REVISED
United States Court of Appeals,
Fifth Circuit.
No. 96-50564.
Margarita LIGHTBOURN; Burns Taylor; Olivia Schonberger; Grant
Downey; Ann Lemke; Disabled Ability Resource Environment,
Plaintiffs-Appellees,
v.
The COUNTY OF EL PASO, TEXAS; The Republican Party of El Paso
County; The Democratic Party of El Paso County, Texas; Antonio O.
Garza, Jr., Secretary of State of Texas, Defendants,
Antonio O. Garza, Jr., Secretary of State of Texas, Defendant-
Appellant.
Aug. 1, 1997.
Appeal from the United States District Court for the Western
District of Texas.
Before JOLLY, DUHÉ and EMILIO M. GARZA, Circuit Judges.
EMILIO M. GARZA, Circuit Judge:
Antonio O. Garza, Jr., the Secretary of State of Texas,
appeals the district court's order finding him in violation of the
Rehabilitation Act of 1973 and the Americans with Disabilities Act,
and requiring him to undertake certain remedial actions. We
reverse and render judgment for the Secretary.
I
The plaintiffs are five blind residents of El Paso, Texas, one
mobility-impaired El Paso resident, and a private nonprofit group
that aids disabled persons. They sued El Paso County ("El Paso")
and the local Republican and Democratic parties under § 504 of the
1
Rehabilitation Act of 1973, 29 U.S.C. § 794 (" § 504"), and Title
II of the Americans with Disabilities Act ("ADA"), 42 U.S.C. §§
12131-12134. Subsequently, El Paso impleaded the Secretary, and
the plaintiffs also added him as a defendant.
The plaintiffs alleged that the defendants discriminated
against them by failing to ensure that persons with visual and
mobility impairments have access to "polling sites and voting
procedures." Specifically, the blind plaintiffs asserted that the
voting equipment available at their polling places only permitted
them to vote with the assistance of an election worker or other
person, and the defendants had not taken steps to ensure that they
could vote with complete secrecy.1 Thus, they contended, the
defendants violated § 504 and the ADA. In addition, the
wheelchair-bound plaintiff maintained that she had trouble locating
a parking space next to and using the restroom facilities at her
polling place. She asserted that the defendants breached their
obligation to ensure that polling places are accessible to
handicapped voters and hence violated § 504 and the ADA.
The district court granted the plaintiffs' motion for class
certification of all Texas citizens of voting age who are blind or
severely mobility-impaired. The district court then granted the
local Republican Party's motion to dismiss and denied the
Secretary's motion for summary judgment. The plaintiffs settled
1
Texas Election Code § 64.031 provides that a "voter is
eligible to receive assistance in marking the ballot ... if the
voter cannot prepare the ballot because of a physical disability
that renders the voter unable to write or see...."
2
their claims against El Paso and the local Democratic Party,
leaving the Secretary as the sole defendant in this lawsuit.2
After a bench trial, the district court made several findings
in a written opinion. The court initially observed that Texas law
provides a right to a secret ballot for all voters. The court
found that the burdens the state alleged it would suffer if
compelled to ensure blind voters a completely secret ballot were
"speculative." To the contrary, the district court concluded that
the Secretary could accommodate blind (as well as mobility-
impaired) voters without affecting the voting methods of
nondisabled persons. The district court also determined that the
Secretary was a "public entity" subject to § 504 and the ADA, and
that he is responsible for ensuring "uniformity in the various
voting systems in use throughout the state." The district court
ultimately concluded that "[t]he system of voting in the State of
Texas" violates the ADA.3
After the subsequent remedies phase of the trial, the district
court issued supplemental findings of fact and conclusions of law,
and crafted a remedy for the § 504 and ADA violations it
2
The plaintiffs aver that as part of their settlement with El
Paso County, the county tested and used a template/tape recording
system in its general elections in November 1996 which enabled
blind voters to vote in secrecy. It is unclear whether the
Secretary approved this voting system. See Tex. Elec.Code §
122.031 ("Before a voting system or voting system equipment may be
used in an election, the system and a unit of the equipment must be
approved by the secretary of state....").
3
The district court's opinion does not specify whether it
found that "[t]he system of voting in the State of Texas" also
violates § 504.
