UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
_____________________
No. 95-60757
_____________________
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
TABOR PITTMAN; THOMAS EDDY PARSONS,
Defendants-Appellants.
__________________________________________________________________
Appeal from the United States District Court
for the Southern District of Mississippi
(1:95-CR-11-GR-02)
__________________________________________________________________
January 27, 1997
Before HIGGINBOTHAM, SMITH, and BARKSDALE, Circuit Judges.
PER CURIAM:*
Appellants Tabor Pittman and Thomas Eddy Parsons appeal their
convictions and sentences for conspiracy and possession with the
intent to distribute illegal drugs. We AFFIRM Parsons’ convictions
on all but one count (count 8), and REMAND for entry of a judgment
of acquittal on that count and for resentencing; we AFFIRM as to
Pittman.
I.
*
Pursuant to Local Rule 47.5, the court has determined that
this opinion should not be published and is not precedent except under
the limited circumstances set forth in Local Rule 47.5.4.
Appellants were convicted on one count of conspiracy to
possess cocaine with intent to distribute. Each was also convicted
on five substantive counts of possession with intent to distribute
(Parsons, cocaine; Pittman, cocaine and marijuana). Parsons and
co-defendant Eugene Parsons (appellant Parsons’ first cousin) were
acquitted on one count of attempting to possess cocaine with intent
to distribute. Eugene Parsons was also acquitted on charges of
witness intimidation and concomitant use of a firearm. Parsons was
sentenced to 98 months imprisonment; Pittman, to 120 months.
II.
Numerous issues are presented on appeal. Pittman contends
that the district court erred by failing to conduct an evidentiary
hearing on his transfer of venue motion, to grant additional
peremptory challenges, and to advise non-immunized Government
witnesses of their Fifth Amendment privilege against self-
incrimination; bases error on prosecutorial misconduct, evidentiary
rulings, multiplicity, and drug quantity findings at sentencing;
and adopts the issues raised by Parsons.
Parsons asserts that the district court erred by limiting
cross-examination, by failing to conduct an in camera review to
determine whether a file contained exculpatory information, by
denying his severance motion, and by refusing to admit impeachment
evidence; he also challenges the sufficiency of the evidence on one
count and the drug quantity findings at sentencing. As reflected
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infra, the only issues raised by Parsons that Pittman can adopt are
the limitation of cross-examination and failure to conduct in
camera review. The remaining issues are specific to Parsons and
thus are not susceptible to being adopted by Pittman.
A.
Citing extensive pretrial publicity about witness intimidation
and murder and sex charges against him and/or his co-defendants,
Pittman contends that he was entitled to a hearing on his change of
venue motion. We review the decision not to conduct an evidentiary
hearing on the motion only for abuse of discretion. United States
v. Smith-Bowman, 76 F.3d 634, 637 (5th Cir.), cert. denied, ___
U.S. ___, 116 S. Ct. 2537 (1996). “[A] defendant’s motion alleges
sufficient facts to warrant an evidentiary hearing when it is
sufficiently definite, specific, detailed, and nonconjectural, to
enable the court to conclude that a substantial claim is
presented.” Id. (internal quotation marks and citation omitted).
Along that line, “[i]n order for a defendant to justify a motion to
transfer on the basis of prejudicial publicity, he must establish
that prejudicial, inflammatory publicity so saturated the community
jury pool as to render it virtually impossible to obtain an
impartial jury.” Id. (internal quotation marks and citation
omitted).
The district court did not abuse its discretion by not
conducting an evidentiary hearing. Pittman does not contend that
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he could have presented evidence in addition to the newspaper
articles and affidavits from local attorneys that were attached to
his motion.
And, although it is unclear whether Pittman is challenging the
merits of the ruling, we note that the record supports the district
court’s finding that the newspaper articles were not biased and
included “coverage of defense charges of harassment, and community
support for the plight of the defendants.” Only two of the ten
venirepersons who had read or heard about the case through the
media were selected to serve on the jury, and both of them stated
during voir dire that the information to which they had been
exposed had not caused them to form an opinion about the case, and
that it would not affect their ability to be fair and impartial.
Accordingly, assuming Pittman intended to challenge also the denial
of a change of venue, the court did not abuse its discretion by
holding that Pittman failed to show that prejudicial publicity made
it impossible for him to obtain an impartial jury.
