PRATER
v.
The STATE.
Thomas
v.
The State.
Tomlinson
v.
The State.
Nos. S00A1684-S00A1686.
Supreme Court of Georgia.
February 8, 2001. Reconsideration Denied March 2, 2001.*865 Cauthorn & Phillips, Thomas E. Cauthorn, III, Marietta, for appellant (case no. S00A1684).
Marc D. Cella, Marietta, for appellant (case no. S00A1685).
Alan J. Baverman, Atlanta, for appellant (case no. S00A1686).
Patrick H. Head, Dist Atty., Maria B. Golick, Eleanor E. Kornahrens, Asst. Dist. Attys., Thurbert E. Baker Atty. Gen., Paula K. Smith, Senior Asst. Atty., Gen., for appellant.
SEARS, Justice.
After appellants were convicted of felony murder based upon armed robbery and also convicted of aggravated assault,[1] the trial *866 court held that they were entitled to a new trial due to: (1) insufficient evidence to support the felony murder convictions, and (2) an erroneous jury instruction. Thereafter, on the State's motion, the trial court vacated its findings that there was insufficient evidence to support the felony murder convictions, and amended the new trial order to hold that appellants were entitled to a new trial due only to an erroneous jury instruction. The trial court then denied appellants' motions in autrefois acquit and pleas of double jeopardy. Appellants appeal from that ruling. We conclude that the evidence of record fails to support appellants' convictions for felony murder based upon armed robbery, and that Double Jeopardy attaches to the State's announced effort to retry appellants for that crime and for felony murder based upon criminal attempt to commit armed robbery. Therefore, we must reverse.
The evidence of record shows that appellants discussed robbing a Little Caesar's Pizza restaurant. Thereafter, appellants proceeded to the restaurant and knocked on the back door, carrying with them a 12-gauge shotgun and a red pizza delivery bag. Jonathan Tripp, an employee of the restaurant, responded to the knocks, believing them to be from a friend. When Tripp opened the door, the shotgun was discharged, killing Tripp and injuring restaurant employee Kyle Parenteau. Appellants then fled the scene. It is indisputable that there is no evidence of record to indicate that any money or valuables were taken from the restaurant, or that any of the appellants entered the restaurant premises after the fatal shot was fired.
Appellants were jointly indicted for one count of malice murder; two counts of felony murderbased upon armed robbery and aggravated assault, respectively; and aggravated assault. At appellants' trial, the court specifically asked the State if it wanted the jury to be given a charge on attempted armed robbery. At first, the State declined to have this charge given to the jury, but it later filed an amended request to add the charge. Eventually, though, the State announced that it was withdrawing its request to charge the jury on attempted armed robbery, and for that reason, the charge was not given by the trial court.
All three appellants were found guilty of felony murder, with armed robbery as the underlying felony. All three appellants were found not guilty of malice murder and felony murder based upon aggravated assault. Appellants Prater and Tomlinson were found guilty of aggravated assault. Appellant Thomas was found not guilty of aggravated assault.
On appellants' motion, the trial court granted a new trial on two grounds: (1) the evidence did not support the convictions for felony murder based upon armed robbery; and (2) the jury did not receive correct instructions to establish felony murder convictions based upon a lesser included offense. The State sought reconsideration of the new trial ruling, and the trial court vacated its finding of insufficient evidence to support the felony murder convictions, but reaffirmed the granting of a new trial due to the inadequate jury instruction. Thereafter, appellants filed a motion in autrefois acquit and an accompanying plea of Double Jeopardy. The trial court denied the motion and the plea, and appellants now appeal to this Court.
1. As was initially found by the trial court, our review of the record requires us to conclude that there was insufficient evidence upon which to convict appellants of felony murder based upon armed robbery.[2] Armed robbery is committed when, with the intent to commit theft, one takes property from another by the use of an offensive weapon.[3] The distinguishing characteristic of an armed robbery is the taking of another's property by the use of force or intimidation.[4] Because a taking or a theft is an essential element of armed robbery,[5] it must *867 be established in order to prove that an armed robbery occurred.[6]
The evidence of record in this matter shows that there was no evidence that a taking or a theft occurred at the time of the murder. There is no evidence to show that the assailants took any money or items from the restaurant or its employees, or even that appellants entered the restaurant, after firing the fatal shot from the doorway threshold. Due to the complete absence of evidence to establish the essential element of a taking or a theft, the State failed to carry its burden of proving beyond a reasonable doubt that appellants committed the underlying felony of armed robbery.[7]
Because armed robbery served as the sole predicate for appellants' felony murder convictions, the State's failure to prove armed robbery must necessarily result in the setting aside of appellants' felony murder convictions. Without sufficient evidence to support a finding that appellants committed armed robbery, the evidence also fails to support the convictions for felony murder based upon armed robbery.[8]
2. The State urges that appellants' felony murder convictions should be affirmed because under the facts of this case, criminal attempt to commit armed robbery may serve as the underlying felony.[9] The State argues that the evidence of record shows beyond a reasonable doubt that appellants committed the underlying offense of criminal attempt to commit armed robbery. Pretermitting whether the evidence of record would support a conclusion that appellants were attempting to commit armed robbery when Jonathan Tripp was killed, we must disagree with the State's assertion that appellants' felony murder convictions can be affirmed based upon attempted armed robbery.
