and hence violated
respondent’s right to counsel.” Id. at 11, 103 S. Ct. at 1616,
75 L. Ed. 2d at 619.
The United States Supreme Court reversed, holding:
The Court of Appeals’ conclusion that the
Sixth Amendment right to counsel “would be
without substance if it did not include the
right to a meaningful attorney-client
relationship” is without basis in the law. .
. . No court could possibly guarantee that
a defendant will develop the kind of rapport
with his attorney -– privately retained or
provided by the public -– that the Court of
Appeals thought part of the Sixth Amendment
guarantee of counsel. Accordingly, we
reject the claim that the Sixth Amendment
guarantees a “meaningful relationship”
between an accused and his counsel.
[Id. at 13-14, 103 S. Ct. at 1617, 75 L. Ed.
2d at 621 (footnote omitted) (quoting Slappy
v. Morris, 649 F.2d 718, 720 (9th Cir.
1981)).]
29
There is, in short, no federal constitutional right to a
“meaningful relationship” between a criminal defendant and his
or her attorney.
Accordingly, the constitutional guarantee of effective
assistance of counsel mandates competent and loyal service to
the client in a setting that does “not ‘preclude the giving of
effective aid in the preparation and trial of the case.’”
Fritz, supra, 105 N.J. at 57 (quoting Sugar, supra, 84 N.J. at
17). The right to effective assistance does not, however,
require a court to accommodate a defendant’s preference of
assigned counsel. Nor does it require an interaction between
attorney and client that gives rise to a “meaningful
relationship” or a partnership between attorney and client that
rises to the level of a “rapport.” Morris, supra, 461 U.S. at
13-14, 103 S. Ct. at 1617, 75 L. Ed. 2d at 621.
V.
These constitutional principles set the backdrop for our
review of the trial court’s denial of defendant’s request for an
adjournment to afford him and his counsel additional time to
confer. A motion for an adjournment implicates a trial court’s
authority to control its own calendar and is reviewed under a
deferential standard. As the United States Supreme Court held
in Morris, “broad discretion must be granted trial courts on
matters of continuances; only an unreasoning and arbitrary
30
‘insistence upon expeditiousness in the face of a justifiable
request for delay’ violates the right to the assistance of
counsel.” Morris, supra, 461 U.S. at 11-12, 103 S. Ct. at 1616,
75 L. Ed. 2d at 620 (quoting Ungar v. Sarafite, 376 U.S. 575,
589, 84 S. Ct. 841, 849, 11 L. Ed. 2d 921, 931 (1964)).
This Court has not previously considered the standard that
a trial judge should apply when a criminal defendant requests
that a trial be adjourned so that he or she may have more time
to confer with newly-assigned counsel. In the setting of a
motion to withdraw a guilty plea, however, this Court recently
considered the “intersection of the right to the assistance of
counsel with the denial of a criminal defendant’s motion for an
adjournment.” Hayes, supra, 205 N.J. at 536.
In Hayes, the defendant, represented by counsel, pled
guilty to robbery and eluding. Id. at 528. On the day he was
scheduled for sentencing, the defendant advised the court for
the first time that he wanted to file a motion for leave to
withdraw his guilty plea before he was sentenced. Id. at 525.
The defendant told the judge that he had attempted to retain a
new attorney to file the motion, but one prospective counsel had
a conflict of interest and another had a scheduling problem.
Id. at 525-26. The defendant’s prior attorney informed the
court that he could not represent the defendant because he was a
potential witness in the motion to withdraw the plea. Id. at
31
536-37. The defendant requested an adjournment, which the court
denied, and the defendant was compelled to proceed with his
motion pro se. Id. at 537.
The Court noted that “whether a trial court should grant or
deny a defendant’s request for an adjournment to retain counsel
requires a balancing process informed by an intensely fact-
sensitive inquiry.” Id. at 538. It held that when an appellate
court reviews a trial court’s discretionary determination of a
defendant’s motion for an adjournment, “‘there are two
conditions which must exist to warrant’” reversal of the
conviction. Id. at 539 (quoting Smith v. Smith, 17 N.J. Super.
128, 132 (App. Div. 1951), certif. denied, 9 N.J. 178 (1952)).
First, “‘the judicial action must have been clearly unreasonable
in the light of the accompanying and surrounding
circumstances.’” Ibid. (quoting Smith, supra, 17 N.J. Super. at
133). Second, the ruling must have prejudiced the complaining
party. Ibid. By requiring the second condition, the Court
reaffirmed the necessity of a showing of prejudice, noting New
Jersey law’s long recognition of “the notion that ‘[a] motion
for an adjournment is addressed to the discretion of the court,
and its denial will not lead to reversal unless it appears from
the record that the defendant suffered manifest wrong or
injury.’” Id. at 537 (alteration in original) (quoting State v.