3
discovered. The court found both that the Secretary has a duty to
ensure that local election authorities comply with the ADA, and
that "[t]he Secretary has joint responsibility with the state's
local election authorities in assuring compliance with the ADA and
Section 504 in conducting elections." The court also determined
that the Secretary had failed to take several possible actions to
remedy discrimination against blind or mobility-impaired voters,
such as encouraging the development of voting systems that enable
blind voters to vote with complete secrecy. The court found that
statutory methods of assisting blind persons to vote both abridge
the right to a secret ballot and cause "embarrassment and sometimes
humiliation." With respect to mobility-impaired voters, the court
determined that the evidence before it indicated "widespread
non-compliance throughout Texas" with the physical accessibility
requirements of § 504 and the ADA. Finally, the court concluded
that modification of "the current policies, practices, and
procedures that result in the denial of the secrecy of the ballot
for blind voters would not cause a fundamental alteration in the
nature of the State's voting program."
The district court ordered extensive and detailed remedial
measures to effect its "intention to have an ADA-compliant voting
system in place for the next national election in the year 2000."
The court emphasized that "only those matters over which the
Secretary has direct control are addressed [in the remedial
order]." First, the district court ordered that after December 1,
1996, the Secretary approve only voting systems that comply with
4
the ADA and that enable blind voters to vote in total secrecy.
Second, the court ordered the Secretary to issue directives,
guidelines and instructions based on of the ADA and its
implementing regulations and distribute them to local election
authorities within eighteen months of the court's order. The
directives, guidelines and instructions must state that: (1)
voting systems purchased after December 31, 1997 must be accessible
to blind and mobility-impaired voters and ensure a secret ballot
for blind voters; (2) by December 31, 1998, current voting systems
must be modified to be accessible to blind and mobility-impaired
voters and ensure a secret ballot for blind voters; and (3) by
December 31, 1999, all voting systems must be modified to be
accessible to blind and mobility-impaired voters and ensure a
secret ballot for blind voters. The district court ordered the
Secretary to submit the directives, guidelines and instructions to
it for review. The court further instructed the Secretary to
"devise a system of systematically monitoring" § 504 and ADA
compliance by local election authorities and to compile a detailed
report regarding compliance to be "delivered, on the anniversary
date of this Judgment, to the Court throughout the duration of this
Judgment." Last, the district court directed that it would retain
jurisdiction over the judgment for enforcement purposes. The
Secretary appeals.
II
The Secretary presents three arguments on appeal. First, he
contends that the district court improperly certified the
5
plaintiffs to represent all Texas citizens of voting age who are
blind and severely mobility-impaired. Second, he argues that the
plaintiffs cannot state a claim against him under § 504. Third, he
asserts that the district court erred in holding that he violated
the ADA by breaching a duty to ensure that local election
authorities comply with the ADA. We address each argument in turn.
A
The Secretary initially contends that the district court
improperly certified the plaintiffs to represent all Texas citizens
of voting age who are blind or mobility-impaired. He maintains
that class certification was improper because none of the
plaintiffs has voted outside of El Paso since enactment of the ADA,
the plaintiffs have settled their claims against El Paso, and the
punch-card voting system used in El Paso differs from the
paper-ballot voting system used in many Texas counties.
The district court did not make any specific findings of fact
with respect to the plaintiffs' class certification motion. The
district court did, however, specifically find that the plaintiffs
met the prerequisites of Federal Rule of Civil Procedure 23(a) and
(b)(1) and (2).4 The district court has wide discretion in
4
Rule 23 provides in relevant part:
(a) Prerequisites to a Class Action. One or more members
of a class may sue or be sued as representative parties
on behalf of all only if (1) the class is so numerous
that joinder of all members is impracticable, (2) there
are questions of law or fact common to the class, (3) the
claims or defenses of the representative parties are
typical of the claims or defenses of the class, and (4)
the representative parties will fairly and adequately
protect the interests of the class.
6
deciding whether to certify a proposed class. McGrew v. Texas Bd.
of Pardons & Paroles, 47 F.3d 158, 162 (5th Cir.1995). Assuming
that the court considered the Rule 23 criteria, we may reverse its
decision only for abuse of discretion. Id.
The Secretary does not dispute the numerosity and adequacy of
representation elements of Rule 23(a). In addition, Rule 23(b)(2)
clearly applies to this case because the Secretary has "acted or
refused to act" on grounds generally applicable to the class.
