[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
FILED
No. 08-16784 U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
APRIL 8, 2010
JOHN LEY
D. C. Docket No. 06-00375-CV-IPJ-HGD CLERK
EDDIE D. POWELL,
Petitioner-Appellant,
versus
RICHARD ALLEN,
Commissioner, Alabama Department
of Corrections,
Respondent-Appellee.
________________________
Appeal from the United States District Court
for the Northern District of Alabama
_________________________
(April 8, 2010)
Before BLACK, BARKETT and MARCUS, Circuit Judges.
PER CURIAM:
Eddie Powell was convicted of capital murder on June 16, 1998. In
accordance with the 11-1 jury recommendation, on August 27, 1998, the trial judge
sentenced him to death.1 Powell appealed his conviction and sentence to
Alabama’s criminal appellate court and, when both were affirmed, Powell v. State,
796 So. 2d 404 (Ala. Crim. App. 1999), to the Alabama Supreme Court, which also
affirmed, Ex parte Powell, 796 So. 2d 434 (Ala. 2001). Powell then filed a petition
for a writ of certiorari with the Supreme Court of the United States, which denied
the writ. Powell v. Alabama, 534 U.S. 904 (2001).
Powell began his state habeas process by filing, pro se, a petition under Rule
32 of the Alabama Rules of Criminal Procedure for relief from judgment in
September, 2002. After his initial petition was dismissed as improperly plead,
Powell filed, again pro se, an amended petition in November, 2003. Powell then
obtained post-conviction counsel and, on the day of his status conference, filed a
second amended petition in December, 2003 through counsel. In May, 2004, on
the same date as Powell’s Rule 32.8 pre-hearing conference, Powell filed a third
amended petition. The state judge, in July, 2004, (1) denied Powell’s petition and
1
This was Powell’s second trial. His first trial concluded in a mistrial because the jury
could not reach agreement regarding punishment. While preparing for retrial of the penalty
phase, Powell moved for a new trial based on the prosecutor’s allegedly improper comment on
Powell’s decision to remain silent. The judge agreed, reversed the conviction, and Powell then
received a new trial.
2
request for evidentiary hearings; (2) found every claim except one in Powell’s
second amended petition to be time-barred, and (3) struck Powell’s third amended
petition. Powell then requested permission to amend the petition for the fourth
time, and the court denied the request. The appellate court overturned the Rule 32
court’s decision to the extent it found the second amended petition time-barred, but
affirmed the Rule 32 court’s merits holdings (which included the denial of any
evidentiary hearings). The Alabama Supreme Court quashed the petition for a writ
of certiorari without an opinion.
Powell then filed in federal court for a writ of habeas corpus and applicable
evidentiary hearings, under 28 U.S.C. § 2254. The district court denied both. We
granted Powell a certificate of appealability on the following nine issues:
1. Whether Powell is mentally retarded such that his execution is
prohibited by the Eighth Amendment.
2. Whether the trial court improperly refused to instruct Powell’s jury on
the lesser included offense of felony murder.
3. Whether Powell received ineffective assistance of counsel during his
penalty phase due to counsel’s failure to adequately investigate and
present effective mitigation evidence.
4. Whether Powell’s trial counsel were ineffective for failing to
investigate and present additional evidence of voluntary intoxication
based on drug use during Powell’s trial.
5. Whether the State presented false DNA evidence in Powell’s trial.
3
6. Whether the process employed to create Powell’s venire violated his
Sixth Amendment right to a venire comprised of a fair cross-section
of the community.
7. Whether the method for selecting Powell’s grand jury foreperson
violated the Equal Protection Clause.
8. Whether Powell made a prima facie case of racial discrimination
during jury selection.
9. Whether the trial court violated Powell’s right to question jurors on
the issue of race by asking, in a racially-charged capital case, only one
question to the entire jury pool regarding racial attitudes.
APPLICABLE STANDARDS OF REVIEW
We review the district court’s conclusions on legal questions and mixed
questions of law and fact de novo and its factual findings for clear error. Rhode v.
Hall, 582 F.3d 1273, 1279 (11th Cir. 2009). However, our review of the Alabama
habeas court’s decision2 is limited by the terms of 28 U.S.C. § 2254, as amended
by the Anti-Terrorism and Effective Death Penalty Act (“AEDPA”), Pub. L. No.