Doro, 103 N.J.L. 88, 93 (E. & A. 1926)).
32
To guide trial courts deciding adjournment applications
filed by defendants seeking additional time to retain counsel,
the Court adopted a case-specific standard originally
articulated by the Court of Appeals for the District of Columbia
Circuit in United States v. Burton, 584 F.2d 485, 490-91 (D.C.
Cir. 1978), cert. denied, 439 U.S. 1069, 99 S. Ct. 837, 59 L.
Ed. 2d 34 (1979), and applied by the Appellate Division in
Furguson, supra, 198 N.J. Super. at 402. This Court enumerated
the relevant factors:
“Some of the factors to be considered in the
balance include the length of the requested
delay; whether other continuances have been
requested and granted; the balanced
convenience or inconvenience to the
litigants, witnesses, counsel, and the
court; whether the requested delay is for
legitimate reasons, or whether it is
dilatory, purposeful, or contrived; whether
the defendant contributed to the
circumstance which gives rise to the request
for a continuance; whether the defendant has
other competent counsel prepared to try the
case, including the consideration of whether
the other counsel was retained as lead or
associate counsel; whether denying the
continuance will result in identifiable
prejudice to defendant’s case, and if so,
whether this prejudice is of a material or
substantial nature; the complexity of the
case; and other relevant factors which may
appear in the context of any particular
case.”
[Hayes, supra, 205 N.J. at 538 (quoting
Furguson, supra, 198 N.J. Super. at 402).]
33
The Court noted the need to “‘strike a balance between [a trial
court’s] inherent and necessary right to control its own
calendar and the public’s interest in the orderly administration
of justice, on the one hand, and the defendant’s constitutional
right to obtain counsel of his own choice, on the other.’”
Ibid. (quoting Furguson, supra, 198 N.J. Super. at 402). In
Hayes, given the clear prejudice to a defendant deprived of the
assistance of counsel at his motion to withdraw his plea, that
inquiry compelled a reversal and remand for a new hearing on
defendant’s motion to withdraw his plea, at which he would be
represented by counsel. Id. at 540-41.
Hayes involved an issue not raised by this case: the
withdrawal of conflicted counsel that left the defendant
effectively “without representation, a status anathema to the
fundamental constitutional notions of fairness that must guide
criminal proceedings.” Id. at 540. The Court’s analytical
framework, however, is equally relevant to this case, in which
we reconcile the trial court’s authority to control its docket
with the defendant’s right to effective representation. The
factors articulated in Hayes ensure a careful balancing of the
competing considerations at issue in this case, and accordingly,
we apply those factors here.
The first factor identified in Hayes, the length of the
requested delay, is not developed in the record. In his request
34
for an adjournment, defendant did not specify the length of the
delay that he sought, and the trial court did not inquire about
the length of the proposed continuance. The second Hayes
factor, requests for and grants of other continuances, weighs to
some degree in favor of the trial court’s denial of the
adjournment requested. Although the record does not include the
transcripts of all relevant hearings in this matter, it reveals
that the December 10, 2007 trial date was at least the third
trial date scheduled for this case, and the court’s
determination was supported by that procedural history.
The third factor, the inconvenience to the litigants,
witnesses, counsel and the court is not addressed with precision
in the record, except in the trial court’s reference to its
attempts to advance the case to trial. In the absence of
evidence that either the scheduled trial date or the adjournment
request caused inconvenience to the parties, witnesses or
attorneys, this factor does not weigh in favor of either the
grant or the denial of the motion for an adjournment. Cf.
Furguson, supra, 198 N.J. Super. at 406 (finding inconvenience
weighed against defendant).
The fourth factor, whether the requested delay is for
legitimate reasons, provides some support for defendant’s
position. Defendant premised his request upon a legitimate
concern -- the limited time afforded for him to confer with
35
counsel -- and there is no evidence that his argument was mere
pretext for delay. The fifth factor, whether defendant
contributed to the need for a continuance, similarly weighs in
defendant’s favor. There is no suggestion on the record that
defendant did anything to prompt the Mercer County OPD’s
substitution of his assigned attorney, and he is not responsible
for any administrative errors that may have occurred in that
office’s handling of his defense. See Hayes, supra, 205 N.J. at
540; but see Furguson, supra, 198 N.J. Super. at 406.