B.
Pursuant to FED. R. CRIM. P. 24(b), the appellants and their co-
defendant, Eugene Parsons, were given ten peremptory challenges.
All ten were used, but the defendants disagreed about whether to
strike one of the prospective jurors. Pittman claims that the
district court abused its discretion by failing to grant additional
peremptory challenges.
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The denial of an additional peremptory challenges request is
reviewed only for abuse of discretion, e.g., United States v.
Hooper, 575 F.2d 496, 498 (5th Cir.), cert. denied, 439 U.S. 895
(1978); we find none. The record does not support Pittman’s
assertion that the juror he wanted to strike had been exposed to
pretrial publicity. Moreover, Pittman has not demonstrated that
“the jury as finally selected was other than representative and
impartial”, or that he was prejudiced by the ruling. See id.
(internal quotation marks and citation omitted).
C.
Next, Pittman challenges the district court’s not advising
non-immunized Government witnesses of their Fifth Amendment
privilege against self-incrimination before allowing them to
testify. Even assuming that Pittman has standing to claim a
violation of that privilege on behalf of the non-immunized
witnesses, see United States v. Colyer, 571 F.2d 941, 945 (5th
Cir.), cert. denied, 439 U.S. 933 (1978) (because Fifth Amendment
privilege is personal to the witness, a defendant may not claim the
witness’s privilege for his own benefit), we find no abuse of
discretion; Pittman has not shown how he was prejudiced.
D.
The next issue is the district court’s refusal to allow the
defense to cross-examine Government witness Cowart regarding any
bias he may have had in favor of the Government as a result of his
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state arrest on 5 April 1995, and his subsequent release. “A
district court has broad discretion to reasonably restrict cross-
examination; however, this discretion is limited by the Sixth
Amendment.” United States v. Mizell, 88 F.3d 288, 292 (5th Cir.),
cert. denied, ___ U.S. ___, 117 S. Ct. 620 (1996).
Cross-examination to expose a witness’s motive
for testifying is always relevant as
discrediting the witness and affecting the
weight of his testimony, and is especially
important with respect to witnesses who may
have substantial reason to cooperate with the
government. This right is particularly
important when the witness is critical to the
prosecution’s case. A criminal defendant
states a violation of the Confrontation Clause
by showing that he was prohibited from
engaging in otherwise appropriate cross-
examination designed to show a prototypical
form of bias on the part of the witness and
thereby expose to the jury the facts from
which jurors could appropriately draw
inferences relating to the reliability of the
witness.
Id. at 292-93 (emphasis added; internal quotation marks, brackets,
and citations omitted). “The constitutional right is not violated,
however, if the jury has sufficient information to appraise the
bias and motives of the witness.” United States v. Cooks, 52 F.3d
101, 104 (5th Cir. 1995) (brackets omitted).
At the conclusion of Cowart’s direct examination, the court
conducted an extensive evidentiary hearing concerning the
circumstances of Cowart’s arrest; Cowart, the arresting officer,
and the case agent testified. That testimony established that
Cowart was stopped by Deputy Sauro of the Harrison County Sheriff’s
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Department on suspicion of driving under the influence of alcohol.
After the Deputy discovered that Cowart was driving with a
suspended license, he placed Cowart in his patrol car, at which
time he smelled alcohol on Cowart’s breath. Although the Deputy
testified that he ordinarily performed field sobriety tests at the
scene, and had planned to conduct the test on Cowart prior to
taking him to the jail, he did not do so in this instance because
he became sidetracked when Cowart requested protective custody.
After Cowart told the Deputy that his life would be in danger
if he were not placed in protective custody, and that a certain
United States Customs Agent could provide verification, Deputy
Sauro contacted the Agent, who met him and Cowart at the jail.
Cowart was not given a breath test, and was charged only with
careless driving and driving with a suspended license.
The defendants took the position that Cowart was not charged
with DUI (which would have been a felony under State law because
Cowart had two previous DUI convictions, and which would have
resulted in revocation of his probation for a forgery conviction,
for which he had been sentenced to 15 years imprisonment) because
Cowart was a federal witness and because the Customs Agent had
prevailed upon State authorities to reduce the charges.