As pointed out by the State, our case law provides that:
[A] felony which is an included offense of another felony which is charged in an indictment may constitute the underlying felony upon which felony murder may be grounded, given adequate proof and correct jury instructions. Correct jury instructions must identify the included offense as a felony, and must specify its essential elements, as well as the elements of felony murder.[10]
This principle does not, however, support the State's argument that criminal attempt to commit armed robbery can support appellants' felony murder convictions. Contrary to the State's argument, the trial court's charge to the jury in this matter did not include a correct instruction on criminal attempt to commit armed robbery. The State urges that the trial court's instruction to the jury that,"[a] homicide is committed in the carrying out of a felony when it is committed by the accused while engaged in the performance of any act required for the full execution of the felony," was an adequate charge on criminal attempt to commit armed robbery. Quite to the contrary, this instruction is taken almost verbatim from the Suggested Pattern Jury Instruction concerning murders that are committed during the commission of a felony.[11] Thus, it is simply not *868 the case in this matter that the trial court's charge, while not expressly instructing on attempted armed robbery, otherwise included the principles that form the foundation of that particular crime.[12] Because an adequate charge on criminal attempt to commit armed robbery was not given to the jury, that crime cannot serve as a basis for appellants' felony murder convictions.
3. The record shows that the trial court inquired whether the State wished the jury to be charged on criminal attempt to commit armed robbery. After initially declining the charge, the State requested that the charge be given, and then changed its tactic and specifically asked that the trial court not charge the jury on attempted armed robbery. The transcript does not reveal the State's reason for withdrawing it request to charge. However, regardless of why the State elected not to have the jury charged on attempted armed robbery, our case law states that a party to a criminal prosecution will not be heard to complain about the failure to charge a lesser included offense that is not alleged in the bill of indictment unless a timely written request to make such a charge is submitted to the trial court.[13] Thus, by failing to request an adequate instruction on attempted armed robbery from the trial court, the State has waived all claims on appeal relative to the instruction's omission from the trial court's overall charge.
4. Contrary to the position urged by Justice Carley's dissent, the State is constitutionally estopped from retrying appellants for felony murder based upon attempted armed robbery. Because the Georgia Code "extend[s] the Double Jeopardy proscription beyond that provided for in the United States and Georgia Constitutions,"[14] all "questions of Double Jeopardy in Georgia must be determined under OCGA §§ 16-1-6, 16-1-8 and 16-1-7."[15]
Generally speaking, re-prosecution is not barred under the Georgia Code if an initial conviction is reversed on appeal, unless there is a finding on appeal that the evidence did not authorize the verdict.[16] It is axiomatic that where an appellate court determines that the evidence at a first trial was insufficient to authorize a guilty verdict, a second prosecution is barred by the Double Jeopardy concerns expressed in our Georgia Code, as well as our State and Federal Constitutions.[17] Thus, our reversal of appellants' convictions for felony murder based upon armed robbery due to insufficient evidence raises a procedural Double Jeopardy bar to any reprosecution for that particular crime.
Furthermore, under OCGA § 16-1-7, when several crimes arising from the same conduct are known to the State at the time of trial, the crimes must all be prosecuted in a single action.[18] Otherwise, the procedural Double Jeopardy protections of OCGA § 16-1-8(b) forbid the State from prosecuting in a second action crimes that were omitted from the first prosecution.[19] "Offenses arising *869 from the same conduct, within the jurisdiction of a single court, must be prosecuted in a single action."[20] Otherwise, successive prosecutions are barred by procedural Double Jeopardy.[21]
Moreover, where a defendant is tried and convicted of a crime, and that conviction is reversed due to insufficient evidence, procedural Double Jeopardy bars re-prosecution for that same crime and any lesser included crime.[22] A lesser or greater included offense is treated as the same offense for Double Jeopardy purposes.[23] Thus, in this matter, our reversal of appellants' convictions for felony murder based upon armed robbery due to insufficient evidence not only raises a procedural Double Jeopardy bar for that particular crime, it also raises a procedural Double Jeopardy bar for the lesser-included offense of criminal attempt to commit armed robbery.