104-132, 110 Stat. 1214 (1996). See 28 U.S.C. § 2254; Williams v. Taylor, 529
U.S. 362, 402-03 (2000). Under AEDPA, we accord a presumption of correctness
2
When the last state court rendering judgment affirms without explanation, we presume
that it rests on the reasons given in the last reasoned decision. Ylst v. Nunnemaker, 501 U.S.
797, 803-805 (1991); Sweet v. Sec., Dep’t of Corrections, 467 F.3d 1311, 1316-17 (11th Cir.
2006). Because the last reasoned decision in this case was the appellate court’s review of the
Rule 32 court’s decision, we look to the appellate court’s decision. Where the appellate court
affirmed the Rule 32 court’s holding for the Rule 32 court’s reasons, we, in effect, review the
initial Rule 32 court’s decision.
4
to a state court’s factual findings. § 2254 (e)(1) (“[A] determination of a factual
issue made by a State court shall be presumed to be correct. The applicant shall
have the burden of rebutting the presumption of correctness by clear and
convincing evidence.”). We therefore grant habeas relief to a petitioner
challenging a state court’s factual findings only in those cases where the state
court’s decision “was based on an unreasonable determination of the facts in light
of the evidence presented in the State court proceeding.” § 2254(d)(2). See
Wiggins v. Smith, 539 U.S. 510, 527-28 (2003).
AEDPA similarly constrains our review of legal questions decided on the
merits in state court. Under the statute, we cannot grant habeas relief “with respect
to any claim that was adjudicated on the merits in State court proceedings” unless:
[T]he adjudication of the claim –
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
§ 2254(d). The Supreme Court has further explained the requirements of §
2254(d) as follows:
Under the “contrary to” clause, a federal habeas court may grant the
writ if the state court arrives at a conclusion opposite to that reached
by this Court on a question of law or if the state court decides a case
differently than this Court has on a set of materially indistinguishable
5
facts. Under the “unreasonable application” clause, a federal habeas
court may grant the writ if the state court identifies the correct
governing legal principle from this Court’s decisions but
unreasonably applies that principle to the facts of the prisoner’s case.
Williams, 529 U.S. at 413. When, however, a claim is properly presented to the
state court, but the state court does not adjudicate it on the merits, we review de
novo. Cone v. Bell, — U.S. —, —, 129 S.Ct. 1769, 1784 (2009).
If a petitioner fails to “properly” present his claim to the state court – by
exhausting his claims and complying with the applicable state procedure – prior to
bringing his federal habeas claim then AEDPA typically bars us from reviewing
the claim. Exhaustion requires that “state prisoners must give the state courts one
full opportunity to resolve any constitutional issues by invoking one complete
round of the State’s established appellate review process.” O’Sullivan v. Boerckel,
526 U.S. 838, 845 (1999); see § 2254(b),(c). That is, to properly exhaust a claim,
the petitioner must “fairly present[]” every issue raised in his federal petition to the
state’s highest court, either on direct appeal or on collateral review. Castille v.
Peoples, 489 U.S. 346, 350-51 (1989) (quotation omitted).
In the process of exhausting a claim, the petitioner must comply with all
“independent and adequate” state procedures, else the petitioner will have
procedurally defaulted on that claim. See Wainright v. Sykes, 433 U.S. 72, 86-87
(1977); Bailey v. Nagle, 172 F.3d 1299, 1302-03 (11th Cir. 1999); 28 U.S.C. §
6
2254(b),(c). Where a petitioner has not “properly presented his claims to the state
courts,” he will have “procedurally defaulted his claims” in federal court.
O’Sullivan, 526 U.S. at 848. To determine whether a state court’s procedural
ruling constitutes an independent and adequate state rule of decision, this Court has
set forth the following three-part test: (1) the last state court rendering a judgment
in the case must clearly and expressly state that it is relying on state procedural
rules to resolve the federal claim without reaching the merits of that claim; (2) the
state court’s decision must rest solidly on state law grounds, and may not be
“intertwined with an interpretation of federal law”; and (3) the state procedural rule
must not be applied in an arbitrary or unprecedented fashion. Judd v. Haley, 250
F.3d 1308, 1313 (11th Cir. 2001) (citations omitted). We review de novo the
district court’s determination that a claim has been procedurally defaulted. See
Mize v. Hall, 532 F.3d 1184, 1190 (11th Cir. 2008) (citation omitted).
DISCUSSION
I. CONVICTION ISSUES
We turn first to the five claims Powell makes pertaining to jury issues during
trial. As to these claims, we find no reversible error for the following reasons.