The evidence, however, did not support the defendants’ claims.
Cowart denied any knowledge that the Customs Agent had intervened
on his behalf, and testified that he asked that the Customs Agent
be contacted only because he feared being placed in the general
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prison population with Eugene Parsons, who had threatened his life.
The Customs Agent testified that he had no intention of trying to
get Cowart out of a DUI charge, but wanted only to try to make
arrangements to get Cowart “some sort of reduced bond” in order to
keep him from having to serve time in the same facility with Eugene
Parsons, who had threatened and assaulted Cowart on several
occasions. And, Deputy Sauro testified that he did not charge
Cowart with DUI because he “got caught up in the moment as to why
[Cowart’s] life was in danger” and did not take the proper steps (a
field sobriety test and breath test) for so charging him.
At the conclusion of that hearing, the district court ruled
that defense counsel “can ask [Cowart] anything about whether the
Government agent helped him” but not “any reference to the ticket
fixing”. The court stated further that defense counsel were
“entitled to go into ... assistance that the Government may have
provided [Cowart]”. Responding to requests for clarification, the
court stated: “I’ll allow you to get in the fact that [Cowart] was
stop[ped] on Highway 49, it was in April of this year, and that he
was issue[d] a citation for illegal, irregular driving, and that
[the Customs Agent] appear[ed] [at the Gulfport jail] on his
behalf.... I think that that is as far as you can go.”
In denying Parsons’ motion for a new trial on this ground, the
district court stated:
An evidentiary hearing was held on this issue
prior to offering evidence on this issue at
trial. The testimony of the agent and law
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enforcement authorities involved in this
situation did not corroborate Parsons’
concerns that Cowart was offered preferential
treatment by the state of Mississippi because
of the alleged intervention of the [Customs
Agent]. There is no basis for a new trial
because of the defendant’s unfounded
allegations. This Court thoroughly analyzed
the defendant’s positions at the time of the
suppression hearing and denied the motion.
The district court did not abuse its discretion by refusing to
allow cross-examination about defense counsel’s unfounded
allegations that the Customs Agent had caused State officials not
to charge Cowart with DUI. Nor did the court violate the
Confrontation Clause by prohibiting Parsons from engaging in
inappropriate cross-examination about unsubstantiated allegations.
See Mizell, 88 F.3d at 293; Cooks, 52 F.3d at 104.
Even assuming an abuse of discretion, however, any error was
harmless. See Mizell, 88 F.3d at 295. The jury was aware that
Cowart was a convicted felon and that he had been granted immunity
on drug charges. The defense was not prohibited from cross-
examining Cowart on whether he was helped by the Government in
connection with the traffic stop, and he was subjected to
extensive, vigorous cross-examination about his motivation for
testifying. Under these circumstances, the jury had more than
sufficient information to appraise Cowart’s bias and motivation for
testifying. See id. at 293.
E.
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Parsons contests the denial of a severance, citing in support
of this claim his witnesses’ testimony that they had never seen him
use drugs, and co-defendant Eugene Parsons’ conflicting testimony
that he had used cocaine with Parsons. Parsons (who did not
testify at trial) did not move for severance prior to trial, and
raised the issue in writing for the first time in his motion for
new trial. He asserts, however, that he adopted Pittman’s pretrial
motion for severance. Parsons did not furnish a record citation in
support of that assertion, and we have not found support for it in
our independent examination of the record.
Failure to move for severance prior to trial constitutes a
waiver of the issue unless the district court grants relief from
the waiver “for cause shown”. FED. R. CRIM. P. 12(b)(5), (f); United
States v. Castillo, 77 F.3d 1480, 1490 n.19 (5th Cir.), cert.
denied, ___ U.S. ___, 117 S. Ct. 180, 236, 502 (1996). In his new
trial motion, Parsons asserted that his counsel relied on Eugene
Parsons’ counsel’s false representation that Eugene Parsons’
testimony would not incriminate him (Parsons). Even assuming that
such reliance constitutes good cause for failing to move for a
severance before trial, Parsons has not established an abuse of
discretion. See id. at 1490 (denial of motion for severance
reviewed for abuse of discretion). “[S]everance is not
automatically required merely because co-defendants present
mutually antagonistic defenses.” Id. at 1491. “Determinations
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concerning the risk of prejudice in this context must generally be
left to the sound discretion of the district court if we are to
give any weight to the rule that persons indicted together should
be tried together, especially in conspiracy cases.” Id. (internal
quotation marks and citations omitted).
