FILED
United States Court of Appeals
Tenth Circuit
April 8, 2010
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 08-8044
v. (D.C. No. 2:07-CR-00007-WFD-3)
(D. Wyo.)
JOSE ALATORRE-GUEVARA,
Defendant-Appellant.
ORDER AND JUDGMENT*
Before TACHA, SEYMOUR, and LUCERO, Circuit Judges.
Jose Alatorre-Guevara was convicted on one count of conspiracy to possess
methamphetamine with intent to distribute in violation of 21 U.S.C. §§ 846, 841(a), and
841(b)(1)(A)(viii). On appeal, he challenges his criminal conviction and resulting
sentence. Exercising jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a), we
affirm.
* This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. This court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 32.1.
I
Alatorre-Guevara was charged in a four-count indictment, which also charged
Pablo Corrales-Cardenas, Lorenzo Alatorre-Guevara (“Lorenzo”), and a fourth defendant
with involvement in a methamphetamine distribution scheme. All except Alatorre-
Guevara pled guilty pursuant to plea agreements with the government.
Shortly before trial, the government learned that Paul Ontiveros, a local
methamphetamine dealer, had information relevant to Alatorre-Guevara’s case. Defense
counsel was notified of Ontiveros’ status as a potential witness on May 2, 2007, and was
provided with a proffer of his anticipated testimony on the first day of trial, May 7, 2007.
Over defense counsel’s objection, Ontiveros was allowed to testify.1
At the close of evidence, the district court held a James hearing. See generally
United States v. James, 590 F.2d 575, 579-80 (5th Cir. 1979) (judge determines if co-
conspirator statements are admissible), abrogated in part by Bourjaily v. United States,
483 U.S. 171, 175-76 (1987) (factual determinations regarding admissibility of co-
conspirator statements are made using a preponderance of the evidence standard). It
determined that certain out-of-court statements, which would otherwise be barred as
hearsay, constituted co-conspirator statements and were therefore admissible pursuant to
Federal Rule of Evidence 801(d)(2)(E). The jury ultimately convicted Alatorre-Guevara.
1
Defense counsel also filed a motion in limine objecting to Ontiveros’ testimony.
That motion was denied.
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Alatorre-Guevara subsequently filed a motion for a new trial, arguing that the
district court improperly permitted Ontiveros to testify. That motion was denied and
Alatorre-Guevara was sentenced to 151 months’ imprisonment. Alatorre-Guevara timely
appealed.
II
Alatorre-Guevara’s first argument is that the district court improperly admitted co-
conspirator statements. Because Alatorre-Guevara did not object to the admission of
these statements, we review for plain error. See Fed. R. Crim. P. 52(b); United States v.
Hill, 60 F.3d 672, 675 (10th Cir. 1995) (applying plain error review when defendant did
not contemporaneously object to testimony when it was offered at trial). “Plain error
occurs when there is (1) error, (2) that is plain, which (3) affects substantial rights, and
which (4) seriously affects the fairness, integrity, or public reputation of judicial
proceedings.” United States v. Gonzalez-Huerta, 403 F.3d 727, 732 (10th Cir. 2005)
(quotation omitted).
Co-conspirator statements do not constitute hearsay under Rule 801(d)(2)(E) and
may properly be admitted if a court determines that: “(1) a conspiracy existed; (2) the
declarant and the defendant were members of the conspiracy; and (3) the statements were
made in the course of and in furtherance of the conspiracy.” United States v. Lopez-
Gutierrez, 83 F.3d 1235, 1242 (10th Cir. 1996).
Our review of the record reveals that the district court did not commit plain error
by admitting the statements of Alatorre-Guevara’s alleged co-conspirators. All three co-
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conspirators pled guilty to conspiracy to distribute methamphetamine prior to Alatorre-
Guevara’s trial, and two declared under oath that Alatorre-Guevara was part of this
conspiracy.2 A confidential informant also linked Alatorre-Guevara to the distribution
scheme and testified that Alatorre-Guevara had admitted to delivering drugs to Shoshoni,
Wyoming. All the statements made by the alleged co-conspirators were made in the
course of and in furtherance of the conspiracy. Accordingly, the district court’s
determination that the statements at issue satisfied the three requirements of Rule
801(d)(2)(E) was proper.