First, the method by which Powell’s judge selected his grand jury foreperson
does not make out a prima facie violation of the Equal Protection Clause. See
7
Rose v. Mitchell, 443 U.S. 545 (1979). To make out a prima facie violation, a
defendant must show, among other things, that the applicable racial group was
underrepresented relative to its proportion of the population as a whole. See Valle
v. Sec. for Dept. of Corrections, 459 F.3d 1206, 1215-16 (11th Cir. 2006) (prima
facie case requires “comparing the proportion of the group in the total population
to the proportion of the group chosen to serve as grand jurors over a significant
period of time.” (citing Castaneda v. Partida, 430 U.S. 482, 494 (1977)). Before
Powell’s judge,3 however, African-Americans (the group at issue) were over-
represented as grand jury forepersons. We thus affirm the district court’s opinion
on this issue.
Second, Powell argues that his Sixth Amendment right to an impartial jury
“drawn from a fair cross section of the community,” Holland v. Illinois, 493 U.S.
474, 480 (1990) (quoting Taylor v. Louisiana, 419 U.S. 522, 527 (1975) (emphasis
omitted)), was violated by his judge’s juror-selection procedure, wherein Powell’s
jurors were selected from those remaining after attorneys for other cases selected
their jurors from the venire. Powell has not alleged that this process is the general
practice for capital cases nor, if it is, that it results in a non-representative venire
3
The judge selected the grand jury foreperson in the following manner: first by selecting
the foreperson at random; then, with the recommendation of the prosecutor, substituting
someone more “literate” for the original choice. We express no view as to the wisdom of this
method nor its legality if challenged under a different set of facts.
8
for capital cases. See Duren v. Missouri, 439 U.S. 357, 364 (1979) (prima facie
case requires non-representative venires due to systematic exclusion from the jury
process). We thus find no theory, under these cases, which could permit us to
overturn the district court’s decision denying Powell relief on this issue.
Third, Powell claims that the prosecutor struck two of the three African-
Americans remaining in Powell’s venire (i.e., the jurors remaining after the jury
selection procedure described above and after strikes for cause), in violation of the
Equal Protection Clause. Batson v. Kentucky, 476 U.S. 79 (1986). Instead of
pointing to evidence supporting the specific claim that either of the two jurors were
struck because of race, Powell’s brief and oral arguments focused on more general
allegations regarding the racially charged nature of Powell’s trial. The record in
this case cannot support this Batson claim.
Fourth, Powell argues that his voir dire violated his right, as a defendant
accused of an interracial crime, “to have prospective jurors informed of the race of
the victim and questioned on the issue of racial bias.” Turner v. Murray, 476 U.S.
28, 36-37 (1986). However, “the trial judge retains discretion as to the form and
number of questions on the subject [of race], including the decision whether to
question the venire individually or collectively.” Id. at 37. Because the judge
indeed permitted a question, posed to the jury collectively, on racial bias (and
9
Powell makes no other relevant allegations) we cannot say that the Rule 32 court’s
decision to uphold the trial judge’s voir dire was contrary to or an unreasonable
application of federal law.
Fifth, contrary to Powell’s argument, Beck v. Alabama, 447 U.S. 625
(1980), does not entitle Powell to a jury instruction on felony murder, even if it is a
lesser-included offense for capital murder in Alabama. Because Powell’s jury
charge included not only capital murder but also intentional murder and
manslaughter, neither of which permit the death penalty, Powell’s jury did not face
“the choice of either convicting the defendant of the capital crime, in which case it
is required to impose the death penalty, or acquitting him, thus allowing him to
escape all penalties for his alleged participation in the crime.” Beck, 447 U.S. at
628-29. Because the jury was not faced with the “all-or-nothing choice” Beck is
concerned with, Powell’s claim cannot succeed. Schad v. Arizona, 501 U.S. 624,
647 (1991).4
Powell then makes two claims regarding evidentiary issues. First, he alleges
that the state presented false DNA evidence by presenting falsified results from its
DNA test to the jury, then drawing prejudicial conclusions from those false results.
4
We note that Powell has not argued to us that his counsel was ineffective for failing to
request a felony-murder instruction under Alabama law. Powell has alleged, rather, that federal
law entitles him to the instruction.