As the court noted in denying Parsons’ motion for new trial,
Parsons was acquitted on the count on which he and Eugene Parsons
were indicted together, and Eugene Parsons was acquitted on all
charges against him, which indicates that the jury followed the
court’s instructions to consider separately the evidence against
each defendant and as to each count. Such instructions have been
held to reduce any risk of prejudice. Id. We note also that
Parsons did not cross-examine Eugene Parsons; he did not ask for a
severance following Eugene Parsons’ testimony; and he did not seek
a limiting instruction following the incriminating testimony. In
short, Parsons has not shown the kind of “specific and compelling
prejudice” necessary to establish an abuse of discretion. See
United States v. Faulkner, 17 F.3d 745, 759 (5th Cir.), cert.
denied, ___ U.S. ___, 115 S. Ct. 193, 663 (1994).
F.
Next, Parsons charges that the district court abused its
discretion by refusing to admit evidence that he had not failed any
drug tests while on bond. He asserts that the evidence should not
have been excluded on relevance grounds because it was not offered
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to show good character, but to impeach Theresa Bryant, a Government
witness who testified that she used cocaine with Parsons eight
months before trial, while Parsons was on bond. We review
evidentiary rulings only for abuse of discretion and, even if we
find an abuse of discretion, “the error is not reversible unless
the defendant was prejudiced”. United States v. Coleman, 78 F.3d
154, 156 (5th Cir.), cert. denied, ___ U.S. ___, 117 S. Ct. 230
(1996); see FED. R. EVID. 103(a).
We find no abuse of discretion. At trial, Parsons did not
seek admission of the evidence for the purpose now asserted through
new counsel on appeal; instead, he sought to admit the evidence to
“corroborate the witnesses that have testified that they have never
seen him use drugs”. The district court ruled correctly that the
evidence was not admissible for that purpose. See United States v.
Marrero, 904 F.2d 251, 260 (5th Cir.), cert. denied, 498 U.S. 1000
(1990) (“evidence of noncriminal conduct [offered] to negate the
inference of criminal conduct is generally irrelevant”).
G.
It is claimed that the district court erred by refusing to
conduct an in camera review of the United States Marshal’s file on
the above-referenced Government witness Theresa Bryant to determine
whether it contained matter required to be disclosed pursuant to
Brady v. Maryland, 373 U.S. 83 (1963), and Giglio v. United States,
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405 U.S. 150 (1972). This contention has no merit; the district
court did not refuse to review the file.
After the jury began deliberating, the district court
conducted an evidentiary hearing on the defendants’ joint motion
for a Brady/Giglio hearing, in which they asserted that the
Government had failed to disclose all of Bryant’s prior convictions
and had failed to disclose the existence of pending federal charges
against her. At that hearing, the Assistant United States Attorney
represented to the court that there were no federal charges pending
against Bryant. In response to questions by Eugene Parsons’
counsel, a Deputy United States Marshal testified that, in February
1995, pursuant to a writ of habeas corpus ad testificandum, he
brought Bryant to Mississippi from Louisiana, where she was
incarcerated in a Parish jail on state charges; that he did not
know of any specific state charges pending against her at that time
or what happened to those charges; and that he knew of no
assistance by federal agents on any state charges.
At the conclusion of his questioning, Eugene Parsons’ counsel
requested the court to direct the United States Marshal’s office to
produce its complete file on Bryant and requested that the court
review that file in camera. The Government did not object to
producing the file or to allowing the in camera review; and the
court agreed to review it. At the conclusion of the hearing, the
court overruled the motion “as having no foundation in fact”.
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Bryant testified extensively on direct, cross, and redirect
about her criminal history and drug abuse. Even assuming the
existence of pending state charges against her, and assuming,
further, that the Government failed to disclose the existence of
such charges, this did not constitute a Brady violation, because
the defendants presented no evidence that federal authorities had
the ability to influence the disposition of any pending state
charges, much less any evidence that Bryant actually received any
federal assistance on those charges. See United States v. Thorn,
917 F.2d 170, 176 (5th Cir. 1990).
H.