Hence, we need only address whether the plaintiffs satisfy the
commonality and typicality elements of Rule 23(a).
The commonality test is met when there is at least one issue,
the resolution of which will affect all or a significant number of
(b) Class Actions Maintainable. An action may be
maintained as a class action if the prerequisites of subdivision
(a) are satisfied, and in addition:
(1) the prosecution of separate actions by or
against individual members of the class would
create a risk of
(A) inconsistent or varying adjudications with
respect to individual members of the class which
would establish incompatible standards of conduct
for the party opposing the class, or
(B) adjudications with respect to individual
members of the class which would as a practical
matter be dispositive of the interests of the other
members not parties to the adjudications or
substantially impair or impede their ability to
protect their interests; or
(2) the party opposing the class has acted or
refused to act on grounds generally applicable to
the class, thereby making appropriate final
injunctive relief or corresponding declaratory
relief with respect to the class as a whole....
Fed.R.Civ.P. 23.
7
the putative class members. Forbush v. J.C. Penney Co., 994 F.2d
1101, 1106 (5th Cir.1993). Several such issues exist in this case,
including whether the Secretary violated § 504 or the ADA by
failing to direct local election officials to enforce these
statutes. Furthermore, allegations of similar discriminatory
practices generally meet the commonality requirement. Shipes v.
Trinity Indus., 987 F.2d 311, 316 (5th Cir.1993). The plaintiffs
here allege that the Secretary similarly discriminated against all
class members by failing to direct local election officials to
comply with § 504 and the ADA. Thus, the plaintiffs satisfy the
commonality requirement for class certification.
The test for typicality, like the test for commonality, is
not demanding. Forbush, 994 F.2d at 1106. Typicality focuses on
the similarity between the named plaintiffs' legal and remedial
theories and the legal and remedial theories of those whom they
purport to represent. Flanagan v. Ahearn (In re Asbestos Litig.),
90 F.3d 963, 976 (5th Cir.1996). In the event the class members in
this case were to proceed in a parallel action, they would advance
legal and remedial theories similar, if not identical, to those
advanced by the named plaintiffs. Thus, the plaintiffs also
satisfy the typicality requirement for class certification.
Accordingly, we determine that the district court did not abuse its
discretion in granting the plaintiffs' motion for class
certification.
B
The Secretary next argues that the plaintiffs cannot state a
8
claim against him under § 504 of the Rehabilitation Act of 1973
because he does not receive financial assistance from the federal
government. In determining that the Secretary violated § 504, the
district court made no finding regarding the Secretary's receipt of
federal financial assistance. The plaintiffs maintain that the
general receipt of federal funds by the State of Texas brings the
Secretary within § 504.
We review the district court's conclusions of law de novo,
Chandler v. City of Dallas, 958 F.2d 85, 89 (5th Cir.1992), cert.
denied, 511 U.S. 1011, 114 S.Ct. 1386, 128 L.Ed.2d 61 (1994), and
its factual findings for clear error. Henderson v. Norfolk S.
Corp., 55 F.3d 1066, 1068 (5th Cir.1995).
The Rehabilitation Act provides that "[n]o otherwise qualified
handicapped individual in the United States ... shall, solely by
reason of his handicap, be excluded from the participation in, be
denied the benefits of, or be subjected to discrimination under any
program or activity receiving Federal financial assistance ...."
29 U.S.C. § 794(a) (emphasis added). Section 794(b) defines
"program or activity" as:
all of the operations of—
(1)(A) a department, agency, special purpose district, or
other instrumentality of a State or of a local
government; or
(B) the entity of such State or local government that
distributes such assistance and each such department or
agency (and each other State or local government entity)
to which the assistance is extended, in the case of
assistance to a State or local government;
...
9
(4) any other entity which is established by two or more
of the entities described in paragraph (1), (2), or (3);
any part of which is extended Federal financial assistance.
The parties do not contest that the State of Texas receives federal
aid. The Secretary, however, asserts that the state's receipt of
federal funds does not suffice to bring him within § 504 in the
absence of evidence of receipt of such funds by the Secretary. In
response, the plaintiffs maintain that the Secretary "stipulated"
in district court that he is subject to § 504 and thus is precluded
from arguing that the plaintiffs failed to state a claim against
him under that section. We agree with the Secretary.