10
Second, Powell alleges that the state misleadingly asserted that the oral, anal, and
vaginal swabs taken from the victim all matched Powell. On review of the record,
we cannot say that the state made an unconstitutionally misleading assertion on this
issue. As to the allegedly false DNA results, Powell points to no record evidence,
nor has our review of the record revealed any, from which the allegedly true test
results can be found. Moreover, he makes no claim before us that the prosecutor
failed to disclose any results (e.g., a Brady or Giglio claim) or that trial counsel
was ineffective for failing to discover them. Finally, the state expert testified that
the DNA evidence in the anal swab conclusively belonged to Powell, a conclusion
Powell does not now contest. Consequently, we find that his claim has no merit.
Powell also asserts that his counsel’s failure to present additional evidence
of his extreme alcohol and substance abuse immediately prior to his crime – when
his defense relied primarily on an argument that he was insane due to voluntary
intoxication – constitutes ineffective assistance of counsel. However, Powell fails
to point to any evidence about the effect of the addition of other substances on his
sanity or ability to form a specific intent. To be sure, Powell alleges that his
counsel was ineffective for failing to investigate such evidence by, for example,
failing to retain a pharmacologist to evaluate the substances Powell allegedly
ingested. However, Powell has not alleged nor shown what the result of any such
11
expert testimony would be. Without allegations of any prejudice, we cannot say
that Powell’s counsel was ineffective in the guilt phase for failing to investigate the
scope of Powell’s substance abuse.
II. PENALTY PHASE
A. Atkins Claim
Initially, as to Powell’s claim that he is sufficiently mentally retarded that
Atkins v. Virginia, 536 U.S. 304 (2002), bars his execution, we cannot say that the
Rule 32 court’s conclusion that Powell failed to allege facts in his Rule 32 petition
sufficient to show that he was mentally retarded was contrary to or an unreasonable
application of Atkins.5 Instead of establishing a national standard and procedures
for determining whether a particular individual is mentally retarded, the Supreme
Court in Atkins left to the states “the task of developing appropriate ways to
enforce the constitutional restriction” upon the execution of mentally retarded
convicts. Id. at 317. In Alabama, to establish mental retardation a defendant “must
have significantly subaverage intellectual functioning (an IQ of 70 or below), and
5
The Rule 32 court relied on two distinct conclusions in rejecting Powell’s claim of
mental retardation. In addition to dismissing the claim as described above, the state court also
reviewed the record evidence from the guilt and penalty phases of Powell’s trial and determined
that he could not establish that he had both significantly subaverage intellectual functioning and
significant deficits in adaptive functioning either before eighteen years old or currently. Because
we cannot state that the Rule 32 court’s dismissal of this claim for failing to allege sufficient
facts was contrary to or an unreasonable application of Atkins, we need not address its
alternative holding.
12
significant or substantial deficits in adaptive behavior. Additionally, these
problems must have manifested themselves during the developmental period (i.e.,
before the defendant reached age 18).” Ex Parte Perkins, 851 So. 2d 453, 456
(Ala. 2002). More recently the Alabama Supreme Court reaffirmed the definition
of mental retardation it identified in Perkins, but also clarified that it is implicit in
that definition that the IQ and deficits in adaptive behavior exist not only prior to
the age of eighteen but also both at the time of the crime and currently. Smith v.
Alabama, — So. 2d —, 2007 WL 1519869, at *8 (Ala. May 25, 2007).
In his Rule 32 petition, Powell alleged the following fact as the basis for his
claim of mental retardation: “Mr. Powell was diagnosed as mildly mentally
retarded in the fifth grade by the Lake County, Illinois school system.” However,
Powell did not allege in his Rule 32 petition that his IQ was or is 70 or below,
which is necessary to support a finding of mental retardation in Alabama. See
Perkins, 851 So. 2d at 456. Because a finding of mental retardation to sustain an
Atkins claim requires both significantly subaverage intellectual functioning and
significant deficits in adaptive functioning, Powell has failed to plead facts on
which an Atkins claim can be based. Accordingly, we cannot say that the state
court’s determination of this issue was contrary to or an unreasonable application
13
of Atkins.6
B. Ineffective Assistance of Counsel
Powell also argues that his trial counsel was ineffective at the penalty phase
for failing to investigate and present mitigating evidence regarding his deprived
background, intellectual and developmental impairments, multiple traumatic head
injuries, and the effect of drug use on his mental capacity. The Rule 32 court,
affirmed by the state appellate court, found that Powell failed to plead facts on
which an ineffective assistance claim could be based and, for that reason, denied
Powell’s claim and request for an evidentiary hearing.7 See Boyd v. State, 913 So.