The sixth factor, whether other competent counsel was
prepared to try the case, buttresses the trial court’s decision
to deny the motion to adjourn. Defendant’s new counsel, an
experienced criminal defense attorney, was assigned to serve as
defendant’s counsel. While counsel would have benefited from a
longer preparation period, he had an adequate opportunity over
four days to prepare for the trial and he told the court that he
was prepared to proceed. The seventh factor, the existence and
scope of prejudice, supports the trial court’s decision because
there has been no showing that defendant either anticipated or
suffered prejudice. Finally, the complexity of the case does
not weigh in favor of either the grant or the denial of the
adjournment. Notwithstanding the relative brevity of the trial
and the familiarity of the issues presented to experienced
counsel, the case required thoughtful preparation and planning.
36
Accordingly, the Hayes balancing test, applied in this
case, does not decisively favor either the grant or the denial
of the requested adjournment. In this setting, either decision
arguably would have been a proper exercise of the trial court’s
discretion. We do not find that the trial court’s denial of an
adjournment prejudiced defendant or was “‘clearly unreasonable
in the light of the accompanying and surrounding
circumstances.’” Hayes, supra, 105 N.J. at 539 (quoting Smith,
supra, 17 N.J. Super. at 132-33).
The dissent postulates a sweeping expansion of existing
law.7 The traditional benchmark for ineffective assistance of
counsel cases -- the United States Supreme Court’s decision in
Strickland, supra, 466 U.S. at 687, 104 S. Ct. at 2064, 80 L.
Ed. 2d at 693, and this Court’s holding in Fritz, supra, 105
N.J. at 58-61 -- requires, without exception, the showing of
prejudice that is simply absent here. As the Court noted in
Fritz, “a conclusive presumption of prejudice is inappropriate
except in cases exemplified by egregious shortcomings in the
7
Our dissenting colleague is undeterred by defendant’s
invocation of his ineffective assistance of counsel claim on
direct appeal rather than in the appropriate setting for such a
claim, an application for post-conviction relief. See State v.
Preciose, 129 N.J. 451, 460 (1992) (“Our courts have expressed a
general policy against entertaining ineffective-assistance-of-
counsel claims on direct appeal because such claims involve
allegations and evidence that lie outside the trial record[,]”
and “are particularly suited for post-conviction review.”);
accord State v. O’Neal, 190 N.J. 601, 634 (2007).
37
professional performance of counsel.” Fritz, supra, 105 N.J. at
61. Under Cronic, supra, 466 U.S. at 658-59, 104 S. Ct. at
2046-47, 80 L. Ed. 2d at 667-68, only an extraordinary
deprivation of the assistance of counsel triggers a presumption
of prejudice under the federal constitutional standard. Bell v.
Cone, 535 U.S. 685, 695-96, 122 S. Ct. 1843, 1850-51, 152 L. Ed.
2d 914, 927-28 (2002) (recognizing Cronic’s three presumed
prejudice scenarios: complete denial of counsel, failure to
subject State’s case to meaningful adversarial testing and
inability of any counsel to provide competent assistance under
certain circumstances). If prejudice were presumed in the
setting here, in which the ineffective assistance of counsel
claim is premised upon the attorney’s exchange with the trial
court about the timing of the trial, the Cronic rule would be
extended far beyond its traditional parameters, and in
contravention of our holding in Fritz. Our law clearly requires
a showing of prejudice in this case, and no such showing was
made.
Nevertheless, given the late reassignment of the case by
the Mercer County OPD, the limited opportunity for defendant and
his new counsel to confer prior to the suppression motion, and
the lack of an objection by the State, the trial judge would
have better served the competing interests at stake with a
minimal adjustment to the court schedule. Had the trial court
38
postponed the suppression hearing for a few hours until the
afternoon of December 10, 2007, for example, it would have
afforded to defendant and his counsel more time to confer but
still completed the hearing that day and maintained the schedule
for jury selection the following morning. Such an adjustment
would not have required the court to set a new trial date. We
urge trial judges confronted with similar circumstances to
accommodate reasonable requests for brief delays so as to permit
a defendant an opportunity to confer with newly-assigned
counsel.
In this case, the Appellate Division properly upheld
defendant’s conviction. The trial judge’s denial of the
requested adjournment was not an abuse of his broad discretion
under the test of Hayes and did not violate defendant’s
constitutional right to effective representation under
Strickland, Cronic and Fritz.
VI.
We respectfully disagree with the dissenting Appellate
Division judge that the trial court’s denial of defendant’s
requested adjournment contravened principles of fundamental
fairness. See Miller, supra, 420 N.J. Super. at 99-101
(Fuentes, J.A.D., dissenting). The doctrine of fundamental
fairness “‘is an integral part of due process, and is often
extrapolated from or implied in other constitutional
39
guarantees.’” Oberhand v. Dir., Div. of Taxation, 193 N.J. 558,
578 (2008) (quoting Doe v. Poritz, 142 N.J. 1, 109 (1995)).