5. This Court may not order the trial court to enter judgments of conviction and sentence appellants for felony murder based upon attempted armed robbery without the benefit of retrial, as urged by Chief Justice Benham's dissent. Neither appellate precedent nor the Georgia Code authorizes this Court to order a trial court to enter judgments of conviction and sentences for a crime that was not indicted against an accused; that was not charged to the jury during trial; and for which an accused was not convicted at trial.[24]
As explained in Division Four, infra, any attempt to retry appellants for felony murder based upon attempted armed robbery would violate the requirements of procedural Double Jeopardy. This Court may not avoid those constitutional requirements by ordering a trial court to dispense with a retrial and proceed directly to a second judgment and re-sentencing.
Finally, under this Court's own precedent, unless a jury is charged on a particular crime, no verdict may be rendered on that crime.[25] When a verdict is rendered on a crime that was not charged to the jury, that verdict is illegal.[26]
Because in this matter the jury was not charged on felony murder based upon attempted armed robbery, a judgment of conviction and sentence for felony murder based upon attempted armed robbery would, under this Court's own precedent, be an illegal verdict.
6. For all of the reasons expressed above, the trial court's denial of appellants' motions in autrefois acquit and pleas of Double Jeopardy are reversed.
Judgments reversed.
FLETCHER, P.J., HUNSTEIN and THOMPSON, JJ., and Judge HERBERT PHIPPS, concur.
*870 BENHAM, C.J., and CARLEY, J., dissent.
HINES, J., disqualified.
BENHAM, Chief Justice, dissenting.
The majority reverses the trial court's denial of appellants' motions in autrefois acquit and their pleas of double jeopardy after concluding that the evidence at appellants' first trial was insufficient to authorize their convictions for felony murder and that such insufficiency bars their retrial for felony murder. While I agree that the State did not present sufficient evidence to warrant the jury's conclusion that appellants were guilty of felony murder with armed robbery as the underlying felony, I must respectfully dissent because I believe that there is sufficient evidence to authorize appellants' convictions for felony murder with attempted armed robbery as the underlying felony. Accordingly, I would affirm the trial court's denial of appellants' motions. However, I do not believe appellants are entitled to a new trial, but that judgment of conviction on felony murder/armed robbery should be vacated and that judgment of conviction on the "included" felony murder of felony murder/criminal attempt should be entered against appellants.
Appellants were indicted for felony murder, with the underlying felony being armed robbery, in connection with the death of Jonathan Tripp and the wounding of Kyle Parenteau. Since the underlying felony of a felony murder charge is an offense included in the crime of felony murder (Fallings v. State, 232 Ga. 798(3), 209 S.E.2d 151 (1974)), the failure to prove an armed robbery means that a felony murder conviction based on the commission of an armed robbery cannot stand. All parties agree that the transcript of appellants' trial reflects no evidence that the assailants took money or items from the restaurant or its employees at the time the victims were shot. Since a taking, an essential element of the underlying felony of armed robbery, was not established, the felony murder convictions based on armed robbery cannot stand. The inquiry does not, however, end with that determination. Where, as here, the evidence presented at trial is sufficient to support a felony murder conviction based on the lesser included offense of criminal attempt to commit armed robbery, a judgment of conviction for felony murder and a sentence based thereon should be entered in lieu of the vacated judgment and sentence entered on the felony murder/armed robbery guilty verdict. See In the Interest of A.F., 236 Ga.App. 60(2), 510 S.E.2d 910 (1999); Donaldson v. State, 222 Ga.App. 532, 474 S.E.2d 722 (1996); Anderson v. State, 215 Ga.App. 426, 451 S.E.2d 103 (1994); Barnett v. State, 204 Ga. App. 491, 420 S.E.2d 43 (19 ); Hogan v. State, 193 Ga.App. 543(1), 388 S.E.2d 532 (1989); Choate v. State, 158 Ga.App. 8, 279 S.E.2d 459 (1981). See also Platt v. State, 200 Ga.App. 784(2), 409 S.E.2d 878 (1991).[27]
Supporting what I believe to be the proper resolution of this case is Dillard v. State, 251 Ga. 858, 310 S.E.2d 518 (1984), the case upon which the majority heavily relies in support of its determination that the lack of evidence of a taking is fatal to appellants' murder convictions. In Dillard, this Court determined that the jury's guilty verdict on felony murder was not vitiated by the Court vacating the armed robbery conviction for lack of evidence. The Dillard Court noted that the evidence was sufficient to prove the included felony of criminal attempt to commit armed robbery, and that "[i]n returning the guilty verdict on the armed robbery count, the jury necessarily found all the elements of criminal attempt to commit armed robbery." Id., at 859, 310 S.E.2d 518. After observing that the trial court had given instructions on criminal attempt, the Court affirmed Dillard's felony murder conviction.