2d 1113, 1125 (Ala. Crim. App. 2003) (only when “facts are pleaded, which, if
true, entitle a petitioner to relief, [is] the petitioner then entitled to an opportunity,
as provided in Rule 32.9, Ala. R. Crim. P., to present evidence proving those
alleged facts.” (citing Ala. R. Crim. P. 32.6) (emphasis omitted)). We thus review
the Rule 32 court’s rejection of Powell’s claim as a holding on the merits. Judd,
250 F.3d at 1313; Stokes v. Anderson, 123 F.3d 858, 860 (5th Cir. 1997) (finding
no procedural bar from state court ruling on similar pleading rule because the
ruling “require[d] some evaluation, however cursory, of the merits of a petitioner's
6
Likewise we find no error in the district court’s denial of Powell’s request for an
evidentiary hearing in federal court on this issue.
7
The Rule 32 court’s initial finding that these claims were time-barred was rejected by
the state appellate court based upon an intervening decision of the Alabama Supreme Court.
14
claim”). In doing so, AEDPA limits our review to whether the state court’s
determination that Powell failed to plead sufficient facts in his Rule 32 petition to
support a claim of ineffective assistance of counsel was contrary to or an
unreasonable application of Supreme Court precedent. Thus, we look only to the
allegations in Powell’s Rule 32 petition and whether those allegations sufficiently
state a claim for ineffective assistance of counsel.8
Under Strickland v. Washington, 466 U.S. 668 (1984), trial counsel is
ineffective when:
First, . . . counsel’s performance was deficient. This requires showing that
counsel made errors so serious that counsel was not functioning as the
‘counsel’ guaranteed the defendant by the Sixth Amendment. Second, . . .
the deficient performance prejudiced the defense. This requires showing that
counsel’s errors were so serious as to deprive the defendant of a fair trial, a
trial whose result is reliable.
Id. at 687.
To be found deficient, capital counsel’s performance must be “outside the
wide range of professionally competent assistance.” Id. at 690. Professionally
competent assistance includes a duty to conduct a reasonable investigation. Id. at
690-91. The Court has emphasized that only when counsels’ choices are made
8
Powell has made additional allegations and submitted more evidence in support of his
claim of ineffective assistance of counsel in his federal habeas petition. In accordance with
AEDPA, however, we do not consider such supplemental allegations or evidence when
reviewing the reasonableness of the state court’s resolution of this claim, which was based on the
allegations before it.
15
after a “thorough investigation of law and facts relevant to plausible options” are
those choices “virtually unchallengeable.” Id. at 691. When, however, “strategic
choices [are] made after less than complete investigation [they] are reasonable
precisely to the extent that reasonable professional judgments support the
limitations on investigation.” Id. at 690-91. Thus, at bottom, “counsel has a duty
to make reasonable investigations or to make a reasonable decision that makes
particular investigations unnecessary. In any ineffectiveness case, a particular
decision not to investigate must be directly assessed for reasonableness in all the
circumstances . . . .” Id. at 691. This means that when we assess the attorney’s
decision not to investigate, we “must consider . . . whether the known evidence
would lead a reasonable attorney to investigate further.” Wiggins v. Smith, 539
U.S. 510, 527 (2003). To establish prejudice, “[t]he defendant must show that
there is a reasonable probability that, but for counsel’s unprofessional errors, the
result of the proceeding would have been different. A reasonable probability is a
probability sufficient to undermine confidence in the outcome.” Strickland, 466
U.S. at 694.
Powell claims that his counsel knew about, but failed to properly investigate
and present evidence of Powell’s deprived background and mental impairment.
Specifically he asserts that his counsel failed to present evidence of his intellectual
16
limitations, developmental delays, multiple traumatic head injuries, substance
abuse, depression, and parental neglect and abandonment because counsel failed to
interview numerous additional family members. Powell argues that his counsel’s
allegedly unreasonable investigation (1) lead counsel to omit key information
regarding the breadth and significance of Powell’s deprived background and
mental impairments, and (2) undermined the impairment evidence which was
presented. Powell concludes that had the jury received accurate information, there
was a reasonable probability that it would have reached a verdict of life
imprisonment instead of death.
Having reviewed the allegations in Powell’s Rule 32 petition in this case, we
affirm because, regardless of whether Powell has made allegations sufficient for a
showing of deficient performance, he has not alleged facts sufficient to show “that
there is a reasonable probability that, but for counsel’s unprofessional errors, the
result of the proceeding would have been different.” Strickland 466 U.S. at 694.9
Because Powell has not alleged what mitigating factors would have been
established but for his counsel’s deficient performance, we are unable to conclude
that any such deficiency resulted in prejudice to him, and thus we cannot say that
9
As with his Atkins’s claim, Powell also requested an evidentiary hearing in federal
court on his ineffective assistance of counsel claim. We find no error in the district court’s
denial of an evidentiary hearing on this claim.
