FILED
United States Court of Appeals
Tenth Circuit
October 18, 2013
UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
YOOBANG KIM,
Petitioner - Appellant,
v. No. 13-1293
(D.C. No. 1:12-CV-01419-CMA)
JAMES FALK, Warden of the Sterling (D. Colo.)
Correctional Facility; THE
ATTORNEY GENERAL OF THE
STATE OF COLORADO,
Respondents - Appellees.
ORDER DENYING
CERTIFICATE OF APPEALABILITY *
Before TYMKOVICH, ANDERSON, and BACHARACH, Circuit Judges.
Petitioner and appellant, Yoobang Kim, a state prisoner proceeding pro se,
seeks a certificate of appealability (“COA”) to enable him to appeal the denial of
his 28 U.S.C. § 2254 petition for a writ of habeas corpus. For the following
reasons, we deny Mr. Kim a COA and dismiss this matter.
*
This order is not binding precedent, except under the doctrines of law of
the case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
BACKGROUND
Mr. Kim was convicted by a jury of first degree assault, second degree
assault, child abuse resulting in serious bodily injury, and two counts of
committing a crime of violence. He was sentenced to a total of seventy years. 1
The Colorado Court of Appeals affirmed the judgment of conviction on direct
appeal, People v. Kim, No. 04CA2508 (Colo. App. June 25, 2009) (unpublished),
and the Colorado Supreme Court denied certiorari. Mr. Kim then filed a motion
for sentence reconsideration under Colo. R. Crim. P. 35(b), which was denied.
He subsequently filed a motion for post-conviction relief under Colo. R. Crim. P.
35(c), which was denied as successive. The Colorado Court of Appeals affirmed.
1
As stated in the unpublished state decision affirming his conviction on
direct appeal, the facts surrounding Mr. Kim’s conviction are as follows:
In July 2002, defendant attacked his girlfriend (the victim)
with a golf club and metal pipe after returning from drinks at a local
bar. The victim’s daughter woke up when she heard them arguing,
attempted to call the police, and was struck by defendant. The
victim’s son then woke up, started screaming, and was likewise
struck in the head by defendant. After the victim was beaten
unconscious, defendant fled the apartment. The victim and her
children were taken to the hospital, where the victim remained for
two weeks due to severe head and facial injuries, including multiple
fractures and the loss of an eye. When defendant was arrested the
next day, he admitted striking the victim and her children and told
police the victim’s flirtatious behavior at the bar had enraged him.
Order at 2; R. Vol. 1 at 233 (quoting People v. Kim, No. 04CA2508, slip op. at 1
(Colo. App. June 25, 2009) (unpublished)).
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People v. Kim, No. 11CA1972 (Colo. App. Feb. 16, 2012) (unpublished).
Mr. Kim did not seek certiorari review.
Mr. Kim filed the instant petition on May 29, 2012, asserting three claims,
all relating to his right to counsel. His first claim is that he was denied substitute
counsel, in violation of his Sixth Amendment rights. In his second claim he says
he did not knowingly, voluntarily and intelligently waive his right to counsel, in
violation of his Sixth and Fourteenth Amendment rights. Mr. Kim’s third claim
was that he was denied due process when he was not allowed to revoke his waiver
of counsel.
The district court quoted the lengthy description of the factual background
to Mr. Kim’s three claims, as set forth in the Colorado Court of Appeals’
decision. We excerpt parts of it, as follows:
Initially, the public defender represented defendant, but later
alternate defense counsel (“ADC”) represented him after the public
defender withdrew due to a conflict not at issue here. In March
2004, defendant filed several pro se motions alleging ADC did not
know the Korean language or customs; did not spend a reasonable
amount of time on his case; was lazy; . . . and voiced concerns
regarding the likelihood of success at trial. Consequently, defendant
requested removal of ADC and new representation.
In April 2004, defendant reiterated his complaints at a hearing
before the trial court denied his motion. The trial court stated it
would not allow ADC to withdraw . . . explained ADC was conflict-
free and competent . . . . The trial court then explicitly asked
defendant if he wanted to have any attorney during the trial, to which
defendant replied, through his interpreter, that he was “going to
represent himself.”