*871 The point at which the majority and I part ways is where the majority unhesitatingly relies on Dillard's pronouncement that a jury must be instructed on the essential elements of the included felony before a conviction for felony murder based on the included felony may be upheld. I believe the rationale used in Dillard to reach the pronouncement is flawed and resulted in a conclusion that does not stand up to close scrutiny. In Dillard, this Court re-affirmed this Court's prior holdings that one charged with malice murder and armed robbery could be convicted of felony murder if the jury were charged on the law of felony murder and apprised of the essential elements of the felony supporting felony murder. See Edwards v. State, 233 Ga. 625(1), 212 S.E.2d 802 (1975). The Court then went on to state as "[t]he obverse of [the above] proposition," that a jury had to be informed of the essential elements of a felony included in the underlying felony if the included felony were to serve as the underlying felony of felony murder. Id., at 859, 212 S.E.2d 802. I have no quarrel with the initial proposition regarding malice murder and felony murder, as the additional instructions on felony murder and the underlying felony are necessary where the indicted crime was malice murder because felony murder is not a crime included in malice murder as a matter of law. Compare OCGA § 16-5-1(a) with § 16-5-1(c). Having introduced felony murder into a malice murder case as a new theory of possible guilt, it is necessary to instruct the jury on the essential elements of the underlying felony since the underlying felony is an essential element of felony murder and the jury must have guidelines by which it can determine whether the elements of felony murder are present. Teal v. State, 122 Ga.App. 532(2), 177 S.E.2d 840 (1970).
The same rationale does not support the Dillard Court's "obverse proposition." When the elements of the felony indicted as the underlying felony are charged to the jury, using as the underlying felony a felony included in the indicted felony does not carry with it the problem of using felony murder as an alternative when malice murder is charged. The included felony is, by definition, included in the underlying felony, and the jury, having been instructed on the elements of the greater offense, has been given guidelines by which it can decide whether the elements of felony murder are present. To insist on a separate jury instruction on each included offense misses the forest for the trees and results in the anomaly with which we are facedthe jury verdict which found that appellants had killed Jonathan Tripp as they carried out their plan to rob the restaurant where he worked, which verdict "necessarily found all the elements of criminal attempt to commit armed robbery," (Dillard v. State, supra), is wiped out by the lack of evidence of a completed armed robbery and the lack of an instruction to the jury that attempting to commit armed robbery is an offense included in armed robbery. Since it was not appropriate in Dillard and is not appropriate now to hold that a jury must be given separate instructions on the felonies included within the underlying felony of felony murder before the jury may return a verdict based on any of the included offenses, I would hold that the jury's guilty verdict on felony murder/armed robbery necessarily included a guilty verdict on felony murder/attempted armed robbery and would affirm the judgment of conviction entered thereon. But see State v. Freeman, 264 Ga. 276, 444 S.E.2d 80 (1994), where this Court held that a jury could not return a verdict on an included offense on which it had not been instructed. Such a result is not a violation of due process since appellants were put on notice by the law that they "may be convicted of a crime included in a crime charged in the indictment or accusation...." OCGA § 16-1-6; McCrary v. State, 252 Ga. 521, 524, 314 S.E.2d 662 (1984); In the Interest of A.F., supra, 236 Ga.App. 60(2), 510 S.E.2d 910.
Even if one were to insist that the jury must be specifically apprised of the "felony within the felony" before the included felony may serve as the felony for felony murder, I would suggest that the jury in the case at bar was given sufficient instruction to authorize their consideration of criminal attempt to commit armed robbery as the underlying felony of felony murder. Criminal attempt is committed when one, "with intent to commit a specific crime, ... performs any act which *872 constitutes a substantial step toward the commission of that crime." OCGA § 16-4-1. The trial court instructed the jury that felony murder resulted when a person's homicide was caused by the defendant while committing a felony; that the homicide had to occur before the felony was completed; that the homicide must have been done in carrying out the felony; and that a homicide was "committed in the carrying out of [the] felony when it is committed by the accused while engaged in the performance of any act required for the full execution of the felony." While the instruction given does not clearly set forth that its subject matter is criminal attempt to commit armed robbery, it substantially covers (see Carter v. State, 263 Ga. 401(4), 435 S.E.2d 42 (1993)) the principle of felony murder based on criminal attempt being the underlying felonyone may be convicted of felony murder if, while engaged in the performance of an act required to commit armed robbery, one caused the death of another person. Accordingly, I also disagree with the majority's conclusion in Division 2 that the jury was not given a charge from which they could return a guilty verdict on felony murder/criminal attempt to commit armed robbery.
