United States v. Cleveland

                     UNITED STATES COURT OF APPEALS
                          For the Fifth Circuit



                               No. 97-30756


                       UNITED STATES OF AMERICA,

                                                                  Plaintiff,


                                   VERSUS


                       CARL W. CLEVELAND, ET AL,

                                                                  Defendants,


                TIMES PICAYUNE PUBLISHING CORPORATION;
           MICHAEL PERLSTEIN; CAPITAL CITY PRESS; JOE GYAN,

                                                  Intervenors-Appellants.




             Appeal from the United States District Court
                 for the Eastern District of Louisiana


                             October 29, 1997


Before GARWOOD, DUHÉ, and DeMOSS, Circuit Judges.

DeMOSS, Circuit Judge:

     The Times-Picayune Publishing Corporation (publisher of the

New Orleans Times-Picayune), Capital City Press (publisher of the

Baton   Rouge   Advocate),     Michael      Perlstein   (a   Times-Picayune

reporter), and Joe Gyan (an Advocate reporter) (collectively, “the

newspapers”) complain that an order entered in the United States

District     Court    for    the   Eastern      District     of    Louisiana
unconstitutionally restricts their ability to pursue post-verdict

interviews with jurors in a high-profile criminal trial.             Finding

no error, we affirm.



                                    I.

       This appeal arises from a federal criminal trial of six

defendants for racketeering and related offenses.                The alleged

crimes arose from attempts to influence legislation affecting the

video poker industry in Louisiana.             The defendants included two

former Louisiana state senators, and the witnesses included an

archbishop and a former governor.               The trial attracted close

attention from the Louisiana press.        On June 27, 1997, after a six-

week trial and eight days of jury deliberation, four defendants

were   convicted   on   some   counts    and    acquitted   on   others;   two

defendants were acquitted of all charges.

       After the jury rendered its verdict, United States District

Judge Sarah S. Vance addressed the jury.             During a monologue in

which she thanked the jurors for their service, she issued the

following order:

            I now instruct you that you have no obligation to
            speak to any person about this case.        I also
            instruct you that, absent a special order by me, no
            juror may be interviewed by anyone concerning the
            deliberations of the jury.    I also instruct you
            that the lawyers and the parties are not to attempt
            to question you without an order from me.

(Emphasis supplied.)

       Eighteen days later, on July 15, 1997, the newspapers appeared

before the court.       They filed a motion to modify the above-


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described order, contending that the italicized portion thereof

violates     their      right    to    gather   news   and    that    it    is

unconstitutionally vague.         On July 22, 1997, Judge Vance issued an

opinion declining to modify her order.

     On July 31, 1997, the newspapers filed an emergency motion

with this Court for an expedited appeal from the decision of the

district court.      That motion was granted.



                                       II.

     The newspapers claim that their First Amendment “right to

gather news” has been compromised by Judge Vance’s order and rely

principally on In re The Express-News Corp., 695 F.2d 807 (5th Cir.

1982).   In Express-News this Court held that a “court rule cannot

. . . restrict the journalistic right to gather news unless it is

narrowly     tailored    to     prevent   a   substantial    threat   to   the

administration of justice.”           Express-News, 695 F.2d at 810.       The

order entered by Judge Vance in this case is sufficiently narrow to

satisfy the requirement of Express-News.

     In Express-News, the district court had applied its local rule

which provided “that no person shall ‘interview . . . any juror,

relative, friend or associate thereof . . . with respect to the

deliberations or verdict of the jury in any action, except on leave

of court granted upon good cause shown.’”          Id. at 808 (omissions in

original).     In striking down the rule, this Court identified a

number of factors which made it offensive:

           The rule is unlimited in time and in scope,
           applying equally to jurors willing and anxious to

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          speak and to jurors desiring privacy, forbidding
          both courteous as well as uncivil communications,
          and foreclosing questions about a juror’s general
          reactions as well as specific questions about other
          jurors’ votes that might, under at least some
          circumstances, be inappropriate.

Id. at 810.   Express-News also expressed concern that the order in

that case “implicitly sanction[ed] juror[s’] conversations with

their relatives, friends, and associates.”   Id.   The order entered

by Judge Vance shares very little with the unconstitutional order

entered in Express-News.

     First, although unlimited in time, the scope of Judge Vance’s

order is more limited than that in Express-News.    It applies only

to interviews with the jurors themselves and not those with jurors’

relatives, friends, or associates.      Also, it applies only to

“deliberations of the jury” and not to the verdict itself.      The

fact that the order was unlimited in time is not, in itself,

dispositive, as we approved the use of restrictions without time

limitations in United States v. Harrelson, 713 F.2d 1114 (5th Cir.

1983), cert. denied, 465 U.S. 1041 (1984).

     Furthermore, though Judge Vance’s order “appl[ies] equally to

jurors willing and anxious to speak and to jurors desiring privacy,

forbidding both courteous as well as uncivil communications,” the

presence of these factors is not dispositive of our inquiry.