First, a defendant's stipulation that he is subject to a
claim is controlling only if the plaintiff has first alleged the
facts that establish that claim. A defendant cannot stipulate to
a claim that is defective as a matter of law. See United States v.
John J. Felin & Co., 334 U.S. 624, 640, 68 S.Ct. 1238, 1246, 92
L.Ed. 1614 (1948) (stating that court will disregard parties'
stipulation as to "facts," even if accepted and applied by court
below, "if the stipulation obviously forecloses real questions of
law"). Second, even if the plaintiffs had asserted that the
Secretary received federal financial assistance, they still cannot
show that he stipulated to this point. Indeed, Warren Thomas
Harrison, Deputy Assistant Secretary of State of Texas for
Elections, testified on cross-examination that the Secretary "never
receive[s] federal money," and that the Secretary "get[s] no
federal money." In addition, in his closing argument at the
liability phase of the trial, the Secretary averred that the
10
plaintiffs have no cause of action under § 504 because "the
Secretary of State doesn't receive any federal money."
We have held that to state a § 504 claim a plaintiff must
allege that the specific program or activity with which he or she
was involved receives or directly benefits from federal financial
assistance. Brown v. Sibley, 650 F.2d 760, 767-71 (5th Cir. Unit
A 1981). Certainly, a plaintiff may not predicate a § 504 claim
against a state actor on the mere fact that the state itself
obtains federal money. See id. at 767 ("The State of Mississippi,
for example, receives "federal financial assistance,' in the
generic sense of those words, but no one would contend that section
504 therefore reaches all proprietary and governmental activities
of the State of Mississippi."). Here, the plaintiffs have not even
argued that the Secretary receives federal financial assistance—let
alone presented any evidence on this point. Therefore, the
plaintiffs have failed to state a claim under § 504 against the
Secretary.
C
Last, the Secretary argues that the district court erred in
holding that he violated the ADA by breaching a duty to ensure that
local election authorities comply with the ADA. As noted above, we
review the district court's conclusions of law de novo, Chandler,
958 F.2d at 89, and the district court's factual findings for clear
error. Henderson, 55 F.3d at 1068.
Based on scattered provisions of the Texas Election Code, the
district court found that the Secretary had a duty to warrant that
11
local election authorities followed the ADA. Relying on Texas
Election Code §§ 31.0035 and 31.005,6 for example, the district
court concluded that the Secretary is responsible for ensuring ADA
compliance throughout state elections because the Secretary is "the
person who[m] all political subdivisions in Texas call for advice
and the person who bears the responsibility for uniformity in the
various voting systems in use throughout the state." The district
court interpreted § 31.005 as charging the Secretary with
protection of voting rights in Texas and found the Secretary
responsible for inspecting and validating proposed voting systems.
5
Section 31.003 provides:
The secretary of state shall obtain and maintain
uniformity in the application, operation, and
interpretation of this code and of the election laws
outside this code. In performing this duty, the
secretary shall prepare detailed and comprehensive
written directives and instructions relating to and based
on this code and the election laws outside this code.
The secretary shall distribute these materials to the
appropriate state and local authorities having duties in
the administration of these laws.
6
Section 31.005 states:
(a) The secretary of state may take appropriate action to
protect the voting rights of citizens of this state from
abuse by the authorities administering the state's
electoral processes.
(b) If the secretary determines that a person performing
official functions in the administration of any part of
the electoral process is exercising the powers vested in
that person in a manner that impedes the free exercise of
a citizen's voting rights, the secretary may order the
person to correct the offending conduct. If the person
fails to comply, the secretary may seek enforcement of
the order by temporary restraining order or a writ of
injunction or mandamus obtained through the attorney
general.
12
In sum, the district court determined that "[t]he Secretary does
not afford blind voters and/or mobility impaired voters an equal
opportunity to participate in, or benefit from, the State's voting
program that is equal to that accorded voters who are not
disabled."