CARLEY, Justice, concurring in part and dissenting in part.
The Court correctly holds that the evidence is not sufficient to support the appellants' convictions for felony murder based upon armed robbery and that the trial court failed to give an adequate charge on attempted armed robbery. Therefore, Dillard v. State, 251 Ga. 858, 859(2), 310 S.E.2d 518 (1984) compels reversal of the conviction for felony murder. However, the majority also prohibits a retrial of all defendants for felony murder while in the commission of attempted armed robbery, even though there clearly was sufficient evidence of that lesser included underlying felony. In my opinion, such a retrial would not constitute a violation of either constitutional or statutory double jeopardy protections. Accordingly, I concur in this Court's judgment of reversal, but I dissent to the failure to remand these cases for retrial.
I agree with Chief Justice Benham's dissent to the extent that he finds sufficient evidence of attempted armed robbery and concludes that double jeopardy does not preclude a conviction for felony murder based upon this lesser included offense. However, I cannot join his dissent because I do not agree either that the trial court gave an adequate charge on attempted armed robbery or that any such charge is unnecessary in order to uphold a felony murder conviction based upon that underlying felony. Dillard v. State, supra at 859(2), 310 S.E.2d 518, is controlling Georgia authority to the contrary and should not be overruled or disapproved. Dillard is not an aberration, but is consistent with the law of other jurisdictions. United States v. Dinkane, 17 F.3d 1192, 1198(II)(B) (9th Cir.1994); Collier v. State, 999 S.W.2d 779 (Tex.Crim.App.1999); Ex Parte Roberts, 662 S2d 229, 232 (Ala.1995); State v. Holley, 604 A.2d 772, 775-776 (R.I.1992); State v. Myers, 158 Wis. 2d 356, 461 N.W.2d 777 (1990).
In Division 4, the majority erroneously indicates that any retrial would run afoul of the state and federal constitutional double jeopardy provisions, as extended by the Official Code of Georgia Annotated. The opinion correctly recognizes that where the evidence is insufficient, double jeopardy bars a second prosecution for the same offense. However, both the Supreme Court of the United States and the great majority of state jurisdictions have concluded that, if an appellate court deems the evidence insufficient to support a "`guilty verdict on a greater offense but finds the evidence sufficient to support a conviction on a lesser included offense, it may enter a judgment of conviction on that lesser included offense,'" even in the absence of a verdict of guilt thereon. (Emphasis supplied.) State v. Malufau, 80 Hawai'i 126, 906 P.2d 612, 621(I) (1995). See also Morris v. Mathews, 475 U.S. 237, 106 S. Ct. 1032, 89 L. Ed. 2d 187 (1986); 5 LaFave, Israel & King, Criminal Procedure, § 25.4(b), pp. 679-680 (2d ed.1999). Moreover, double jeopardy will not preclude retrial after a conviction is reversed for trial error, even though the evidence is sufficient only because erroneously admitted evidence is considered. Lockhart v. Nelson, 488 U.S. 33, 109 S. Ct. 285, 102 L. Ed. 2d 265 *873 (1988); Maxwell v. State, 262 Ga. 73, 74(1), 414 S.E.2d 470 (1992), overruled on other grounds, Wall v. State, 269 Ga. 506, 509(2), 500 S.E.2d 904 (1998); State v. Malufau, supra at 622(I). The application of both of these principles seeks to place the defendant in the position that he would have been in, or to recreate the situation that would have existed if there had been no error in the trial court. State v. Malufau, supra at 622(I).
"From this, it would seem to follow that if the appellate court has also found some error in the trial (in addition to a determination that insufficient evidence to support a conviction of the greater offense was presented at trial), then it is proper to remand the case for retrial on the lesser included offense." [Cits.]
State v. Malufau, supra at 622(I). Several other jurisdictions "have approved procedures allowing retrial on lesser included offenses following appellate determinations that insufficient evidence to support convictions of greater offenses had been presented at trial. [Cits.]" State v. Malufau, supra at 622(I). See also State v. Archie, 230 Ga.App. 253-254, 495 S.E.2d 581 (1998) ("`acquittal on a greater offense does not preclude a retrial on a lesser offense to which continuing jeopardy has attached....' [Cit.]").