Pittman maintains that the prosecutor engaged in misconduct by
approaching witnesses during cross-examination and shouting at
them. “A criminal defendant bears a substantial burden when
attempting to show that prosecutorial improprieties constitute
reversible error.” United States v. Bermea, 30 F.3d 1539, 1563
(5th Cir. 1994), cert. denied, ___ U.S. ___, 115 S. Ct. 1113, 1825
(1995). “Control over the conduct of a trial, including the scope
of permissible cross-examination, is squarely within the
discretionary powers of the district court, and its ruling will be
disturbed on review only if the district court abuses that
discretion.” United States v. Waldrip, 981 F.2d 799, 803 (5th Cir.
1993) (internal quotation marks and citation omitted); see also
FED. R. EVID. 611(a) (“The court shall exercise reasonable control
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over the mode and order of interrogating witnesses and presenting
evidence so as to (1) make the interrogation and presentation
effective for the ascertainment of the truth, (2) avoid needless
consumption of time, and (3) protect witnesses from harassment or
undue embarrassment.”).
In denying Pittman’s motion for a new trial on this ground,
the district court stated:
Despite witnesses’ statements of fear and
intimidation, there is no evidence that the
alleged aggressive questioning by the
prosecutor influenced their testimony
concerning the defendants. The prosecutor was
admonished concerning his behavior. Defense
counsel also approached certain witnesses
during questioning and were not required to
remain at the podium during cross-examination.
It was within the court’s discretion to permit the prosecutor to
move away from the podium during cross-examination. And, even
assuming that the prosecutor impermissibly raised his voice, there
is no indication that this affected the witnesses’ testimony
concerning Pittman (or the other defendants).
I.
Pittman next claims reversible error because the Government
was permitted to cross-examine him about his marital difficulties
and about a positive drug test result after his arrest. The
admissibility of evidence offered to impeach a criminal defendant
who testifies is committed to the “very substantial” discretion of
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the district court. United States v. Farias-Farias, 925 F.2d 805,
809 (5th Cir. 1991).
1.
Pittman testified on direct examination that he had tried
marijuana in the past, but that he did not like it because “it
makes you a lazy bum”; and that he had tried cocaine, but could see
what it has done to people and would “rather keep my money in my
pocket”. On cross-examination, he testified, without objection,
that his last cocaine use had been approximately two months prior
to trial. The Government then questioned him about failing a drug
test on that occasion.
Pittman contends that the examination about the drug test
violated FED. R. EVID. 404(b) (evidence of other crimes, wrongs, or
acts inadmissible to show action in conformity therewith). But, he
did not object on that basis at trial; instead, his counsel
asserted that “[h]e’s already answered, he admitted it, he said I
did. I think anymore barraging on this particular issue is totally
irrelevant. It’s just an attempt to bolster a bad urine screen;
it’s totally irrelevant. He’s admitted he had the dirty urine, and
that’s the end.”
It goes without saying that, “[i]n order to preserve a claim
of error for appellate review, a party must timely object or move
to strike the objectionable evidence, stating the specific ground
of the objection.” United States v. Martinez, 962 F.2d 1161, 1165-
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66 (5th Cir. 1992) (emphasis added); see also FED. R. EVID.
103(a)(1) (“[e]rror may not be predicated upon a ruling which
admits ... evidence unless a substantial right of the party is
affected” and “a timely objection or motion to strike appears of
record, stating the specific ground of objection, if the specific
ground was not apparent from the context”); FED. R. CRIM. P. 52(b).
Because Pittman did not object at trial on Rule 404(b)
grounds, we review the claimed violation of that Rule only for
plain error. See FED. R. EVID. 103(d); FED. R. CRIM. P. 52(b); United
States v. Calverley, 37 F.3d 160, 162-64 (5th Cir. 1994) (en banc)
(if appellant shows clear or obvious error that affects his
substantial rights, appellate court has discretion to correct error
if such error seriously affects the fairness, integrity, or public
reputation of judicial proceedings), cert. denied, ___ U.S. ___,
115 S. Ct. 1266 (1995). There was no plain error. Because
Pittman’s testimony about cocaine and marijuana on direct
examination implied that he had not recently used drugs, the
Government was entitled to question him about such use, as
evidenced by the test result. In any event, in the light of his
unobjected-to testimony that he had used cocaine two months before
trial, the admission of the evidence about a failed drug test
following such use was harmless.