17
the Rule 32 court’s dismissal of this claim was contrary to or an unreasonable
application of Supreme Court precedent.
Although Powell alleges that his counsel was ineffective for failing to
investigate and present evidence of Powell’s numerous significant head traumas,
he makes no allegations and presents no information pertaining to the significance
of his head injuries on his subsequent behavior and how this would have changed
the outcome of the penalty phase of his trial. In his state court habeas petition, he
did not allege the existence of any testimony from a medical professional nor the
existence of any medical records that addressed the relationship between his
alleged head injuries and his subsequent behavior.10 In asserting that trial counsel
was deficient for failing to retain a neurologist to investigate the impact of his head
injuries, he fails to point to any allegations in his state court petition that such
testing has since been conducted or what the results of such testing would show.
Without any allegations explaining how his alleged head injuries affected his
actions at the time he committed the crime of conviction, we cannot say that it was
unreasonable for the state court to conclude that the failure of Powell’s counsel to
10
In his federal habeas petition, Powell now refers to an unidentified post-conviction
neuropsychologist who has allegedly commented on the inadequacies of Dr. Rosenzweig’s
assessment. He also alleges that neuropsychological testing confirms that Powell was suffering
from a traumatic brain injury at the time of his trial. Nonetheless, because these allegations were
not before the Rule 32 court and Powell has not given sufficient reasons for us to consider them,
they do not inform our determination of whether the Rule 32 court’s dismissal of Powell’s claim
of ineffective assistance of counsel was contrary to or an unreasonable application of Strickland.
18
investigate and present neuropsychological testing unfairly prejudiced Powell so as
to render the penalty phase of his trial fundamentally unfair. See Strickland, 466
U.S. at 687.
Likewise, Powell argues that his trial counsel should have obtained the
testimony of his teachers or school records, because he asserts that “school records,
military records, health records, employment records, correctional records, and
religious records of both Mr. Powell and his parents and his siblings” were
available and would have presented a complete picture of his life. However,
Powell did not allege in his Rule 32 petition what any such records would show
other than to make the conclusory allegation that such records would have revealed
“numerous mitigating circumstances.” He does not, however, allege what those
mitigating circumstances are. As such, we cannot conclude that the Rule 32
court’s dismissal of Powell’s ineffective assistance of counsel claim was an
unreasonable application of Strickland.
Additionally, Powell’s mother testified at the penalty phase that Powell’s
school had found him to be mildly mentally retarded and, as a consequence, placed
him in a special education class. Powell argues that because of Powell’s early
school diagnosis of mental impairment, his counsel should have asked Dr.
Rosenzweig to perform an intelligence test in preparation for the penalty phase.
19
However, because Powell failed to allege before the Rule 32 court what the results
of such IQ testing would show, we have no basis to evaluate whether there is a
reasonable probability that the results of such a test would have made a difference
in the outcome of his sentencing.
Powell also asserts that his counsel was ineffective for failing to investigate
the extent of his substance abuse problems. However, both Dr. Rosenzweig and
Powell’s aunt testified at his original sentencing hearing that Powell began
drinking and taking drugs at an early age. Powell did not allege what additional
testimony was available from family members that was not already before the jury
regarding the extent of his drinking and drug abuse.
Finally, Powell alleges that his counsel was deficient for failing to
investigate and present additional evidence regarding his family life and
upbringing. However, Dr. Rosenzweig testified at his original sentencing hearing
regarding many of the significant events from Powell’s childhood. She testified
about the divorce of Powell’s parents when he was nine years old and the effect it
had on Powell’s behavior. She stated that his parents lived in different states, that
he had to live with relatives because his mother worked much of the time, that he
became very close to his maternal grandfather and that family members described
him as a sad child. Dr. Rosenzweig confirmed that Powell likely suffered from
20
childhood depression and discussed how his behavior changed following his
parents’ divorce. Powell does allege counsel failed to present two incidents of
domestic violence from the time when his parents were still married. Under our
caselaw, these additional incidents are not enough to show prejudice.
For the reasons discussed above, we cannot say that the state court’s
decision was contrary to or an unreasonable application of Strickland’s ineffective
assistance of counsel standard.
AFFIRMED.
21