In my opinion, we should do likewise in connection with these cases. The only reason why we cannot simply affirm the felony murder convictions is because of the insufficient instruction on the lesser underlying felony. Dillard v. State, supra at 859(2), 310 S.E.2d 518. If the trial court had included an adequate instruction, then the jury would have had the opportunity to consider attempted armed robbery, and the evidence would have been sufficient to support a guilty verdict of felony murder while in the commission of that lesser underlying felony. Restoration of appellants to their proper positions requires both reversal of the felony murder convictions because of the insufficient evidence of the underlying felony of armed robbery, and remand of the case for retrial on felony murder while in the commission of the lesser underlying felony of attempted armed robbery. Such a retrial would not give the State a second chance to convict and punish appellants for a single offense. To the contrary, the effect of reversal and remand will be to give them, at their request, another chance to rebut the State's evidence that they committed felony murder, even though the State has already obtained a conviction for that offense. Beverly v. Jones, 854 F.2d 412, 415(II)(B) (11th Cir.1988).
By conditioning retrial on the giving of a lesser included offense instruction, the majority "`creates the anomaly of forcing a defendant to make himself subject to retrial if he requests a lesser-included offense in those cases in which he challenges the sufficiency of the evidence with respect to the higher offense.'" 5 LaFave, Israel & King, supra at § 25.4(b), p. 681. The majority places a burden on the State to request a charge on the lesser included offense. The opinion cites no authority for this holding and I submit that there is none. Even if the prosecutor did have that burden, he clearly did not abandon the lesser offense. As the majority admits and the record shows, the attorney for the State believed that the instruction which was given was sufficient to cover criminal attempt to commit armed robbery. The State's incorrect legal determination that the instruction was adequate or that the facts of this case could prove a completed armed robbery
caused the defendants to be convicted through a flawed judicial process. We fail to see a meaningful distinction between the reversal in this case and a reversal for a legally incorrect jury instruction (which Burks gave as a specific example of trial error). In both situations the jury is misinformed regarding the correct legal standard applicable to the facts before it, and a reversal of the jury's conviction represents nothing more than a decision to that effect. [Cit.]
United States v. Lanzotti, 90 F.3d 1217, 1223(II) (7th Cir.1996). As in Montana v. Hall, 481 U.S. 400, 107 S. Ct. 1825, 95 L. Ed. 2d 354 (1987) and subsequent cases, the State simply relied on the wrong theory to establish a predicate offense, although the evidence clearly showed that the defendants' conduct was criminal. United States v. Lanzotti, supra at 1223(II). Given that inculpatory *874 evidence, the prosecutor had no illicit incentive to proceed only under the theory of armed robbery. Since the jury was instructed on armed robbery, it could easily have acquitted the appellants, and double jeopardy would have prevented retrial. United States v. Lanzotti, supra at 1223-1224(II).
Thus, the government mistakenly relied, to its own potential detriment, on an inapplicable predicate offense. [F]orbidding retrial in this situation would only encourage sandbagging by defendants, who would have every incentive to allow [instructions] on a legally inapplicable theory. Regardless of whether the jury acquitted or convicted the defendant under that theory, he would not be ultimately punished for his alleged crime.... Hall teaches that the prosecution's oversight regarding the applicability of a law, without more, will not bar a retrial for the same conduct under a correct legal theory.
United States v. Lanzotti, supra at 1224(II).
The majority incorrectly relies upon Georgia's double jeopardy statutes. As is clear from Dillard v. State, supra, the State was not required to include in the indictment any explicit charge of felony murder based upon the lesser underlying felony of attempted armed robbery. "An accused may be convicted of a crime included in a crime charged in the indictment or accusation." OCGA § 16-1-6.
It is axiomatic that, where the evidence is sufficient to support a conviction, an accused may be convicted of a crime included in the crime charged in the indictment, without the necessity of the lesser included crime being specifically charged. It is likewise well settled that an attempt to commit a specific offense is a lesser included crime. [Cits.]