Title II of the ADA provides that "[n]o qualified individual
with a disability shall, by reason of such disability, be excluded
from participation in or be denied the benefits of the services,
programs, or activities of a public entity, or be subjected to
discrimination by any such entity." 42 U.S.C. § 12132. Thus, to
establish a violation of Title II, the plaintiffs here must
demonstrate: (1) that they are qualified individuals within the
meaning of the Act; (2) that they are being excluded from
participation in, or being denied benefits of, services, programs,
or activities for which the Secretary is responsible, or are
otherwise being discriminated against by the Secretary; and (3)
that such exclusion, denial of benefits, or discrimination is by
reason of their disability. The Secretary does not dispute that
the plaintiffs are qualified individuals within the meaning of the
ADA or that he is a public entity for purposes of the statute. The
Secretary, however, asserts that he has not denied the plaintiffs
the benefit of a program for which he is responsible.
In Bush v. Viterna, 795 F.2d 1203 (5th Cir.1986), a class of
prisoners sued the Texas Commission on Jail Standards under 42
U.S.C. § 1983, based upon county jail conditions that allegedly
violated the Constitution. The plaintiffs claimed, under a theory
13
of "supervisory liability," that the Commission's failure to
discharge its state law-imposed duties caused the constitutional
violations. The plaintiffs argued that if the Commission had
followed its state law obligations to promulgate regulatory
standards and enforce those standards, local officials would have
ensured that conditions and activities in county jails did not
violate the Constitution.
We analyzed the Commission's state law duties, and found that
the Commission's purpose was to remedy inadequacies in county jail
conditions. We also concluded that the Commission was required to
promulgate standards, but was merely authorized to enforce those
standards by order or by filing suit against noncomplying counties.
Id. at 1205. We observed that when a federal right is deprived
through state action, the court must turn to state law to determine
which state actor is legally responsible for the violation.
"States have virtually complete freedom to decide who will be
responsible for such tasks, and therewith to determine who will be
held liable for civil rights violations that occur in the course of
carrying them out." Id. at 1209. We found that the Commission
"simply does not appear to have any state-imposed legal duty to
correct jail violations or noncompliance that it becomes aware of."
Id. at 1208. Thus, we found that the prisoners did not state a
claim against the Commission under § 1983.
The plaintiffs' claim in Bush is analogous to the plaintiffs'
claim here that the Secretary has a duty to ensure compliance with
the ADA with regard to Texas elections. Following Bush, we look to
14
Texas law to determine whether responsibility for the violations
the plaintiffs allege can properly be attributed to the Secretary.7
Review of the provisions of the Texas Election Code that
refer to the Secretary's role in elections reveals that most give
discretion to the Secretary to take some action. See, e.g., §
31.005(a) (stating that the Secretary "may take appropriate action
to protect the voting rights of the citizens ... from abuse ...");
§ 122.001(c) (noting that the Secretary "may prescribe additional
standards for voting systems ..."); § 122.002 (providing that the
Secretary "may inspect at any time ... a voting system ..."); §
122.003(a) (stating that the Secretary "may prohibit the use" of a
voting system that does not comply with applicable standards).
Provisions merely authorizing the Secretary to take some action do
not confer a legal duty on him to take the contemplated action.
See Nalle v. Taco Bell Corp., 914 S.W.2d 685, 687 (Tex.App.1996,
writ denied) ("The word "may' means possibility, permission,
liberty, or power; it does not indicate a mandatory
requirement."). In the absence of such a duty, the Secretary
cannot be held responsible for a failure to exercise his
7
During the bench trial, the district court received extensive
evidence regarding the decentralized nature of the Texas election
system. Specifically, although the Texas Election Code designates
the Secretary the chief elections official in Texas, the Secretary
does not conduct elections. Rather, the state's 3,000 or so
political subdivisions run general and special elections, while the
political parties conduct primary elections. In addition, the
Secretary does not pick polling sites for elections. Instead,
counties and political subdivisions select the location of polling
places for general and special elections; county chairs of
political parties pick polling sites for primary elections. The
Secretary's approval is required only if a local party seeks to use
a site other than an available county-designated polling place.
15
discretion.
The Texas Election Code does contain some provisions
requiring the Secretary to take action with respect to elections.
Specifically, § 31.003 states that the Secretary
shall obtain and maintain uniformity in the application,
operation, and interpretation of [the Texas Election Code] and
of the election laws outside this code. In performing this
duty, the secretary shall prepare detailed and comprehensive
written directives and instructions relating to and based on
[the Texas Election Code] and the election laws outside this
code. The secretary shall distribute these materials to the
appropriate state and local authorities having duties in the
administration of these laws.
Moreover, § 31.004 provides that the Secretary
(a) ... shall assist and advise all election authorities with
regard to the application, operation, and interpretation of
this code and of the election laws outside this code.