Express-News suggests that in some cases instructions meeting this

description will be unconstitutional because they are broader than

necessary to justify the restriction of newsgathering rights in

light of some other countervailing consideration.      However, the

present case is distinguishable from the run-of-the-mill criminal

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trial in this regard because there was a great amount of media

coverage of the trial from start to finish.          See, e.g., Harrelson,

713 F.2d at 1117; United States v. Antar, 38 F.3d 1348, 1364 (3d

Cir. 1994).   This factor justifies the imposition of the order

entered in this case without regard to the willingness of the

jurors to be interviewed or the civility of the reporters seeking

to conduct interviews.

     The order entered by Judge Vance does not foreclose “questions

about a juror’s general reactions,” as did the order in Express-

News.   The newspapers have argued that the use of the term

“deliberations” is imprecise and might be construed by jurors

wishing to speak as extending to their individual reactions to the

trial proceedings occurring in open court.             We disagree.    The

restriction   of   post-verdict         interviews     concerning     “jury

deliberation” was expressly endorsed by this Court in Harrelson.

See Harrelson, 713 F.2d at 1118.    As contemplated by Harrelson and

as used in Judge Vance’s order, “deliberations” refers only to the

discussions about the case occurring among jurors within the

sanctity of the jury room.   A juror in this case may be interviewed

about his own “general reactions” to the trial proceedings, and he

is only prevented from being interviewed about the private debates

and discussions which took place in the jury room during the time

leading up to the jury’s rendering of its verdict.

     The order entered by Judge Vance does not purport to prevent

jurors from speaking out on their own initiative.         It thus does not

raise the concern expressed in Express-News that an order limiting


                                  -5-
post-verdict       interviews    might       implicitly       sanction     jurors’

conversations with their relatives, friends, and associates.                      A

juror who wishes to do so may make a statement.

     Finally, Judge Vance’s order does not require “good cause

shown,” as did the order in Express-News.                 As the opinion in

Express-News notes, a court may not impose a restriction on post-

verdict interviews and then condition the restriction by requiring

“those who would speak freely to justify special treatment by

carrying the burden of showing good cause.” Express-News, 695 F.2d

at 810.    The order imposed by Judge Vance does not purport to shift

to   the   media      “the   burden    of     demonstrating      the     need   for

curtailment,” id., and is in this respect distinguishable from the

order stricken in Express-News.

     Our Court’s decision in Express-News articulated a strict

standard for the restriction of post-verdict interviews of jurors

in criminal cases.       However, the application of that rule must be

tempered, as it was in Harrelson, by the recognition that “members

of the press, in common with all others, are free to report

whatever takes place in open court but enjoy no special, First

Amendment right of access to matters not available to the public at

large.     The particulars of jury deliberation fall in the latter

class . . . .”        Harrelson, 713 F.2d at 1118 (emphasis supplied).

We noted in Harrelson, and we reiterate here, the Supreme Court’s

admonition     that    “[f]reedom     of     debate   might    be   stifled     and

independence of thought checked if jurors were made to feel that

their arguments and ballots were to be freely published to the


                                       -6-
world.”      Clark v. United States, 289 U.S. 1, 13 (1933) (Cardozo,

J.).

       Judge Vance’s order was an appropriate measure taken to

address the danger, identified in Clark, that compromises of the

secrecy of jury deliberations presents to our criminal justice

system’s reliance on jury determinations.            Thus, following our

Court’s precedents, we find that the order entered by Judge Vance

was narrowly tailored to prevent a substantial threat to the

administration of justice -- namely, the threat presented to

freedom of speech within the jury room by the possibility of post-

verdict interviews.



                                     III.

       The newspapers contend that the district court’s order is

unconstitutionally vague.        As mentioned above, they maintain that

the reference to “deliberations” is unclear, failing to give

adequate notice to jurors, the press, and the public.            However, as

noted above, we disagree with this characterization of the order.

       The    newspapers   contend      that   the   reference     to   jury

“deliberations” is vague because it prompts speculation as to

whether      it   contemplates    “an   individual   juror’s     particular

‘deliberations’ (as distinguished from the ‘jury’ as a whole)” or

“generalized descriptions of the jury’s ‘deliberations’ (as opposed

to descriptions of the specific positions taken by other particular

jurors)” or “virtually all aspects of the jurors’ service as jurors

(for example, an individual juror’s thoughts, impressions and


                                     -7-
feelings (‘deliberations’)              formed      while    listening      to   evidence

presented during the trial).”                Though these semantical gymnastics

presented     in     the       newspapers’   brief     are   impressive,         they   are

distinctions that only a lawyer would appreciate.

     The term “deliberations of the jury” may not be a paragon of

definiteness and precise meaning.                  Few terms in our language are.

The term does, however, bring an immediate image to mind: the

members of a jury in the jury room discussing and debating the

evidence, the testimony, and the instructions from the court in

order   to    reach        a    verdict.       We    hold    that     the   term    “jury

deliberations” is sufficiently definite to convey the idea the

district court intended and does not realistically threaten First

Amendment protected communication.                    That is all that the law

requires.     See Kolender v. Lawson, 461 U.S. 352, 357 (1983) (void-

for-vagueness        doctrine        requires       definition      “with    sufficient

definiteness that ordinary people can understand what conduct is

prohibited and in a manner that does not encourage arbitrary and

discriminatory enforcement”).



                                             IV.

     For the aforementioned reasons, the validity of the district

court’s      order    restricting          post-verdict       juror    interviews        is

AFFIRMED.




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