“‘The doctrine effectuates imperatives that government minimize
arbitrary action, and is often employed when narrowed
constitutional standards fall short of protecting individual
defendants against unjustified harassment, anxiety, or
expense.’” Doe, supra, 142 N.J. at 109 (quoting State v.
Yoskowitz, 116 N.J. 679, 731 (1989) (Handler, J., dissenting)).
“‘Fundamental fairness is a doctrine to be sparingly
applied.’” Id. at 108 (quoting Yoskowitz, supra, 116 N.J. at
712 (Garibaldi, J., concurring and dissenting)). The doctrine
is “‘applied in those rare cases where not to do so will subject
the defendant to oppression, harassment, or egregious
deprivation.’” Ibid. (quoting Yoskowitz, supra, 116 N.J. at 712
(Garibaldi, J., concurring and dissenting)). “This Court has
relied on the concept of fundamental fairness to require
procedures to protect the rights of defendants at various stages
of the criminal justice process even when such procedures were
not constitutionally compelled.” Ibid.
This is not the “rare” case in which the doctrine of
fundamental fairness mandates reversal of the defendant’s
conviction. Defendant was not deprived of competent counsel.
He had a meeting with his attorney, albeit one constrained in
duration and conducted in a less than optimal location, prior to
40
his suppression hearing. Following that hearing and before the
commencement of trial the next day, defendant met in private
with his counsel at the attorney’s office. The attorney claimed
he was prepared and conducted a vigorous defense on defendant’s
behalf, and there was no finding of prejudice. Defendant merely
requested more time with his attorney to build “rapport.” There
was, in short, no “oppression, harassment, or egregious
deprivation” in this case. Ibid. (quoting Yoskowitz, supra, 116
N.J. at 712 (Garibaldi, J., concurring and dissenting)). The
trial court did not violate principles of fundamental fairness
when it denied defendant’s motion to adjourn the trial.
VII.
The judgment of the Appellate Division is affirmed.
CHIEF JUSTICE RABNER and JUSTICES LaVECCHIA and HOENS join
in JUSTICE PATTERSON’s opinion. JUSTICE ALBIN filed a separate,
dissenting opinion.
41
SUPREME COURT OF NEW JERSEY
A-35 September Term 2011
068558
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
TERRENCE MILLER,
Defendant-Appellant.
JUSTICE ALBIN, dissenting.
Sadly, today the majority holds that the right to effective
assistance of counsel guarantees nothing more than the presence
of an appointed attorney at counsel’s table -- even if that
attorney met with his indigent client for the first time on the
day of trial and had no time to consult with him about his case
or prepare with him a defense as the trial began. The majority
also exalts the trial calendar over a just trial, affirming a
judge’s decision that denied an adjournment to a woefully
unprepared appointed attorney who was forced to stumble through
a suppression hearing, calling his client without having spoken
with him about the case and not calling witnesses to support his
client’s account.
Defendant Terrence Miller was charged with serious drug
offenses and faced a prison sentence -- and he was indigent,
1
leaving him dependent on the State to appoint counsel for him.
Indeed, Miller’s fate -- and any success he might have at trial
-- was tied to his ability to prepare a defense after
consultation with counsel.
Yet, Miller did not meet his appointed counsel until the
day of trial, and the judge’s intransigence and his attorney’s
unpreparedness rendered his suppression hearing and trial a
farce. Miller, an impoverished defendant, was treated as just
another fungible item to be shuffled along on a criminal-justice
conveyor belt. But Miller is more than another dispositional
entry on a docket sheet, more than another statistic in some
inexorable, impersonal process that knows no delays for justice.
He is an individual clothed with constitutional rights, such as
the right to a fair trial and the right to the effective
assistance of counsel. That the majority turns a blind eye to
this fundamentally flawed and appalling process by upholding
Miller’s conviction will surely disappoint those who believe
that this Court is the guardian of our constitutional rights. I
therefore respectfully dissent.
I.
A.
Terrence Miller was charged with several drug offenses,
including two counts of second-degree possession of cocaine with
2
intent to distribute on or near a public park, N.J.S.A. 2C:35-
7.1(a). On each of those charges alone, if convicted, he faced
a presumptive prison sentence of between five and ten years.
N.J.S.A. 2C:43-6(a)(2).
In the latter part of 2007, Miller was represented by an
attorney from the Mercer County Public Defender’s Office. Four
days before trial, on Thursday, December 6, 2007, without
advising Miller or requesting an adjournment, the Public
Defender’s Office substituted counsel. Miller’s case was
assigned to an attorney who, to that point, had been handling
juvenile cases on a per diem basis for the Public Defender’s
Office. The attorney had not tried a criminal trial in seven
years. He would later explain that as a result of his eleventh-
hour appointment he felt he “was being put in a position that
[he] shouldn’t be put in.”