(b) The secretary shall maintain an informational service for
answering inquiries of election authorities relating to the
administration of the election laws or the performance of
their duties.
Whether these sections impose a duty on the Secretary to ensure
compliance with the ADA throughout Texas turns on whether the
phrase "election laws outside this code" includes the ADA.
The Texas Code does not define "election laws," and we have
found no case construing this phrase.8 Thus, we first look to the
8
In United States v. State of Texas, 422 F.Supp. 917, 921
(S.D.Tex.1976), dismissed, 430 F.Supp. 920 (1977), a three-judge
court held that the United States stated a cause of action against
the Secretary for allegedly "permitt[ing] local election officials
... to apply different and more stringent voter registration
standards" to certain black students in violation of the
Constitution and certain federal voting provisions. In so holding,
the court relied on a predecessor statute to § 31.003 which
required the Secretary "to obtain and maintain uniformity in the
application, operation and interpretation of the election laws."
A few months later, though, the court decided that, under
16
ordinary, contemporary, common meaning of "election laws." See
Perrin v. United States, 444 U.S. 37, 42, 100 S.Ct. 311, 314, 62
L.Ed.2d 199 (1979) (noting that it is a "fundamental canon of
statutory construction ... that, unless otherwise defined, words
will be interpreted as taking their ordinary, contemporary, common
meaning"). We think that the common meaning of "election laws" is
laws that specifically govern elections, rather than generally
applicable laws that may affect elections. If the Texas
legislature wanted § 31.003 to cover the latter, we doubt that it
would have inserted the adjectival modifier "election" directly
before the noun "law." By forming an open compound phrase such as
"election law," the Texas legislature meant "a combination of
separate words that are so closely related as to constitute a
single concept." Chicago Manual of Style § 6.33 (14th rev. ed.
1993). An "election district," for instance, is not a district
devised for many functions, including elections; it is "a district
created for the purposes of elections." 5 Oxford English
Dictionary 116 (2d ed. 1989). Moreover, an "election board" is not
an agency that carries out all the responsibilities of a
municipality, including elections; it is an agency "charged with
the conduct of elections." Black's Law Dictionary 519 (6th
ed.1990).
Railroad Commission of Texas v. Pullman Co., 312 U.S. 496, 61 S.Ct.
643, 85 L.Ed. 971 (1941), it would abstain from ruling
on the case and thus dismissed the United States' complaint.
Pullman requires a federal court to abstain when state law is
uncertain and a state court's clarification of state law might make
a federal court's constitutional ruling unnecessary.
17
This analysis suggests that the ADA is not an election law.
First, the ADA does not include even a single provision
specifically governing elections. On the contrary, the statute
never refers to elections. Indeed, the statute only mentions
voting once, and that is in the "findings and purpose" section.
This section, 42 U.S.C. § 12101(a)(3), notes that "discrimination
against individuals with disabilities persists in such critical
areas as employment, housing, public accommodations, education,
transportation, communication, recreation, institutionalization,
health services, voting, and access to public services...." The
mere mention of the word "voting" here does not transform the ADA
into an "election law." Such a tangential allusion is insufficient
to impose on the Secretary the rather extraordinary duty of
ensuring that local election officials interpret and apply the ADA
uniformly. Cf. Pennhurst State School and Hosp. v. Halderman, 451
U.S. 1, 19, 101 S.Ct. 1531, 1541, 67 L.Ed.2d 694 (1981) (explaining
that "bill of rights" section of Developmentally Disabled
Assistance and Bill of Rights Act, 42 U.S.C. § 6010, "is simply a
general statement of "findings' and, as such, is too thin a reed to
support the rights and obligations read into it by the court
below").
Second, as a general civil rights statute, the ADA involves
every area of law.9 If the ADA is construed as an "election law,"
9
The ADA's stated purpose is to eliminate discrimination
against disabled people and provide enforceable standards
addressing discrimination against disabled people. 42 U.S.C. §
12101(b)(1), (2).
18
then it presumably could also be called an employment law, housing
law, transportation law, and so on. However, we do not think that
the common, ordinary meaning of "election laws" includes a law that
can be characterized in so many different ways. Rather, "election
laws" only covers laws that specifically relate to elections, such
as the Voting Rights Act of 1965, 42 U.S.C. §§ 1972-1973, or the
Voting Accessibility for the Elderly and Handicapped Act, 42 U.S.C.