2.
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Nor did the district court abuse its discretion by allowing
the Government to cross-examine Pittman about his domestic
situation. On direct examination, Pittman testified that he was
“currently married” to Lucy Pittman; that they had two children;
and that they lived with his mother-in-law. On cross-examination,
over Pittman’s objection on relevance grounds, he admitted that he
and his wife were separated. As the district court noted in
overruling Pittman’s objection, Pittman’s domestic situation became
relevant (as to Pittman’s credibility) when he testified about it
on direct examination.
J.
Pittman contends that counts 2, 3, 5 (possession with intent
to distribute cocaine on three separate occasions) and part of
count 10 (possession with intent to distribute 17 pounds of
marijuana and 123.4 grams of cocaine from November 1990 through
October 1994) merged with count 11 (possession with intent to
distribute 510.5 grams of cocaine from July 1993 through December
1994), and should have been dismissed. “We review issues of
multiplicity de novo.” United States v. Nguyen, 28 F.3d 477, 482
(5th Cir. 1994).
There was no multiplicity. Each count charged separate and
distinct violations of the law: count 2, eight to ten ounces of
cocaine obtained by Cowart and Pittman on a trip to Houston in July
1992; count 3, a kilogram of cocaine obtained by Cowart and Pittman
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on a trip to Houston in August 1992; count 5, Pittman’s
distribution of 2.34 grams of cocaine to John Jones on March 24,
1993; count 11, Pittman’s distribution of cocaine to Parsons and
Theresa Bryant from July 1993 through December 1994; and count 10,
sales of marijuana and cocaine by Pittman to numerous persons from
November 1990 through October 1994, but not including the sales
charged in the other counts in issue.
K.
Parsons maintains that the evidence on count 8 (possession
with the intent to distribute 3.5 grams of cocaine) was
insufficient because it proved no more than simple possession of
cocaine. The Government responds that the evidence is sufficient
to convict him as an aider and abetter because he paid his employee
to make the cocaine purchase for him.
Because Parsons moved for a judgment of acquittal at the close
of the Government’s case-in-chief and renewed that motion at the
close of all the evidence, we review his sufficiency claim to
determine whether a rational trier of fact could have found that
the Government proved the essential elements of the crime charged
beyond a reasonable doubt. E.g., United States v. Webster, 960
F.2d 1301, 1307-08 (5th Cir.), cert. denied, 506 U.S. 927 (1992).
“To be guilty of aiding and abetting possession of drugs with
intent to distribute, [the] defendant must have aided and abetted
both the possession of the drug and the intent to distribute it.”
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United States v. Williams, 985 F.2d 749, 753 (5th Cir.), cert.
denied, 510 U.S. 850 (1993) (emphasis added); see also United
States v. Jaramillo, 42 F.3d 920, 923 n.2 (5th Cir.) (emphasis
added) (“[t]he government must ... prove both aspects of the crime,
possession and intent to distribute, to sustain a conviction for
aiding and abetting possession of cocaine with intent to
distribute”), cert. denied, ___ U.S. ___, 115 S. Ct. 2014 (1995).
The evidence on count 8 consisted of the following. Freddy
Odom testified that he worked for Parsons as a process server and
performed other services for him; that, in 1992, Parsons asked him
if he knew where Parsons could obtain cocaine; that he purchased an
“eight-ball” (3.2 grams) of cocaine from Tommy Roberts and
delivered it to Parsons at Parsons’ office; that Parsons paid him
$200 for obtaining the cocaine; and that he subsequently paid
Roberts. Odom testified further that Roberts later told him that
Parsons subsequently tried to purchase cocaine directly from
Roberts, but that Roberts would not sell it to him. Roberts
corroborated Odom’s testimony, except that he testified Odom did
not pay him for the cocaine.
It goes without saying that this evidence is more than
sufficient to prove Parsons possessed the cocaine obtained for him
by Odom; but, it is insufficient to prove intent to distribute.
Although there was evidence that Parsons frequently distributed
cocaine by giving it to, or sharing it with, friends and
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acquaintances, the Government did not introduce evidence that
Parsons shared any of the cocaine obtained via Odom from Roberts.