At approximately 4:00 p.m. on the day of his new
assignment, the attorney visited the trial judge in chambers to
express his concern that he would not be prepared for trial.
The judge waved away his concern, telling him “don’t worry about
it, we’re going to be moving with this case on the 10th.” That
evening, the attorney spent one and one-half hours putting
together a trial binder and beginning to review discovery. Over
the next three days, the attorney devoted just five and one-half
hours preparing for trial -- without ever discussing the case
3
with his client, any witnesses, the former attorney, or an
investigator in the Public Defender’s Office. Because he was
rusty trying criminal cases, that Saturday he spent three to
four hours reviewing the court rules, rules of evidence, and
search-and-seizure law.
On Monday, December 10, 2007 at 9:00 a.m., Miller arrived
at the courthouse, where he met his new attorney for the first
time. In a courthouse stairwell that afforded little privacy,
the two engaged in a twenty-five-minute meet-and-greet
conversation. As the attorney recalled, awkwardness permeated
the conversation between him and his client, for they were
complete strangers to each other. The two may have had “some
procedural discussions,” and the attorney explained his
intention to make an adjournment request. At no time did the
attorney and his client talk about any “particulars of trial
preparation” before ending their conversation.
The attorney then proceeded to confer with the prosecutor
for one half hour about a possible plea agreement. The
prosecutor offered Miller, through his attorney, a five-year
prison term with a two-year parole disqualifier in exchange for
a guilty plea. The attorney -- still having never discussed the
case or upcoming trial with his client -- conveyed the plea
offer. This second discussion with Miller, which lasted one
half hour, did not “go anywhere.” In all of the fifty-five
4
awkward minutes the attorney spent with Miller before entering
the courtroom, the two never discussed the upcoming motion to
suppress or trial. They did not converse about a defense, trial
strategy, or whether witnesses should be called or subpoenaed.
The attorney did not prepare his client for testimony he might
give on the stand.
With no joint plan of action, the attorney and Miller
appeared in court at approximately 10:30 a.m., as the trial
judge commenced proceedings. The attorney knew from his
previous conversation with the judge that he was intent on going
forward. Carefully choosing words that would not bring the ire
of the court down on himself, the attorney stated that his
client -- not he -- preferred an adjournment. The attorney
said:
[T]his is the first opportunity I’ve had to
meet with [my client] . . . . And while I
understand it is the Court’s intention to
call this matter and have this matter
proceed to trial, in fairness to Mr. Miller,
I think he would best prefer that this
matter was adjourned to allow an opportunity
for us to sit in a more -- in a calmer
setting so that we can discuss and plan this
particular matter. I’ve advised him that
this matter was -- that the file was
provided to me sometime last week, with an
opportunity for me to review and prepare.
But to that end, I think Mr. Miller would
still prefer that this matter not proceed at
this time.
[(Emphasis added).]
5
In response, the trial judge made clear that he -- not the
Public Defender’s Office -- was the master of his calendar. He
expressed pique over that office’s presumption that transferring
Miller’s case to a new public defender would dictate whether he
-- the trial judge -- moved a case. The trial judge stressed
that he would not brook interference with his prerogatives:
I think as much as three weeks ago the
Court, or at least two weeks ago, the Court
was aware that [Miller’s former public
defender] would not be able to try the case.
. . .
The Court was informed that . . . the
chief of [the public defender’s] office, and
. . . the assistant chief, were of the
opinion that this case couldn’t be tried
because it would need new counsel. In fact,
the Court was told that. . . .
The public defender’s office never came
to the Court or said to the Court that it
wanted specifically an adjournment, although
the Court learned of it through [Miller’s
former public defender] . . . who said that
the higher ups thought that the matter just
couldn’t go ahead.
The Court’s response to [Miller’s
former public defender] was, well, you can
go back and tell them that it is the judge
who decides whether an attorney can be
relieved and under what conditions.
. . . .
This judge has been trying to get a
handle on cases for several months and has
been unable to move one for trial due to
changes in the public defender’s office or
the prosecutor’s office with files. So the
Court approximately two weeks ago said this
matter is going to trial.
[(Emphasis added).]
6
Having established who was boss, the trial judge then
minimized the seriousness and complexity of Miller’s case. He
stated that “trying a drug case for a criminal defense attorney
is as easy as trying an intersection accident case for a civil
trial lawyer. . . . [T]he scenarios are essentially the same in
every case. There is nothing difficult or complex about this
case.” The trial judge was dismissive of what is necessary to
prepare a criminal drug case for trial, believing that meeting
the client and reading a police report were enough. He did not
acknowledge that an attorney would need to confer with his
client in advance of a motion-to-suppress hearing or prepare him
to testify or identify and interview potential witnesses.