§ 1973ee-1.10
Third, if the Secretary is responsible for guaranteeing that
local election officials comply with the ADA, then presumably he
would also have a duty to warrant that these officials follow every
other general civil rights statute that could touch on elections.
These statutes would include, among others, the Civil Rights Act of
1870, 42 U.S.C. § 1981; the Civil Rights Act of 1871, 42 U.S.C. §
1983; the Ku Klux Klan Act of 1871, 42 U.S.C. §§ 1983, 1985, and
1986; the Civil Rights Act of 1964, 42 U.S.C. §§ 2000a, 2000d, and
2000e; the Education Amendments of 1972, 20 U.S.C. § 1681; the
Age Discrimination Act, 29 U.S.C. § 623; the Indian Civil Rights
Act of 1968, 25 U.S.C. § 1301; and various amending statutes such
as the Civil Rights Restoration Act of 1987, Pub.L. No. 100-259,
102 Stat. 28 (1988). In addition, the Secretary would need to
ensure that local election officials follow other generally
applicable laws which could pertain to elections, such as statutes
10
Note that "election laws" could very well apply to specific
election provisions that form part of a more general civil rights
statute. See, e.g., 42 U.S.C. § 1971 (voting rights provisions of
the Civil Rights Act of 1964).
19
dealing with littering, zoning, fire safety, and so on. We do not
believe that the Texas legislature intended § 31.003 to require the
Secretary to provide "detailed and comprehensive written directives
and instructions relating to and based on" these statutes, at least
to the extent that they do not specifically pertain to elections.
In sum, we conclude that the phrase "election laws outside
this code" only encompasses laws that specifically govern
elections, not generally applicable laws that might cover some
aspect of elections. Thus, neither § 31.003 nor § 31.004 imposes
a duty on the Secretary to ensure statewide compliance with the ADA
by the political subdivisions that administer elections in Texas.11
Two other provisions in the Texas Election Code place
responsibility on the Secretary for approval of voting systems and
equipment used in Texas elections. Section 122.031 states that
"[b]efore a voting system or voting system equipment may be used in
an election, the system and a unit of the equipment must be
approved by the secretary of state...." Section 122.038 provides
that the Secretary "shall approve the system or equipment" after
reviewing reports on the system or equipment prepared by designated
examiners and determining that it "satisfies the applicable
11
The plaintiffs maintain that Deputy Assistant Secretary of
State Ann McGeehan "conceded" in her deposition that the ADA is an
"election law" for purposes of Texas Election Code § 31.003.
However, we review all issues of statutory interpretation de novo,
Vinson & Elkins v. Commissioner of Internal Revenue, 7 F.3d 1235,
1237 (5th Cir.1993), and are not bound by the district court's
construction of a statute—let alone a party's. Moreover, review of
McGeehan's deposition testimony demonstrates that, rather than
conceding that the ADA is an "election law," McGeehan was unsure
whether it was.
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requirements for approval."
The plaintiffs maintain that the Secretary has violated the
ADA because he has not approved equipment accessible to blind
voters. The plaintiffs construe §§ 122.031 and 122.038 as obliging
the Secretary to take affirmative steps to solicit and approve
equipment that ensures a completely secret ballot for blind voters.
The plaintiffs do not, however, specify where in §§ 122.031 and
122.038 they find this expansive duty, particularly in the absence
of any evidence that the Secretary has refused approval of voting
equipment that satisfies the plaintiffs' desires. The plaintiffs'
assertion that a voting machine for blind voters exists does not
prove that the Secretary violated the ADA because the plaintiffs do
not allege—let alone prove—that they presented any voting machine
to the Secretary or that he failed to approve such a machine.
Perhaps the plaintiffs could state a claim under the ADA if they
demonstrated that the Secretary wrongly refused to approve such
equipment after it was presented to him for approval. However, the
record does not reveal that the Secretary has considered any voting
equipment that "satisfies the applicable requirements" and then
failed to permit it. As a result, the plaintiffs have not
demonstrated the Secretary's responsibility for the alleged ADA
violations.
