United States v. Banks

IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _____________________ No. 96-20675 Summary Calendar _____________________ UNITED STATES OF AMERICA, Plaintiff-Appellee, versus PAUL ROOSEVELT BANKS, also known as Paul Robert Banks, Defendant-Appellant. _________________________________________________________________ Appeal from the United States District Court for the Southern District of Texas, Houston 95-CR-219-1 _________________________________________________________________ May 6, 1997 Before KING, JOLLY, and DENNIS, Circuit Judges. PER CURIAM:* Paul R. Banks, Jr. was convicted of conspiracy to possess with intent to distribute cocaine and aiding and abetting the possession with intent to distribute cocaine. A pro se notice of appeal was filed with this court, indicating that Banks intended to appeal the judgment. The notice of appeal, however, was signed by Deandraline Banks, who indicated that she had the permission of Paul R. Banks, Jr. to sign the document. * Pursuant to Local Rule 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in Local Rule 47.5.4. Federal Rule of Appellate Procedure 3(c) states that “[a] notice of appeal filed pro se is filed on behalf of the party signing the notice and the signer’s spouse and minor children, if they are parties, unless the notice of appeal clearly indicates a contrary intent.” Fed. R. App. P. 3(c) (emphasis added). Paul R. Banks, Jr. clearly failed to comply with this rule. Moreover, there is no indication in the record that Banks was unable to sign the notice of appeal for himself, nor is there any indication of the reason underlying his failure to sign the notice of appeal on his own behalf. The presentence report reflects that Paul R. Banks, Jr. was never married, and we know nothing of the relationship between Paul R. Banks, Jr. and Deandraline Banks-- other than Banks’s assertion that she is a relative. Under these circumstances, we hold that Banks’s failure to comply with the requirements of Federal Rule of Appellate Procedure 3(c) is fatal to his appeal and dismiss this appeal for lack of jurisdiction. See Mikeska v. Collins, 928 F.2d 126, 126 (5th Cir. 1991) (holding that notice of appeal failed to perfect appeal on behalf of pro se defendants who were named in the notice but who failed to sign notice). In reaching this holding, we are aware that this court liberally construes papers filed by pro se litigants; however, where, as here, there is no suggested explanation for the failure 2 to comply with the rule, we find no basis to allow the appeal to proceed. There may be circumstances, not present in this appeal, that would justify the failure of a pro se appellant to sign his notice of appeal; however, we need not reach that issue today. Because we conclude that the notice of appeal filed with this court is defective, we are without jurisdiction over this appeal and, accordingly, the action is D I S M I S S E D. 3