With those assumptions in mind, the trial judge concluded “that
moving the case ahead at this time creates no prejudice to Mr.
Miller,” although the judge “concede[d] . . . that Mr. Miller is
greeted with some level of discomfort . . . .”
With no further ado, and with no further opportunity for
Miller to consult with his attorney, the trial judge stated:
“The Court is ready to proceed with the suppression hearing.”
B.
At the motion-to-suppress hearing, the State called one
witness, Patrolman William Mulryne of the Trenton Police
Department. Mulryne testified that with the use of binoculars
he observed Miller engage in what appeared to be separate, hand-
7
to-hand drug transactions with two individuals. One of those
individuals, Joseph McKinney, was later arrested after
discarding drugs in his possession. Mulryne claimed that Miller
then walked away from the area. Mulryne next saw Miller ten
minutes later at the same street corner exiting a Cadillac.
Miller was arrested, and seized from him was $790. The police
found a bag of 7.29 grams of crack cocaine in the air-
conditioner unit of a nearby building, which Miller purportedly
had earlier accessed.
Miller testified that a friend had dropped him off near the
street corner, he entered a store, and while there was “grabbed”
by the police. The police searched his person and found no
drugs on him. Miller was detained outside the store for
approximately one hour. Then, a police officer approached with
a bag in his hand, saying, “[T]his is his.” Miller replied, “It
[is] not mine,” but the officer responded, “[I]t is yours now.”
The money found on Miller apparently was his earnings from
several jobs. Miller basically contended the case was one of
mistaken identification and that the officer could not have
clearly seen what he claimed to have observed given that trees
and foliage would have blocked his view. (It is noteworthy that
Miller’s attorney had not visited the scene.)
While on the stand, Miller also complained that he had
witnesses to corroborate his account who should have been called
8
at his hearing: “I had other witnesses that would have been
testifying here today that witnessed a lot of other things, too,
but for some reason we weren’t prepared for the day.” (Emphasis
added). Defense counsel did not ask for a continuance to call
those witnesses, including McKinney who was prepared to testify
that Miller had not sold him drugs. Nor did the trial judge on
his own give Miller time to call witnesses on his behalf.
Instead, the hearing ended with just the testimony of
Officer Mulryne and Miller. In ruling, the trial judge observed
that he was “faced with conflicting stories” of two witnesses
and was “limited to the evidence before [him].” (Of course, it
was the judge who limited the evidence by denying the
adjournment request.) The judge concluded that between the two
witnesses, he found “Mulryne’s testimony was credible,” even
though Miller’s testimony had “plausibility.” The judge
discounted Miller’s testimony based on his prior criminal
record. Accordingly, the trial judge denied Miller’s motion to
suppress the evidence.
The next day, December 11, the jury was selected, opening
statements were given, and the State presented its case. On
December 14, Miller’s attorney placed on the stand three
witnesses to support the defense. In particular, McKinney
testified that Miller did not sell him drugs and further that
Miller was not a drug dealer.
9
The jury convicted Miller of, among other things, third-
degree possession with intent to distribute cocaine.
Afterwards, in addressing the court, Miller asserted: “I’m an
innocent man. I’m innocent. I’m innocent. It was not me. It
was not me. It was my brother.”
II.
In this case we see the convergence of a hopelessly
unprepared attorney unwilling to declare in a firm and clear
voice that he was not ready for trial and a trial judge
frustrated by trial delays and intent on making a point that the
Public Defender’s Office could not usurp his calendar.
Sacrificed in the crossfire between the trial judge and the
“higher ups” at the Public Defender’s Office were Miller’s
fundamental rights to the effective assistance of counsel and to
a fair trial. An indigent criminal defendant meeting his state-
appointed attorney for the first time on the day of trial and
having no time to consult with him before a suppression hearing
does not fit within any conception of American justice -- and
certainly cannot be squared with our constitutional
jurisprudence.
A.
The right to the assistance of counsel is guaranteed by
both the United States and New Jersey Constitutions. U.S.
10
Const. amend. VI (“In all criminal prosecutions, the accused
shall enjoy the right . . . to have the Assistance of Counsel
for his defense.”); N.J. Const. art. I, ¶ 10 (“In all criminal
prosecutions the accused shall have the right . . . to have the
assistance of counsel in his defense.”). “[T]he right to
counsel encompasses the right to the effective assistance of
counsel.” State v. Nash, 212 N.J. 518, 541 (2013) (emphasis
added) (citations and internal quotation marks omitted). The
right to the effective assistance of counsel is a necessary
corollary to an accused’s right to a fair trial. See Gideon v.