III
Alatorre-Guevara also argues that the district court violated the Jencks Act by
failing to strike Ontiveros’ testimony. Under the Jencks Act, after a government witness
has testified on direct examination against a criminal defendant, the government must
disclose statements of that witness in its possession that relate to the subject matter of the
witness’s testimony. 18 U.S.C. § 3500(b). If the United States refuses to produce such
statements, the court must strike the witness’s testimony. § 3500(d).
During trial, the prosecution learned that Ontiveros had previously made a proffer
in an unrelated conspiracy. Ontiveros had also been the subject of twenty-one tape
recorded telephone calls. Alatorre-Guevara alleges that “[t]he government’s failure to
2
Corrales-Cardenas testified against Alatorre-Guevara at trial. At his plea
hearing, Lorenzo admitted that his brother was a co-conspirator in the distribution
scheme. He later recanted that statement during Alatorre-Guevara’s trial.
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provide the twenty-one wiretaps and the second set of agent’s [sic] notes amounted to its
electing not to comply with the court’s orders that it do so and with the Jencks Act itself.”
We disagree. An agent’s summary of an oral statement that the witness has not
signed or adopted is not a statement as defined in the Jencks Act. § 3500(e); see also
Palermo v. United States, 360 U.S. 343, 352-53 (1959); United States v. Marshall, 985
F.2d 901, 908 (7th Cir. 1993). Alatorre-Guevara does not allege that Ontiveros signed or
adopted the agent’s notes. In addition, Alatorre-Guevara is not mentioned in these notes
or in the taped telephone calls. These materials pertained to a separate conspiracy and
were not relevant to the case at hand.
IV
Alatorre-Guevara’s final argument is that the district court erred in its sentencing
determination. We review a district court’s sentencing determination for abuse of
discretion. Gall v. United States, 552 U.S. 38, 51 (2007). A sentencing court abuses its
discretion if it imposes a sentence that is procedurally or substantively unreasonable in
light of the factors found in 18 U.S.C. § 3553(a). United States v. Geiner, 498 F.3d 1104,
1107 (10th Cir. 2007). Because Alatorre-Guevara does not allege procedural error, we
determine his sentence’s substantive reasonableness in reference to the totality of the
circumstances. Gall, 552 U.S. at 51. This substantive review focuses on whether the trial
court abused its discretion in determining that the § 3553(a) factors supported the
sentence. Id. “If the sentence is within the [applicable Sentencing] Guidelines range, the
appellate court may, but is not required to, apply a presumption of reasonableness.” Id.
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Alatorre-Guevara argues that the district court did not make adequate factual
findings and failed to consider avoiding unwarranted sentencing disparities when it
imposed his sentence. But the district court properly based Alatorre-Guevara’s sentence
on the quantity of methamphetamine seized from his co-conspirators. See United States
v. Arias-Santos, 39 F.3d 1070, 1078 (10th Cir. 1994) (a defendant convicted of
conspiracy to possess with intent to distribute is accountable for sentencing purposes for
“that drug quantity which was within the scope of the agreement and reasonably
foreseeable to [him]”). This quantity totaled over 1,800 grams. Further, Alatorre-
Guevara received a sentence at the bottom of the applicable Guidelines range. Any
sentencing disparities between Alatorre-Guevara and his co-defendants arose because his
co-defendants accepted plea bargains, whereas Alatorre-Guevara refused to cooperate
with the government, even after his conviction. Alatorre-Guevara’s sentence was
therefore reasonable.
V
For the reasons stated above, we AFFIRM Alatorre-Guevara’s criminal
conviction and resulting sentence.
Entered for the Court
Carlos F. Lucero
Circuit Judge
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