Collins v. State, 164 Ga.App. 482, 483(1), 297 S.E.2d 503 (1982). Thus, an indictment for felony murder permits conviction based upon the lesser underlying felony of attempt. See Motes v. State, 192 Ga.App. 302(1), 384 S.E.2d 463 (1989), overruled on other grounds, Smith v. State, 268 Ga. 196, 200, 486 S.E.2d 819, fn. 5 (268 Ga. 196, 486 S.E.2d 819) (1997). Not only did the charge in the indictment include felony murder based on attempted armed robbery by virtue of OCGA § 16-1-6, OCGA § 16-1-7(b) required the State to try that lesser offense along with felony murder based on the completed crime, since the trial court did not order separate trials under OCGA § 16-1-7(c). Ezzard v. State, 229 Ga. 465, 466(3), 192 S.E.2d 374 (1972), overruled on other grounds, Head v. State, 235 Ga. 677, 679, 221 S.E.2d 435 (1975). Thus, the trial necessarily encompassed attempted armed robbery. Indeed, the State understood this and believed, however erroneously, that that crime was before the jury. Accordingly, it is clear that the lesser offense of felony murder while in the commission of attempted armed robbery was "prosecuted in a single prosecution" with the greater offense, as required by OCGA § 16-1-7(b). The majority's analysis and citation of cases are based upon the erroneous premise that a retrial for the lesser offense would somehow be a separate prosecution. However, such a retrial could not be a separate prosecution, as it results from a reversal on appeal, not due to insufficient evidence of the lesser offense, but due to the absence of a charge thereon. The fact that the jury was not charged on the lesser offense of felony murder during the commission of attempted armed robbery is not a valid reason for refusing to allow the State to retry the defendants for that crime.
The remaining statutory double jeopardy issue is whether the single prosecution for felony murder bars retrial because it resulted in a conviction, an acquittal, or an improper termination. OCGA § 16-1-8. Subsection (b) of OCGA § 16-1-8 only "governs cases in which the State brought separate prosecutions for a greater and included offense, in violation of OCGA § 16-1-7(b)." (Emphasis in original.) State v. LeMay, 186 Ga.App. 146, 147(3), 367 S.E.2d 61 (1988) (Benham, J.). Otherwise, conviction of a lesser offense would automatically preclude retrial of the greater offense, contrary to Bell v. State, 249 Ga. 644, 646(3), 292 S.E.2d 402 (1982). Thus, the exclusive means for determining whether double jeopardy bars a retrial in this case is subsection (a) of OCGA § 16-1-8. State v. LeMay, supra at 147(3), 367 S.E.2d 61. Under that subsection, the former prosecution cannot bar retrial of felony murder while in the commission of attempted armed robbery, because this Court, *875 in reversing the conviction, did not find that the evidence did not authorize a verdict of guilt of felony murder while in the commission of any offense other than armed robbery. OCGA § 16-1-8(a), (d). Although appellants' prior trial on the greater offense ended in the functional equivalent of an acquittal, the trial on the lesser offense "did not end in conviction, acquittal, or improper termination. Therefore, retrial on that same charge is not barred by either the constitutional or statutory prohibitions against double jeopardy." State v. LeMay, supra at 148(3), 367 S.E.2d 61.
From the standpoint of the defendant, it is at least doubtful that appellate courts would be as zealous as they now are in protecting against the effects of improprieties at the trial or pretrial stage if they knew that reversal of a conviction would put the accused irrevocably beyond the reach of further prosecution. In reality, therefore, the practice of retrial serves defendants' rights as well as society's interest.
United States v. Tateo, 377 U.S. 463, 466, 84 S. Ct. 1587, 12 L. Ed. 2d 448 (1964). See also United States v. Lanzotti, supra at 1220(II).
Allowing a retrial in these cases would protect "`the right of an accused to be given a fair trial' as well as `the societal interest in punishing one whose guilt is clear after he has obtained such a trial.' [Cit.]" United States v. Lanzotti, supra at 1224(II).
NOTES
[1] Only appellants Prater and Tomlinson were convicted of aggravated assault; appellant Thomas was found not guilty of that crime.
[2] "A person ... commits the offense of [felony] murder when, in the commission of a felony, he causes the death of another human being irrespective of malice." OCGA § 16-5-1(c).
[3] OCGA § 16-8-41(a); State v. Epps, 267 Ga. 175, 176, 476 S.E.2d 579 (1996).
[4] Epps, supra.
[5] OCGA § 16-8-41(a); Conner v. the State, 251 Ga. 113, 114-15, 303 S.E.2d 266 (1983).
[6] Hicks v. State, 232 Ga. 393, 403, 207 S.E.2d 30 (1974); Kurtz, Criminal Offenses and Defenses in Georgia, p. 512 (3rd ed.1991); CJS 77 Robbery 593 § 5.
[7] Dillard v. State, 251 Ga. 858, 310 S.E.2d 518 (1984); Jackson v. Virginia, 443 U.S. 307, 99 S. Ct. 2781, 61 L. Ed. 2d 560 (1979).
[8] Dillard, supra.
[9] "A person commits the offense of criminal attempt, when, with intent to commit a specific crime, he performs any act which constitutes a substantial step toward the commission of a crime." OCGA § 16-4-1.
[10] Dillard, 251 Ga. at 859, 310 S.E.2d 518 (emphasis added).