With regard to mobility-impaired voters, we note that §
43.034 of the Texas Election Code places responsibility for
accessibility of polling places to the elderly and physically
handicapped on the "commissioners court[s]" and the "governing body
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of each political subdivision that holds elections." The district
court stated that § 43.034 imposes a statutory duty on local
political subdivisions, but that the statute is unclear about how
it is enforced. Without explanation, the district court concluded
that it "is of the opinion that the final enforcer of this section
is the Secretary of State." Thus, the district court found that
the Secretary violated the ADA because some buildings used as
polling places are not accessible to mobility-impaired voters.
We disagree with the district court's conclusion. Section
43.034 directs local election officials, not the Secretary, to
ensure accessibility of polling places to elderly and physically
handicapped voters. However, since § 43.034 is clearly an
"election law," we note that § 31.003 commands the Secretary to
obtain and maintain uniformity in the application, operation, and
interpretation of § 43.034. This means that the Secretary has a
duty to maintain uniformity in the operation of a statute that
requires local election officials to ensure the accessibility of
polling places.
In this regard, the plaintiffs assert that local election
officials implement § 43.034 differently and that the Secretary has
not issued "detailed and comprehensive written directives and
instructions" suggesting that the officials administer that section
in a particular way. To allege an ADA violation, though, the
plaintiffs must also maintain, among other things, that they are
being denied the benefit of a service for which the Secretary is
responsible. Here, the service the Secretary has to perform is
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obtaining the uniform operation of § 43.034. While the plaintiffs
may receive a benefit from the accessibility mandate of § 43.034,
they do not receive any benefit from the uniformity of this
mandate. For instance, assume that local election officials
interpret the accessibility mandate differently. Some officials
believe that § 43.034 requires them to provide special scooters to
ferry handicapped voters from the parking lot to the polling place;
others disagree. The Secretary could carry out his duty under §
31.003 either by informing local election officials that § 43.034
does not compel the provision of special scooters or by directing
local officials to offer such scooters. In other words, the
Secretary can ensure uniformity by acting either to increase or
decrease accessibility on the margin; uniformity in and of itself
confers no benefit on the disabled. Thus, we determine that while
the Secretary has a state-imposed legal duty to ensure the
uniformity of the application, operation, and interpretation §
43.034, this uniformity—without more—cannot be a "benefit" to the
plaintiffs for purposes of the ADA and the alleged denial of
uniformity cannot be an example of discrimination under the ADA.
Accordingly, the Secretary cannot be held liable for violation of
the ADA because some polling places are inaccessible to
mobility-impaired voters.
Finally, § 35.105 of the ADA implementing regulations
requires a public entity to "[e]valuate its current services,
policies, and practices, and the effects thereof ... [and] proceed
to make the necessary modifications." 28 C.F.R. § 35.105(a). The
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plaintiffs argue that the Secretary violated the ADA by failing to
perform this "self-evaluation." The plaintiffs maintain that
"[t]he Secretary's abject failure ... most notably by failing to
prepare a self-evaluation plan, played a pivotal role in ensuring
that, as of the trial in this case, no efforts had been made in
Texas to adapt or invent voting systems that would provide secrecy
of the ballot for voters who are blind...." The plaintiffs
describe § 35.105 as creating a "duty" on the part of the Secretary
"to take the initiative and explore, through all means reasonably
available, solutions to the discrimination faced by voters who are
blind."
Central to the plaintiffs' argument here is the premise that
§ 35.105 requires the Secretary to evaluate the practices of every
electoral subdivision in Texas. We find such an interpretation of
the regulation unreasonable. To the contrary, we read § 35.105 as
merely requiring the Secretary to evaluate his department, an
evaluation the Secretary performed. In fact, even the plaintiffs'
counsel admitted before the district court that the Secretary
performed an internal self-evaluation.
In sum, the Secretary has no duty under either Texas law or
the ADA to take steps to ensure that local election officials
comply with the ADA. While the Secretary has a duty to approve
certain voting equipment, the plaintiffs have failed to allege
facts suggesting a breach of that duty. In addition, while the
Secretary has a duty to maintain uniformity in the administration
of § 43.034 and arguably breached that duty, he could not have
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denied any benefit to the plaintiffs. Therefore, we determine that
the plaintiffs have failed to state a claim under the ADA against
the Secretary.
III
Based on the foregoing, we REVERSE the judgment of the
district court and RENDER judgment in favor of the Secretary of
State of Texas.
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