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After defendant stated his desire to represent himself, the court
told him [of his right to represent himself but informed him that there
were many pitfalls and dangers of doing so] that the process was far
from simple and the chance for mistakes was great, that he faced
forty-eight years incarceration from one count alone and upwards of
one hundred years if convicted on all counts . . . .
At the hearing a week later, which occurred less than three
days before trial was scheduled to begin, defendant again stated that
he wished to represent himself . . . . The trial court then reconfirmed
defendant wanted to allow ADC to withdraw as his attorney, and
defendant unequivocally stated he did. The court asked if he would
like advisory counsel, in which capacity the prosecutor suggested
ADC could act, to which defendant replied, “I know it’s very good
for me to have advisory attorney with me but I hope I can get another
attorney.” The trial court then . . . continued trial until August 2004.
In May 2004, when defendant was proceeding pro se, he again
reiterated to the court ADC’s shortcomings, nearly all of which
regarded trial strategy, and asked the court what reasons would be
sufficient to have ADC removed for cause. . . . In August 2004,
shortly before trial, defendant . . . again reiterated ADC’s deficiencies
. . . requested another continuance, which the trial court denied.
Order at 3-4; R. Vol 1 at 234-35. As indicated, Mr. Kim ultimately represented
himself at trial, with ADC assisting him, and he was convicted by the jury of the
counts stated above.
The district court denied Mr. Kim’s habeas petition, concluding that the
Colorado Court of Appeals’ decision was not contrary to or an unreasonable
application of Supreme Court precedent under the Antiterrorism and Effective
Death Penalty Act (“AEDPA”). The court also denied Mr. Kim’s request for
COA. This request for a COA followed.
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DISCUSSION
A COA is a jurisdictional prerequisite to our review of a petition for a writ
of habeas corpus. Miller-El v. Cockrell, 537 U.S. 322, 336 (2003); Clark v.
Oklahoma, 468 F.3d 711, 713 (10th Cir. 2006). A COA will issue “only if the
applicant has made a substantial showing of the denial of a constitutional right.”
28 U.S.C. § 2253(c)(2). This standard requires “a demonstration that . . . includes
showing that reasonable jurists could debate whether (or, for that matter, agree
that) the [application ] should have been resolved in a different manner or that the
issues presented were adequate to deserve encouragement to proceed further.”
Slack v. McDaniel, 529 U.S. 473, 484 (2000) (internal quotation marks omitted).
In evaluating whether Mr. Kim has carried his burden, we undertake “a
preliminary, though not definitive, consideration of the [legal] framework”
applicable to each of his claims. Miller-El, 537 U.S. at 338.
Furthermore, where, as in this case, the state court addressed the merits of a
petitioner’s claims, AEDPA provides the applicable standard of review. Its
“deferential treatment of state court decisions must be incorporated into our
consideration of a . . . petitioner’s request for a COA.” Dockins v. Hines, 374
F.3d 935, 938 (10th Cir. 2004). Under AEDPA, habeas relief is available only if
the state court decision was “contrary to, or involved an unreasonable application
of, clearly established Federal law, as determined by the Supreme Court of the
United States,” or “was based on an unreasonable determination of the facts in
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light of the evidence presented in the State court proceeding.” 28 U.S.C.
§ 2254(d)(1). “This highly deferential standard for evaluating state-court rulings
demands that state-court decisions be given the benefit of the doubt.” Hooks v.
Workman, 689 F.3d 1148, 1163 (10th Cir. 2012) (further quotations omitted); see
Cullen v. Pinholster, 131 S. Ct. 1388, 1398 (2011). Additionally, we presume
under AEDPA that the state court’s determination of a factual issue is correct; the
applicant or petitioner has the burden of rebutting this presumption by clear and
convincing evidence. 28 U.S.C. § 2254(e)(1); Hooks, 689 F.3d at 1163.
The district court’s 20-page decision applied this deferential standard to the
Colorado Court of Appeals’ decision. The district court’s decision was detailed
and thorough. We cannot improve on it, and we therefore deny Mr. Kim a COA
for substantially the reasons stated in the district court’s decision.
CONCLUSION
For the foregoing reasons, we DENY a COA and DISMISS this matter. We
DENY Mr. Kim’s motion to proceed in forma pauperis in this appeal.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
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