Berry v. Deutsche Bank Trust Company Americas

08-5882-cv Berry v. Deutsche Bank Trust Company Americas 1 UNITED STATES COURT OF APPEALS 2 FOR THE SECOND CIRCUIT 3 4 SUMMARY ORDER 5 6 Rulings by summary order do not have precedential effect. Citation to summary orders 7 filed on or after January 1, 2007, is permitted and is governed by Federal Rule of Appellate 8 Procedure 32.1 and this court’s Local Rule 32.1.1. When citing a summary order in a document 9 filed with this court, a party must cite either the Federal Appendix or an electronic database 10 (with the notation “summary order”). A party citing a summary order must serve a copy of it 11 on any party not represented by counsel. 12 13 At a stated term of the United States Court of Appeals for the Second Circuit, held at the 14 Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, in the City of New York, 15 on the twenty-sixth day of May, two thousand and ten. 16 17 PRESENT: 18 19 JOSÉ A. CABRANES, 20 RICHARD C. WESLEY , 21 Circuit Judges, 22 BRIAN M. COGAN , 23 District Judge.* 24 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -x 25 WAYNE BERRY , 26 27 Plaintiff-Appellant, 28 29 -v.- No. 08-5882-cv 30 31 32 DEUTSCHE BANK TRUST COMPANY AMERICAS, in their 33 separate capacities and as agents for the pre and post-petition 34 lenders of Fleming Companies, Inc., formerly known as Bankers 35 Trust Company, JP MORGAN CHASE BANK , in their separate 36 capacities and as agents for the pre and post-petition lenders of 37 Fleming Companies, Inc., formerly known as The Chase 38 Manhattan Bank, DOES, #1-200, GENERAL ELECTRIC * The Honorable Brian M. Cogan, of the United States District Court for the Eastern District of New York, sitting by designation. 1 1 CAPITAL CORPORATION , C&S WHOLESALE GROCERS, INC ., 2 POST-CONFIRMATION TRUST OF FLEMING COMPANIES, INC., 3 and ROBERT KORS, 4 5 Defendants-Appellees, 6 7 CORE -MARK HOLDINGS, INC ., 8 9 Defendant. 10 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -x 11 12 FOR PLAINTIFF-APPELLANT: Wayne Berry, Jupiter, FL, pro se. 13 14 15 FOR DEFENDANTS-APPELLEES: Robert Penchina, Levine Sullivan 16 Koch & Schulz, L.L.P., New York, 17 NY, for defendant-appellee general 18 Electric Capital Corp. 19 20 Christopher M. Mason, Nixon 21 Peabody LLP, for defendant-appellee 22 C&S Wholesale Grocers, Inc. 23 24 Michael E. Baumann (Erin N. 25 Brady, admission pending, of 26 counsel) Kirkland & Ellis LLP, Los 27 Angeles, CA, for defendants-appellees 28 Post Confirmation Trust, Robert Kors, 29 Deutsche Bank Trust Company 30 Americas and JP Morgan Chase Bank. 31 32 Jonathan Moskin, White & Case 33 LLP, New York, NY, for defendants- 34 appellees Deutsche Bank Trust 35 Company Americas and JP Morgan 36 Chase Bank. 37 38 39 Appeal from a September 30, 2008 order of the United States District Court for the Southern 40 District of New York (William H. Pauley III, Judge). 41 42 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND 43 DECREED that the judgment of the District Court be AFFIRMED. 44 45 Plaintiff-appellant Wayne Berry (“plaintiff” or “Berry”), pro se, appeals from the District Court’s 46 order insofar as it (1) dismissed his claims against defendant-appellee C&S Wholesale Grocers, Inc. 47 (C&S) for copyright infringement on the basis of res judicata; (2) dismissed his contributory and vicarious 48 copyright infringement claims against defendants-appellees Deutsche Bank Trust Company Americas, JP 49 Morgan Chase Bank, and General Electric Capital Corporation (the “Lender defendants”) for failure to 50 state a claim upon which relief could be granted, pursuant to Rule 12(b)(6) of the Federal Rules of Civil 2 1 Procedure; (3) dismissed his unjust enrichment claims against the Lender defendants based on federal 2 preemption under the Copyright Act; (4) granted summary judgment to the Post-Confirmation Trust of 3 the Fleming Cos., Inc., and its principal, Robert Kors (jointly, “PCT”), on Berry’s claims under the 4 Racketeer Influenced and Corrupt Organizations Act (“RICO”), and dismissed his RICO claims against 5 the Lender Defendants for failure to state a claim upon which relief could be granted; and (5) granted 6 summary judgment to PCT on his breach of contract claim. We assume the parties’ familiarity with the 7 remaining facts, procedural history, and issues on appeal. 