Wainwright, 372 U.S. 335, 344, 83 S. Ct. 792, 796, 9 L. Ed. 2d
799, 805 (1963) (“[I]n our adversary system of criminal justice,
any person haled into court, who is too poor to hire a lawyer,
cannot be assured a fair trial unless counsel is provided for
him.”); State v. Sugar, 84 N.J. 1, 16 (1980) (citations omitted)
(“[T]he assistance of counsel is essential to insuring fairness
and due process in criminal prosecutions . . . .”). The right
to counsel attaches during all “critical stages” of a criminal
prosecution, including a motion-to-suppress hearing. See 3
Wayne R. LaFave et al., Criminal Procedure § 11.2(b) at 620,
622-24 (3d ed. 2007).
The mere appointment of counsel, however competent, does
not alone satisfy the constitutional guarantee of the right to
effective counsel. Avery v. Alabama, 308 U.S. 444, 446, 60 S.
11
Ct. 321, 322, 84 L. Ed. 377, 379 (1940), cited in Sugar, supra,
84 N.J. at 17 (“The right to counsel would be an empty assurance
if a formal appearance by an attorney were sufficient to satisfy
it.”). A criminal defense attorney has an inviolable obligation
to consult with his client about the client’s case. That is so
because consultation “assures that the client will have the
opportunity to assist with his own defense.” Gov’t of the
Virgin Islands v. Weatherwax, 77 F.3d 1425, 1436 (3d Cir. 1996)
(“[T]he client’s views and desires concerning the best course to
be followed . . . must be evaluated and taken into account by
counsel.”). “Defense counsel undoubtedly has a duty to discuss
potential strategies with the defendant.” Florida v. Nixon, 543
U.S. 175, 178, 125 S. Ct. 551, 555, 160 L. Ed. 2d 565, 572
(2004) (citing Strickland v. Washington, 466 U.S. 668, 688, 104
S. Ct. 2052, 2065, 80 L. Ed. 2d 674, 694 (1984)). Indeed, “the
denial of opportunity for appointed counsel to confer, to
consult with the accused and to prepare his defense, could
convert the appointment of counsel into a sham and nothing more
than a formal compliance with the Constitution’s requirement
that an accused be given the assistance of counsel.” Avery,
supra, 308 U.S. at 446, 60 S. Ct. at 322, 84 L. Ed. at 379.
When the peculiar circumstances of a case “ma[k]e it so unlikely
that any lawyer could provide effective assistance,” then
“ineffectiveness [will be] properly presumed without inquiry
12
into actual performance at trial.” United States v. Cronic, 466
U.S. 648, 661, 104 S. Ct. 2039, 2048, 80 L. Ed. 2d 657, 669
(1984). This is just such a case.
No attorney can provide effective representation at a
motion-to-suppress hearing if he has not spoken with his client
beforehand, listened to his account, interviewed his witnesses,
or prepared him for his testimony. Miller had witnesses waiting
in the wings but his attorney could not call them because he had
not spoken with his client. Sitting next to Miller was a total
stranger who happened to be his state-appointed attorney. The
failure of the attorney to consult with Miller in any meaningful
fashion, to prepare him for his testimony, and to present
corroborating witnesses at the motion-to-suppress hearing
rendered the attorney per se ineffective.
Thus, this case falls within the narrow band of cases
identified in Cronic, supra, in which the “circumstances . . .
are so likely to prejudice the accused that the cost of
litigating their effect in a particular case is unjustified.”
466 U.S. at 658, 104 S. Ct. at 2046, 80 L. Ed. 2d at 667. An
attorney meeting the most minimal standard of constitutional
effectiveness would never proceed with a suppression hearing
without preparing his client to testify or discussing with him
the witnesses who supported his case. The attorney -- along
13
with the prosecutor and trial judge -- listened to Miller’s
account for the first time when he testified from the stand.
The majority contends that it is a “sweeping expansion of
existing law” to hold that an attorney who goes to trial without
ever consulting or having contact with the client about his case
is presumptively ineffective. But the egregious circumstances
that led to the denial of effective counsel here are of the same
type that the United States Supreme Court envisioned in Cronic.
Supra, 466 U.S. at 660-61, 104 S. Ct. at 2048, 80 L. Ed. 2d at
669). In a series of equally egregious cases, the Sixth Circuit
found Cronic ineffective-assistance-of-counsel presumptions.
See U.S. v. Morris, 470 F.3d 596, 603 (6th Cir. 2006) (finding
ineffective assistance of counsel where appointed counsel met
with client for several minutes in crowded “bull pen” before
choosing whether to proceed on state or federal charges);
Mitchell v. Mason, 325 F.3d 732, 744 (6th Cir. 2003) (finding
ineffective assistance of counsel where counsel only met with
client for a total of six minutes during seven month period
before trial); Hunt v. Mitchell, 261 F.3d 575, 582-85 (6th Cir.