Although intent to distribute can be inferred from the possession
of a large quantity of narcotics, e.g., United States v. Lucien, 61
F.3d 366, 376 (5th Cir. 1995), that inference is not applicable
here, in light of the evidence that Parsons was a heavy cocaine
user (Theresa Bryant testified that she and Parsons used “maybe an
ounce” (28.35 grams) of cocaine in one night).
As noted, the Government asserts that Parsons aided and
abetted the distribution by having his employee, Odom, obtain
cocaine for him; but, for the reasons stated above, this does not
support an inference that Parsons intended to distribute the
cocaine; no rational trier of fact could make such a finding.
Accordingly, the Government failed to present sufficient evidence
to satisfy one of the two elements necessary for proving aiding and
abetting possession with intent to distribute. In short, to affirm
on this count, on the evidence presented, would mean that any
purchase of cocaine through a middleman would constitute aiding and
abetting possession with intent to distribute. The fact that
Roberts would not sell directly to Parsons does not alter this
conclusion. It is true that, by using Odom, Parsons made the
illegal sale possible; but, that is no different from Parsons
purchasing directly; such a purchase makes distribution possible.
The distribution was only to and for Parsons.
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L.
Conceding that the issue is being raised for the first time on
appeal, Parsons claims that the district court erred by including
amounts of cocaine possessed for personal use in calculating his
base offense level under the Sentencing Guidelines. Parsons does
not specify the amount of cocaine that he allegedly possessed for
personal use, and the evidence introduced at the sentencing hearing
provides no basis for making such a calculation.
Because Parsons failed to object to the inclusion of amounts
of cocaine possessed for personal use in calculating his offense
level, the district court’s inclusion of those amounts is reviewed
only for plain error. E.g., United States v. Vital, 68 F.3d 114,
118-19 (5th Cir. 1995); Calverley, 37 F.3d at 162-64. Parsons
relies on United States v. Kipp, 10 F.3d 1463, 1465-66 (9th Cir.
1993), in which the Ninth Circuit held that the quantity of drugs
possessed merely for personal use should not be included in
calculating a defendant’s base offense level. The Eleventh Circuit
recently rejected the analysis in Kipp and joined the First,
Seventh, Eighth, and Tenth Circuits in holding that drugs intended
for personal use by a defendant are properly included in
determining their base offense levels. United States v.
Antonietti, 86 F.3d 206, 209-10 (11th Cir. 1996). Our court has
not specifically addressed the issue, but it is not necessary for
us to do so in this instance, because the amount of drugs for which
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a defendant will be held accountable is a factual finding, e.g.,
United States v. Bermea, 30 F.3d at 1575; and, “[q]uestions of fact
capable of resolution by the district court upon proper objection
at sentencing can never constitute plain error.” Vital, 68 F.3d at
119.
M.
Pittman contends also that the district court erred in
calculating the quantity of drugs attributable to him. Because
Pittman preserved the issue by objecting to the PSR’s calculation
and by objecting at sentencing, we review the finding under the
“clearly erroneous” standard. United States v. Bermea, 30 F.3d at
1575. The clear error standard is well-known, to say the least:
“A finding of fact is clearly erroneous when, although there is
enough evidence to support it, the reviewing court is left with a
firm and definite conviction that a mistake has been committed.”
Id.
Pittman asserts that the district court should have calculated
his sentence on the basis of lesser amounts testified to at trial,
rather than relying upon the PSR, which was based on information
provided by the case agent. Pittman did not offer any evidence at
sentencing to dispute the amount of drugs calculated in the PSR,
which the district court accepted. Because “a PSR generally bears
sufficient indicia of reliability to be considered by the trial
court as evidence in making the factual determinations required by
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the sentencing guidelines”, id., and because Pittman offered no
contradictory evidence, the district court did not clearly err by
accepting the PSR’s calculation of the amount of drugs attributable
to Pittman.
III.
For the foregoing reasons, Parsons’ convictions on all but
count 8 are AFFIRMED; his conviction on that count is REVERSED, and
the case is REMANDED for entry of a judgment of acquittal on that
count, and for resentencing. Pittman’s convictions and sentences
are AFFIRMED.
AFFIRMED in part, REVERSED in part, and REMANDED
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