8 9 We review de novo the District Court’s decision dismissing a complaint pursuant to Rule 12(b)(6). 10 See, e.g., Chambers v. Time Warner, Inc., 282 F.3d 147, 152 (2d Cir. 2002). “To survive dismissal, [a] plaintiff 11 must provide the grounds upon which his claim rests through factual allegations sufficient ‘to raise a 12 right to relief above the speculative level.’” ATSI Commc'ns., Inc. v. Shaar Fund, Ltd., 493 F.3d 87, 98 (2d 13 Cir. 2007) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007)). We review the District Court’s 14 denial of leave to amend a complaint for “abuse of discretion.” See, e.g., Jin v. Metropolitcan Life Ins. Co., 15 310 F.3d 84, 101 (2d Cir. 2002). “A district court has abused its discretion if it based its ruling on an 16 erroneous view of the law or on a clearly erroneous assessment of the evidence, or rendered a decision 17 that cannot be located within the range of permissible decisions.” Sims v. Blot, 534 F.3d 117, 132 (2d Cir. 18 2008) (internal quotation marks, citations, and alterations omitted). 19 20 We also review de novo the District Court’s decision to grant summary judgment and, in the 21 course of that review, we resolve ambiguities and draw all permissible factual inferences in favor of the 22 nonmoving party. See, e.g., Holcomb v. Iona Coll., 521 F.3d 130, 137 (2d Cir. 2008); Nationwide Life Ins. Co. v. 23 Bankers Leasing Ass’n, 182 F.3d 157, 160 (2d Cir. 1999). We will affirm the grant of summary judgment 24 by the District Court if the record indicates that “there is no genuine issue as to any material fact and 25 that the movant is entitled to judgment as a matter of law.” Pilgrim v. Luther, 571 F.3d 201, 204 (2d Cir. 26 2009) (internal quotation marks omitted). 27 28 After conducting an independent review of the record and case law, we conclude, substantially 29 for the reasons stated in the well-reasoned decision and order of the District Court, Berry v. Deutsche Bank 30 Trust Co. Americas, No. 07-cv-7634, 2008 WL 4694968 (S.D.N.Y. Oct. 21, 2008), that the District Court 31 did not improperly dismiss plaintiff’s complaint or err in granting summary judgment in favor of PCT. 32 33 We further conclude that the District Court properly dismissed plaintiff’s copyright infringement 34 claims against C&S on the basis of res judicata because it found that Berry’s claims rested on the same 35 facts that had been adjudicated on the merits in earlier litigation in the Hawaiian courts. See Federated 36 Dep’t Stores, Inc. v. Moitie, 452 U.S. 394, 398 (1981). Nor did the District Court err in dismissing plaintiff’s 37 contributory copyright liability claims against the Lender defendants because it found that Berry failed to 38 allege facts proving that these defendants had acted in concert with any direct infringer, or had the 39 necessary degree of control over the direct infringer. See Gershwin Publ’g Corp. v. Columbia Artists Mgmt., 40 Inc., 443 F.2d 1159, 1162 (2d Cir. 1971). Finally, we have considered plaintiff’s claim regarding the 41 Copyright Act and also find it to be without merit. 42 43 44 45 3 1 CONCLUSION 2 3 We have considered each of plaintiff’s arguments on appeal and find them to be without merit. 4 For the reasons stated above, we AFFIRM the judgment of the District Court. 5 6 7 FOR THE COURT, 8 Catherine O’Hagan Wolfe, Clerk of Court 9 10 4