2001) (finding ineffective assistance of counsel where court
denied defendant opportunity to consult with counsel before voir
dire).
That Miller’s rights were violated should be self-evident.
Unlike the majority, I do not believe that Miller should have to
14
wait in prison for a post-conviction relief hearing to secure
the relief to which he is entitled today -- a fair trial. See
State v. Allah, 170 N.J. 269, 285 (2002) (“[D]efendant should
not be required to wait until post-conviction relief to raise
the issue because the trial record discloses the facts essential
to his ineffective assistance claim.”)
The absence of prior client consultation rendered the
attorney presumptively ineffective. The harm caused by the
deprivation of Miller’s right to the effective assistance of
counsel is not readily calculable, but the injustice here is
undeniable.
B.
Even putting aside the majority’s crabbed view of
constitutionally effective counsel, Miller was denied due
process of law. The failure to grant an adjournment was a
patent abuse of discretion. If the judge had a point to make
with the Public Defender’s Office, it should not have been at
the expense of Terrence Miller’s right to a fair trial.
Clearly, a trial judge has broad discretion in running his
calendar. That discretion, however, cannot be exercised in an
arbitrary manner. Although the grant of an adjournment is
within the trial judge’s discretion, “when balancing a short
delay in the start of trial against defendant’s legitimate
ability to present a viable defense, . . . the integrity of the
15
criminal process must prevail over [any] administrative
disruption.” State v. Bellamy, 329 N.J. Super. 371, 378 (App.
Div. 2000) (citation omitted).
“The prompt disposition of criminal cases is to be
commended and encouraged. But in reaching that result a
defendant, charged with a serious crime, must not be stripped of
his right to have sufficient time to advise with counsel and
prepare his defense.” Powell v. Alabama, 287 U.S. 45, 59, 53 S.
Ct. 55, 60, 77 L. Ed. 158, 165 (1932). A judge’s “myopic
insistence upon expeditiousness in the face of a justifiable
request for delay can render the right to defend with counsel an
empty formality” and violate due process. Ungar v. Safarite,
376 U.S. 575, 589, 84 S. Ct. 841, 849-50, 11 L. Ed. 2d 921, 931
(1964).
Miller had a justifiable reason for an adjournment. He had
not met his attorney and was proceeding with a critical hearing
without having consulted with counsel. The judge was not
concerned with Miller’s fair-trial rights. Instead, he railed
against the “higher ups” in the Public Defender’s Office who
“thought that [Miller’s case] just couldn’t go ahead” because of
the transfer of a new attorney to represent Miller. The judge
told Miller’s former counsel to send those “higher ups” a
message: “[I]t is the judge who decides whether an attorney can
be relieved, and under what conditions.” Yet, the trial judge
16
allowed Miller’s former appointed counsel to withdraw from the
case and compelled a thoroughly unprepared and newly appointed
attorney to represent him.
The trial judge had the obligation of ensuring that Miller
received a fair trial. Instead, Miller’s constitutional rights
were cast aside so that the trial judge could teach the Public
Defender’s Office a lesson and keep his calendar moving.
III.
The proceedings in this case are an affront to our long-
established tradition of what constitutes a fair trial. No
person, if placed in Miller’s position, would believe that he or
she was dealt with fairly by our system of justice. The
foreseeable consequence of the majority’s opinion will be to
undermine the public’s perception of the integrity of our
criminal justice system. As aptly put by Judge Fuentes, the
dissenting member of the appellate panel, “[a] system of
criminal justice that permits a conviction to stand in a case
where an indigent man, through no fault of his own, meets his
attorney for the first time on the day the case is scheduled for
trial, carries with it the indicia of a ‘show trial’. . . .”
Miller, supra, 420 N.J. Super. at 104.
Miller was denied the right to the effective assistance of
counsel and the right to a fair trial, rights guaranteed by both
17
our federal and state constitutions. We will have to wait for
another day for the rights sacrificed here to be raised once
again to their high place in our constitutional jurisprudence.
18
SUPREME COURT OF NEW JERSEY
NO. A-35 SEPTEMBER TERM 2011
ON APPEAL FROM Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
TERRENCE MILLER,
Defendant-Appellant.
DECIDED October 1, 2013
Chief Justice Rabner PRESIDING
OPINION BY Justice Patterson
CONCURRING/DISSENTING OPINION BY
DISSENTING OPINION BY Justice Albin
CHECKLIST AFFIRM REVERSE
CHIEF JUSTICE RABNER X
JUSTICE LaVECCHIA X
JUSTICE ALBIN X
JUSTICE HOENS X
JUSTICE PATTERSON X
4 1
19