[11] Suggested Pattern Jury Instructions, Vol II, Criminal Cases; Part 4(B)(4) (2nd ed.1991). The transcript includes a colloquy between the State and the trial court which indicates that the prosecutor may have believed that this instruction was sufficient to cover criminal attempt to commit armed robbery. However, we cannot conceive how this language can be construed to adequately instruct a jury on criminal attempt. Compare id., Part 4(A)(1) (a proper instruction on criminal attempt states that: "A person commits criminal attempt to commit [a crime] when, with intent to commit [the crime], that person performs any act which constitutes a substantial step toward the commission of the crime [ ].").
[12] Carter v. State, 263 Ga. 401, 403, 435 S.E.2d 42 (1993).
[13] See State v. Stonaker, 236 Ga. 1, 2, 222 S.E.2d 354 (1976); Williams v. The State, 185 Ga.App. 633, 634, 365 S.E.2d 491 (1988).
[14] State v. Warren, 133 Ga.App. 793, 213 S.E.2d 53 (1975).
[15] Id.; Stephens v. Hopper, 241 Ga. 596, 247 S.E.2d 92 (1978).
[16] OCGA § 16-1-8(d).
[17] OCGA § 16-1-8; Bethay v. The State, 235 Ga. 371, 219 S.E.2d 743 (1975). See Georgia Constitution, Art. 1, Sec. 1, Para. XVIII; United States Constitution, 5th and 14th Amendments.
[18] OCGA § 16-1-7(b) provides that:
If ... several crimes arising from the same conduct are known to the proper prosecuting officer at the time of commencing the prosecution and are within the jurisdiction of a single court, they must be prosecuted in a single prosecution.
[19] OCGA § 16-1-8(b) states that:
A prosecution is barred if the accused was formerly prosecuted for a different crime, or for the same crime based upon different facts, if such former prosecution ... [was] for a crime with which the accused should have been charged in the former prosecution (unless the court ordered a separate trial), or is for a crime which involves the same conduct.
See Burks v. United States, 437 U.S. 1, 11, 98 S. Ct. 2141, 57 L. Ed. 2d 1 (1978); Bethay v. State, 235 Ga. 371, 219 S.E.2d 743 (1975).
[20] Brock v. State, 146 Ga.App. 78, 80, 245 S.E.2d 442 (1978).
[21] Id.; State v. McCrary, 253 Ga. 747, 748, 325 S.E.2d 151 (1985).
[22] Stephens v. Zant, 631 F.2d 397, 401 (5th Cir. 1980), cert. denied, 454 U.S. 1035, 102 S. Ct. 575, 70 L. Ed. 2d 480 (1981), rev'd on other grounds, 462 U.S. 862, 103 S. Ct. 2733, 77 L. Ed. 2d 235 (1983) (applying Georgia law).
[23] Id.; citing Brown v. Ohio, 432 U.S. 161, 97 S. Ct. 2221, 53 L. Ed. 2d 187 (1977).
[24] The dissent cites several Court of Appeals cases for the proposition that when there is evidence to establish the commission of a lesser included crime, conviction on that crime should be entered when a conviction for the greater crime is vacated, even if the jury was not charged on the lesser crime. The cases cited do not support this proposition. In re: A.F., 236 Ga.App. 60, 510 S.E.2d 910 (1999), concerned an adjudication of delinquency and did not involve a jury trial or a jury charge. The available records in the other cases show that in those cases, the juries involved were charged on, and hence authorized to convict on, the lesser included offenses. See Donaldson v. State, 222 Ga.App. 532, 474 S.E.2d 722 (1996); Anderson v. State, 215 Ga.App. 426, 451 S.E.2d 103 (1994); Barnett v. State, 204 Ga.App. 491, 420 S.E.2d 43 (1992); Platt v. State, 200 Ga.App. 784, 409 S.E.2d 878 (1991); Hogan v. State, 193 Ga.App. 543, 388 S.E.2d 532 (1989); Choate v. State, 158 Ga.App. 8, 279 S.E.2d 459(1981). As stated above, no jury charge on the lesser offense was given in this case.
[25] State v. Freeman, 264 Ga. 276, 444 S.E.2d 80 (1994). See Dillard, supra.
[26] Id.
[27] I wish to clarify a point the majority attempts to make with regard to these cases. In Footnote 24 of the majority opinion, the majority states: "The available records in the other cases show that in those cases, the juries involved were charged on, and hence authorized to convict on, the lesser included offenses[,]" and cites six of the seven cases cited herein. In order to avoid confusion on this issue, let me point out that the appellate records in all of the cases except Choate v. State and Hogan v. State have been destroyed and consequently were not available for appellate review.